Federal Securities Laws. Neither any Borrower nor any of its Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) has any securities registered under the Exchange Act or (iii) has filed a registration statement that has not yet become effective under the Securities Act.
Appears in 15 contracts
Samples: Revolving Credit and Security Agreement (Green Plains Inc.), Revolving Credit and Security Agreement (Green Plains Inc.), Revolving Credit and Security Agreement (Empeiria Acquisition Corp)
Federal Securities Laws. Neither any Borrower nor any of its Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) has any securities registered under the Exchange Act or (iii) has filed a registration statement that has not yet become effective under the Securities Act.
Appears in 10 contracts
Samples: Revolving Credit and Security Agreement (Goodman Networks Inc), Revolving Credit and Term Loan Agreement (Hudson Technologies Inc /Ny), Revolving Credit and Security Agreement (Research Pharmaceutical Services, Inc.)
Federal Securities Laws. Neither any No Borrower nor or any of its Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) has any securities registered under the Exchange Act or (iii) has filed a registration statement that has not yet become effective under the Securities Act.
Appears in 8 contracts
Samples: Revolving Credit, Term Loan, Guaranty and Security Agreement (Dril-Quip Inc), Revolving Credit, Term Loan, Guaranty and Security Agreement (Dril-Quip Inc), Revolving Credit, Term Loan, Guaranty and Security Agreement (Dril-Quip Inc)
Federal Securities Laws. Neither any Borrower nor any of its Subsidiaries (ia) is required to file periodic reports under the Exchange Act, (iib) has any securities registered under the Exchange Act or (iiic) has filed a registration statement that has not yet become effective under the Securities Act.
Appears in 6 contracts
Samples: Revolving Credit and Security Agreement (ARKO Corp.), Revolving Credit and Security Agreement (ARKO Corp.), Revolving Credit and Security Agreement (ARKO Corp.)
Federal Securities Laws. Neither any Borrower nor Borrowers or any of its their Subsidiaries (i) is are required to file periodic reports under the Exchange Act, (ii) has have any securities registered under the Exchange Act or (iii) has have filed a registration statement that has not yet become effective under the Securities Act.
Appears in 4 contracts
Samples: Revolving Credit, Term Loan and Security Agreement (PHI Group, Inc./De), Revolving Credit, Term Loan and Security Agreement (PHI Group, Inc./De), Revolving Credit, Term Loan and Security Agreement (PHI Group, Inc./De)
Federal Securities Laws. Neither any Borrower No Company nor any of its Subsidiaries (ia) is required to file periodic reports under the Exchange Act, (iib) has any securities registered under the Exchange Act or (iiic) has filed a registration statement that has not yet become effective under the Securities Act.
Appears in 4 contracts
Samples: Reimbursement, Guaranty and Security Agreement (Babcock & Wilcox Enterprises, Inc.), Revolving Credit, Guaranty and Security Agreement (Babcock & Wilcox Enterprises, Inc.), Revolving Credit, Guaranty and Security Agreement (Babcock & Wilcox Enterprises, Inc.)
Federal Securities Laws. Neither Holdings, any Borrower Loan Party nor any of its their respective Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) has any securities registered under the Exchange Act or (iii) has filed a registration statement that has not yet become effective under the Securities Act.
Appears in 2 contracts
Samples: Revolving Credit and Security Agreement (TCP International Holdings Ltd.), Revolving Credit and Security Agreement (TCP International Holdings Ltd.)
Federal Securities Laws. Neither any Other than Holdings, no Borrower nor or any of its any Borrower’s Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) has any securities registered under the Exchange Act or (iii) has filed a registration statement that has not yet become effective under the Securities Act.
Appears in 2 contracts
Samples: Revolving Credit and Security Agreement (Aventine Renewable Energy Holdings Inc), Revolving Credit and Security Agreement (Aventine Renewable Energy Holdings Inc)
Federal Securities Laws. Neither any Borrower nor any of its Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) has any securities registered under the Exchange Act or (iii) has filed a registration statement that has not yet become effective under the Securities ActAct of 1933, as amended.
Appears in 2 contracts
Samples: Loan and Security Agreement (Marketwise, Inc.), Loan and Security Agreement (Marketwise, Inc.)
Federal Securities Laws. Neither any Borrower (other than ValueVision) nor any of its Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) has any securities registered under the Exchange Act or (iii) has filed a registration statement that has not yet become effective under the Securities Act.
Appears in 2 contracts
Samples: Revolving Credit and Security Agreement (Valuevision Media Inc), Revolving Credit and Security Agreement (Valuevision Media Inc)
Federal Securities Laws. Neither any Borrower Credit Party nor any of its Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) has any securities registered under the Exchange Act or (iii) has filed a registration statement that has not yet become effective under the Securities ActAct or any applicable Canadian securities legislation.
