Filing of Amendments. 9 (c) Delivery of Registration Statements......................... 9 (d) Delivery of Prospectus...................................... 10 (e) Continued Compliance with Securities Laws................... 10 (f) Blue Sky Qualifications..................................... 10 (g) Rule 158.................................................... 10 (h) Use of Proceeds............................................. 11 (i) Subchapter M................................................ 11 (j) Listing..................................................... 11 (k) Restrictions on Sale of Shares.............................. 11
Appears in 3 contracts
Samples: Purchase Agreement (Muniholdings New Jersey Insured Fund Iii Inc), Exhibit 99 (Muniholdings New York Insured Fund Iii Inc), Purchase Agreement (Muniholdings California Insured Fund Iv Inc)
Filing of Amendments. 9 14 (c) Delivery of Registration Statements......................... 9 ...................................................14 (d) Delivery of Prospectus...................................... 10 Prospectuses..............................................................14 (e) Continued Compliance with Securities Laws................... 10 .............................................14 (f) Blue Sky Qualifications..................................... 10 ...............................................................15 (g) Rule 158.................................................... 10 ..............................................................................15 (h) Use of Proceeds............................................. 11 .......................................................................15 (i) Subchapter M................................................ 11 Listing...............................................................................15 (j) Listing..................................................... 11 (k) Restrictions Restriction on Sale of Shares.............................. 11Securities.....................................................15 (k)
Appears in 3 contracts
Samples: Underwriting Agreement (Oriental Financial Group Inc), Underwriting Agreement (Oriental Financial Group Inc), Underwriting Agreement (Oriental Financial Group Inc)
Filing of Amendments. 9 11 (c) Delivery of Registration Statements......................... 9 ...........................11 (d) Delivery of Prospectus...................................... 10 ........................................11 (e) Continued Compliance with Securities Laws................... 10 .....................11 (f) Blue Sky Qualifications..................................... 10 .......................................12 (g) Rule 158.................................................... 10 ......................................................12 (h) Use of Proceeds............................................. 11 ...............................................12 (i) Subchapter M................................................ 11 ..................................................12 (j) Listing..................................................... 11 .......................................................12 (k) Restrictions on Sale of Shares.............................. 11................................12
Appears in 2 contracts
Samples: Purchase Agreement (Muni Intermediate Duration Fund Inc), Purchase Agreement (Muni New York Intermediate Duration Fund Inc)
Filing of Amendments. 9 12 (c) Delivery of Registration Statements......................... 9 .................................................... 12 (d) Delivery of Prospectus...................................... 10 Prospectuses............................................................... 12 (e) Continued Compliance with Securities Laws................... 10 .............................................. 13 (f) Blue Sky Qualifications..................................... 10 ................................................................ 13 (g) Rule 158.................................................... 10 ............................................................................... 13 (h) Use of Proceeds............................................. 11 (i) Subchapter M................................................ 11 (j) Listing..................................................... 11 (k) Restrictions Restriction on Sale of Shares.............................. 11Securities...................................................... 13
Appears in 2 contracts
Samples: Purchase Agreement (CSK Auto Corp), Purchase Agreement (CSK Auto Corp)
Filing of Amendments. 9 15 (c) Delivery of Registration Statements......................... 9 ....................................15 (d) Delivery of Prospectus...................................... 10 .................................................16 (e) Continued Compliance with Securities Laws................... 10 ..............................16 (f) Blue Sky Qualifications..................................... 10 ................................................16 (g) Rule 158.................................................... 10 ...............................................................17 (h) Use of Proceeds............................................. 11 ........................................................17 (i) Subchapter M................................................ 11 (j) Listing..................................................... 11 (k) Restrictions on Sale of Shares.............................. 11................................................................17
Appears in 2 contracts
Samples: Purchase Agreement (Information Holdings Inc), Information Holdings Inc
Filing of Amendments. 9 14 (c) Delivery of Registration Statements......................... 9 14 (d) Delivery of Prospectus...................................... 10 Prospectuses.................................... 14 (e) Continued Compliance with Securities Laws................... 10 15 (f) Blue Sky Qualifications..................................... 10 (g) Rule 158.................................................... 10 15 (hg) Use of Proceeds............................................. 11 15 (h) Listing..................................................... 15 (i) Subchapter M................................................ 11 (j) Listing..................................................... 11 (k) Restrictions Restriction on Sale of Shares.............................. 11Securities........................... 15 (j)
Appears in 2 contracts
Samples: Purchase Agreement (Merkert American Corp), Purchase Agreement (Merkert American Corp)
Filing of Amendments. 9 11 (c) Delivery of Registration Statements......................... 9 Statements ...............................11 (d) Delivery of Prospectus...................................... 10 Prospectuses ..........................................11 (e) Continued Compliance with Securities Laws................... 10 Laws .........................12 (f) Blue Sky Qualifications..................................... 10 Qualifications ...........................................12 (g) Rule 158.................................................... 10 158 ..........................................................12 (h) Use of Proceeds............................................. 11 Proceeds ...................................................12 (i) Subchapter M................................................ 11 Listing ...........................................................12 (j) Listing..................................................... 11 (k) Restrictions Restriction on Sale of Shares.............................. 11Securities .................................12 (k)
Appears in 2 contracts
Samples: Purchase Agreement (Turner Paul H), Purchase Agreement (Simons Stephen W)
Filing of Amendments. 9 15 (c) Delivery of Registration Statements......................... 9 .............................................15 (d) Delivery of Prospectus...................................... 10 Prospectuses........................................................15 (e) Continued Compliance with Securities Laws................... 10 .......................................16 (f) Blue Sky Qualifications..................................... 10 .........................................................16 (g) Rule 158.................................................... 10 ........................................................................16 (h) Use of Proceeds............................................. 11 (i) Subchapter M................................................ 11 (j) Listing..................................................... 11 (k) Restrictions on Sale of Shares.............................. 11)
Appears in 2 contracts
Samples: Lifepoint Hospitals Inc, Agco Corp /De
Filing of Amendments. 9 17 (c) Delivery of Registration Statements......................... 9 ....................................................18 (d) Delivery of Prospectus...................................... 10 Prospectuses...............................................................18 (e) Continued Compliance with Securities Laws................... 10 ..............................................18 (f) Blue Sky Qualifications..................................... 10 ................................................................19 (g) Rule 158.................................................... 10 ...............................................................................19 (h) Use of Proceeds............................................. 11 (i) Subchapter M................................................ 11 (j) Listing..................................................... 11 (k) Restrictions on Sale of Shares.............................. 11)
Appears in 2 contracts
Samples: International Purchase Agreement (Trigon Healthcare Inc), International Purchase Agreement (Trigon Healthcare Inc)
Filing of Amendments. 9 17 (c) Delivery of Registration Statements......................... 9 ................. 18 (d) Delivery of Prospectus...................................... 10 Prospectuses............................ 18 (e) Continued Compliance with Securities Laws................... 10 ........... 18 (f) Blue Sky Qualifications..................................... 10 ............................. 19 (g) Rule 158.................................................... 10 ............................................ 19 (h) Use of Proceeds............................................. 11 (i) Subchapter M................................................ 11 (j) Listing..................................................... 11 (k) Restrictions on Sale of Shares.............................. 11)
Appears in 2 contracts
Samples: International Purchase Agreement (Quality Food Centers Inc), Purchase Agreement (Quality Food Centers Inc)
Filing of Amendments. 9 14 (c) Delivery of Registration Statements......................... 9 ...........................................................14 (d) Delivery of Prospectus...................................... 10 Prospectuses......................................................................15 (e) Continued Compliance with Securities Laws................... 10 .....................................................15 (f) Blue Sky Qualifications..................................... 10 .......................................................................15 (g) Rule 158.................................................... 10 (h) Use of Proceeds............................................. 11 (i) Subchapter M................................................ 11 (j) Listing..................................................... 11 (k) Restrictions on Sale of Shares.............................. 11Earnings Statement............................................................................15
Appears in 2 contracts
Samples: Underwriting Agreement (Reckson Operating Partnership Lp), Underwriting Agreement (Reckson Associates Realty Corp)
Filing of Amendments. 9 12 (c) Delivery of Registration Statements......................... 9 ................................12 (d) Delivery of Prospectus...................................... 10 .............................................12 (e) Continued Compliance with Securities Laws................... 10 ..........................12 (f) Blue Sky Qualifications..................................... 10 ............................................13 (g) Rule 158.................................................... 10 ...........................................................13 (h) Use of Proceeds............................................. 11 ....................................................13 (i) Subchapter M................................................ 11 .......................................................13 (j) Listing..................................................... 11 (k) Restrictions on Sale of Shares.............................. 11.....................................13 (k)
Appears in 2 contracts
Samples: Purchase Agreement (Muniyield New Jersey Fund Inc), Purchase Agreement (Muniyield Pennsylvania Fund)
Filing of Amendments. 9 (c) Delivery of Registration Statements......................... ............................ 9 (d) Delivery of Prospectus...................................... ......................................... 10 (e) Continued Compliance with Securities Laws................... ...................... 10 (f) Blue Sky Qualifications..................................... ........................................ 10 (g) Rule 158.................................................... ....................................................... 10 (h) Use of Proceeds............................................. ................................................ 11 (i) Subchapter M................................................ ................................................... 11 (j) Listing..................................................... 11 (k) Restrictions on Sale of Shares.............................. ................................. 11 SECTION 4. Covenants of the Underwriter......................................... 11
Appears in 2 contracts
Samples: Purchase Agreement (Muniholdings New York Insured Fund Iii Inc), Purchase Agreement (Muniholdings New Jersey Insured Fund Iii Inc)
Filing of Amendments. 9 17 (c) Delivery of Registration Statements......................... 9 ....................................................17 (d) Delivery of Prospectus...................................... 10 Prospectuses...............................................................18 (e) Continued Compliance with Securities Laws................... 10 ..............................................18 (f) Blue Sky Qualifications..................................... 10 ................................................................18 (g) Rule 158.................................................... 10 ...............................................................................19 (h) Use of Proceeds............................................. 11 (i) Subchapter M................................................ 11 (j) Listing..................................................... 11 (k) Restrictions on Sale of Shares.............................. 11)
