Common use of Federal Securities Laws Clause in Contracts

Federal Securities Laws. Promptly notify Agent in writing if any Borrower or any of its Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) registers any securities under the Exchange Act or (iii) files a registration statement under the Securities Act.

Appears in 15 contracts

Samples: Guaranty and Security Agreement (Dril-Quip Inc), Guaranty and Security Agreement (Dril-Quip Inc), Security Agreement (Dril-Quip Inc)

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Federal Securities Laws. Promptly notify Agent in writing if any Borrower or any of its Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) registers any securities under the Exchange Act or (iii) files a registration statement under the Securities Act.

Appears in 10 contracts

Samples: Security Agreement (Goodman Networks Inc), Security Agreement (Hudson Technologies Inc /Ny), Security Agreement (Research Pharmaceutical Services, Inc.)

Federal Securities Laws. Promptly notify Agent in writing if any Borrower Loan Party (other than Quantum) or any of its Subsidiaries (ia) is required to file periodic reports under the Exchange Act, (iib) registers any securities under the Exchange Act or (iiic) files a registration statement under the Securities Act.

Appears in 8 contracts

Samples: Credit and Security Agreement (Quantum Corp /De/), Credit and Security Agreement (Quantum Corp /De/), Credit and Security Agreement (Quantum Corp /De/)

Federal Securities Laws. Promptly Borrowers shall promptly notify Agent in writing if any Borrower or any of its their Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) registers any securities under the Exchange Act or (iii) files a registration statement under the Securities Act.

Appears in 6 contracts

Samples: Loan and Security Agreement (PHI Group, Inc./De), Loan and Security Agreement (PHI Group, Inc./De), Security Agreement (PHI Group, Inc./De)

Federal Securities Laws. Promptly notify Agent in writing if Holdings, any Borrower or any of its Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) registers any securities under the Exchange Act or (iii) files a registration statement under the Securities Act.

Appears in 5 contracts

Samples: Credit and Security Agreement (Green Plains Inc.), Credit and Security Agreement (Green Plains Inc.), Security Agreement (Green Plains Renewable Energy, Inc.)

Federal Securities Laws. Promptly notify Agent in writing if any Borrower or any of its Subsidiaries (ia) is required to file periodic reports under the Exchange Act, (iib) registers any securities under the Exchange Act or (iiic) files a registration statement under the Securities Act.

Appears in 4 contracts

Samples: Credit and Security Agreement (ARKO Corp.), Credit and Security Agreement (ARKO Corp.), Credit and Security Agreement (ARKO Corp.)

Federal Securities Laws. Promptly notify Agent in writing if any Borrower such Loan Party or any of its Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) registers any securities under the Exchange Act or (iii) files a registration statement under the Securities Act.

Appears in 4 contracts

Samples: Credit Agreement (Boot Barn Holdings, Inc.), Joinder Agreement (Boot Barn Holdings, Inc.), Joinder Agreement (Boot Barn Holdings, Inc.)

Federal Securities Laws. Promptly notify Agent in writing if any Borrower Loan Party or any of its Subsidiaries (ia) is required to file periodic reports under the Exchange Act, (iib) registers any securities under the Exchange Act or (iiic) files a registration statement under the Securities Act.

Appears in 3 contracts

Samples: Revolving Credit and Security Agreement (Ugi Corp /Pa/), Security Agreement (Keane Group, Inc.), Security Agreement (Keane Group, Inc.)

Federal Securities Laws. Promptly notify Agent in writing if any Borrower Loan Party or any of its their Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) registers any securities under the Exchange Act or (iii) files a registration statement under the Securities Act.

Appears in 3 contracts

Samples: Revolving Credit and Security Agreement and Guaranty (Viant Technology Inc.), Security Agreement (Viant Technology Inc.), Revolving Credit and Security Agreement and Guaranty (Viant Technology Inc.)

Federal Securities Laws. Promptly notify Agent in writing if any Borrower Loan Party (other than Holdings) or any of its Subsidiaries (ia) is required to file periodic reports under the Exchange Act, (iib) registers any securities under the Exchange Act or (iiic) files a registration statement under the Securities Act.

