Filing of Amendments. 14 (c) Delivery of Registration Statements...................................................14 (d) Delivery of Prospectuses..............................................................14 (e) Continued Compliance with Securities Laws.............................................14 (f) Blue Sky Qualifications...............................................................15 (g) Rule 158..............................................................................15 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k)
Appears in 3 contracts
Samples: Underwriting Agreement (Oriental Financial Group Inc), Underwriting Agreement (Oriental Financial Group Inc), Underwriting Agreement (Oriental Financial Group Inc)
Filing of Amendments. 14 9 (c) Delivery of Registration Statements...................................................14 ......................... 9 (d) Delivery of Prospectuses..............................................................14 Prospectus...................................... 10 (e) Continued Compliance with Securities Laws.............................................14 ................... 10 (f) Blue Sky Qualifications...............................................................15 ..................................... 10 (g) Rule 158..............................................................................15 .................................................... 10 (h) Use of Proceeds.......................................................................15 ............................................. 11 (i) Listing...............................................................................15 Subchapter M................................................ 11 (j) Restriction Listing..................................................... 11 (k) Restrictions on Sale of Securities.....................................................15 (k)Shares.............................. 11
Appears in 3 contracts
Samples: Purchase Agreement (Muniholdings California Insured Fund Iv Inc), Purchase Agreement (Muniholdings New York Insured Fund Iii Inc), Purchase Agreement (Muniholdings New Jersey Insured Fund Iii Inc)
Filing of Amendments. 14 (c) Delivery of Registration Statements..............................................................................................................14 (d) Delivery of Prospectuses..............................................................14 ......................................................................15 (e) Continued Compliance with Securities Laws.............................................14 .....................................................15 (f) Blue Sky Qualifications......................................................................................................................................15 (g) Rule 158..............................................................................15 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k)Earnings Statement............................................................................15
Appears in 2 contracts
Samples: Underwriting Agreement (Reckson Associates Realty Corp), Underwriting Agreement (Reckson Operating Partnership Lp)
Filing of Amendments. 14 17 (c) Delivery of Registration Statements...................................................14 ....................................................18 (d) Delivery of Prospectuses..............................................................14 ...............................................................18 (e) Continued Compliance with Securities Laws.............................................14 ..............................................18 (f) Blue Sky Qualifications...............................................................15 ................................................................19 (g) Rule 158..............................................................................15 ...............................................................................19 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k)
Appears in 2 contracts
Samples: International Purchase Agreement (Trigon Healthcare Inc), International Purchase Agreement (Trigon Healthcare Inc)
Filing of Amendments. 14 17 (c) Delivery of Registration Statements...................................................14 ................. 18 (d) Delivery of Prospectuses..............................................................14 ............................ 18 (e) Continued Compliance with Securities Laws.............................................14 ........... 18 (f) Blue Sky Qualifications...............................................................15 ............................. 19 (g) Rule 158..............................................................................15 ............................................ 19 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k)
Appears in 2 contracts
Samples: International Purchase Agreement (Quality Food Centers Inc), u.s. Purchase Agreement (Quality Food Centers Inc)
Filing of Amendments. 14 12 (c) Delivery of Registration Statements...................................................14 ................................12 (d) Delivery of Prospectuses..............................................................14 Prospectus.............................................12 (e) Continued Compliance with Securities Laws.............................................14 ..........................12 (f) Blue Sky Qualifications...............................................................15 ............................................13 (g) Rule 158..............................................................................15 ...........................................................13 (h) Use of Proceeds.......................................................................15 ....................................................13 (i) Listing...............................................................................15 Subchapter M.......................................................13 (j) Restriction Restrictions on Sale of Securities.....................................................15 Shares.....................................13 (k)
Appears in 2 contracts
Samples: Purchase Agreement (Muniyield New Jersey Fund Inc), Purchase Agreement (Muniyield Pennsylvania Fund)
Filing of Amendments. 14 9 (c) Delivery of Registration Statements...................................................14 ............................ 9 (d) Delivery of Prospectuses..............................................................14 Prospectus......................................... 10 (e) Continued Compliance with Securities Laws.............................................14 ...................... 10 (f) Blue Sky Qualifications...............................................................15 ........................................ 10 (g) Rule 158..............................................................................15 ....................................................... 10 (h) Use of Proceeds.......................................................................15 ................................................ 11 (i) Listing...............................................................................15 Subchapter M................................................... 11 (j) Restriction Restrictions on Sale of Securities.....................................................15 (k)Shares................................. 11 SECTION 4. Covenants of the Underwriter......................................... 11
Appears in 2 contracts
Samples: Purchase Agreement (Muniholdings New Jersey Insured Fund Iii Inc), Purchase Agreement (Muniholdings New York Insured Fund Iii Inc)
