Fiduciary Rule. Such Selling Stockholder, if applicable, represents and warrants that it is not (1) an employee benefit plan subject to Title I of ERISA, (2) a plan or account subject to Section 4975 of the Code or (3) an entity deemed to hold “plan assets” of any such plan or account under Section 3(42) of ERISA, 29 C.F.R. 2510.3-101, or otherwise.
Appears in 3 contracts
Samples: Hamilton Lane INC, Hamilton Lane INC, Hamilton Lane INC
Fiduciary Rule. Such The Selling Stockholder, if applicable, Stockholder represents and warrants that it is not (1) an employee benefit plan subject to Title I of ERISA, (2) a plan or account subject to Section 4975 of the Code or (3) an entity deemed to hold “plan assets” of any such plan or account under Section 3(42) of ERISA, 29 C.F.R. 2510.3-101, or otherwise.
Appears in 3 contracts
Samples: Letter Agreement (Hamilton Lane INC), Letter Agreement (Hamilton Lane INC), Hamilton Lane INC
Fiduciary Rule. Such Each Selling Stockholder, if applicable, Stockholder represents and warrants that it is not (1) an employee benefit plan subject to Title I of ERISA, (2) a plan or account subject to Section 4975 of the Code or (3) an entity deemed to hold “plan assets” of any such plan or account under Section 3(42) of ERISA, 29 C.F.R. 2510.3-101, or otherwise.
Appears in 2 contracts
Samples: Letter Agreement (Hamilton Lane INC), Hamilton Lane INC
Fiduciary Rule. Such Selling Stockholder, if applicable, represents and warrants that it is not (1) an employee benefit plan subject to Title I of ERISA, (2) a plan or account subject to Section 4975 of the Code or (3) an entity deemed to hold “plan assets” of any such plan or account under Section 3(42) of ERISA, 29 C.F.R. 2510.3-101, or otherwise.. (n)
Appears in 1 contract
Samples: Hamilton Lane INC