Common use of Filing and Effectiveness of Registration Statement; Certain Defined Terms Clause in Contracts

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission a registration statement on Form S-3 (No. 333-268495) and a related prospectus or prospectuses, covering the registration of the Offered Securities under the Act, which has become effective. “Registration Statement” at any particular time means such registration statement in the form then filed with the Commission, including any amendment thereto, any document

Appears in 1 contract

Samples: Underwriting Agreement (Diamondback Energy, Inc.)

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Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company Partnership has filed with the Commission a registration statement on Form S-3 (No. 333-268495) and 196995), including a related prospectus or prospectuses, covering the registration of the Offered Securities Units under the Act, which has become effective. “Registration Statement” at any particular time means such registration statement in the form then filed with the Commission, including any amendment thereto, any documentwhich

Appears in 1 contract

Samples: Underwriting Agreement (CVR Refining, LP)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission a an automatic shelf registration statement as defined under Rule 405 of the Act (as defined below) on Form S-3 (No. 333-268495200321) and on November 18, 2014, including a related prospectus or prospectuses, covering the registration of the Offered Securities under the Act, which has become effective. “Registration Statement” at any particular time means such registration statement in the form then filed with the Commission, including any amendment thereto, any documentwhich

Appears in 1 contract

Samples: Underwriting Agreement (State Street Corp)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission a registration statement on Form S-3 (No. 333-268495) and 177754), including a related base prospectus or prospectusesdated November 15, 2011, covering the registration of the Offered Securities under the Act, which has become effective. “Registration Statement” at any particular time means such registration statement in the form then filed with the Commission, including any amendment thereto, any document

Appears in 1 contract

Samples: Underwriting Agreement (Ellington Financial LLC)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has and the Guarantor have filed with the Commission a registration statement on Form S-3 (No. 333-268495) and 183686), including a related prospectus or prospectuses, covering the registration of the Offered Securities under the Act, which has become effective. “Registration Statement” at any particular time means such registration statement in the form then filed with the Commission, including any amendment thereto, any documentregistration

Appears in 1 contract

Samples: Underwriting Agreement (Aon PLC)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has and the Guarantors have filed with the Commission a registration statement on Form S-3 (No. 333-268495) and 165926), including a related prospectus or prospectuses, covering the registration of the Offered Securities under the Act, which has become effective. “Registration Statement” at any particular time means such registration statement in the form then filed with the Commission, including any amendment thereto, any document,

Appears in 1 contract

Samples: Underwriting Agreement (Valmont Industries Inc)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has and the Guarantors have filed with the Commission a registration statement on Form S-3 (No. 333-268495) and a related prospectus or prospectuses, covering the registration of the Offered Securities under the Act, which has become effective. “Registration Statement” at any particular time means such registration statement in the form then filed with the Commission, including any amendment thereto, any document165926),

Appears in 1 contract

Samples: Underwriting Agreement (Valmont Industries Inc)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission (as defined below) a registration statement on Form S-3 (No. 333-268495) 182383), and a related prospectus or prospectusespreliminary prospectus, covering the registration of the Offered Securities under the Act, which has become effective. “Registration Statement” at any particular time means such registration statement in the form then filed with the Commission, including any amendment thereto, any documentthe

Appears in 1 contract

Samples: Underwriting Agreement (Regal Entertainment Group)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has and the Guarantor have filed with the Commission a registration statement on Form S-3 (No. 333-268495) and 206759), including a related prospectus or prospectuses, covering the registration of the Offered Securities under the Act, which has become effective. “Registration Statement” at any particular time means such registration statement in the form then filed with the Commission, including any amendment thereto, any document,

Appears in 1 contract

Samples: Underwriting Agreement (Aon PLC)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission a registration statement on Form S-3 (No. 333-268495177754) and a related prospectus or prospectuses, covering the registration of the Offered Securities under the Act, which has become effective. “Registration Statement” at any particular time means such registration statement in the form then filed with the Commission, including any amendment thereto, any document

Appears in 1 contract

Samples: Underwriting Agreement (Ellington Financial LLC)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission a registration statement on Form S-3 (No. 333-268495) and 175094), including a related prospectus or prospectuses, covering the registration of the Offered Securities under the Act, which has become effective. “Registration Statement” at any particular time means such registration statement in the form then filed with the Commission, including any amendment thereto, any document

Appears in 1 contract

Samples: Underwriting Agreement (Quality Distribution Inc)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has prepared and filed with the Commission Commission, a registration statement on Form S-3 (No. 333-268495) and 333- 262737), including a related prospectus or prospectuses, covering the registration of the Offered Securities under the Act, which registration statement has become effective. “Registration Statement” at any particular time means such registration statement in the form then filed with the Commission, including any amendment thereto, any documentform

Appears in 1 contract

Samples: Underwriting Agreement (Bio-Rad Laboratories, Inc.)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission a registration statement on Form S-3 (No. 333-268495) and 140251), including a related prospectus or prospectuses, covering the registration of the Offered Securities Shares under the Act, which registration statement has become effective. “Registration Statement” at any particular time means such registration statement in the form then filed with the Commission, including any amendment thereto, any documentRegistration

Appears in 1 contract

Samples: Placement Agency Agreement (Momenta Pharmaceuticals Inc)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission a registration statement on Form S-3 S-3ASR (No. 333-268495) and 174598), including a related prospectus or prospectuses, covering the registration of the Offered Securities under the Act, which has become effective. “Registration Statement” at any particular time means such registration statement in the form then filed with the Commission, including any amendment thereto, any documentthe

Appears in 1 contract

Samples: Underwriting Agreement (Invesco Mortgage Capital Inc.)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has and the Guarantor have filed with the Commission a registration statement on Form S-3 (No. 333-268495) and 183686), including a related prospectus or prospectuses, covering the registration of the Offered Securities under the Act, which has become effective. “Registration Statement” at any particular time means such registration statement in the form then filed with the Commission, including any amendment thereto, any document,