Appears in 2 contracts
Samples: Trigon Healthcare Inc, Trigon Healthcare Inc
Filing of Amendments. 9 17 (c) Delivery of Registration Statements......................... 9 ..............................................................17 (d) Delivery of Prospectus...................................... 10 Prospectuses.........................................................................17 (e) Continued Compliance with Securities Laws................... 10 ........................................................17 (f) Blue Sky Qualifications..................................... 10 ..........................................................................18 (g) Rule 158.................................................... 10 .........................................................................................18 (h) Use of Proceeds............................................. 11 ..................................................................................18 (i) Subchapter M................................................ 11 Listing..........................................................................................18 (j) Listing..................................................... 11 (k) Restrictions Restriction on Sale of Shares.............................. 11Securities................................................................18 (k)
Appears in 2 contracts
Filing of Amendments. 9 16 (c) Delivery of Registration Statements......................... 9 .......................16 (d) Delivery of Prospectus...................................... 10 Prospectuses..................................17 (e) Continued Compliance with Securities Laws................... 10 .................17 (f) Blue Sky Qualifications..................................... 10 ...................................17 (g) Rule 158.................................................... 10 ..................................................18 (h) Use of Proceeds............................................. 11 ...........................................18 (i) Subchapter M................................................ 11 Listing...................................................18 (j) Listing..................................................... 11 (k) Restrictions Restriction on Sale of Shares.............................. 11Securities.........................18 (k)
Appears in 2 contracts
Samples: Brightpoint Inc, Brightpoint Inc
Filing of Amendments. 9 12 (c) Delivery of Registration Statements......................... 9 .................................................................12 (d) Delivery of Prospectus...................................... 10 ..............................................................................12 (e) Continued Compliance with Securities Laws................... 10 ...........................................................12 (f) Blue Sky Qualifications..................................... 10 .............................................................................13 (g) Rule 158.................................................... 10 ............................................................................................13 (h) Use of Proceeds............................................. 11 .....................................................................................13 (i) Subchapter M................................................ 11 ........................................................................................13 (j) Listing..................................................... 11 (k) Restrictions on Sale of Shares.............................. 11......................................................................13
Appears in 2 contracts
Samples: Purchase Agreement (Muniholdings Fund Inc), Purchase Agreement (Muniyield Fund Inc)
Filing of Amendments. 9 13 (c) Delivery of Registration Statements......................... 9 .............................13 (d) Delivery of Prospectus...................................... 10 Prospectuses........................................14 (e) Continued Compliance with Securities Laws................... 10 .......................14 (f) Blue Sky Qualifications..................................... 10 .........................................14 (g) Rule 158.................................................... 10 Earnings Statement..............................................14 (h) Use of Proceeds............................................. 11 .................................................15 (i) Subchapter M................................................ 11 Listing.........................................................15 (j) Listing..................................................... 11 (k) Restrictions Restriction on Sale of Shares.............................. 11Securities...............................15 (k)
Appears in 2 contracts
Samples: Underwriting Agreement (Southern Indiana Gas & Electric Co), Underwriting Agreement (Vectren Utility Holdings Inc)
Filing of Amendments. 9 18 (c) Delivery of Registration Statements......................... 9 Filed Documents....................................................................18 (d) Delivery of Prospectus...................................... 10 Prospectuses.......................................................................18 (e) Continued Compliance with Securities Laws................... 10 ......................................................18 (f) Blue Sky Qualifications..................................... 10 ........................................................................19 (g) Rule 158.................................................... 10 .......................................................................................19 (h) Use of Proceeds............................................. 11 (i) Subchapter M................................................ 11 (j) Listing..................................................... 11 (k) Restrictions on Sale of Shares.............................. 11)
Appears in 2 contracts
Samples: Purchase Agreement (Gerdau Ameristeel Corp), Purchase Agreement (Gerdau Ameristeel Corp)
Filing of Amendments. 9 10 (c) Delivery of Registration Statements......................... 9 ..........................................10 (d) Delivery of Prospectus...................................... 10 Prospectuses.....................................................11 (e) Continued Compliance with Securities Laws................... 10 ....................................11 (f) Blue Sky Qualifications..................................... 10 Rule 158.....................................................................11 (g) Rule 158.................................................... 10 (h) Use of Proceeds............................................. ..............................................................11 (i) Subchapter M................................................ 11 (jh) Listing..................................................... ......................................................................11 (k) Restrictions on Sale of Shares.............................. 11)
Appears in 2 contracts
Samples: Purchase Agreement (General American Investors Co Inc), General American Investors Co Inc
Filing of Amendments. 9 15 (c) Delivery of Registration Statements......................... 9 ............................... 16 (d) Delivery of Prospectus...................................... 10 Prospectuses.......................................... 16 (e) Continued Compliance with Securities Laws................... 10 ......................... 16 (f) Blue Sky Qualifications..................................... 10 ........................................... 17 (g) Rule 158.................................................... 10 .......................................................... 17 (h) Use of Proceeds............................................. 11 ................................................... 17 (i) Subchapter M................................................ 11 Listing........................................................... 17 (j) Listing..................................................... 11 (k) Restrictions Restriction on Sale of Shares.............................. 11Securities................................. 17 (k)
Appears in 1 contract
Samples: Purchase Agreement (Cd Radio Inc)
Filing of Amendments. 9 11 (c) Delivery of Registration Statements......................... 9 ................................ 11 (d) Delivery of Prospectus...................................... 10 Prospectuses........................................... 11 (e) Continued Compliance with Securities Laws................... 10 .......................... 12 (f) Blue Sky Qualifications..................................... 10 ............................................ 12 (g) Rule 158.................................................... 10 ........................................................... 13 (h) Use of Proceeds............................................. 11 .................................................... 13 (i) Subchapter M................................................ 11 Listing............................................................ 13 (j) Listing..................................................... 11 (k) Restrictions Restriction on Sale of Shares.............................. 11Securities.................................. 13 (k)
Appears in 1 contract
Samples: International Purchase Agreement (Cke Restaurants Inc)
Filing of Amendments. 9 15 (c) Delivery of Registration Statements......................... 9 ..............................................................15 (d) Delivery of Prospectus...................................... 10 Prospectuses.........................................................................16 (e) Continued Compliance with Securities Laws................... 10 ........................................................16 (f) Blue Sky Qualifications..................................... 10 ..........................................................................16 (g) Rule 158.................................................... 10 .........................................................................................16 (h) Use of Proceeds............................................. 11 (i) Subchapter M................................................ 11 (j) Listing..................................................... 11 (k) Restrictions on Sale of Shares.............................. 11)
Appears in 1 contract
Samples: Purchase Agreement (Mih LTD)
Filing of Amendments. 9 20 (c) Delivery of Registration Statements......................... 9 .................................................... 21 (d) Delivery of Prospectus...................................... 10 ................................................................. 21 (e) Continued Compliance with Securities Laws................... 10 .............................................. 21 (f) Blue Sky Qualifications..................................... 10 ................................................................ 21 (g) Rule 158.................................................... 10 ............................................................................... 22 (h) Use of Proceeds............................................. 11 Listing................................................................................ 22 (i) Subchapter M................................................ 11 (j) Listing..................................................... 11 (k) Restrictions Restriction on Sale of Shares.............................. 11Securities...................................................... 22 (j)
Appears in 1 contract
Filing of Amendments. 9 21 (c) Delivery of Registration Statements......................... 9 ................................................................21 (d) Delivery of Prospectus...................................... 10 Prospectuses...........................................................................21 (e) Continued Compliance with Securities Laws................... 10 ..........................................................21 (f) Blue Sky Qualifications..................................... 10 ............................................................................22 (g) Rule 158.................................................... 10 ...........................................................................................22 (h) Use of Proceeds............................................. 11 ....................................................................................23 (i) Subchapter M................................................ 11 Listing............................................................................................23 (j) Listing..................................................... 11 (k) Restrictions Restriction on Sale of Shares.............................. 11Securities..................................................................23 (k)
Appears in 1 contract
Filing of Amendments. 9 15 (c) Delivery of Registration Statements......................... 9 ...........................................................15 (d) Delivery of Prospectus...................................... 10 Prospectuses......................................................................15 (e) Continued Compliance with Securities Laws................... 10 .....................................................15 (f) Blue Sky Qualifications..................................... 10 .......................................................................16 (g) Rule 158.................................................... 10 (h) Use of Proceeds............................................. 11 (i) Subchapter M................................................ 11 (j) Listing..................................................... 11 (k) Restrictions on Sale of Shares.............................. 11Earnings Statement............................................................................16
Appears in 1 contract
Samples: Underwriting Agreement (Reckson Operating Partnership Lp)
Filing of Amendments. 9 10 (c) Delivery of Registration Statements......................... 9 ........................................................... 10 (d) Delivery of Prospectus...................................... 10 Prospectuses...................................................................... 11 (e) Continued Compliance with Securities Laws................... 10 ..................................................... 11 (f) Blue Sky Qualifications..................................... 10 ....................................................................... 11 (g) Rule 158.................................................... 10 ...................................................................................... 11 (h) Use of Proceeds............................................. 11 ............................................................................... 12 (i) Subchapter M................................................ 11 Listing....................................................................................... 12 (j) Listing..................................................... 11 (k) Restrictions Restriction on Sale of Shares.............................. 11Securities............................................................. 12