Filing of Amendments. 14 12 (c) Delivery of Registration Statements...................................................14 .................................................................12 (d) Delivery of Prospectuses..............................................................14 Prospectus..............................................................................12 (e) Continued Compliance with Securities Laws.............................................14 ...........................................................12 (f) Blue Sky Qualifications...............................................................15 .............................................................................13 (g) Rule 158..............................................................................15 ............................................................................................13 (h) Use of Proceeds.......................................................................15 .....................................................................................13 (i) Listing...............................................................................15 Subchapter M........................................................................................13 (j) Restriction Restrictions on Sale of Securities.....................................................15 (k)Shares......................................................................13
Appears in 2 contracts
Samples: Purchase Agreement (Muniholdings Fund Inc), Purchase Agreement (Muniyield Fund Inc)
Filing of Amendments. 14 17 (c) Delivery of Registration Statements...................................................14 ....................................................17 (d) Delivery of Prospectuses..............................................................14 ...............................................................18 (e) Continued Compliance with Securities Laws.............................................14 ..............................................18 (f) Blue Sky Qualifications...............................................................15 ................................................................18 (g) Rule 158..............................................................................15 ...............................................................................19 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k)
Appears in 2 contracts
Samples: u.s. Purchase Agreement (Trigon Healthcare Inc), u.s. Purchase Agreement (Trigon Healthcare Inc)
Filing of Amendments. 14 17 (c) Delivery of Registration Statements...................................................14 ..............................................................17 (d) Delivery of Prospectuses..............................................................14 .........................................................................17 (e) Continued Compliance with Securities Laws.............................................14 ........................................................17 (f) Blue Sky Qualifications...............................................................15 ..........................................................................18 (g) Rule 158..............................................................................15 .........................................................................................18 (h) Use of Proceeds.......................................................................15 ..................................................................................18 (i) Listing...............................................................................15 ..........................................................................................18 (j) Restriction on Sale of Securities.....................................................15 ................................................................18 (k)
Appears in 2 contracts
Samples: Purchase Agreement (Jato Communications Corp), u.s. Purchase Agreement (Iasis Healthcare Corp)
Filing of Amendments. 14 16 (c) Delivery of Registration Statements...................................................14 .......................16 (d) Delivery of Prospectuses..............................................................14 ..................................17 (e) Continued Compliance with Securities Laws.............................................14 .................17 (f) Blue Sky Qualifications...............................................................15 ...................................17 (g) Rule 158..............................................................................15 ..................................................18 (h) Use of Proceeds.......................................................................15 ...........................................18 (i) Listing...............................................................................15 ...................................................18 (j) Restriction on Sale of Securities.....................................................15 .........................18 (k)
Appears in 2 contracts
Samples: u.s. Purchase Agreement (Brightpoint Inc), u.s. Purchase Agreement (Brightpoint Inc)
Filing of Amendments. 14 18 (c) Delivery of Registration Statements...................................................14 Filed Documents....................................................................18 (d) Delivery of Prospectuses..............................................................14 .......................................................................18 (e) Continued Compliance with Securities Laws.............................................14 ......................................................18 (f) Blue Sky Qualifications...............................................................15 ........................................................................19 (g) Rule 158..............................................................................15 .......................................................................................19 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k)
Appears in 2 contracts
Samples: Purchase Agreement (Gerdau Ameristeel Corp), Purchase Agreement (Gerdau Ameristeel Corp)
Filing of Amendments. 14 15 (c) Delivery of Registration Statements...................................................14 ....................................15 (d) Delivery of Prospectuses..............................................................14 Prospectus.................................................16 (e) Continued Compliance with Securities Laws.............................................14 ..............................16 (f) Blue Sky Qualifications...............................................................15 ................................................16 (g) Rule 158..............................................................................15 ...............................................................17 (h) Use of Proceeds.......................................................................15 ........................................................17 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k)................................................................17
Appears in 2 contracts
Samples: Purchase Agreement (Information Holdings Inc), Purchase Agreement (Information Holdings Inc)
Filing of Amendments. 14 (c) Delivery of Registration Statements............................................................................ 14 (d) Delivery of Prospectuses.................................................................................................. 14 (e) Continued Compliance with Securities Laws.............................................14 ................... 15 (f) Blue Sky Qualifications...............................................................Rule 158.................................................... 15 (g) Rule 158..............................................................................Use of Proceeds............................................. 15 (h) Use of Proceeds.......................................................................Listing..................................................... 15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities................................................................................ 15 (kj)
Appears in 2 contracts
Samples: International Purchase Agreement (Merkert American Corp), u.s. Purchase Agreement (Merkert American Corp)
