Common use of Filing and Effectiveness of Registration Statement; Certain Defined Terms Clause in Contracts

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company filed with the Commission a registration statement on Form S-3 (No. 333-265877) on June 28, 2022, including a related prospectus or prospectuses, covering the registration of the Securities under the Act, which became effective upon filing. The “Registration Statement” at any particular time means such registration statement in the form then on file with the Commission, including any amendment thereto, any document incorporated by reference therein and all 430A Information, all 430B Information and all 430C Information, if any, with respect to such registration statement, that in any case has not been then superseded or modified. The “Registration Statement” without reference to a time means the Registration Statement as of the Effective Time. For purposes of this definition, 430A Information, 430B Information and 430C Information, if any, shall be considered to be included in the Registration Statement as of the time specified in Rule 430A, Rule 430B or Rule 430C, respectively. For purposes of this agreement (this “Agreement”):

Appears in 4 contracts

Samples: Underwriting Agreement (State Street Corp), Underwriting Agreement (State Street Corp), Underwriting Agreement (State Street Corp)

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Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission a registration statement on Form S-3 (No. 333-265877) on June 28, 2022238861), including a related prospectus or prospectuses, covering the registration of the Securities under the Act, which became effective upon filinghas become effective. The “Registration Statement” at any particular time means such registration statement in the form then on file with the Commission, including any amendment thereto, any document incorporated by reference therein and all 430A Information, all 430B Information and all 430C Information, if any, with respect to such registration statement, that in any case has not been then superseded or modified. The “Registration Statement” without reference to a time means the Registration Statement as of the Effective Time. For purposes of this definition, 430A Information, 430B Information and 430C Information, if any, shall be considered to be included in the Registration Statement as of the time specified in Rule 430A, Rule 430B or Rule 430C, respectively. For purposes of this agreement (this “Agreement”):

Appears in 3 contracts

Samples: Underwriting Agreement (State Street Corp), Underwriting Agreement (State Street Corp), Underwriting Agreement (State Street Corp)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission a registration statement on Form S-3 S-3ASR (No. 333-265877) on June 28, 2022159682), including a related prospectus or prospectuses, covering the registration of the Offered Securities under the Act, which became effective upon filinghas become effective. The “Registration Statement” at any particular time means such registration statement in the form then on file filed with the Commission, including any amendment thereto, all exhibits thereto (but not including the Statement of Eligibility of Trustee on Form T-1), any document incorporated by reference therein and all 430A Information, all 430B Information and all 430C Information, if any, Information with respect to such registration statement, that in any case has not been then superseded or modified. The “Registration Statement” without reference to a time means the Registration Statement as of the Effective Time. For purposes of this definition, 430A Information, 430B Information and 430C Information, if any, shall be considered to be included in the Registration Statement as of the time specified in Rule 430A, Rule 430B or Rule 430C, respectively. 430B. For purposes of this underwriting agreement (this “Agreement”):

Appears in 2 contracts

Samples: Underwriting Agreement (Mariner Energy Inc), Underwriting Agreement (Mariner Energy Inc)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission a (as defined below) an automatic registration statement on Form S-3 (No. 333-265877) on June 28, 2022202426), including a related prospectus or prospectusesprospectus, covering the registration of the Offered Securities under the ActAct (as defined below), which became effective upon filinghas become effective. The “Registration Statement” at any particular time means such registration statement in the form then on file filed with the Commission, including any amendment thereto, any document incorporated by reference therein and all 430A Information, all 430B Information and all 430C Information (collectively “430 Information, if any, ”) with respect to such registration statement, that in any case has not been then superseded or modified. The “Registration Statement” without reference to a time means the Registration Statement as of the Effective Time. For purposes of this definition, 430A Information, 430B Information and 430C Information, if any, Information shall be considered to be included in the Registration Statement as of the time specified in Rule 430A, Rule 430B or and Rule 430C, respectively. For purposes of this agreement (this “Agreement”)::

Appears in 1 contract

Samples: Underwriting Agreement (Callidus Software Inc)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission a registration statement on Form S-3 (No. 333-265877) on June 28, 2022, including a related prospectus or prospectuses, covering the registration of the Securities under the Act, which became effective upon filing. The “Registration Statement” at any particular time means such registration statement in the form then on file filed with the Commission, including any amendment thereto, any document incorporated by reference therein and all 430A Information, all 430B Information and all 430C Information, if any, with respect to such registration statement, that in any case has not been then superseded or modified. The “Registration Statement” without reference to a time means the Registration Statement as of the Effective Time. For purposes of this definition, 430A Information, 430B Information and 430C Information, if any, shall be considered to be included in the Registration Statement as of the time specified in Rule 430A, Rule 430B or Rule 430C, respectively. For purposes of this agreement (this “Agreement”):

