Common use of Filing of Amendments; Response to Commission Requests Clause in Contracts

Filing of Amendments; Response to Commission Requests. The Company will promptly advise the Representative of any proposal to amend or supplement at any time the Registration Statement, the General Disclosure Package or the Final Prospectus and will not effect such amendment or supplementation without the Representative’s consent; and the Company will also advise the Representative promptly of (i) any amendment or supplementation of the Registration Statement, the General Disclosure Package or the Final Prospectus, (ii) any request by the Commission or its staff for any amendment to the Registration Statement, for any supplement to the General Disclosure Package or the Final Prospectus or for any additional information, (iii) the institution by the Commission of any stop order proceedings in respect of the Registration Statement or the threatening of any proceeding for that purpose, and (iv) the receipt by the Company of any notification with respect to the suspension of the qualification of the Offered Securities in any jurisdiction or the institution or threatening of any proceedings for such purpose. The Company will use its commercially reasonable best efforts to prevent the issuance of any such stop order or the suspension of any such qualification and, if issued, to obtain as soon as possible the withdrawal thereof.

Appears in 2 contracts

Samples: Underwriting Agreement (Walker & Dunlop, Inc.), Underwriting Agreement (Walker & Dunlop, Inc.)

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Filing of Amendments; Response to Commission Requests. The Company will promptly advise the Representative Underwriter of any proposal to amend or supplement the Registration Statement or any Statutory Prospectus at any time the Registration Statement, the General Disclosure Package or the Final Prospectus and will not effect offer the Underwriter a reasonable opportunity to comment on any such amendment or supplementation without the Representative’s consentsupplement; and the Company will also advise the Representative Underwriter promptly of (i) the filing of any such amendment or supplementation of the Registration Statement, the General Disclosure Package supplement or the Final Prospectusdistribution of any Written Testing-the-Waters Communications, (ii) any request by the Commission or its staff for any amendment to the Registration Statement, for any supplement to the General Disclosure Package or the Final any Statutory Prospectus or for any additional information, (iii) the institution by the Commission of any stop order proceedings in respect of the Registration Statement or the threatening of any proceeding for that purposepurpose or suspension of any Written Testing-the-Waters Communications, and (iv) the receipt by the Company of any notification with respect to the suspension of the qualification of the Offered Securities Shares in any jurisdiction or the institution or threatening of any proceedings for such purpose. The Company will use its commercially reasonable best efforts to prevent the issuance of any such stop order or the suspension of any such qualification and, if issued, to obtain as soon as possible the withdrawal thereof.

Appears in 2 contracts

Samples: Underwriting Agreement (Biotime Inc), Underwriting Agreement (Asterias Biotherapeutics, Inc.)

Filing of Amendments; Response to Commission Requests. The Company will promptly advise the Representative of any proposal to amend or supplement at any time the Registration Statement, the General Disclosure Package Preliminary Prospectus or any Statutory Prospectus at any time, will offer the Final Prospectus Representative a reasonable opportunity to comment on any such amendment or supplement and will not effect file any such proposed amendment or supplementation without supplement to which the Representative’s consentRepresentative reasonably objects; and the Company will also advise the Representative promptly of (i) the filing of any such amendment or supplementation of the Registration Statement, the General Disclosure Package or the Final Prospectussupplement, (ii) any request by the Commission or its staff for any amendment to the Registration Statement, for any supplement to the General Disclosure Package or the Final any Statutory Prospectus or for any additional information, (iii) the institution by the Commission of any stop order proceedings in respect of the Registration Statement or the threatening of any proceeding for that purpose, and (iv) the receipt by the Company of any notification with respect to the suspension of the qualification of the Offered Securities Shares in any jurisdiction or the institution or threatening of any proceedings for such purpose. The Company will use its commercially reasonable best efforts to prevent the issuance of any such stop order or the suspension of any such qualification and, if issued, to obtain as soon as possible the withdrawal thereof.

Appears in 1 contract

Samples: Underwriting Agreement (U.S. Gold Corp.)

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Filing of Amendments; Response to Commission Requests. The Company will promptly advise the Representative Representatives of any proposal to use or file any Issuer Free Writing Prospectus and to amend or supplement at any time the Registration Statement, the General Disclosure Package Statement or the Final any Statutory Prospectus and will not effect such amendment or supplementation without the Representative’s Representatives’ consent; and the Company will also advise the Representative Representatives promptly of (i) any amendment or supplementation of the a Registration Statement, the General Disclosure Package Statement or the Final any Statutory Prospectus, (ii) any request by the Commission or its staff for any amendment to the any Registration Statement, for any supplement to the General Disclosure Package or the Final any Statutory Prospectus or for any additional information, (iii) the institution by the Commission of any stop order or proceedings in respect of the a Registration Statement or the threatening of any proceeding for that purposepurpose or pursuant to Section 8A of the Act, and (iv) the receipt by the Company of any notification with respect to the suspension of the qualification of the Offered Securities in any jurisdiction or the institution or threatening of any proceedings for such purpose. The Company will use its commercially reasonable best efforts to prevent the issuance of any such stop order or the suspension of any such qualification and, if issued, to obtain as soon as possible the withdrawal thereof.

Appears in 1 contract

Samples: Underwriting Agreement (Capstead Mortgage Corp)

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