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 Statements ...............................11 (d) Delivery of Prospectuses..............................................................14 Prospectuses ..........................................11 (e) Continued Compliance with Securities Laws.............................................14 Laws .........................12 (f) Blue Sky Qualifications...............................................................15 Qualifications ...........................................12 (g) Rule 158..............................................................................15 158 ..........................................................12 (h) Use of Proceeds.......................................................................15 Proceeds ...................................................12 (i) Listing...............................................................................15 Listing ...........................................................12 (j) Restriction on Sale of Securities.....................................................15 Securities .................................12 (k)
Appears in 2 contracts
Samples: Purchase Agreement (Simons Stephen W), Purchase Agreement (Turner Paul H)
Filing of Amendments. 14 10 (c) Delivery of Registration Statements...................................................14 ..........................................10 (d) Delivery of Prospectuses..............................................................14 .....................................................11 (e) Continued Compliance with Securities Laws.............................................14 ....................................11 (f) Blue Sky Qualifications...............................................................15 Rule 158.....................................................................11 (g) Rule 158..............................................................................15 (h) Use of Proceeds.......................................................................15 ..............................................................11 (ih) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 ......................................................................11 (k)
Appears in 2 contracts
Samples: Purchase Agreement (General American Investors Co Inc), Purchase Agreement (General American Investors Co Inc)
Filing of Amendments. 14 13 (c) Delivery of Registration Statements...................................................14 .............................13 (d) Delivery of Prospectuses......................................................................................................14 (e) Continued Compliance with Securities Laws....................................................................14 (f) Blue Sky Qualifications...............................................................15 .........................................14 (g) Rule 158..............................................................................15 Earnings Statement..............................................14 (h) Use of Proceeds........................................................................................................................15 (i) Listing........................................................................................................................................15 (j) Restriction on Sale of Securities....................................................................................15 (k)
Appears in 2 contracts
Samples: Underwriting Agreement (Southern Indiana Gas & Electric Co), Underwriting Agreement (Vectren Utility Holdings Inc)
Filing of Amendments. 14 15 (c) Delivery of Registration Statements...................................................14 .............................................15 (d) Delivery of Prospectuses..............................................................14 ........................................................15 (e) Continued Compliance with Securities Laws.............................................14 .......................................16 (f) Blue Sky Qualifications...............................................................15 .........................................................16 (g) Rule 158..............................................................................15 ........................................................................16 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k)
Appears in 2 contracts
Samples: u.s. Purchase Agreement (Lifepoint Hospitals Inc), International Purchase Agreement (Agco Corp /De)
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 ...........................11 (d) Delivery of Prospectuses..............................................................14 Prospectus........................................11 (e) Continued Compliance with Securities Laws.............................................14 .....................11 (f) Blue Sky Qualifications...............................................................15 .......................................12 (g) Rule 158..............................................................................15 ......................................................12 (h) Use of Proceeds.......................................................................15 ...............................................12 (i) Listing...............................................................................15 Subchapter M..................................................12 (j) Restriction Listing.......................................................12 (k) Restrictions on Sale of Securities.....................................................15 (k)Shares................................12
Appears in 2 contracts
Samples: Purchase Agreement (Muni New York Intermediate Duration Fund Inc), Purchase Agreement (Muni Intermediate Duration Fund Inc)
Filing of Amendments. 14 12 (c) Delivery of Registration Statements...................................................14 .................................................... 12 (d) Delivery of Prospectuses..............................................................14 ............................................................... 12 (e) Continued Compliance with Securities Laws.............................................14 .............................................. 13 (f) Blue Sky Qualifications...............................................................15 ................................................................ 13 (g) Rule 158..............................................................................15 ............................................................................... 13 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k)...................................................... 13
Appears in 2 contracts
Samples: Purchase Agreement (CSK Auto Corp), Purchase Agreement (CSK Auto Corp)
Filing of Amendments. 14 16 (c) Delivery of Registration Statements...................................................14 ................................. 16 (d) Delivery of Prospectuses..............................................................14 ............................................ 16 (e) Continued Compliance with Securities Laws.............................................14 ........................... 17 (f) Blue Sky Qualifications...............................................................15 ............................................. 17 (g) Rule 158..............................................................................15 ............................................................ 17 (h) Use of Proceeds.......................................................................15 Listing............................................................. 17 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 ................................... 17 (kj)
Appears in 1 contract
Filing of Amendments. 14 (c) Delivery of Registration Statements................................................................................. 14 (d) Delivery of Prospectuses..............................................................14 ......................................... 15 (e) Continued Compliance with Securities Laws.............................................14 ........................ 15 (f) Blue Sky Qualifications......................................................................................................... 15 (g) Rule 158..............................................................................15 ......................................................... 16 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k)
Appears in 1 contract
