Common use of Filing and Effectiveness of Registration Statement; Certain Defined Terms Clause in Contracts

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission an automatic shelf registration statement as defined under Rule 405 of the Act (as defined below) on Form S-3ASR (No. 333-132606) on March 21, 2006, including a related prospectus or prospectuses, covering the registration of the Capital Securities and the

Appears in 1 contract

Samples: Underwriting Agreement (State Street Corp)

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Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission an automatic shelf a registration statement as defined under Rule 405 of the Act (as defined below) on Form S-3ASR S-3 (No. 333-132606) on March 21, 2006170429), including a related prospectus or prospectuses, covering the registration of the Capital Offered Securities under the Act, which has become effective. “Registration Statement” at any particular time means such registration statement in the form then filed with the Commission, including any amendment thereto, any document incorporated by reference therein and theall 430B Information and

Appears in 1 contract

Samples: Underwriting Agreement (Terex Corp)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission an automatic shelf a registration statement as defined under Rule 405 of the Act (as defined below) on Form S-3ASR (No. 333-132606) on March 21, 2006203919), including a related prospectus or prospectuses, covering the registration of the Capital Offered Securities and theunder the Act, which has become effective. “Registration Statement” at any particular time means such registration statement in the form then filed with the Commission, including any

Appears in 1 contract

Samples: Underwriting Agreement (Spectrum Brands Holdings, Inc.)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission an automatic shelf a registration statement as defined under Rule 405 of the Act (as defined below) on Form S-3ASR S-3 (No. 333-132606) on March 21, 2006185246), including a related prospectus or prospectusesprospectus, covering the registration of the Capital Securities and theunder the Securities Act, which has become effective. “Registration Statement” at any particular time

Appears in 1 contract

Samples: Underwriting Agreement (Mercer International Inc.)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has and the Guarantor have filed with the Commission an automatic shelf a registration statement as defined under Rule 405 of the Act (as defined below) on Form S-3ASR S-3 (No. 333-132606) on March 21, 2006183686), including a related prospectus or prospectuses, covering the registration of the Capital Securities and theunder the Act,

Appears in 1 contract

Samples: Underwriting Agreement (Aon PLC)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission an automatic shelf a registration statement as defined under Rule 405 of the Act (as defined below) on Form S-3ASR (No. 333-132606) on March 21, 2006157163), including a related prospectus or prospectuses, covering the registration of the Capital Securities and theShares under the Act, which has become effective. “Registration Statement” at any particular time means such registration statement in the form then filed with the Commission, including any amendment thereto, any document incorporated

Appears in 1 contract

Samples: Distribution Agency Agreement (Firstmerit Corp /Oh/)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission an automatic shelf a registration statement as defined under Rule 405 of the Act (as defined below) on Form S-3ASR S-3 (No. 333-132606188812) on March 21, 2006, including a related prospectus or prospectuses, covering the registration of the Capital Securities and theunder the Securities Act, which has become effective. “Registration Statement” at any particular time means such registration statement in the form then filed with the Commission, including any amendment thereto, any document incorporated by

Appears in 1 contract

Samples: Underwriting Agreement (American Tower Corp /Ma/)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company Partnership has filed with the Commission an automatic shelf a registration statement as defined under Rule 405 of the Act (as defined below) on Form S-3ASR S-3 (No. 333-132606) on March 21, 2006196995), including a related prospectus or prospectuses, covering the registration of the Capital Securities and theOffered Units under the Act, which

Appears in 1 contract

Samples: Underwriting Agreement (CVR Refining, LP)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has and each Guarantor have filed with the Commission an automatic shelf a registration statement as defined under Rule 405 of the Act (as defined below) on Form S-3ASR S-3 (No. 333-132606) on March 21, 2006203918), including a related prospectus or prospectuses, covering the registration of the Capital Offered Securities and theunder the Act, which has become effective. “Registration Statement” at any particular time means such registration statement in the form then filed with the Commission,

Appears in 1 contract

Samples: Underwriting Agreement (Community Health Systems Inc)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission an automatic shelf a registration statement as defined under Rule 405 of the Act (as defined below) on Form S-3ASR (No. 333-132606) on March 21, 2006174598), including a related prospectus or prospectuses, covering the registration of the Capital Offered Securities and theunder the Act, which has become effective. “Registration Statement” at any particular time means such registration statement in the form then filed with the Commission, including any

Appears in 1 contract

Samples: Underwriting Agreement (Invesco Mortgage Capital Inc.)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission an automatic shelf a registration statement as defined under Rule 405 of the Act (as defined below) on Form S-3ASR S-3 (No. 333-132606195411) on March 21, 2006, including a related prospectus or prospectuses, covering the registration of the Capital Offered Securities and theunder the Act, which has become effective. “

