Expedited Advertising Compliance Review. $_____ for the first 10 pages (minutes if audio or video); $_____ /page (minute if audio or video) thereafter, 24 hour initial turnaround. § $_____ FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $_____ /page (minute if audio or video) thereafter.
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Samples: Distribution Agreement (Trust for Professional Managers)
Expedited Advertising Compliance Review. $_____ for the first 10 __ pages (minutes if audio or video); $_____ /page 25 per page (minute if audio or video) thereafter, 24 hour initial turnaround. § $_____ FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $_____ /page (minute if audio or video) thereafter.
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Samples: Distribution Agreement (Trust for Advised Portfolios)
Expedited Advertising Compliance Review. $_____ XX for the first 10 pages (minutes if audio or video); $_____ /page $ XX per page (minute if audio or video) thereafter, 24 hour initial turnaround. § $_____ FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $_____ /page (minute if audio or video) thereafter.
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Expedited Advertising Compliance Review. ● $______ for the first 10 pages (minutes if audio or video); $_____ /page (minute if audio or video) thereafter, 24 hour initial turnaround. § ● $______ FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $_____ /page (minute if audio or video) thereafter.
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Expedited Advertising Compliance Review. $_____ [ ]for the first 10 pages (minutes if audio or video); $_____ /page [ ]per page (minute if audio or video) thereafter, 24 hour initial turnaround. § $_____ FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $_____ /page (minute if audio or video) thereafter.
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