Filing of Amendments. 14 (c) Delivery of Registration Statements.......................................................................................... 14 (d) Delivery of Prospectuses................................................................................................................ 14 (e) Continued Compliance with Securities Laws.............................................................................. 14 (f) Blue Sky Qualifications.................................................................................................................. 15 (g) Rule 158................................................................................................................................................ 15 (h) Use of Proceeds.................................................................................................................................. 15 (i) Listing.................................................................................................................................................. 15 (j) Restriction on Sale of Securities.....................................................15 (k)......................................... 15
Appears in 1 contract
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 ........................ 11 (d) Delivery of Prospectuses..............................................................14 Prospectus..................................... 11 (e) Continued Compliance with Securities Laws.............................................14 .................. 11 (f) Blue Sky Qualifications...............................................................15 .................................... 12 (g) Rule 158..............................................................................15 ................................................... 12 (h) Use of Proceeds.......................................................................15 ............................................ 12 (i) Listing...............................................................................15 Subchapter M............................................... 12 (j) Restriction Listing.................................................... 12 (k) Restrictions on Sale of Securities.....................................................15 (k)Shares............................. 12
Appears in 1 contract
Samples: Purchase Agreement (Muni California Intermediate Duration Fund Inc)
Filing of Amendments. 14 19 (c) Delivery of Registration Statements...................................................14 .......................19 (d) Delivery of Prospectuses..............................................................14 ..................................19 (e) Continued Compliance with Securities Laws.............................................14 .................19 (f) Blue Sky Qualifications...............................................................15 ...................................20 (g) Rule 158..............................................................................15 Earnings Statement........................................20 (h) Reservation of Securities.................................21 (i) Use of Proceeds.......................................................................15 ...........................................21 (ij) Listing...............................................................................15 ...................................................21 (jk) Restriction on Sale of Securities.....................................................15 .........................21 (kl)
Appears in 1 contract
Filing of Amendments. 14 16 (c) Delivery of Registration Statements...................................................14 ................................................16 (d) Delivery of Prospectuses..............................................................14 ...........................................................16 (e) Continued Compliance with Securities Laws.............................................14 ..........................................16 (f) Blue Sky Qualifications...............................................................15 ............................................................17 (g) Rule 158..............................................................................15 ...........................................................................17 (h) Use of Proceeds.......................................................................15 Listing............................................................................17 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 ..................................................17 (kj)
Appears in 1 contract
Samples: Purchase Agreement (Avx Corp /De)
Filing of Amendments. 14 (c) Delivery of Registration Statements................................................................................................. 14 (d) Delivery of Prospectuses....................................................................................................................... 14 (e) Continued Compliance with Securities Laws..................................................................................... 14 (f) Blue Sky Qualifications......................................................................................................................... 15 (g) Rule 158....................................................................................................................................................... 15 (h) Use of Proceeds......................................................................................................................................... 15 (i) Listing......................................................................................................................................................... 15 (j) Restriction on Sale of Securities..................................................................................................... 15 (k)
Appears in 1 contract
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 . ....................................11 (d) Delivery of Prospectuses..............................................................14 . ...............................................12 (e) Continued Compliance with Securities Laws.............................................14 . ..............................12 (f) Blue Sky Qualifications...............................................................15 . ................................................12 (g) Rule 158..............................................................................15 . ...............................................................12 (h) DTC......................................................................13 (i) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 ..........................................................13 (j) Restriction on Sale of Securities.....................................................15 . ......................................13 (k)
Appears in 1 contract
Filing of Amendments. 14 13 (c) Delivery of Registration Statements...................................................14 .................................................................13 (d) Delivery of Prospectuses..............................................................14 Prospectus..............................................................................13 (e) Continued Compliance with Securities Laws........................................................................................................14 (f) Blue Sky Qualifications...............................................................15 .............................................................................14 (g) Rule 158..........................................................................................................................................................................15 (h) Use of Proceeds............................................................................................................................................................15 (i) Listing............................................................................................................................................................................15 (j) Restriction on Sale of Securities........................................................................................................................15 (k)
Appears in 1 contract
