Common use of Federal Securities Laws Clause in Contracts

Federal Securities Laws. Promptly notify Agent in writing if any Borrower or any of its Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) registers any securities under the Exchange Act or (iii) files a registration statement under the Securities Act.

Appears in 15 contracts

Samples: Revolving Credit, Term Loan, Guaranty and Security Agreement (Dril-Quip Inc), Revolving Credit, Term Loan, Guaranty and Security Agreement (Dril-Quip Inc), Revolving Credit, Term Loan, Guaranty and Security Agreement (Dril-Quip Inc)

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Federal Securities Laws. Promptly notify Agent in writing if any Borrower or any of its Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) registers any securities under the Exchange Act or (iii) files a registration statement under the Securities Act.

Appears in 10 contracts

Samples: Revolving Credit and Security Agreement (Goodman Networks Inc), Revolving Credit and Term Loan Agreement (Hudson Technologies Inc /Ny), Revolving Credit and Security Agreement (Research Pharmaceutical Services, Inc.)

Federal Securities Laws. Promptly notify Agent in writing if any Borrower Loan Party (other than Quantum) or any of its Subsidiaries (ia) is required to file periodic reports under the Exchange Act, (iib) registers any securities under the Exchange Act or (iiic) files a registration statement under the Securities Act.

Appears in 8 contracts

Samples: Revolving Credit and Security Agreement (Quantum Corp /De/), Revolving Credit and Security Agreement (Quantum Corp /De/), Revolving Credit and Security Agreement (Quantum Corp /De/)

Federal Securities Laws. Promptly Borrowers shall promptly notify Agent in writing if any Borrower or any of its their Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) registers any securities under the Exchange Act or (iii) files a registration statement under the Securities Act.

Appears in 6 contracts

Samples: Revolving Credit, Term Loan and Security Agreement (PHI Group, Inc./De), Revolving Credit, Term Loan and Security Agreement (PHI Group, Inc./De), Revolving Credit, Term Loan and Security Agreement (PHI Group, Inc./De)

Federal Securities Laws. Promptly notify Agent in writing if Holdings, any Borrower or any of its Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) registers any securities under the Exchange Act or (iii) files a registration statement under the Securities Act.

Appears in 5 contracts

Samples: Revolving Credit and Security Agreement (Green Plains Inc.), Revolving Credit and Security Agreement (Green Plains Inc.), Revolving Credit and Security Agreement (Green Plains Renewable Energy, Inc.)

Federal Securities Laws. Promptly notify Agent in writing if any Borrower or any of its Subsidiaries (ia) is required to file periodic reports under the Exchange Act, (iib) registers any securities under the Exchange Act or (iiic) files a registration statement under the Securities Act.

Appears in 5 contracts

Samples: Revolving Credit and Security Agreement (ARKO Corp.), Revolving Credit and Security Agreement (ARKO Corp.), Revolving Credit and Security Agreement (ARKO Corp.)

Federal Securities Laws. Promptly notify Agent in writing if any Borrower such Loan Party or any of its Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) registers any securities under the Exchange Act or (iii) files a registration statement under the Securities Act.

Appears in 4 contracts

Samples: Revolving Credit and Security Agreement (Boot Barn Holdings, Inc.), Term Loan and Security Agreement (Boot Barn Holdings, Inc.), Term Loan and Security Agreement (Boot Barn Holdings, Inc.)

Federal Securities Laws. Promptly notify Agent in writing if any Borrower Loan Party (other than Holdings) or any of its Subsidiaries (ia) is required to file periodic reports under the Exchange Act, (iib) registers any securities under the Exchange Act or (iiic) files a registration statement under the Securities Act.

Appears in 3 contracts

Samples: Revolving Credit and Security Agreement (Williams Industrial Services Group Inc.), Revolving Credit and Security Agreement (Williams Industrial Services Group Inc.), Revolving Credit and Security Agreement (Williams Industrial Services Group Inc.)

Federal Securities Laws. Promptly notify Agent in writing if any Borrower Loan Party or any of its their Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) registers any securities under the Exchange Act or (iii) files a registration statement under the Securities Act.

Appears in 3 contracts

Samples: Revolving Credit and Security Agreement and Guaranty (Viant Technology Inc.), Revolving Credit and Security Agreement and Guaranty (Viant Technology Inc.), Revolving Credit and Security Agreement (Viant Technology Inc.)

Federal Securities Laws. Promptly notify Agent in writing if any Borrower Loan Party or any of its Subsidiaries (ia) is required to file periodic reports under the Exchange Act, (iib) registers any securities under the Exchange Act or (iiic) files a registration statement under the Securities Act.