Appears in 1 contract

Samples: Underwriting Agreement (Ellington Financial LLC)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has and the Guarantor have filed with the Commission an automatic shelf a registration statement as defined under Rule 405 of the Act (as defined below) on Form S-3ASR S-3 (No. 333-132606) on March 21, 2006206759), including a related prospectus or prospectuses, covering the registration of the Capital Securities and theunder the Act,

Appears in 1 contract

Samples: Underwriting Agreement (Aon PLC)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission an automatic shelf a registration statement as defined under Rule 405 of the Act (as defined below) on Form S-3ASR S-3 (No. 333-132606) on March 21, 2006212975), including a related prospectus or prospectuses, covering the registration of the Capital Securities and theunder the Act, which has become effective. “Registration Statement” at any particular time means such registration statement in the form then filed with the Commission, including any amendment thereto, any document incorporated by reference therein

Appears in 1 contract

Samples: Underwriting Agreement (B&G Foods, Inc.)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission an automatic shelf a registration statement as defined under Rule 405 of the Act (as defined below) on Form S-3ASR S-3 (No. 333-132606) on March 21, 2006148137), including a related prospectus or prospectuses, covering the registration of the Capital Offered Securities and theunder the Act, which has become effective. “Registration Statement” at any particular time means such registration statement in the form then filed with the Commission, including any amendment

Appears in 1 contract

Samples: Underwriting Agreement (Adc Telecommunications Inc)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission an automatic shelf registration statement as defined under Rule 405 of the Act (as defined below) on Form S-3ASR S-3 (No. 333-132606200321) on March 21November 18, 20062014, including a related prospectus or prospectuses, covering the registration of the Capital Securities and theunder the Act, which

Appears in 1 contract

Samples: Underwriting Agreement (State Street Corp)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has and the Guarantor have filed with the Commission an automatic shelf a registration statement as defined under Rule 405 of the Act (as defined below) on Form S-3ASR S-3 (No. 333-132606) on March 21, 2006206759), including a related prospectus or prospectuses, covering the registration of the Capital Securities under the Act, which has become effective. “Registration Statement” at any particular time means such registration statement in the form then filed with the Commission, including any amendment thereto, any document incorporated by reference therein and theall 430B Information and all 430C Information with respect to such

Appears in 1 contract

Samples: Underwriting Agreement (Aon PLC)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission an automatic shelf registration statement as defined under Rule 405 of the Act (as defined below) a registration statement on Form S-3ASR F-3 (No. 333-132606) on March 21, 2006196517), including a related prospectus or prospectuses, covering the registration of the Capital Shares to be represented by the Offered Securities and theunder the Act, which has become effective. “Registration Statement” at any particular time means such registration statement in the form then filed with the Commission, including

Appears in 1 contract

Samples: Underwriting Agreement (Trina Solar LTD)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has and each Guarantor have filed with the Commission an automatic shelf a registration statement as defined under Rule 405 of the Act (as defined below) on Form S-3ASR S-3 (No. 333-132606) on March 21, 2006203918), including a related prospectus or prospectuses, covering the registration of the Capital Offered Securities under the Act, which has become effective. “Registration Statement” at any particular time means such registration statement in the form then filed with the Commission, including any amendment thereto, any document incorporated by reference therein and theall 430B Information and all 430C Information with respect to such registration statement, that in any case

Appears in 1 contract

Samples: Underwriting Agreement (Community Health Systems Inc)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission an automatic shelf a registration statement as defined under Rule 405 of the Act (as defined below) on Form S-3ASR S-3 (No. 333-132606) on March 21, 2006169104), including a related prospectus or prospectuses, covering the registration of the Capital Offered Securities and theunder the Act, which has become effective. “Registration Statement” at any particular time means such registration statement in the form then filed with the Commission, including any amendment

Appears in 1 contract

Samples: Underwriting Agreement (Invesco Mortgage Capital Inc.)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission an automatic shelf a registration statement as defined under Rule 405 of the Act (as defined below) on Form S-3ASR S-3 (No. 333-132606) on March 21, 2006177754), including a related base prospectus or prospectusesdated November 15, 2011, covering the registration of the Capital Offered Securities and theunder the Act, which has become effective. “

Appears in 1 contract

Samples: Underwriting Agreement (Ellington Financial LLC)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission an automatic shelf a registration statement as defined under Rule 405 of the Act (as defined below) on Form S-3ASR S-3 (No. 333-132606) on March 21, 2006333-___), including a related prospectus or prospectuses, covering the registration of the Capital Offered Securities and theunder the Act, which has become effective. “Registration Statement” at any particular time means such registration statement in the form then filed with the Commission, including any amendment