Appears in 1 contract
Filing of Amendments. 9 (c) Delivery of Registration Statements......................... ........................................9 (d) Delivery of Prospectus...................................... ....................................................10 (e) Continued Compliance with Securities Laws................... .................................10 (f) Blue Sky Qualifications..................................... ...................................................10 (g) Rule 158.................................................... ..................................................................10 (h) Use of Proceeds............................................. ...........................................................11 (i) Subchapter M................................................ ..............................................................11 (j) Listing..................................................... 11 (k) Restrictions on Sale of Shares.............................. ............................................11 SECTION 4. Covenants of the Underwriter....................................................11
Appears in 1 contract
Samples: Purchase Agreement (Muniholdings Michigan Insured Fund Inc)
Filing of Amendments. 9 10 (c) Delivery of Registration Statements......................... 9 ............................ 10 (d) Delivery of Prospectus...................................... Prospectuses....................................... 10 (e) Continued Compliance with Securities Laws................... ...................... 10 (f) Blue Sky Qualifications..................................... ........................................ 10 (g) Rule 158.................................................... 10 Earnings Statement............................................. 11 (h) Use of Proceeds............................................. ................................................ 11 (i) Subchapter M................................................ Preparation of Prospectus Supplement........................... 11 (j) Listing..................................................... 11 (k) Restrictions on Sale of Shares.............................. 11)
Appears in 1 contract
Samples: Purchase Agreement (Health Care Property Investors Inc)
Filing of Amendments. 9 12 (c) Delivery of Registration Statements......................... 9 ............................12 (d) Delivery of Prospectus...................................... 10 Prospectuses.......................................13 (e) Continued Compliance with Securities Laws................... 10 ......................13 (f) Blue Sky Qualifications..................................... 10 ........................................13 (g) Rule 158.................................................... 10 .......................................................14 (h) Use of Proceeds............................................. 11 ................................................14 (i) Subchapter M................................................ 11 Listing........................................................14 (j) Listing..................................................... 11 (k) Restrictions Restriction on Sale of Shares.............................. 11Securities..............................14 (k)
Appears in 1 contract
Samples: Cox Communications Inc /De/
Filing of Amendments. 9 (c) Delivery of Registration Statements......................... ............................ 9 (d) Delivery of Prospectus...................................... 10 ......................................... 9 (e) Continued Compliance with Securities Laws................... ...................... 10 (f) Blue Sky Qualifications..................................... ........................................ 10 (g) Rule 158.................................................... ....................................................... 10 (h) Use of Proceeds............................................. 11 ................................................ 10 (i) Subchapter M................................................ 11 ................................................... 10 (j) Listing..................................................... 11 (k) Restrictions on Sale of Shares.............................. ................................. 11 SECTION 4. Covenants of the Underwriter.................................... 11
Appears in 1 contract
Samples: Purchase Agreement (Muniholdings Florida Insured Fund Iv)
Filing of Amendments. 9 11 (c) Delivery of Registration Statements......................... 9 ...........................11 (d) Delivery of Prospectus...................................... 10 ........................................11 (e) Continued Compliance with Securities Laws................... 10 .....................11 (f) Blue Sky Qualifications..................................... 10 .......................................11 (g) Rule 158.................................................... 10 ......................................................12 (h) Use of Proceeds............................................. 11 ...............................................12 (i) Subchapter M................................................ 11 ..................................................12 (j) Listing..................................................... 11 .......................................................12 (k) Restrictions on Sale of Shares.............................. 11................................12
Appears in 1 contract
Samples: Purchase Agreement (Preferred & Corporate Income Strategies Fund Inc)
Filing of Amendments. 9 (c) Delivery of Registration Statements......................... 9 ..................................................10 (d) Delivery of Prospectus...................................... ...............................................................10 (e) Continued Compliance with Securities Laws................... ............................................10 (f) Blue Sky Qualifications..................................... 10 ..............................................................11 (g) Rule 158.................................................... 10 .............................................................................11 (h) DTC..................................................................................11 (i) Use of Proceeds............................................. 11 (i) Subchapter M................................................ ......................................................................11 (j) Listing..................................................... 11 (k) Restrictions Restriction on Sale of Shares.............................. Securities....................................................11
Appears in 1 contract
Filing of Amendments. 9 11 (c) Delivery of Registration Statements......................... 9 .........................11 (d) Delivery of Prospectus...................................... 10 ......................................11 (e) Continued Compliance with Securities Laws................... 10 ...................11 (f) Blue Sky Qualifications..................................... 10 .....................................12 (g) Rule 158.................................................... 10 ....................................................12 (h) Use of Proceeds............................................. 11 .............................................12 (i) Subchapter M................................................ 11 Listing.....................................................12 Table of Contents (jcontinued) Listing..................................................... 11 (k) Restrictions on Sale of Shares.............................. 11Page ----
Appears in 1 contract
Filing of Amendments. 9 11 (c) Delivery of Registration Statements......................... 9 ..........................................11 (d) Delivery of Prospectus...................................... 10 Prospectuses.....................................................11 (e) Continued Compliance with Securities Laws................... 10 ....................................12 (f) Blue Sky Qualifications..................................... 10 . ....................................................12 (g) Rule 158.................................................... 10 . ...................................................................12 (h) DTC..........................................................................12 (i) Use of Proceeds............................................. 11 (i) Subchapter M................................................ 11 ..............................................................13 (j) Listing..................................................... 11 (k) Restrictions Restriction on Sale of Shares.............................. 11Securities............................................13 (k)
Appears in 1 contract
Filing of Amendments. 9 16 (c) Delivery of Registration Statements......................... 9 ........................................16 (d) Delivery of Prospectus...................................... 10 Prospectuses...................................................16 (e) Continued Compliance with Securities Laws................... 10 ..................................17 (f) Blue Sky Qualifications..................................... 10 ....................................................17 (g) Rule 158.................................................... 10 ...................................................................17 (h) Use of Proceeds............................................. 11 ............................................................17 (i) Subchapter M................................................ 11 Listing....................................................................18 (j) Listing..................................................... 11 (k) Restrictions Restriction on Sale of Shares.............................. 11Securities..........................................18 (k)
Appears in 1 contract
Samples: Purchase Agreement (Knoll Inc)
Filing of Amendments. 9 11 (c) Delivery of Registration Statements......................... 9 ............................. 11 (d) Delivery of Prospectus...................................... 10 Prospectuses........................................ 11 (e) Continued Compliance with Securities Laws................... 10 ....................... 11 (f) Blue Sky Qualifications..................................... 10 ......................................... 12 (g) Rule 158.................................................... 10 ........................................................ 12 (h) Use of Proceeds............................................. 11 ................................................. 12 (i) Subchapter M................................................ 11 Listing......................................................... 12 (j) Listing..................................................... 11 (k) Restrictions Restriction on Sale of Shares.............................. 11Securities............................... 12 (k)
Appears in 1 contract
Filing of Amendments. 9 14 (c) Delivery of Registration Statements......................... 9 ............................................15 (d) Delivery of Prospectus...................................... 10 .........................................................15 (e) Continued Compliance with Securities Laws................... 10 ......................................15 (f) Blue Sky Qualifications..................................... 10 ........................................................16 (g) Rule 158.................................................... 10 .......................................................................16 (h) Use of Proceeds............................................. 11 (i) Subchapter M................................................ 11 (j) Listing..................................................... 11 (k) Restrictions on Sale of Shares.............................. 11)
Appears in 1 contract
Filing of Amendments. 9 10 (c) Delivery of Registration Statements......................... 9 ..............................................10 (d) Delivery of Prospectus...................................... 10 Prospectuses.........................................................11 (e) Continued Compliance with Securities Laws................... 10 ........................................11 (f) Blue Sky Qualifications..................................... 10 Qualification...........................................................11 (g) Rule 158.................................................... 10 (h) Use of Proceeds............................................. 11 (i) Subchapter M................................................ 11 (j) Listing..................................................... 11 (k) Restrictions on Sale of Shares.............................. .........................................................................11
Appears in 1 contract
Filing of Amendments. 9 11 (c) Delivery of Registration Statements......................... 9 Statement...................................................11 (d) Delivery of Prospectus...................................... 10 ...............................................................11 (e) Continued Compliance with Securities Laws................... 10 ............................................11 (f) Blue Sky Qualifications..................................... 10 ..............................................................12 (g) Rule 158.................................................... 10 .............................................................................12 (h) Use of Proceeds............................................. 11 ......................................................................12 (i) Subchapter M................................................ 11 .........................................................................12 (j) Listing..................................................... 11 ..............................................................................12 (k) Restrictions on Sale of Shares.............................. 11.......................................................12
Appears in 1 contract
Samples: Purchase Agreement (Diversified Income Strategies Portfolio, Inc.)
