Common use of Expedited Advertising Compliance Review Clause in Contracts

Expedited Advertising Compliance Review. ■ $[…]for the first 10 pages (minutes if audio or video); $[…]/page (minute if audio or video) thereafter, 24 hour initial turnaround. ■ $[…]FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[…]/page (minute if audio or video) thereafter. (3 day turnaround IF accepted by FINRA, FINRA filing fee may not apply to all communication pieces) Licensing of Investment Advisor’s Staff (if desired) ■ $[…]/year per registered representative ■ Quasar sponsors the following licenses: Series 0, 0, 00, 00, 00, 00, 00 ■ $[…]/FINRA designated branch location ■ Plus all associated FINRA and state fees for Registered Representatives, including license and renewal fees Fund Fact Sheets ■ Design - $[…]/fact sheet, includes first production ■ Production - $[…]/fact sheet per production period ■ All printing costs are out-of-pocket expenses, and in addition to the design fee and production fee ■ Web sites, third-party data provider costs, brochures, and other sales support materials – Project priced via Quasar proposal Out-of-Pocket Expenses Reasonable out-of-pocket expenses incurred by the Distributor in connection with activities primarily intended to result in the sale of shares, including, but not limited to: ■ Typesetting, printing and distribution of prospectuses and shareholder reports ■ Production, printing, distribution, and placement of advertising, sales literature, and materials ■ Engagement of designers, free-xxxxx writers, and public relations firms ■ Postage, overnight delivery charges ■ FINRA registration fees [To include late U5 charge (if applicable)] (FINRA advertising filing fees are included in Advertising Compliance Review section above) ■ Record retention ■ Travel, lodging, and meals *Subject to annual CPI increase, Milwaukee MSA. Fees are billed monthly.

Expedited Advertising Compliance Review. ■ $[…][ ] for the first 10 [ ] pages (minutes if audio or video); $[…][ ] /page (minute if audio or video) thereafter, 24 [ ] hour initial turnaround. ■ § $[…][ ] FINRA filing fee per communication piece for the first 10 [ ] pages (minutes if audio or video); $[…][ ] /page (minute if audio or video) thereafter. (3 [ ] day turnaround IF accepted by FINRA, FINRA filing fee may not apply to all communication pieces) Licensing of Investment AdvisorAdviser’s Staff (if desired) ■ § $[…][ ] /year per registered representative ■ § Quasar sponsors the following licenses: Series 06, 07, 0024, 0026, 0027, 0063, 00 ■ 66 § $[…][ ] /FINRA designated branch location ■ § Plus all associated FINRA and state fees for Registered Representatives, including license and renewal fees Fund Fact Sheets ■ § Design - $[…][ ] /fact sheet, includes first production ■ § Production - $[…][ ] /fact sheet per production period ■ § All printing costs are out-of-pocket expenses, and in addition to the design fee and production fee ■ § Web sites, third-party data provider costs, brochures, and other sales support materials – Project priced via Quasar proposal Reasonable Out-of-Pocket Expenses Reasonable out-of-pocket expenses incurred by the Distributor in connection with activities primarily intended to result in the sale of shares, including, but not limited to: ■ § Typesetting, printing and distribution of prospectuses and shareholder reports ■ § Production, printing, distribution, and placement of advertising, sales literature, and materials ■ § Engagement of designers, free-xxxxx lxxxx writers, and public relations firms ■ § Postage, overnight delivery charges ■ § FINRA registration fees [To include late U5 charge (if applicable)] (FINRA advertising filing fees are included in Advertising Compliance Review section above) ■ § Record retention ■ § Travel, lodging, and meals *Subject to annual CPI increase, Milwaukee MSA. Fees are billed monthly.