Appears in 3 contracts

Samples: Revolving Credit and Security Agreement (Williams Industrial Services Group Inc.), Security Agreement (Williams Industrial Services Group Inc.), Security Agreement (Williams Industrial Services Group Inc.)

Federal Securities Laws. Promptly notify Agent in writing if any Borrower Loan Party (other than Holdings) or any of its their Subsidiaries (ia) is are required to file periodic reports under the Exchange Act, (iib) registers any securities under the Exchange Act or (iiic) files a registration statement under the Securities Act.

Appears in 2 contracts

Samples: Credit and Security Agreement (Perma-Pipe International Holdings, Inc.), Security Agreement (Perma-Pipe International Holdings, Inc.)

Federal Securities Laws. Promptly notify Agent in writing if any Borrower Company or any of its their Subsidiaries (ia) is required to file periodic reports under the Exchange Act, (iib) registers any securities under the Exchange Act or (iiic) files a registration statement under the Securities Act. 6.11.

Appears in 2 contracts

Samples: Guaranty and Security Agreement (Babcock & Wilcox Enterprises, Inc.), Guaranty and Security Agreement (Babcock & Wilcox Enterprises, Inc.)

Federal Securities Laws. Promptly notify Agent in writing if any Borrower (other than Holdings) or any of its Borrower’s Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) registers any securities under the Exchange Act or (iii) files a registration statement under the Securities Act.

Appears in 2 contracts

Samples: Security Agreement (Aventine Renewable Energy Holdings Inc), Security Agreement (Aventine Renewable Energy Holdings Inc)

Federal Securities Laws. Promptly notify Agent in writing if any Borrower (other than ValueVision) or any of its Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) registers any securities under the Exchange Act or (iii) files a registration statement under the Securities Act.

Appears in 2 contracts

Samples: Security Agreement (Valuevision Media Inc), Security Agreement (Valuevision Media Inc)

Federal Securities Laws. Promptly notify Agent in writing if any Borrower Company or any of its their Subsidiaries (ia) is required to file periodic reports under the Exchange Act, (iib) registers any securities under the Exchange Act or (iiic) files a registration statement under the Securities Act.

Appears in 2 contracts

Samples: And (Babcock & Wilcox Enterprises, Inc.), Security Agreement (Babcock & Wilcox Enterprises, Inc.)

Federal Securities Laws. Promptly notify each Agent in writing if any Borrower Parent or any Loan Party or any of its their Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) registers any securities under the Exchange Act or (iii) files a registration statement under the Securities Act.

Appears in 2 contracts

Samples: Security Agreement (A.S.V., LLC), Security Agreement (Manitex International, Inc.)

Federal Securities Laws. Promptly notify Agent in writing if any Borrower Credit Party or any of its Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) registers any securities under the Exchange Act or (iii) files a registration statement under the Securities ActAct or any applicable Canadian securities legislation.

Appears in 2 contracts

Samples: Guaranty Agreement (Drilling Tools International Corp), Guaranty Agreement (ROC Energy Acquisition Corp.)

Federal Securities Laws. Promptly notify Agent in writing if any Borrower or any of its their respective Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) registers any securities under the Exchange Act or (iii) files a registration statement under the Securities Act.

Appears in 2 contracts

Samples: Security Agreement (Empeiria Acquisition Corp), Intercreditor Agreement (Empeiria Acquisition Corp)

Federal Securities Laws. Promptly notify Agent and the Purchasers in writing if any Borrower Note Party or any of its Subsidiaries (ia) is required to file periodic reports under the Exchange Act, (iib) registers any securities under the Exchange Act or (iiic) files a registration statement under the Securities Act.

Appears in 2 contracts

Samples: Note Purchase Agreement (Keane Group, Inc.), Note Purchase Agreement (Keane Group, Inc.)

Federal Securities Laws. Promptly notify Agent in writing if any Borrower or any of its Subsidiaries (i) is required to file periodic reports under the Exchange Act, ; or if Holdings or any Borrower or any of any Borrower’s Subsidiaries (iii) registers any securities under the Exchange Act or (iiiii) files a registration statement under the Securities Act.