Filing of Amendments. 9 15 (c) Delivery of Registration Statements......................... 9 .......................................16 (d) Delivery of Prospectus...................................... 10 Prospectuses.................................................16 (e) Continued Compliance with Securities Laws................... 10 .................................16 (f) Blue Sky Qualifications..................................... 10 ...................................................16 (g) Rule 158.................................................... 10 ..................................................................17 (h) Use of Proceeds............................................. 11 (i) Subchapter M................................................ 11 (j) Listing..................................................... 11 (k) Restrictions Restriction on Sale of Shares.............................. 11Securities.........................................17 (i)
Appears in 1 contract
Filing of Amendments. 9 10 (c) Delivery of Registration Statements......................... 9 ..............................10 (d) Delivery of Prospectus...................................... 10 ...........................................11 (e) Continued Compliance with Securities Laws................... 10 ........................11 (f) Blue Sky Qualifications..................................... 10 ..........................................11 (g) Rule 158.................................................... 10 .........................................................12 (h) Use of Proceeds............................................. 11 ..................................................12 (i) Subchapter M................................................ 11 (j) Listing..................................................... 11 (k) Restrictions Restriction on Sale of Shares.............................. 11Securities................................12 (j)
Appears in 1 contract
Samples: Underwriting Agreement (Wisconsin Power & Light Co)
Filing of Amendments. 9 11 (c) Delivery of Registration Statements......................... 9 ........................................................11 (d) Delivery of Prospectus...................................... 10 Prospectuses...................................................................12 (e) Continued Compliance with Securities Laws................... 10 ..................................................12 (f) Blue Sky Qualifications..................................... 10 ....................................................................12 (g) Rule 158.................................................... 10 (h) Use of Proceeds............................................. 11 (i) Subchapter M................................................ 11 (j) Listing..................................................... 11 (k) Restrictions on Sale of Shares.............................. 11...................................................................................13
Appears in 1 contract
Filing of Amendments. 9 11 (c) Delivery of Registration Statements......................... 9 Statement ..................................... 11 (d) Delivery of Prospectus...................................... 10 Prospectus ................................................. 11 (e) Continued Compliance with Securities Laws................... 10 Laws .............................. 11 (f) Blue Sky Qualifications..................................... 10 Qualifications ................................................ 12 (g) Rule 158.................................................... 10 158 ............................................................... 12 (h) Use of Proceeds............................................. 11 Proceeds ........................................................ 12 (i) Subchapter M................................................ 11 M ........................................................... 12 (j) Listing..................................................... 11 Listing ................................................................ 12 (k) Restrictions on Sale of Shares.............................. 11Shares ......................................... 12 (l)
Appears in 1 contract
Samples: Purchase Agreement (Floating Rate Income Strategies Fund Inc)
Filing of Amendments. 9 (c) Delivery of Registration Statements......................... ....................................................9 (d) Delivery of Prospectus...................................... ................................................................10 (e) Continued Compliance with Securities Laws................... .............................................10 (f) Blue Sky Qualifications..................................... ...............................................................10 (g) Rule 158.................................................... ..............................................................................10 (h) Use of Proceeds............................................. .......................................................................11 (i) Subchapter M................................................ ..........................................................................11 (j) Listing..................................................... ...............................................................................11 (k) Restrictions on Sale of Shares.............................. ........................................................11
Appears in 1 contract
Samples: Purchase Agreement (Muniholdings New Jersey Insured Fund Iv Inc)
Filing of Amendments. 9 11 (c) Delivery of Registration Statements......................... 9 ...........................12 (d) Delivery of Prospectus...................................... 10 Prospectuses......................................12 (e) Continued Compliance with Securities Laws................... 10 .....................12 (f) Blue Sky Qualifications..................................... 10 .......................................12 (g) Rule 158.................................................... 10 ......................................................13 (h) Use of Proceeds............................................. 11 ...............................................13 (i) Subchapter M................................................ 11 Listing.......................................................13 (j) Listing..................................................... 11 (k) Restrictions Restriction on Sale of Shares.............................. 11Securities.............................13 (k)
Appears in 1 contract
Samples: Purchase Agreement (Vectren Corp)
Filing of Amendments. 9 16 (c) Delivery of Registration Statements......................... 9 .................................................................18 (d) Delivery of Prospectus...................................... 10 ..............................................................................18 (e) Continued Compliance with Securities Laws................... 10 ...........................................................18 (f) Blue Sky Qualifications..................................... 10 .............................................................................18 (g) Rule 158.................................................... 10 ............................................................................................18 (h) Use of Proceeds............................................. 11 Listing.............................................................................................18 (i) Subchapter M................................................ 11 (j) Listing..................................................... 11 (k) Restrictions Restriction on Sale of Shares.............................. 11Securities...................................................................18 (j)
Appears in 1 contract
Filing of Amendments. 9 13 (c) Delivery of Registration Statements......................... 9 ........................... 13 (d) Delivery of ProspectusProspectuses...................................... 10 13 (e) Continued Compliance with Securities Laws................... 10 ..................... 14 (f) Blue Sky Qualifications..................................... 10 ....................................... 14 (g) Rule 158.................................................... 10 ...................................................... 14 (h) Use of Proceeds............................................. 11 ............................................... 14 (i) Subchapter M................................................ 11 Listing....................................................... 15 (j) Listing..................................................... 11 (k) Restrictions Restriction on Sale of Shares.............................. 11Securities............................. 15 (k)
Appears in 1 contract
Samples: Wesley Jessen Visioncare Inc
Filing of Amendments. 9 14 (c) Delivery of Registration Statements......................... 9 ............................................................14 (d) Delivery of Prospectus...................................... 10 .........................................................................14 (e) Continued Compliance with Securities Laws................... 10 ......................................................14 (f) Blue Sky Qualifications..................................... 10 ........................................................................14 (g) Rule 158.................................................... 10 .......................................................................................15 (h) Use of Proceeds............................................. 11 (i) Subchapter M................................................ 11 (j) Listing..................................................... 11 (k) Restrictions Restriction on Sale of Shares.............................. 11Securities..............................................................15 (i)
Appears in 1 contract
Samples: Purchase Agreement (Endurance Specialty Holdings LTD)
Filing of Amendments. 9 13 (c) Delivery of Registration Statements......................... 9 ............................................... 13 (d) Delivery of Prospectus...................................... 10 ............................................................ 13 (e) Continued Compliance with Securities Laws................... 10 ......................................... 13 (f) Blue Sky Qualifications..................................... 10 Rule 158.......................................................................... 14 (g) Rule 158.................................................... 10 (h) Use of Proceeds............................................. 11 ................................................................... 14 (h) Listing........................................................................... 14 [(i) Subchapter M................................................ 11 (j) Listing..................................................... 11 (k) Restrictions Restriction on Sale of Shares.............................. 11Securities................................................. 14 (j)
Appears in 1 contract
Samples: Purchase Agreement (Teligent Inc)
Filing of Amendments. 9 13 (c) Delivery of Registration Statements......................... 9 ............................................. 13 (d) Delivery of Prospectus...................................... 10 Prospectuses........................................................ 14 (e) Continued Compliance with Securities Laws................... 10 ....................................... 14 (f) Blue Sky Qualifications..................................... 10 ......................................................... 14 (g) Rule 158.................................................... 10 ........................................................................ 15 (h) Use of Proceeds............................................. 11 ................................................................. 15 (i) Subchapter M................................................ 11 Listing......................................................................... 15 (j) Listing..................................................... 11 (k) Restrictions Restriction on Sale of Shares.............................. 11Securities............................................... 15 (k)
Appears in 1 contract
Samples: Purchase Agreement (Buy Com Inc)
Filing of Amendments. 9 11 (c) Delivery of Registration Statements......................... 9 Statements ............................ 11 (d) Delivery of Prospectus...................................... 10 Prospectuses ....................................... 12 (e) Continued Compliance with Securities Laws................... 10 Laws ...................... 12 (f) Blue Sky Qualifications..................................... 10 Qualifications ........................................ 12 (g) Rule 158.................................................... 10 158 ....................................................... 13 (h) Use Restriction on Sale of Proceeds............................................. 11 Securities .............................. 13 (i) Subchapter M................................................ 11 (j) Listing..................................................... 11 (k) Restrictions on Sale of Shares.............................. 11Reporting Requirements ......................................... 13