Appears in 1 contract

Samples: Underwriting Agreement (Adc Telecommunications Inc)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission an automatic shelf registration statement as defined under Rule 405 of the Act (as defined below) a registration statement on Form S-3ASR S-3 (No. 333-132606) on March 21182383), 2006, including and a related prospectus or prospectusespreliminary prospectus, covering the registration of the Capital Securities and the

Appears in 1 contract

Samples: Underwriting Agreement (Regal Entertainment Group)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission an automatic shelf registration statement as defined under Rule 405 of the Act (as defined below) on Form S-3ASR S-3 (No. 333-132606) on March 21, 2006147238), including a related prospectus or prospectuses, covering the registration of the Capital Offered Securities and theunder the Act, which registration statement became

Appears in 1 contract

Samples: Underwriting Agreement (Bre Properties Inc /Md/)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission an automatic shelf a registration statement as defined under Rule 405 of the Act (as defined below) on Form S-3ASR S-3 (No. 333-132606) on March 21, 2006159654), including a related prospectus or prospectuses, covering the registration of the Capital Offered Securities under the Act and thethe Rights, which has become effective. “Registration Statement” at any

Appears in 1 contract

Samples: Underwriting Agreement (Express Scripts Inc)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission an automatic shelf registration statement statement” as defined under Rule 405 of under the Act (as defined below) Act, on Form S-3ASR S-3 (No. 333-132606) on March 21, 2006251022), including a related prospectus or prospectuses, covering the registration of the Capital Offered Securities and under the Act, which has become effective. “Registration Statement” at any particular time, means such registration statement in the

Appears in 1 contract

Samples: Underwriting Agreement (Intellia Therapeutics, Inc.)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has prepared and filed with the Commission an automatic shelf Commission, a registration statement as defined under Rule 405 of the Act (as defined below) on Form S-3ASR S-3 (No. 333-132606) on March 21, 2006333- 262737), including a related prospectus or prospectuses, covering the registration of the Capital Offered Securities and theunder the Act, which registration statement has become effective. “Registration Statement” at any particular time means such registration statement in the form

Appears in 1 contract

Samples: Underwriting Agreement (Bio-Rad Laboratories, Inc.)

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Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission an automatic shelf a registration statement as defined under Rule 405 of the Act (as defined below) on Form S-3ASR S-3 (No. 333-132606) on March 21, 2006140251), including a related prospectus or prospectuses, covering the registration of the Capital Securities and theShares under the Act, which registration statement has become effective. “Registration

Appears in 1 contract

Samples: Placement Agency Agreement (Momenta Pharmaceuticals Inc)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission an automatic shelf a registration statement as defined under Rule 405 of the Act (as defined below) on Form S-3ASR S-3 (No. 333-132606) on March 21, 2006175094), including a related prospectus or prospectuses, covering the registration of the Capital Offered Securities and theunder the Act, which has become effective. “Registration Statement”

Appears in 1 contract

Samples: Underwriting Agreement (Quality Distribution Inc)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission an automatic shelf a registration statement as defined under Rule 405 of the Act (as defined below) on Form S-3ASR S-3 (No. 333-132606268495) on March 21, 2006, including and a related prospectus or prospectuses, covering the registration of the Capital Offered Securities and theunder the Act, which has become effective. “Registration Statement” at any particular time means such registration statement in the form then filed with the Commission, including any amendment thereto, any document

Appears in 1 contract

Samples: Underwriting Agreement (Diamondback Energy, Inc.)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has and the Guarantor have filed with the Commission an automatic shelf a registration statement as defined under Rule 405 of the Act (as defined below) on Form S-3ASR S-3 (No. 333-132606) on March 21, 2006183686), including a related prospectus or prospectuses, covering the registration of the Capital Securities and theunder the Act, which has become effective. “Registration Statement” at any particular time means such registration

Appears in 1 contract

Samples: Underwriting Agreement (Aon PLC)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has and the Guarantors have filed with the Commission an automatic shelf a registration statement as defined under Rule 405 of the Act (as defined below) on Form S-3ASR S-3 (No. 333-132606) on March 21, 2006165926), including a related prospectus or prospectuses, covering the registration of the Capital Offered Securities and theunder the Act, which has become effective. “Registration Statement” at any particular time means such registration statement in the form then filed with the Commission, including any amendment thereto,

Appears in 1 contract

Samples: Underwriting Agreement (Valmont Industries Inc)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission an automatic shelf a registration statement as defined under Rule 405 of the Act (as defined below) on Form S-3ASR S-3 (No. 333-132606102122) and a registration statement on March 21Form S-3 dated April 11, 20062007 filed pursuant to Rule 462(b) of the Act, including a related prospectus or prospectuses, covering the registration of the Capital Securities and theor