Appears in 2 contracts

Samples: Security Agreement (Fairchild Corp), Security Agreement (Fairchild Corp)

Federal Securities Laws. Promptly notify Agent in writing if any Borrower or any of its their Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) registers any securities under the Exchange Act or (iii) files a registration statement under the Securities Act.

Appears in 2 contracts

Samples: Security Agreement (Phosphate Holdings, Inc.), Revolving Credit (Teamstaff Inc)

Federal Securities Laws. Promptly notify Agent in writing if Holdings, any Borrower Loan Party or any of its their respective Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) registers any securities under the Exchange Act or (iii) files a registration statement under the Securities Act.

Appears in 2 contracts

Samples: Security Agreement (TCP International Holdings Ltd.), Security Agreement (TCP International Holdings Ltd.)

Federal Securities Laws. Promptly notify Agent in writing if any Borrower or any Subsidiary of its Subsidiaries any Borrower (i) is required to file periodic reports under the Exchange Act, (ii) registers any securities under the Exchange Act or (iii) files a registration statement under the Securities Act.

Appears in 2 contracts

Samples: Credit and Security Agreement (Akrion, Inc.), Credit and Security Agreement (Akrion, Inc.)

Federal Securities Laws. Promptly notify Administrative Agent in writing if any Borrower or any of its Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) registers any securities under the Exchange Act or (iii) files a registration statement under the Securities Act.

Appears in 1 contract

Samples: Security Agreement (Skullcandy, Inc.)

Federal Securities Laws. Promptly notify Agent in writing if any Borrower or any of its Subsidiaries (i) is required to file periodic reports under the Exchange Act (it being understood by Agent that, as of the Closing Date, Image is required to file periodic reports under the Exchange Act), (ii) registers any securities under the Exchange Act or (iii) files a registration statement under the Securities Act.

Appears in 1 contract

Samples: Revolving Credit and Security Agreement (Image Entertainment Inc)

Federal Securities Laws. Promptly notify Agent in writing if if, except in connection with the IPO, any Borrower or any Restricted Subsidiary of its Subsidiaries any Credit Party (i) is required to file periodic reports under the Exchange Act, (ii) registers any securities under the Exchange Act or (iii) files a registration statement under the Securities Act.

Appears in 1 contract

Samples: Security Agreement (Emerge Energy Services LP)

Federal Securities Laws. Promptly notify Agent in writing if any Borrower Loan Party (other than Holdings) or any of its Subsidiaries (ia) is required to file periodic reports under the ​ 120 ​ Exchange Act, (iib) registers any securities under the Exchange Act or (iiic) files a registration statement under the Securities Act.. ​

Appears in 1 contract

Samples: Security Agreement (Williams Industrial Services Group Inc.)

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Federal Securities Laws. Promptly notify Administrative Agent in writing if any Borrower Loan Party or any of its Subsidiaries (ia) is required to file periodic reports under the Exchange Act, (iib) registers any securities under the Exchange Act or (iiic) files a registration statement under the Securities Act, in each case other than with respect to the Unsecured Notes and the Senior Secured Notes.

Appears in 1 contract

Samples: Term Loan Credit and Guaranty Agreement (New Enterprise Stone & Lime Co., Inc.)

Federal Securities Laws. Promptly notify Agent in writing if any Borrower Party or any of its Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) registers any securities under the Exchange Act or (iii) files a registration statement under the Securities Act.

Appears in 1 contract

Samples: Security Agreement (Horsehead Holding Corp)

Federal Securities Laws. Promptly notify the Administrative Agent in writing if any Borrower U.S. Loan Party or any of its Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) registers any securities under the Exchange Act or (iii) files a registration statement under the Securities Act.

Appears in 1 contract

Samples: Credit Agreement (Keypath Education International, Inc.)

Federal Securities Laws. Promptly notify Agent in writing if any Borrower (other than Enservco) or any of its Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) registers any securities under the Exchange Act or (iii) files a registration statement under the Securities Act.

Appears in 1 contract

Samples: Security Agreement (Enservco Corp)

Federal Securities Laws. Promptly notify Agent in writing if if, other than Merisel Parent, any Borrower or any of its Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) registers any securities under the Exchange Act or (iii) files a registration statement under the Securities Act.