Appears in 1 contract
Filing of Amendments. 9 (c) Delivery of Registration Statements......................... 9 ........................... 10 (d) Delivery of ProspectusProspectuses...................................... 10 (e) Continued Compliance with Securities Laws................... ..................... 10 (f) Blue Sky Qualifications..................................... 10 ....................................... 11 (g) Rule 158.................................................... 10 Earnings Statement............................................ 11 (h) Use of Proceeds............................................. ............................................... 11 (i) Subchapter M................................................ Listing....................................................... 11 (j) Listing..................................................... 11 (k) Restrictions Restriction on Sale of Shares.............................. Securities............................. 11
Appears in 1 contract
Filing of Amendments. 9 21 (c) Delivery of Registration Statements......................... 9 ...........................................21 (d) Delivery of Prospectus...................................... 10 Prospectuses......................................................22 (e) Continued Compliance with Securities Laws................... 10 .....................................22 (f) Blue Sky Qualifications..................................... 10 .......................................................23 (g) Rule 158.................................................... 10 ......................................................................23 (h) Use of Proceeds............................................. 11 Listing.......................................................................23 (i) Subchapter M................................................ 11 (j) Listing..................................................... 11 (k) Restrictions Company Restriction on Sale of Shares.............................. 11Securities.....................................23 (j)
Appears in 1 contract
Samples: International Purchase Agreement (Lone Star Industries Inc)
Filing of Amendments. 9 14 (c) Delivery of Registration Statements......................... 9 ..............................14 (d) Delivery of Prospectus...................................... 10 Prospectuses.........................................14 (e) Continued Compliance with Securities Laws................... 10 ........................15 (f) Blue Sky Qualifications..................................... 10 ..........................................15 (g) Rule 158.................................................... 10 .........................................................15 (h) Use of Proceeds............................................. 11 ..................................................16 (i) Subchapter M................................................ 11 Listing..........................................................16 (j) Listing..................................................... 11 Restriction on Sale of Securities................................16 (k) Restrictions on Sale of Shares.............................. 11REIT Requirements................................................16 (l)
Appears in 1 contract
Samples: Irvine Apartment Communities L P
Filing of Amendments. 9 11 (c) Delivery of Registration Statements......................... 9 Statements ..................................... 11 (d) Delivery of Prospectus...................................... 10 Prospectuses ................................................ 11 (e) Continued Compliance with Securities Laws................... 10 Laws ............................... 11 (f) Blue Sky Qualifications..................................... 10 Qualifications ................................................. 12 (g) Rule 158.................................................... 10 158 ................................................................ 12 (h) Use of Proceeds............................................. 11 Proceeds ......................................................... 12 (i) Subchapter M................................................ 11 Listing ................................................................. 12 (j) Listing..................................................... 11 (k) Restrictions Restriction on Sale of Shares.............................. 11Securities ....................................... 12
Appears in 1 contract
Filing of Amendments. 9 (c) Delivery of Registration Statements......................... ..............................9 (d) Delivery of Prospectus...................................... 10 Prospectuses.........................................9 (e) Continued Compliance with Securities Laws................... 10 ........................9 (f) Blue Sky Qualifications..................................... Rule 158........................................................10 (g) Rule 158.................................................... Use of Proceeds.................................................10 (h) Use of Proceeds............................................. 11 (i) Subchapter M................................................ 11 (j) Listing..................................................... 11 (k) Restrictions Restriction on Sale of Shares.............................. 11Securities...............................10 SECTION 4.
Appears in 1 contract
Filing of Amendments. 9 15 (c) Delivery of Registration Statements......................... 9 ...............................15 (d) Delivery of Prospectus...................................... 10 Prospectuses..........................................15 (e) Continued Compliance with Securities Laws................... 10 .........................15 (f) Blue Sky Qualifications..................................... 10 ...........................................16 (g) Rule 158.................................................... 10 ..........................................................16 (h) Use of Proceeds............................................. 11 (i) Subchapter M................................................ 11 (j) Listing..................................................... 11 (k) Restrictions on Sale of Shares.............................. 11)
Appears in 1 contract
Filing of Amendments. 9 14 (c) Delivery of Registration Statements......................... 9 ........................... 14 (d) Delivery of Prospectus...................................... 10 ........................................ 15 (e) Continued Compliance with Securities Laws................... 10 ..................... 15 (f) Blue Sky Qualifications..................................... 10 Rule 158...................................................... 15 (g) Rule 158.................................................... 10 (h) Use of Proceeds............................................. 11 ............................................... 16 (h) Listing....................................................... 16 (i) Subchapter M................................................ 11 (j) Listing..................................................... 11 (k) Restrictions Restriction on Sale of Shares.............................. 11Securities............................. 16 (j)
Appears in 1 contract
Filing of Amendments. 9 12 (c) Delivery of Registration Statements......................... 9 ...............................12 (d) Delivery of Prospectus...................................... 10 ............................................12 (e) Continued Compliance with Securities Laws................... 10 .........................12 (f) Blue Sky Qualifications..................................... 10 ...........................................13 (g) Rule 158.................................................... 10 ..........................................................13 (h) Use of Proceeds............................................. 11 ...................................................13 (i) Subchapter M................................................ 11 ......................................................13 (j) Listing..................................................... 11 (k) Restrictions on Sale of Shares.............................. 11....................................13
Appears in 1 contract
Samples: Purchase Agreement (Muniyield Arizona Fund Inc /Nj/)
Filing of Amendments. 9 17 (c) Delivery of Registration Statements......................... 9 Statements .............................17 (d) Delivery of Prospectus...................................... 10 Prospectuses ........................................17 (e) Continued Compliance with Securities Laws................... 10 Laws .......................18 (f) Blue Sky Qualifications..................................... 10 Qualifications .........................................18 (g) Rule 158.................................................... 10 (h) Use of Proceeds............................................. 11 (i) Subchapter M................................................ 11 (j) Listing..................................................... 11 (k) Restrictions on Sale of Shares.............................. 11158 ........................................................19
Appears in 1 contract
Samples: Internet Capital Group Inc
Filing of Amendments. 9 10 (c) Delivery of Registration Statements......................... 9 .............................. 10 (d) Delivery of Prospectus...................................... Prospectuses......................................... 10 (e) Continued Compliance with Securities Laws................... 10 ........................ 11 (f) Blue Sky Qualifications..................................... 10 .......................................... 11 (g) Rule 158.................................................... 10 ......................................................... 11 (h) Use of Proceeds............................................. .................................................. 11 (i) Subchapter M................................................ Listing.......................................................... 11 (j) Listing..................................................... 11 (k) Restrictions on Sale of Shares.............................. 11)
Appears in 1 contract
Filing of Amendments. 9 21 (c) Delivery of Registration Statements......................... 9 ............................. 21 (d) Delivery of Prospectus...................................... 10 Prospectuses........................................ 21 (e) Continued Compliance with Securities Laws................... 10 ....................... 21 (f) Blue Sky Qualifications..................................... 10 ......................................... 22 (g) Rule 158.................................................... 10 ........................................................ 22 (h) Use of Proceeds............................................. 11 ................................................. 22 (i) Subchapter M................................................ 11 Compliance with Rule 463........................................ 22 (j) Listing..................................................... 11 ......................................................... 23 (k) Restrictions Restriction on Sale of Shares.............................. 11Securities............................... 23 (l)
Appears in 1 contract
Samples: International Purchase Agreement (Ctrip Com International LTD)
Filing of Amendments. 9 (c) Delivery of Registration Statements......................... ................................................... 9 (d) Delivery of Prospectus...................................... ................................................................ 10 (e) Continued Compliance with Securities Laws................... ............................................. 10 (f) Blue Sky Qualifications..................................... ............................................................... 10 (g) Rule 158.................................................... .............................................................................. 10 (h) Use of Proceeds............................................. ....................................................................... 11 (i) Subchapter M................................................ .......................................................................... 11 (j) Listing..................................................... ............................................................................... 11 (k) Restrictions on Sale of Shares.............................. 11........................................................ 11 SECTION 4.
