Common use of Expedited Advertising Compliance Review Clause in Contracts

Expedited Advertising Compliance Review. $ XXX for the first 10 pages (minutes if audio or video); $ XXX /page (minute if audio or video) thereafter, 24 hour initial turnaround. § $ XXX FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $ XXX /page (minute if audio or video) thereafter. [FINRA filing fee subject to change.] (3 day turnaround IF accepted by FINRA, FINRA filing fee may not apply to all communication pieces) · Quasar Expedited Service – Available upon request; ask for quote Licensing of Investment Advisor’s Staff (if required) · $ XXX per year per registered representative · Quasar is limited to these licenses for sponsorship: Series, 6, 7, 24, 26, 27, 63, 66 · Plus any FINRA and state fees for registered representatives, including license and renewal fees. Fund Fact Sheets · Design - $ XXX per fact sheet, includes first production · Production - $ XXX per fact sheet per production period · All printing costs are out-of-pocket expenses, and in addition to the design fee and production fee.

Appears in 1 contract

Samples: Distribution Agreement (Prospector Funds, Inc.)

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