Appears in 3 contracts

Samples: Revolving Credit and Security Agreement (Ugi Corp /Pa/), Revolving Credit and Security Agreement (Keane Group, Inc.), Revolving Credit and Security Agreement (Keane Group, Inc.)

Federal Securities Laws. Promptly notify Agent in writing if any Borrower Credit Party or any of its Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) registers any securities under the Exchange Act or (iii) files a registration statement under the Securities ActAct or any applicable Canadian securities legislation.

Appears in 2 contracts

Samples: Revolving Credit, Term Loan and Security Agreement (Drilling Tools International Corp), Revolving Credit, Security and Guaranty Agreement (ROC Energy Acquisition Corp.)

Federal Securities Laws. Promptly notify Agent in writing if any Borrower or any Subsidiary of its Subsidiaries any Borrower (i) is required to file periodic reports under the Exchange Act, (ii) registers any securities under the Exchange Act or (iii) files a registration statement under the Securities Act.

Appears in 2 contracts

Samples: Revolving Credit and Security Agreement (Akrion, Inc.), Revolving Credit and Security Agreement (Akrion, Inc.)

Federal Securities Laws. Promptly notify Agent in writing if any Borrower Company or any of its their Subsidiaries (ia) is required to file periodic reports under the Exchange Act, (iib) registers any securities under the Exchange Act or (iiic) files a registration statement under the Securities Act. 6.

Appears in 2 contracts

Samples: Reimbursement, Guaranty and Security Agreement (Babcock & Wilcox Enterprises, Inc.), Revolving Credit, Guaranty and Security Agreement (Babcock & Wilcox Enterprises, Inc.)

Federal Securities Laws. Promptly notify Agent in writing if any Borrower (other than Holdings) or any of its Borrower’s Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) registers any securities under the Exchange Act or (iii) files a registration statement under the Securities Act.

Appears in 2 contracts

Samples: Revolving Credit and Security Agreement (Aventine Renewable Energy Holdings Inc), Revolving Credit and Security Agreement (Aventine Renewable Energy Holdings Inc)

Federal Securities Laws. Promptly notify Agent in writing if any Borrower or any of its their Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) registers any securities under the Exchange Act or (iii) files a registration statement under the Securities Act.

Appears in 2 contracts

Samples: Revolving Credit and Security Agreement (Phosphate Holdings, Inc.), Revolving Credit and Security Agreement (Teamstaff Inc)

Federal Securities Laws. Promptly notify Agent in writing if any Borrower or any of its their respective Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) registers any securities under the Exchange Act or (iii) files a registration statement under the Securities Act.

Appears in 2 contracts

Samples: Revolving Credit and Security Agreement (Empeiria Acquisition Corp), Term Loan and Security Agreement (Empeiria Acquisition Corp)

Federal Securities Laws. Promptly notify Agent in writing if any Borrower Company or any of its their Subsidiaries (ia) is required to file periodic reports under the Exchange Act, (iib) registers any securities under the Exchange Act or (iiic) files a registration statement under the Securities Act.

Appears in 2 contracts

Samples: Revolving Credit, Guaranty and Security Agreement (Babcock & Wilcox Enterprises, Inc.), Reimbursement, Guaranty and Security Agreement (Babcock & Wilcox Enterprises, Inc.)

Federal Securities Laws. Promptly notify each Agent in writing if any Borrower Parent or any Loan Party or any of its their Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) registers any securities under the Exchange Act or (iii) files a registration statement under the Securities Act.

Appears in 2 contracts

Samples: Revolving Credit, Term Loan and Security Agreement (A.S.V., LLC), Revolving Credit, Term Loan and Security Agreement (Manitex International, Inc.)

Federal Securities Laws. Promptly notify Agent and the Purchasers in writing if any Borrower Note Party or any of its Subsidiaries (ia) is required to file periodic reports under the Exchange Act, (iib) registers any securities under the Exchange Act or (iiic) files a registration statement under the Securities Act.

Appears in 2 contracts

Samples: Note Purchase Agreement (Keane Group, Inc.), Note Purchase Agreement (Keane Group, Inc.)

Federal Securities Laws. Promptly notify Agent in writing if any Borrower Loan Party (other than Holdings) or any of its their Subsidiaries (ia) is are required to file periodic reports under the Exchange Act, (iib) registers any securities under the Exchange Act or (iiic) files a registration statement under the Securities Act.

Appears in 2 contracts

Samples: Revolving Credit and Security Agreement (Perma-Pipe International Holdings, Inc.), Revolving Credit and Security Agreement (Perma-Pipe International Holdings, Inc.)