Appears in 1 contract

Samples: Underwriting Agreement (Aon PLC)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission a registration statement on Form S-3 S-3ASR (No. 333-268495) and 203919), including a related prospectus or prospectuses, covering the registration of the Offered Securities under the Act, which has become effective. “Registration Statement” at any particular time means such registration statement in the form then filed with the Commission, including any amendment thereto, any documentany

Appears in 1 contract

Samples: Underwriting Agreement (Spectrum Brands Holdings, Inc.)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission a registration statement on Form S-3 (No. 333-268495) and 185246), including a related prospectus or prospectusesprospectus, covering the registration of the Offered Securities under the Securities Act, which has become effective. “Registration Statement” at any particular time means such registration statement in the form then filed with the Commission, including any amendment thereto, any documenttime

Appears in 1 contract

Samples: Underwriting Agreement (Mercer International Inc.)

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Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission a registration statement on Form S-3 (No. 333-268495195411) and a related prospectus or prospectuses, covering the registration of the Offered Securities under the Act, which has become effective. “Registration Statement” at any particular time means such registration statement in the form then filed with the Commission, including any amendment thereto, any document

Appears in 1 contract

Samples: Underwriting Agreement (Ellington Financial LLC)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission a registration statement on Form S-3 (No. 333-268495) and 188695), including a related prospectus or prospectuses, covering the registration of the Offered Securities under the Act, which has become effective. “Registration Statement” at any particular time means such registration statement in the form then filed with the Commission, including any amendment thereto, any documentsuch

Appears in 1 contract

Samples: Underwriting Agreement (B&G Foods, Inc.)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission a registration statement on Form S-3 (No. 333-268495) and 159654), including a related prospectus or prospectuses, covering the registration of the Offered Securities under the ActAct and the Rights, which has become effective. “Registration Statement” at any particular time means such registration statement in the form then filed with the Commission, including any amendment thereto, any documentany

Appears in 1 contract

Samples: Underwriting Agreement (Express Scripts Inc)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission a registration statement on Form S-3 (No. 333-268495102122) and a related prospectus or prospectusesregistration statement on Form S-3 dated April 11, covering the registration 2007 filed pursuant to Rule 462(b) of the Offered Securities under the Act, which has become effective. “Registration Statement” at any particular time means such registration statement in the form then filed with the Commission, including any amendment thereto, any documenta related prospectus or

Appears in 1 contract

Samples: Placement Agency Agreement (Cell Genesys Inc)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has and the Guarantor have filed with the Commission a registration statement on Form S-3 (No. 333-268495) and 206759), including a related prospectus or prospectuses, covering the registration of the Offered Securities under the Act, which has become effective. “Registration Statement” at any particular time means such registration statement in the form then filed with the Commission, including any amendment thereto, any documentdocument incorporated by reference therein and all 430B Information and all 430C Information with respect to such

Appears in 1 contract

Samples: Underwriting Agreement (Aon PLC)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has and each Guarantor have filed with the Commission a registration statement on Form S-3 (No. 333-268495) and 203918), including a related prospectus or prospectuses, covering the registration of the Offered Securities under the Act, which has become effective. “Registration Statement” at any particular time means such registration statement in the form then filed with the Commission, including any amendment thereto, any document,

Appears in 1 contract

Samples: Underwriting Agreement (Community Health Systems Inc)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission a registration statement on Form S-3 (No. 333-268495) and a related prospectus or prospectuses, covering the registration of the Offered Securities under the Act, which has become effective. “Registration Statement” at any particular time means such registration statement in the form then filed with the Commission, including any amendment thereto, any documentS-3

Appears in 1 contract

Samples: Placement Agent Agreement (XOMA Corp)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission a registration statement on Form S-3 (No. 333-268495) and 153167), including a related prospectus or prospectuses, covering the registration of the Offered Securities under the Act, which has become effective. “Registration Statement” at any particular time means such registration statement in the form then filed with the Commission, including any amendment thereto, any documentSecurities

Appears in 1 contract

Samples: Placement Agency Agreement (Biodel Inc)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission a registration statement on Form S-3 (No. 333-268495) and 221293), including a related prospectus or prospectuses, covering the registration of the Offered Securities under the Act, which has become effective. “Registration Statement” at any particular time means such registration statement in the form then filed with the Commission, including any amendment thereto, any documentof

Appears in 1 contract

Samples: Underwriting Agreement (State Street Corp)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission (as defined below) a registration statement on Form S-3 (No. 333-268495213294) and a related prospectus or prospectuses, covering the registration of the Offered Securities Shares under the Act (as defined below), including a base prospectus (the “Base Prospectus”). Such registration statement, as amended, including the financial statements, exhibits and schedules thereto, in the form in which it became effective under the Act, which has become effective. “Registration Statement” at any particular time means such registration statement in the form then filed with the Commission, including any amendment thereto, any documentall documents incorporated or deemed to be

Appears in 1 contract

Samples: Underwriting Agreement (Wheeler Real Estate Investment Trust, Inc.)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with meets the Commission requirements for the use of Form S-3 and a registration statement on Form S-3 (Registration No. 333-268495151935) on Form S-3 relating to the Shares, including a base prospectus relating to the Shares (the “Base Prospectus”) and a related prospectus or prospectuses, covering the registration of the Offered Securities under the Act, which has become effective. “Registration Statement” at any particular time means such registration statement in the form then filed with the Commission, including any amendment thereto, any documentamendments thereto as may have been

Appears in 1 contract

Samples: Agency Agreement (Electro Optical Sciences Inc /Ny)

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