Appears in 1 contract

Samples: Security Agreement (Merisel Inc /De/)

Federal Securities Laws. Promptly notify Agent in writing if any Borrower or any Domestic Subsidiary of its Subsidiaries Borrowing Agent (i) is required to file periodic reports under the Exchange Act, (ii) registers any securities under the Exchange Act or (iii) files a registration statement under the Securities Act.

Appears in 1 contract

Samples: Credit and Security Agreement (Input Output Inc)

Federal Securities Laws. Promptly notify Agent in writing if any Borrower Borrowers or any of its their Subsidiaries (i) is are required to file periodic reports under the Exchange Act, (ii) registers any securities under the Exchange Act or (iii) files a registration statement under the Securities Act.

Appears in 1 contract

Samples: Security Agreement (Hudson Technologies Inc /Ny)

Federal Securities Laws. Promptly notify Agent in writing if any Borrower (other than Borrowing Agent) or any of its Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) registers any securities under the Exchange Act or (iii) files a registration statement under the Securities Act.

Appears in 1 contract

Samples: Term Loan Credit and Security Agreement (EVINE Live Inc.)

Federal Securities Laws. Promptly notify Agent in writing if any Borrower Holdings, Borrowers or any of its their Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) registers any securities under the Exchange Act or (iii) files a registration statement under the Securities Act.

Appears in 1 contract

Samples: Security Agreement (Union Drilling Inc)

Federal Securities Laws. Promptly notify Administrative Agent in writing if any Borrower Loan Party or any of its Subsidiaries (ia) is required to file periodic reports under the Exchange Act, (iib) registers any securities under the Exchange Act or (iiic) files a registration statement under the Securities Act, in the case of clauses (a) and (b) above, other than with respect to the Unsecured Notes.

Appears in 1 contract

Samples: Term Loan Credit and Guaranty Agreement (New Enterprise Stone & Lime Co., Inc.)

Federal Securities Laws. Promptly notify the Administrative Agent in writing if any Borrower Loan Party or any of its Subsidiaries (ia) is required to file periodic reports under the Exchange Act, (iib) registers any securities under the Exchange Act or (iiic) files a registration statement under the Securities Act.

Appears in 1 contract

Samples: Credit Agreement (Keane Group, Inc.)

Federal Securities Laws. Promptly notify Agent in writing if any Borrower or any of its Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) registers any securities under the Exchange Act or (iii) files a registration statement under the Securities Act. The covenant contained herein does not apply to Katy.

Appears in 1 contract

Samples: Security Agreement (Katy Industries Inc)

Federal Securities Laws. Promptly notify Agent in writing if if, except in connection with the IPO, any Borrower or any Restricted Subsidiary of its Subsidiaries any Credit Party (i) is required to file periodic reports under the Exchange Act, (ii) registers any securities under the Exchange Act or (iii) files a registration statement under the Securities Act.or

Appears in 1 contract

Samples: Security Agreement

Federal Securities Laws. Promptly notify Agent in writing if any Borrower or any of its Subsidiaries (ia) is required to file periodic reports under the Exchange Act, (iib) registers any securities under the Exchange Act or (iiic) files a registration statement under the Securities Act.. 121

Appears in 1 contract

Samples: Credit and Security Agreement (ARKO Corp.)

Federal Securities Laws. Promptly notify Agent in writing if any Borrower (other than CompuDyne) or any of its Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) registers any securities under the Exchange Act or (iii) files a registration statement under the Securities Act.

Appears in 1 contract

Samples: Credit and Security Agreement (Compudyne Corp)

Federal Securities Laws. Promptly notify Agent in writing if any Borrower Loan Party or any of its Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) registers any securities under the Exchange Act or (iii) files a registration statement under the Securities Act.

Appears in 1 contract

Samples: Security Agreement (General Finance CORP)

Federal Securities Laws. Promptly notify Agent in writing if (i) any Borrower (other than JOI) or any of its Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) any Borrower or any of its Subsidiaries registers any securities under the Exchange Act or (iii) any Borrower or any of its Subsidiaries files a registration statement under the Securities Act.

Appears in 1 contract

Samples: Revolving Credit and Security Agreement (Johnson Outdoors Inc)

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