Appears in 1 contract

Samples: Underwriting Agreement (State Street Corp)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission a registration statement on Form S-3 (No. 333-265877) on June 28, 2022221293), including a related prospectus or prospectuses, covering the registration of the Securities Shares under the Act, which became effective upon filinghas become effective. The “Registration Statement” at any particular time means such registration statement in the form then on file with the Commission, including any amendment thereto, any document incorporated by reference therein and all 430A Information, all 430B Information and all 430C Information, if any, with respect to such registration statement, that in any case has not been then superseded or modified. The “Registration Statement” without reference to a time means the Registration Statement as of the Effective Time. For purposes of this definition, 430A Information, 430B Information and 430C Information, if any, shall be considered to be included in the Registration Statement as of the time specified in Rule 430A, Rule 430B or Rule 430C, respectively. For purposes of this agreement (this “Agreement”)::

Appears in 1 contract

Samples: Underwriting Agreement (State Street Corp)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission a (as defined below) an automatic registration statement on Form S-3 (No. 333-265877) on June 28, 2022213611), including a related prospectus or prospectusesprospectus, covering the registration of the Offered Securities under the ActAct (as defined below), which became effective upon filinghas become effective. The “Registration Statement” at any particular time means such registration statement in the form then on file filed with the Commission, including any amendment thereto, any document incorporated by reference therein and all 430A Information, all 430B Information and all 430C Information (collectively “430 Information, if any, ”) with respect to such registration statement, that in any case has not been then superseded or modified. The “Registration Statement” without reference to a time means the Registration Statement as of the Effective Time. For purposes of this definition, 430A Information, 430B Information and 430C Information, if any, Information shall be considered to be included in the Registration Statement as of the time specified in Rule 430A, Rule 430B or and Rule 430C, respectively. For purposes of this agreement (this “Agreement”)::

Appears in 1 contract

Samples: Underwriting Agreement (Callidus Software Inc)

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Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission a registration statement on Form S-3 (No. 333-265877) on June 28, 2022274369), including a related prospectus or prospectuses, covering the registration of the Offered Securities under the Act, which became effective upon filinghas become effective. The “Registration Statement” at any particular time means such registration statement in the form then on file filed with the Commission, including any amendment thereto, any document incorporated by reference therein and all 430A Information, all 430B Information and all 430C Information, if any, with respect to such registration statement, that in any case has not been then superseded or modified. The “Registration Statement” without reference to a time means the Registration Statement as of the Effective Time. For purposes of this definition, 430A Information, 430B Information and 430C Information, if any, shall be considered to be included in the Registration Statement as of the time specified in Rule 430A, Rule 430B or Rule 430C, respectively. For purposes of this agreement (this “Agreement”)::

Appears in 1 contract

Samples: Underwriting Agreement (Green Brick Partners, Inc.)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission a registration statement on Form S-3 (No. 333-265877) on June 28, 2022221293), including a related prospectus or prospectuses, covering the registration of the Securities under the Act, which became effective upon filinghas become effective. The “Registration Statement” at any particular time means such registration statement in the form then on file with the Commission, including any amendment thereto, any document incorporated by reference therein and all 430A Information, all 430B Information and all 430C Information, if any, with respect to such registration statement, that in any case has not been then superseded or modified. The “Registration Statement” without reference to a time means the Registration Statement as of the Effective Time. For purposes of this definition, 430A Information, 430B Information and 430C Information, if any, shall be considered to be included in the Registration Statement as of the time specified in Rule 430A, Rule 430B or Rule 430C, respectively. For purposes of this agreement (this “Agreement”)::

Appears in 1 contract

Samples: Underwriting Agreement (State Street Corp)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission a registration statement on Form S-3 (No. 333-265877) on June 28, 2022238861), including a related prospectus or prospectuses, covering the registration of the Securities Shares under the Act, which became effective upon filinghas become effective. The “Registration Statement” at any particular time means such registration statement in the form then on file with the Commission, including any amendment thereto, any document incorporated by reference therein and all 430A Information, all 430B Information and all 430C Information, if any, with respect to such registration statement, that in any case has not been then superseded or modified. The “Registration Statement” without reference to a time means the Registration Statement as of the Effective Time. For purposes of this definition, 430A Information, 430B Information and 430C Information, if any, shall be considered to be included in the Registration Statement as of the time specified in Rule 430A, Rule 430B or Rule 430C, respectively. For purposes of this agreement (this “Agreement”):

Appears in 1 contract

Samples: Underwriting Agreement (State Street Corp)

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