Appears in 1 contract
Samples: Purchase Agreement (Muniholdings California Insured Fund v Inc)
Filing of Amendments. 9 16 (c) Delivery of Registration Statements......................... 9 ..................................... 16 (d) Delivery of Prospectus...................................... 10 Prospectuses................................................ 17 (e) Continued Compliance with Securities Laws................... 10 ............................... 17 (f) Blue Sky Qualifications..................................... 10 ................................................. 17 (g) Rule 158.................................................... 10 ................................................................ 18 (h) Use of Proceeds............................................. 11 ......................................................... 18 (i) Subchapter M................................................ 11 Listing................................................................. 18 (j) Listing..................................................... 11 (k) Restrictions Restriction on Sale of Shares.............................. 11Securities....................................... 18 (k)
Appears in 1 contract
Samples: International Purchase Agreement (Fox Entertainment Group Inc)
Filing of Amendments. 9 10 (c) Delivery of Registration Statements......................... 9 ..................11 (d) Delivery of Prospectus...................................... 10 Prospectuses..............................11 (e) Continued Compliance with Securities Laws................... 10 .............11 (f) Blue Sky Qualifications..................................... 10 ...............................12 (g) Rule 158.................................................... 10 ..............................................12 (h) Use of Proceeds............................................. 11 .......................................12 (i) Subchapter M................................................ 11 (j) Listing..................................................... 11 (k) Restrictions Restriction on Sale of Shares.............................. 11Securities.....................12
Appears in 1 contract
Filing of Amendments. 9 11 (c) Delivery of Registration Statements......................... 9 Statements .................................11 (d) Delivery of Prospectus...................................... 10 Prospectuses ............................................11 (e) Continued Compliance with Securities Laws................... 10 Laws ...........................12 (f) Blue Sky Qualifications..................................... 10 Qualifications .............................................12 (g) Rule 158.................................................... 10 158 ............................................................12 (h) Use of Proceeds............................................. 11 Proceeds .....................................................12 (i) Subchapter M................................................ 11 Listing .............................................................12 (j) Listing..................................................... 11 (k) Restrictions Restriction on Sale of Shares.............................. 11Securities ...................................13 (k)
Appears in 1 contract
Samples: Shaw Group Inc
Filing of Amendments. 9 15 (c) Delivery of Registration Statements......................... 9 .....................................................................15 (d) Delivery of Prospectus...................................... 10 Prospectuses................................................................................15 (e) Continued Compliance with Securities Laws................... 10 ...............................................................15 (f) Blue Sky Qualifications..................................... 10 .................................................................................16 (g) Rule 158.................................................... 10 ................................................................................................16 (h) Use of Proceeds............................................. 11 (i) Subchapter M................................................ 11 (j) Listing..................................................... 11 (k) Restrictions on Sale of Shares.............................. 11)
Appears in 1 contract
Filing of Amendments. 9 13 (c) Delivery of Registration Statements......................... 9 ..........................................14 (d) Delivery of Prospectus...................................... 10 Prospectuses.....................................................14 (e) Continued Compliance with Securities Laws................... 10 ....................................14 (f) Blue Sky Qualifications..................................... 10 ......................................................14 (g) Rule 158.................................................... 10 .....................................................................15 (h) Use of Proceeds............................................. 11 ..............................................................15 (i) Subchapter M................................................ 11 Listing......................................................................15 (j) Listing..................................................... 11 (k) Restrictions Restriction on Sale of Shares.............................. 11Securities............................................15 (k)
Appears in 1 contract
Samples: Purchase Agreement (24/7 Media Inc)
Filing of Amendments. 9 18 (c) Delivery of Registration Statements......................... 9 Statements .................. 18 (d) Delivery of Prospectus...................................... 10 Prospectuses ............................. 18 (e) Continued Compliance with Securities Laws................... 10 Laws ............ 19 (f) Blue Sky Qualifications..................................... 10 Qualifications .............................. 19 (g) Rule 158.................................................... 10 158 ............................................. 20 (h) Use of Proceeds............................................. 11 Proceeds ...................................... 20 (i) Subchapter M................................................ 11 Listing .............................................. 20 (j) Listing..................................................... 11 (k) Restrictions Restriction on Sale of Shares.............................. 11Securities .................... 20 (k)
Appears in 1 contract
Samples: International Purchase Agreement (Hayes Wheels International Inc)
Filing of Amendments. 9 15 (c) Delivery of Registration Statements......................... 9 ....................................15 (d) Delivery of Prospectus...................................... 10 Prospectuses...............................................15 (e) Continued Compliance with Securities Laws................... 10 ..............................15 (f) Blue Sky Qualifications..................................... 10 ................................................16 (g) Rule 158.................................................... 10 (h) Use of Proceeds............................................. 11 (i) Subchapter M................................................ 11 (j) Listing..................................................... 11 (k) Restrictions on Sale of Shares.............................. 11)
Appears in 1 contract
Filing of Amendments. 9 11 (c) Delivery of Registration Statements......................... 9 ..................................11 (d) Delivery of Prospectus...................................... 10 Prospectuses.............................................11 (e) Continued Compliance with Securities Laws................... 10 ............................12 (f) Blue Sky Qualifications..................................... 10 ..............................................12 (g) Rule 158.................................................... 10 .............................................................13 (h) Use of Proceeds............................................. 11 ......................................................13 (i) Subchapter M................................................ 11 Listing..............................................................13 (j) Listing..................................................... 11 (k) Restrictions Restriction on Sale of Shares.............................. 11Securities....................................13 (k)
Appears in 1 contract
Filing of Amendments. 9 16 (c) Delivery of Registration Statements......................... 9 ..........................................16 (d) Delivery of Prospectus...................................... 10 Prospectuses.....................................................17 (e) Continued Compliance with Securities Laws................... 10 ....................................17 (f) Blue Sky Qualifications..................................... 10 ......................................................17 (g) Rule 158.................................................... 10 .....................................................................18 (h) Use of Proceeds............................................. 11 ..............................................................18 (i) Subchapter M................................................ 11 Listing......................................................................18 (j) Listing..................................................... 11 (k) Restrictions Restriction on Sale of Shares.............................. 11Securities............................................18 (k)
Appears in 1 contract
Samples: 1 (Exult Inc)
Filing of Amendments. 9 19 (c) Delivery of Registration Statements......................... 9 .......................19 (d) Delivery of Prospectus...................................... 10 Prospectuses..................................19 (e) Continued Compliance with Securities Laws................... 10 .................19 (f) Blue Sky Qualifications..................................... 10 ...................................20 (g) Rule 158.................................................... 10 Earnings Statement........................................20 (h) Reservation of Securities.................................21 (i) Use of Proceeds............................................. 11 (i) Subchapter M................................................ 11 ...........................................21 (j) Listing..................................................... 11 ...................................................21 (k) Restrictions Restriction on Sale of Shares.............................. 11Securities.........................21 (l)
Appears in 1 contract
Filing of Amendments. 9 16 (c) Delivery of Registration Statements......................... 9 ................................................16 (d) Delivery of Prospectus...................................... 10 Prospectuses...........................................................16 (e) Continued Compliance with Securities Laws................... 10 ..........................................16 (f) Blue Sky Qualifications..................................... 10 ............................................................17 (g) Rule 158.................................................... 10 ...........................................................................17 (h) Use of Proceeds............................................. 11 Listing............................................................................17 (i) Subchapter M................................................ 11 (j) Listing..................................................... 11 (k) Restrictions Restriction on Sale of Shares.............................. 11Securities..................................................17 (j)
Appears in 1 contract
Samples: Purchase Agreement (Avx Corp /De)
Filing of Amendments. 9 14 (c) Delivery of Registration Statements......................... 9 .......................................................... 14 (d) Delivery of Prospectus...................................... 10 Prospectuses..................................................................... 14 (e) Continued Compliance with Securities Laws................... 10 .................................................... 14 (f) Blue Sky Qualifications..................................... 10 ...................................................................... 15 (g) Rule 158.................................................... 10 ..................................................................................... 15 (h) Use of Proceeds............................................. 11 (i) Subchapter M................................................ 11 (j) Listing..................................................... 11 (k) Restrictions on Sale of Shares.............................. 11.............................................................................. 15
Appears in 1 contract
Samples: Purchase Agreement (Timken Co)