Appears in 1 contract

Samples: Placement Agency Agreement (Cell Genesys Inc)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission an automatic shelf a registration statement as defined under Rule 405 of the Act (as defined below) on Form S-3ASR S-3 (No. 333-132606) on March 21, 2006188695), including a related prospectus or prospectuses, covering the registration of the Capital Securities and theunder the Act, which has become effective. “Registration Statement” at any particular time means such

Appears in 1 contract

Samples: Underwriting Agreement (B&G Foods, Inc.)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission an automatic shelf a registration statement as defined under Rule 405 of the Act (as defined below) on Form S-3ASR S-3 (No. 333-132606) on March 21, 2006180791), including a related prospectus or prospectuses, covering the registration of the Capital Offered Securities and theunder the Act, which has become effective. “Registration Statement” at any particular time means such registration statement in the form then filed with the Commission, including any amendment thereto, any document incorporated by reference

Appears in 1 contract

Samples: Underwriting Agreement (Two Harbors Investment Corp.)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission an automatic shelf registration statement as defined under Rule 405 of the Act (as defined below) a registration statement on Form S-3ASR S-3 (No. 333-132606) on March 21, 2006224629), including a related prospectus or prospectuses, covering the registration of the Capital Offered Securities under the Securities Act, which has become effective. “Registration Statement” at any particular time means such registration statement in the form then filed with the Commission, including any amendment thereto, any document incorporated by reference therein and theall 430B Information and all 430C Information with respect to such registration statement, that in

Appears in 1 contract

Samples: Underwriting Agreement (AG Mortgage Investment Trust, Inc.)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission an automatic shelf (as defined below) a registration statement as defined on Form S-3 (No. 333-213294) covering the registration of the Offered Shares under Rule 405 of the Act (as defined below) on Form S-3ASR (No. 333-132606) on March 21, 2006), including a related base prospectus (the “Base Prospectus”). Such registration statement, as amended, including the financial statements, exhibits and schedules thereto, in the form in which it became effective under the Act, including all documents incorporated or prospectuses, covering the registration of the Capital Securities and thedeemed to be

Appears in 1 contract

Samples: Underwriting Agreement (Wheeler Real Estate Investment Trust, Inc.)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has and the Guarantors have filed with the Commission an automatic shelf a registration statement as defined under Rule 405 of the Act (as defined below) on Form S-3ASR S-3 (No. 333-132606) on March 21, 2006, including a related prospectus or prospectuses, covering the registration of the Capital Securities and the165926),

Appears in 1 contract

Samples: Underwriting Agreement (Valmont Industries Inc)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission an automatic shelf a registration statement as defined under Rule 405 of the Act (as defined below) on Form S-3ASR S-3 (No. 333-132606177754) on March 21, 2006, including a related prospectus or prospectuses, covering the registration of the Capital Offered Securities and theunder the Act, which has become effective. “

Appears in 1 contract

Samples: Underwriting Agreement (Ellington Financial LLC)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission an automatic shelf a registration statement as defined under Rule 405 of the Act (as defined below) on Form S-3ASR S-3 (No. 333-132606) on March 21, 2006153167), including a related prospectus or prospectuses, covering the registration of the Capital Securities and theSecurities

Appears in 1 contract

Samples: Placement Agency Agreement (Biodel Inc)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission an automatic shelf a registration statement as defined under Rule 405 of the Act (as defined below) on Form S-3ASR S-3 (No. 333-132606) on March 21, 2006221293), including a related prospectus or prospectuses, covering the registration of the Capital Securities and theof

Appears in 1 contract

Samples: Underwriting Agreement (State Street Corp)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission an automatic shelf registration statement as defined under Rule 405 of the Act (as defined below) on Form S-3ASR S-3 (No. 333-132606) on March 21, 2006170388), including a related prospectus or prospectuses, covering the registration of the Capital Offered Securities under the Act, which registration statement became effective upon filing. “Registration Statement” at any particular time means such registration statement in the form then filed with the Commission, including any amendment thereto, any document incorporated by reference therein and theall 430B Information and all 430C Information with respect to such registration statement, that in

Appears in 1 contract

Samples: Underwriting Agreement (Bre Properties Inc /Md/)

Filing and Effectiveness of Registration Statement; Certain Defined Terms. The Company has filed with the Commission an automatic shelf a registration statement as defined under Rule 405 of the Act (as defined below) on Form S-3ASR S-3 (No. 333-132606) on March 21, 2006204517), including a related prospectus or prospectuses, covering the registration of the Capital Offered Securities under the Act, which has become effective. “Registration Statement” at any particular time means such registration statement in the form then filed with the Commission, including any amendment thereto, any document incorporated by reference therein and theall 430B Information and all 430C

Appears in 1 contract

Samples: Underwriting Agreement (Sportsman's Warehouse Holdings, Inc.)

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