Appears in 2 contracts
Samples: Revolving Credit, Term Loan and Security Agreement (Drilling Tools International Corp), Revolving Credit, Security and Guaranty Agreement (ROC Energy Acquisition Corp.)
Federal Securities Laws. Neither any Borrower nor any of its Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) has any securities registered under the Exchange Act or (iii) has filed a registration statement that has not yet become effective under the Securities Act.. 42
Appears in 1 contract
Samples: Term Loan and Security Agreement (Air Industries Group, Inc.)
Federal Securities Laws. Neither any Borrower (other than CompuDyne) nor any of its Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) has any securities registered under the Exchange Act or (iii) has filed a registration statement that has not yet become effective under the Securities Act.
Appears in 1 contract
Samples: Revolving Credit and Security Agreement (Compudyne Corp)
Federal Securities Laws. Neither any No Borrower nor any of its Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) has any securities registered under the Exchange Act or (iii) has filed a registration statement that has not yet become effective under the Securities Act.
Appears in 1 contract
Samples: Revolving Credit and Security Agreement (Brightstar Corp.)
Federal Securities Laws. Neither any (i) Borrower (other than JOI) nor any of its Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) Borrower (other than JOI) nor any of its Subsidiaries has any securities registered under the Exchange Act or (iii) Borrower nor any of its Subsidiaries has filed a registration statement that has not yet become effective under the Securities Act.
Appears in 1 contract
Samples: Revolving Credit and Security Agreement (Johnson Outdoors Inc)
Federal Securities Laws. Neither any Borrower (other than Borrowing Agent) nor any of its Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) has any securities registered under the Exchange Act or (iii) has filed a registration statement that has not yet become effective under the Securities Act.
Appears in 1 contract
Samples: Term Loan Credit and Security Agreement (EVINE Live Inc.)
Federal Securities Laws. Neither any Borrower Loan Parties (other than Parent) nor any of its their Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) has any securities registered under the Exchange Act or (iii) has filed a registration statement that has not yet become effective under the Securities Act.
Appears in 1 contract
Federal Securities Laws. Neither any Borrower Note Party nor any of its Restricted Subsidiaries (ia) is required to file periodic reports under the Exchange Act, (iib) has any securities registered under the Exchange Act or (iiic) has filed a registration statement that has not yet become effective under the Securities Act.
Appears in 1 contract
Federal Securities Laws. Neither any Borrower (other than Holdings) nor any of its Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) has any securities registered under the Exchange Act or (iii) has filed a registration statement that has not yet become effective under the Securities Act.
Appears in 1 contract
Samples: Revolving Credit and Security Agreement (Kitty Hawk Inc)
Federal Securities Laws. Neither any Except for Merisel Parent, no Borrower nor or any of its Subsidiaries (i) is required to file periodic reports under the Exchange Act, Act or (ii) has any securities registered under the Exchange Act Act. No Borrower or (iii) any of its Subsidiaries has filed a registration statement that has not yet become effective under the Securities Act.
Appears in 1 contract
Samples: Revolving Credit and Security Agreement (Merisel Inc /De/)
Federal Securities Laws. Neither any Borrower (other than Crocs) nor any of its Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) has any securities registered under the Exchange Act or (iii) has filed a registration statement that has not yet become effective under the Securities Act.
Appears in 1 contract
Samples: Revolving Credit and Security Agreement (Crocs, Inc.)
Federal Securities Laws. Neither any Borrower Loan Party nor any of its their respective Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) has any securities registered under the Exchange Act or (iii) has filed a registration statement that has not yet become effective under the Securities Act.
Appears in 1 contract
Samples: Revolving Credit and Security Agreement (TCP International Holdings Ltd.)
Federal Securities Laws. Neither any Borrower Party nor any of its Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) has any securities registered under the Exchange Act or (iii) has filed a registration statement that has not yet become effective under the Securities Act.
Appears in 1 contract
Samples: Revolving Credit and Security Agreement (Horsehead Holding Corp)
Federal Securities Laws. Neither any Borrower Loan Party nor any of its Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) has any securities registered under the Exchange Act or (iii) has filed a registration statement that has not yet become effective under the Securities Act.
Appears in 1 contract
Samples: Revolving Credit and Security Agreement (General Finance CORP)
Federal Securities Laws. Neither any Borrower nor any of its Subsidiaries (i) is required to file periodic reports under the Exchange Act, (ii) has any securities registered under the Exchange Act or (iii) has filed a registration statement that has not yet become effective under the Securities Act. The representation and warranty contained herein does not apply to Katy.
Appears in 1 contract
Samples: Revolving Credit, Term Loan and Security Agreement (Katy Industries Inc)