Filing of Amendments. 9 11 (c) Delivery of Registration Statements......................... 9 Statement...........................11 (d) Delivery of Prospectus...................................... 10 .......................................11 (e) Continued Compliance with Securities Laws................... 10 ....................11 (f) Blue Sky Qualifications..................................... 10 ......................................12 (g) Rule 158.................................................... 10 .....................................................12 (h) Use of Proceeds............................................. 11 ..............................................12 (i) Subchapter M................................................ 11 .................................................12 (j) Listing..................................................... 11 ......................................................12 (k) Restrictions on Sale of Shares.............................. 11...............................12
Appears in 1 contract
Samples: Purchase Agreement (Capital & Income Strategies Fund Inc)
Filing of Amendments. 9 15 (c) Delivery of Registration Statements......................... 9 ...........................................15 (d) Delivery of Prospectus...................................... 10 Prospectuses......................................................15 (e) Continued Compliance with Securities Laws................... 10 .....................................16 (f) Blue Sky Qualifications..................................... 10 (g) Rule 158.................................................... 10 (h) Use of Proceeds............................................. 11 (i) Subchapter M................................................ 11 (j) Listing..................................................... 11 (k) Restrictions on Sale of Shares.............................. 11.......................................................17
Appears in 1 contract
Samples: Utstarcom Inc
Filing of Amendments. 9 20 (c) Delivery of Registration Statements......................... 9 Statement..........................21 (d) Delivery of Prospectus...................................... 10 Prospectuses....................................21 (e) Continued Compliance with Securities Laws................... 10 ...................21 (f) Blue Sky Qualifications..................................... 10 .....................................22 (g) Rule 158.................................................... 10 ....................................................22 (h) Use of Proceeds............................................. 11 .............................................23 (i) Subchapter M................................................ 11 Listing.....................................................23 (j) Listing..................................................... 11 (k) Restrictions Restriction on Sale of Shares.............................. 11Securities...........................23 (k)
Appears in 1 contract
Samples: International Purchase Agreement (Snyder Communications Inc)
Filing of Amendments. 9 13 (c) Delivery of Registration Statements......................... 9 ............................ 13 (d) Delivery of Prospectus...................................... 10 Prospectuses....................................... 13 (e) Continued Compliance with Securities Laws................... 10 ...................... 14 (f) Blue Sky Qualifications..................................... 10 ........................................ 14 (g) Rule 158.................................................... 10 ....................................................... 14 (h) Use of Proceeds............................................. 11 ................................................ 14 (i) Subchapter M................................................ 11 Listing........................................................ 14 (j) Listing..................................................... 11 (k) Restrictions Restriction on Sale of SharesSecurities.............................. 1114 (k)
Appears in 1 contract
Samples: FMC Technologies Inc
Filing of Amendments. 9 13 (c) Delivery of Registration Statements......................... 9 ......................................14 (d) Delivery of Prospectus...................................... 10 Prospectuses.................................................14 (e) Continued Compliance with Securities Laws................... 10 ................................14 (f) Blue Sky Qualifications..................................... 10 ..................................................14 (g) Rule 158.................................................... 10 .................................................................15 (h) Use of Proceeds............................................. 11 ..........................................................15 i [(i) Subchapter M................................................ 11 Listing.................................................................15 (j) Listing..................................................... 11 (k) Restrictions Restriction on Sale of Shares.............................. 11Securities........................................15
Appears in 1 contract
Samples: Advanced Radio Telecom Corp
Filing of Amendments. 9 10 (c) Delivery of Registration Statements......................... 9 Statements ............................... 11 (d) Delivery of Prospectus...................................... 10 Prospectuses .......................................... 11 (e) Continued Compliance with Securities Laws................... 10 Laws ......................... 11 (f) Blue Sky Qualifications..................................... 10 Qualifications ........................................... 11 (g) Rule 158.................................................... 10 158 .......................................................... 12 (h) Use of Proceeds............................................. 11 Proceeds ................................................... 12 (i) Subchapter M................................................ 11 (j) Listing..................................................... 11 (k) Restrictions Restriction on Sale of Shares.............................. 11Securities ................................. 12
Appears in 1 contract
Filing of Amendments. 9 17 (c) Delivery of Registration Statements......................... 9 .....................17 (d) Delivery of Prospectus...................................... 10 Prospectuses................................18 (e) Continued Compliance with Securities Laws................... 10 ...............18 (f) Blue Sky Qualifications..................................... 10 .................................18 (g) Rule 158.................................................... 10 ................................................19 (h) Use of Proceeds............................................. 11 (i) Subchapter M................................................ 11 (j) Listing..................................................... 11 (k) Restrictions on Sale of Shares.............................. 11)
Appears in 1 contract
Samples: Community Health Systems Inc/
Filing of Amendments. 9 12 (c) Delivery of Registration Statements......................... 9 .................................12 (d) Delivery of Prospectus...................................... 10 Prospectuses............................................12 (e) Continued Compliance with Securities Laws................... 10 ...........................12 (f) Blue Sky Qualifications..................................... 10 .............................................13 (g) Rule 158.................................................... 10 ............................................................13 (h) Use of Proceeds............................................. 11 .....................................................13 (i) Subchapter M................................................ 11 Listing.............................................................13 (j) Listing..................................................... 11 (k) Restrictions Restriction on Sale of Shares.............................. 11Securities...................................13
Appears in 1 contract
Filing of Amendments. 9 12 (c) Delivery of Registration Statements......................... 9 .................................................................12 (d) Delivery of Prospectus...................................... 10 ..............................................................................12 (e) Continued Compliance with Securities Laws................... 10 ...........................................................13 (f) Blue Sky Qualifications..................................... 10 .............................................................................13 (g) Rule 158.................................................... 10 ............................................................................................13 (h) Use of Proceeds............................................. 11 .....................................................................................13 (i) Subchapter M................................................ 11 (j) Listing..................................................... 11 (k) Restrictions Restriction on Sale of Shares.............................. 11Securities...................................................................13 (j)
Appears in 1 contract
Filing of Amendments. 9 17 (c) Delivery of Registration Statements......................... 9 ............................................................17 (d) Delivery of Prospectus...................................... 10 Prospectuses.......................................................................17 (e) Continued Compliance with Securities Laws................... 10 ......................................................18 (f) Blue Sky Qualifications..................................... 10 ........................................................................18 (g) Rule 158.................................................... 10 .......................................................................................18 (h) Use of Proceeds............................................. 11 ................................................................................18 (i) Subchapter M................................................ 11 Listing........................................................................................18 (j) Listing..................................................... 11 (k) Restrictions Restriction on Sale of Shares.............................. 11Securities..............................................................19 (k)
Appears in 1 contract
Samples: Purchase Agreement (Kirklands Inc)
Filing of Amendments. 9 15 (c) Delivery of Registration Statements......................... 9 ................................. 15 (d) Delivery of Prospectus...................................... 10 Prospectuses............................................ 16 (e) Continued Compliance with Securities Laws................... 10 ........................... 16 (f) Blue Sky Qualifications..................................... 10 ............................................. 16 (g) Rule 158.................................................... 10 ............................................................ 17 (h) Use of Proceeds............................................. 11 ..................................................... 17 (i) Subchapter M................................................ 11 Listing............................................................. 17 (j) Listing..................................................... 11 (k) Restrictions Restriction on Sale of Shares.............................. 11Securities................................... 17 (k)
Appears in 1 contract
Filing of Amendments. 9 13 (c) Delivery of Registration Statements......................... 9 Statements ...................................... 14 (d) Delivery of Prospectus...................................... 10 Prospectus ................................................... 14 (e) Continued Compliance with Securities Laws................... 10 Laws ................................ 14 (f) Blue Sky Qualifications..................................... 10 Qualifications .................................................. 15 (g) Rule 158.................................................... 10 158 ................................................................. 15 (h) Use of Proceeds............................................. 11 Proceeds .......................................................... 15 (i) Subchapter M................................................ 11 Listing .................................................................. 15 (j) Listing..................................................... 11 (k) Restrictions Restriction on Sale of Shares.............................. 11Securities ........................................ 16 (k)
Appears in 1 contract
Samples: Purchase Agreement (Netflix Inc)
