Fees for Clearing Services Sample Clauses

Fees for Clearing Services. As compensation for services provided pursuant to this Agreement, Pershing shall deduct from the commissions, xxxx-up, xxxx-down, or fees charged Broker’s customers the amounts set forth in the fully-disclosed pricing schedule attached hereto as Schedule A.
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Fees for Clearing Services. As compensation for services provided pursuant to this Agreement, Pershing shall deduct from the commissions, xxxx-up, xxxx-down or fees charged Broker's customers the amounts set forth in the fully disclosed pricing schedule attached hereto as Schedule A. The compensation schedule may be changed by Pershing at any time on thirty days prior written notice to Broker or from time to time as may be agreed by both parties. Broker shall promptly notify Pershing of any change in the nature or mix of the business engaged in by Broker.
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Fees for Clearing Services. As compensation for services provided pursuant to this Agreement, Clearing Agent shall deduct from the commissions, xxxx-up, xxxx-down, or fees charged Introducing Firm’s customers the amounts set forth in the fully-disclosed pricing schedule attached hereto as Schedule A.
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Fees for Clearing Services. As compensation for services provided pursuant to this Agreement, First Clearing shall deduct from the commissions, xxxx-up, xxxx-down, or fees charged Broker’s customers the amounts set forth in the fully-disclosed pricing schedule attached hereto as Schedule A. Fees for services set forth in Schedule A shall be applied to transactions processed commencing June 1, 2007. First Clearing agrees to credit any amounts owing for services rendered since June 1, 2007 no later than 30 days following execution of this Agreement.
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Fees for Clearing Services. As compensation for services provided pursuant to this Agreement, Pershing shall deduct from the commissions, mark-up, mark-down, or fees chargxx Xroker'x xustomers the amounts set forth in the fully-disclosed pricing schedule attached hereto as Schedule A.
Sample 1
Fees for Clearing Services. As compensation for services provided -------------------------- pursuant to this Agreement, Pershing shall deduct from the commissions, mark- up, mark-down, or fees charged Broker's customers the amounxx xet forxx xn the fully-disclosed pricing schedule attached hereto as Schedule A.
Sample 1

Related to Fees for Clearing Services

  • Depositary Services Fee by any Holder of ADS(s), a fee not in excess of U.S. $5.00 per 100 ADSs (or fraction thereof) held on the applicable record date(s) established by the Depositary;

  • Depositary Services Up to U.S. $5.00 per 100 ADSs (or fraction thereof) held on the applicable record date(s) established by the Depositary. Person holding ADSs on the applicable record date(s) established by the Depositary.

  • Additional Accounting Services Ultimus shall also perform the following additional accounting services for each Portfolio:

  • Portfolio Accounting Services (1) Maintain portfolio records on a trade date+1 basis using security trade information communicated from the Fund’s investment adviser.

  • Custodial Services The charges and expenses of the custodian appointed by the Trust for custodial services;

  • Billing Services Manager shall provide, or cause to be provided, the following billing services to P.C.:

  • Offering Services The Manager shall manage and supervise:

  • Compensation for Services Provided As compensation for providing portfolio supervisory services in its capacity as Portfolio Supervisor, evaluation services in its capacity as Evaluator, and for providing bookkeeping and other administrative services to the Trust of a character described in Section 26(a)(2)(C) of the Investment Company Act of 1940, and to the extent that such services are in addition to, and do not duplicate, the services to be provided hereunder by the Trustee, First Trust Advisors L.P. shall receive, in arrears, against a statement or statements therefor submitted to the Trustee monthly or annually an aggregate annual fee in the per Unit amount set forth in Part II of the Trust Agreement for the Trust, calculated based on the largest number of Units outstanding during the calendar year, except during the initial offering period as determined in Section 4.01 of this Indenture, in which case the fee is calculated based on the largest number of Units outstanding during the period for which the compensation is paid (such annual fee to be pro rated for any calendar year in which First Trust Advisors L.P. provides services described herein during less than the whole of such year). Such fee may exceed the actual cost of providing such services for the Trust, but at no time will the total amount received for such services rendered to unit investment trusts of which the Depositor is the sponsor in any calendar year exceed the aggregate cost to First Trust Advisors L.P. of supplying such services in such year. Such compensation may, from time to time, be adjusted provided that the total adjustment upward does not, at the time of such adjustment, exceed the percentage of the total increase after the date hereof in consumer prices for services as measured by the United States Department of Labor Consumer Price Index entitled "All Services Less Rent of Shelter" or similar index, if such index should no longer be published. The consent or concurrence of any Unit holder hereunder shall not be required for any such adjustment or increase. Such compensation shall be paid by the Trustee, upon receipt of an invoice therefor from First Trust Advisors L.P., which shall constitute the representation by First Trust Advisors L.P. that the bookkeeping and administrative services for which compensation is claimed are properly compensable hereunder and that the aggregate cost incurred by First Trust Advisors L.P. of providing portfolio supervisory, evaluation and bookkeeping and administrative services hereunder was not less than the compensation claimed, upon which representation the Trustee may conclusively rely. Such compensation shall be charged against the Income and/or Capital Accounts in accordance with Section 3.05. If the cash balance in the Income and Capital Accounts shall be insufficient to provide for amounts payable pursuant to this Section 4.03, the Trustee shall have the power to sell (i) Securities from the current list of Securities designated to be sold pursuant to Section 5.02 hereof, or (ii) if no such Securities have been so designated, such Securities as the Trustee may see fit to sell in its own discretion, and to apply the proceeds of any such sale in payment of the amounts payable pursuant to this Section 4.03. Any moneys payable to First Trust Advisors L.P. pursuant to this Section 4.03 shall be secured by a lien on the Trust prior to the interest of Unit holders, but no such lien shall be prior to any lien in favor of the Trustee under the provisions of Section 6.04 herein.

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