Federal Securities Laws. Promptly notify Agent in writing if any Borrower (other than ValueVision) or any of its Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) registers any securities under the Exchange Act or (iii) files a registration statement under the Securities Act.

Appears in 2 contracts

Samples: Revolving Credit and Security Agreement (Valuevision Media Inc), Revolving Credit and Security Agreement (Valuevision Media Inc)

Federal Securities Laws. Promptly notify Agent in writing if any Borrower or any of its Subsidiaries (i) is required to file periodic reports under the Exchange Act, ; or if Holdings or any Borrower or any of any Borrower’s Subsidiaries (iii) registers any securities under the Exchange Act or (iiiii) files a registration statement under the Securities Act.

Appears in 2 contracts

Samples: Export Import Revolving Credit and Security Agreement (Fairchild Corp), Revolving Credit and Security Agreement (Fairchild Corp)

Federal Securities Laws. Promptly notify Agent in writing if Holdings, any Borrower Loan Party or any of its their respective Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) registers any securities under the Exchange Act or (iii) files a registration statement under the Securities Act.

Appears in 2 contracts

Samples: Revolving Credit and Security Agreement (TCP International Holdings Ltd.), Revolving Credit and Security Agreement (TCP International Holdings Ltd.)

Federal Securities Laws. Promptly notify the Administrative Agent in writing if any Borrower U.S. Loan Party or any of its Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) registers any securities under the Exchange Act or (iii) files a registration statement under the Securities Act.

Appears in 1 contract

Samples: Credit Agreement (Keypath Education International, Inc.)

Federal Securities Laws. Promptly notify Agent in writing if any Borrower (other than Enservco) or any of its Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) registers any securities under the Exchange Act or (iii) files a registration statement under the Securities Act.

Appears in 1 contract

Samples: Revolving Credit, Term Loan and Security Agreement (Enservco Corp)

Federal Securities Laws. Promptly notify Agent in writing if any Borrower Loan Party or any of its Subsidiaries (ia) is required to file periodic reports under the Exchange Act, (iib) registers any securities under the Exchange Act or (iiic) files a registration statement under the Securities Act. 6.

Appears in 1 contract

Samples: Revolving Credit and Security Agreement (Ugi Corp /Pa/)

Federal Securities Laws. Promptly notify Agent in writing if any Borrower (other than CompuDyne) or any of its Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) registers any securities under the Exchange Act or (iii) files a registration statement under the Securities Act.

Appears in 1 contract

Samples: Revolving Credit and Security Agreement (Compudyne Corp)

Federal Securities Laws. Promptly notify Administrative Agent in writing if any Borrower Loan Party or any of its Subsidiaries (ia) is required to file periodic reports under the Exchange Act, (iib) registers any securities under the Exchange Act or (iiic) files a registration statement under the Securities Act, in each case other than with respect to the Unsecured Notes and the Senior Secured Notes.

Appears in 1 contract

Samples: Term Loan Credit and Guaranty Agreement (New Enterprise Stone & Lime Co., Inc.)

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Federal Securities Laws. Promptly notify Administrative Agent in writing if any Borrower or any of its Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) registers any securities under the Exchange Act or (iii) files a registration statement under the Securities Act.

Appears in 1 contract

Samples: Revolving Credit and Security Agreement (Skullcandy, Inc.)

Federal Securities Laws. Promptly notify Agent in writing if any Borrower or any Domestic Subsidiary of its Subsidiaries Borrowing Agent (i) is required to file periodic reports under the Exchange Act, (ii) registers any securities under the Exchange Act or (iii) files a registration statement under the Securities Act.

Appears in 1 contract

Samples: Revolving Credit and Security Agreement (Input Output Inc)

Federal Securities Laws. Promptly notify Agent in writing if if, other than Merisel Parent, any Borrower or any of its Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) registers any securities under the Exchange Act or (iii) files a registration statement under the Securities Act.

Appears in 1 contract

Samples: Revolving Credit and Security Agreement (Merisel Inc /De/)

Federal Securities Laws. Promptly notify Agent in writing if (i) any Borrower (other than JOI) or any of its Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) any Borrower or any of its Subsidiaries registers any securities under the Exchange Act or (iii) any Borrower or any of its Subsidiaries files a registration statement under the Securities Act.

Appears in 1 contract

Samples: Revolving Credit and Security Agreement (Johnson Outdoors Inc)

Federal Securities Laws. Promptly notify Agent in writing if any Borrower (other than Borrowing Agent) or any of its Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) registers any securities under the Exchange Act or (iii) files a registration statement under the Securities Act.