Filing of Amendments. 9 18 (c) Delivery of Registration Statements......................... 9 ............................ 19 (d) Delivery of Prospectus...................................... 10 Prospectuses....................................... 19 (e) Continued Compliance with Securities Laws................... 10 ...................... 19 (f) Blue Sky Qualifications..................................... 10 ........................................ 20 (g) Rule 158.................................................... 10 ....................................................... 20 (h) Use of Proceeds............................................. 11 ................................................ 20 (i) Subchapter M................................................ 11 Listing........................................................ 21 (j) Listing..................................................... 11 (k) Restrictions on Sale of Shares.............................. 11)
Appears in 1 contract
Samples: Purchase Agreement (Merrill Lynch Preferred Capital Trust Ii)
Filing of Amendments. 9 11 (c) Delivery of Registration Statements......................... 9 .................................12 (d) Delivery of Prospectus...................................... 10 Prospectuses............................................12 (e) Continued Compliance with Securities Laws................... 10 ...........................12 (f) Blue Sky Qualifications..................................... 10 .............................................12 (g) Rule 158.................................................... 10 ............................................................13 (h) Use of Proceeds............................................. 11 .....................................................13 (i) Subchapter M................................................ 11 Listing.............................................................13 (j) Listing..................................................... 11 (k) Restrictions Restriction on Sale of Shares.............................. 11Securities...................................13 (k)
Appears in 1 contract
Samples: Purchase Agreement (Vectren Corp)
Filing of Amendments. 9 19 (c) Delivery of Registration Statements......................... 9 ......................................................19 (d) Delivery of Prospectus...................................... 10 Prospectuses.................................................................19 (e) Continued Compliance with Securities Laws................... 10 ................................................20 (f) Blue Sky Qualifications..................................... 10 ..................................................................20 (g) Rule 158.................................................... 10 .................................................................................21 (h) Use of Proceeds............................................. 11 (i) Subchapter M................................................ 11 (j) Listing..................................................... 11 (k) Restrictions on Sale of Shares.............................. 11)
Appears in 1 contract
Samples: Purchase Agreement (Rayovac Corp)
Filing of Amendments. 9 10 (c) Delivery of Registration Statements......................... 9 ............................................................. 11 (d) Delivery of Prospectus...................................... 10 Prospectuses........................................................................ 11 (e) Continued Compliance with Securities Laws................... 10 ....................................................... 11 (f) Blue Sky Qualifications..................................... 10 ......................................................................... 12 (g) Rule 158.................................................... 10 (h) Use of Proceeds............................................. 11 (i) Subchapter M................................................ 11 (j) Listing..................................................... 11 (k) Restrictions on Sale of Shares.............................. 11........................................................................................ 12
Appears in 1 contract
Samples: Purchase Agreement (Lendingtree Inc)
Filing of Amendments. 9 15 (c) Delivery of Registration Statements......................... 9 .............................................................15 (d) Delivery of Prospectus...................................... 10 ..........................................................................15 (e) Continued Compliance with Securities Laws................... 10 .......................................................16 (f) Blue Sky Qualifications..................................... 10 .........................................................................16 (g) Rule 158.................................................... 10 ........................................................................................16 (h) Use of Proceeds............................................. 11 (i) Subchapter M................................................ 11 (j) Listing..................................................... 11 (k) Restrictions on Sale of Shares.............................. 11)
Appears in 1 contract
Filing of Amendments. 9 11 (c) Delivery of Registration Statements......................... 9 Statements .......................... 11 (d) Delivery of Prospectus...................................... 10 Prospectus ....................................... 12 (e) Continued Compliance with Securities Laws................... 10 Laws .................... 12 (f) Blue Sky Qualifications..................................... 10 Qualifications ...................................... 12 (g) Rule 158.................................................... 10 (h) Use of Proceeds............................................. 11 (i) Subchapter M................................................ 11 (j) Listing..................................................... 11 (k) Restrictions on Sale of Shares.............................. 11)
Appears in 1 contract
Filing of Amendments. 9 16 (c) Delivery of Registration Statements......................... 9 ................................................... 16 (d) Delivery of Prospectus...................................... 10 Prospectuses.............................................................. 17 (e) Continued Compliance with Securities Laws................... 10 ............................................. 17 (f) Blue Sky Qualifications..................................... 10 ............................................................... 17 (g) Rule 158.................................................... 10 Earnings Statement.................................................................... 18 (h) Use of Proceeds............................................. 11 ....................................................................... 18 (i) Subchapter M................................................ 11 Listing............................................................................... 18 (j) Listing..................................................... 11 (k) Restrictions Restriction on Sale of Shares.............................. 11Securities..................................................... 18 (k)
Appears in 1 contract
Filing of Amendments. 9 14 (c) Delivery of Registration Statements......................... 9 ................................. 14 (d) Delivery of Prospectus...................................... 10 Prospectuses............................................ 15 (e) Continued Compliance with Securities Laws................... 10 ........................... 15 (f) Blue Sky Qualifications..................................... 10 ............................................. 15 (g) Rule 158.................................................... 10 ............................................................ 16 (h) Use of Proceeds............................................. 11 (i) Subchapter M................................................ 11 (j) Listing..................................................... 11 (k) Restrictions on Sale of Shares.............................. 11)
Appears in 1 contract
Samples: Purchase Agreement (Safeguard Scientifics Inc Et Al)
Filing of Amendments. 9 14 (c) Delivery of Registration Statements......................... 9 Statement.............................................................14 (d) Delivery of Prospectus...................................... 10 Prospectuses.......................................................................14 (e) Continued Compliance with Securities Laws................... 10 ......................................................15 (f) Blue Sky Qualifications..................................... 10 ........................................................................15 (g) Rule 158.................................................... 10 .......................................................................................15 (h) Use of Proceeds............................................. 11 ................................................................................15 (i) Subchapter M................................................ 11 Listing........................................................................................15 (j) Listing..................................................... 11 (k) Restrictions Restriction on Sale of Shares.............................. 11Securities..............................................................16 (k)
Appears in 1 contract
Samples: Shaw Group Inc
Filing of Amendments. 9 15 (c) Delivery of Registration Statements......................... 9 .......................................... 16 (d) Delivery of Prospectus...................................... 10 Prospectuses..................................................... 16 (e) Continued Compliance with Securities Laws................... 10 .................................... 16 (f) Blue Sky Qualifications..................................... 10 ...................................................... 17 (g) Rule 158.................................................... 10 ..................................................................... 17 (h) Use of Proceeds............................................. 11 .............................................................. 17 (i) Subchapter M................................................ 11 Listing...................................................................... 17 (j) Listing..................................................... 11 (k) Restrictions Restriction on Sale of Shares.............................. 11Securities............................................ 17 (k)
Appears in 1 contract
Samples: International Purchase Agreement (Ixl Enterprises Inc)
Filing of Amendments. 9 11 (c) Delivery of Registration Statements......................... 9 . ....................................11 (d) Delivery of Prospectus...................................... 10 Prospectuses. ...............................................12 (e) Continued Compliance with Securities Laws................... 10 . ..............................12 (f) Blue Sky Qualifications..................................... 10 . ................................................12 (g) Rule 158.................................................... 10 . ...............................................................12 (h) DTC......................................................................13 (i) Use of Proceeds............................................. 11 (i) Subchapter M................................................ 11 ..........................................................13 (j) Listing..................................................... 11 (k) Restrictions Restriction on Sale of Shares.............................. 11Securities. ......................................13 (k)
Appears in 1 contract
Filing of Amendments. 9 13 (c) Delivery of Registration Statements......................... 9 .................................................................13 (d) Delivery of Prospectus...................................... 10 ..............................................................................13 (e) Continued Compliance with Securities Laws................... 10 ...........................................................14 (f) Blue Sky Qualifications..................................... 10 .............................................................................14 (g) Rule 158.................................................... 10 ............................................................................................15 (h) Use of Proceeds............................................. 11 .....................................................................................15 (i) Subchapter M................................................ 11 Listing.............................................................................................15 (j) Listing..................................................... 11 (k) Restrictions Restriction on Sale of Shares.............................. 11Securities...................................................................15 (k)
Appears in 1 contract