Appears in 1 contract

Samples: Term Loan Credit and Security Agreement (EVINE Live Inc.)

Federal Securities Laws. Promptly notify Agent in writing if any Borrower Holdings, Borrowers or any of its their Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) registers any securities under the Exchange Act or (iii) files a registration statement under the Securities Act.

Appears in 1 contract

Samples: Revolving Credit and Security Agreement (Union Drilling Inc)

Federal Securities Laws. Promptly notify Agent in writing if any Borrower Party or any of its Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) registers any securities under the Exchange Act or (iii) files a registration statement under the Securities Act.

Appears in 1 contract

Samples: Revolving Credit and Security Agreement (Horsehead Holding Corp)

Federal Securities Laws. Promptly notify Agent in writing if any Borrower Loan Party or any of its Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) registers any securities under the Exchange Act or (iii) files a registration statement under the Securities Act.

Appears in 1 contract

Samples: Revolving Credit and Security Agreement (General Finance CORP)

Federal Securities Laws. Promptly notify Agent in writing if if, except in connection with the IPO, any Borrower or any Restricted Subsidiary of its Subsidiaries any Credit Party (i) is required to file periodic reports under the Exchange Act, (ii) registers any securities under the Exchange Act or (iii) files a registration statement under the Securities Act.or

Appears in 1 contract

Samples: Revolving Credit and Security Agreement

Federal Securities Laws. Promptly notify Agent in writing if any Borrower or any of its Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) registers any securities under the Exchange Act or (iii) files a registration statement under the Securities Act. The covenant contained herein does not apply to Katy.

Appears in 1 contract

Samples: Revolving Credit, Term Loan and Security Agreement (Katy Industries Inc)

Federal Securities Laws. Promptly notify Agent in writing if any Borrower Loan Party (other than Holdings) or any of its Subsidiaries (ia) is required to file periodic reports under the ​ ​ Exchange Act, (iib) registers any securities under the Exchange Act or (iiic) files a registration statement under the Securities Act.. ​

Appears in 1 contract

Samples: Revolving Credit and Security Agreement (Williams Industrial Services Group Inc.)

Federal Securities Laws. Promptly notify Administrative Agent in writing if any Borrower Loan Party or any of its Subsidiaries (ia) is required to file periodic reports under the Exchange Act, (iib) registers any securities under the Exchange Act or (iiic) files a registration statement under the Securities Act, in the case of clauses (a) and (b) above, other than with respect to the Unsecured Notes.

Appears in 1 contract

Samples: Term Loan Credit and Guaranty Agreement (New Enterprise Stone & Lime Co., Inc.)

Federal Securities Laws. Promptly notify Agent in writing if if, except in connection with the IPO, any Borrower or any Restricted Subsidiary of its Subsidiaries any Credit Party (i) is required to file periodic reports under the Exchange Act, (ii) registers any securities under the Exchange Act or (iii) files a registration statement under the Securities Act.

Appears in 1 contract

Samples: Revolving Credit and Security Agreement (Emerge Energy Services LP)

Federal Securities Laws. Promptly notify the Administrative Agent in writing if any Borrower Loan Party or any of its Subsidiaries (ia) is required to file periodic reports under the Exchange Act, (iib) registers any securities under the Exchange Act or (iiic) files a registration statement under the Securities Act.

Appears in 1 contract

Samples: Credit Agreement (Keane Group, Inc.)

Federal Securities Laws. Promptly notify Agent in writing if any Borrower or any of its Subsidiaries (i) is required to file periodic reports under the Exchange Act (it being understood by Agent that, as of the Closing Date, Image is required to file periodic reports under the Exchange Act), (ii) registers any securities under the Exchange Act or (iii) files a registration statement under the Securities Act.

Appears in 1 contract

Samples: Revolving Credit and Security Agreement (Image Entertainment Inc)

Federal Securities Laws. Promptly notify Agent in writing if any Borrower Borrowers or any of its their Subsidiaries (i) is are required to file periodic reports under the Exchange Act, (ii) registers any securities under the Exchange Act or (iii) files a registration statement under the Securities Act.

Appears in 1 contract

Samples: Term Loan Credit and Security Agreement (Hudson Technologies Inc /Ny)

Federal Securities Laws. Promptly notify Agent in writing if any Borrower Loan Party (other than AutoWeb) or any of its Subsidiaries (ia) is required to file periodic reports under the Exchange Act, (iib) registers any securities under the Exchange Act or (iiic) files a registration statement under the Securities Act.

Appears in 1 contract

Samples: Revolving Credit and Security Agreement (AutoWeb, Inc.)

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