Filing of Amendments. 14 17 (c) Delivery of Registration Statements...................................................14 ............................................17 (d) Delivery of Prospectuses..............................................................14 .......................................................18 (e) Continued Compliance with Securities Laws.............................................14 ......................................18 (f) Blue Sky Qualifications...............................................................15 ........................................................18 (g) Rule 158..............................................................................15 .......................................................................19 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k)
Appears in 1 contract
Samples: International Purchase Agreement (Community Health Systems Inc/)
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 Statement................................11 (d) Delivery of Prospectuses..............................................................14 ..........................................11 (e) Continued Compliance with Securities Laws.............................................14 .........................12 (f) Blue Sky Qualifications...............................................................15 ...........................................12 (g) Rule 158..............................................................................15 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k)..........................................................13
Appears in 1 contract
Filing of Amendments. 14 15 (c) Delivery of Registration Statements...................................................14 .................................. 15 (d) Delivery of Prospectuses..............................................................14 ............................................. 15 (e) Continued Compliance with Securities Laws.............................................14 ............................ 15 (f) Blue Sky Qualifications...............................................................15 .............................................. 16 (g) Rule 158..............................................................................15 ............................................................. 16 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k)
Appears in 1 contract
Samples: Purchase Agreement (Merrill Lynch Preferred Funding Vi L P)
Filing of Amendments. 14 15 (c) Delivery of Registration Statements...................................................14 ............................................................15 (d) Delivery of Prospectuses..............................................................14 .......................................................................16 (e) Continued Compliance with Securities Laws.............................................14 ......................................................16 (f) Blue Sky Qualifications...............................................................15 ........................................................................16 (g) Rule 158..............................................................................15 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k)
Appears in 1 contract
Samples: Underwriting Agreement (Sirius Satellite Radio Inc)
Filing of Amendments. 14 17 (c) Delivery of Registration Statements...................................................14 .................................................17 (d) Delivery of Prospectuses..............................................................14 ............................................................17 (e) Continued Compliance with Securities Laws.............................................14 ...........................................17 (f) Blue Sky Qualifications...............................................................15 .............................................................18 (g) Rule 158..............................................................................15 ............................................................................18 (h) Use of Proceeds.......................................................................15 .....................................................................18 (i) Listing...............................................................................15 .............................................................................18 (j) Restriction on Sale of Securities.....................................................15 (k)...................................................18
Appears in 1 contract
Samples: International Purchase Agreement (Usn Communications Inc)
Filing of Amendments. 14 23 (c) Delivery of Registration Statements...................................................14 ..............................................................23 (d) Delivery of Prospectuses..............................................................14 .........................................................................23 (e) Continued Compliance with Securities Laws.............................................14 ........................................................24 (f) Blue Sky Qualifications...............................................................15 ..........................................................................24 (g) Rule 158..............................................................................15 .........................................................................................24 (h) Use of Proceeds.......................................................................15 ..................................................................................25 (i) Listing...............................................................................15 ..........................................................................................25 (j) Restriction on Sale of Securities.....................................................15 ................................................................25 (k)
Appears in 1 contract
Filing of Amendments. 14 (c) Delivery of Registration Statements...................................................14 ......................15 (d) Delivery of Prospectuses..............................................................14 .................................15 (e) Continued Compliance with Securities Laws.............................................14 ................15 (f) Blue Sky Qualifications...............................................................15 ..................................16 (g) Rule 158..............................................................................15 .................................................16 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k)
Appears in 1 contract
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 ....................................... 12 (d) Delivery of Prospectuses..............................................................14 .................................................. 12 (e) Continued Compliance with Securities Laws.............................................14 ................................. 12 (f) Blue Sky Qualifications...............................................................15 ................................................... 12 (g) Rule 158..............................................................................15 .................................................................. 13 (h) Use of Proceeds.......................................................................15 ........................................................... 13 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 ......................................... 13 (kj)
Appears in 1 contract
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 .................................12 (d) Delivery of Prospectuses..............................................................14 ............................................12 (e) Continued Compliance with Securities Laws.............................................14 ...........................12 (f) Blue Sky Qualifications...............................................................15 .............................................12 (g) Rule 158..............................................................................15 ............................................................13 (h) Use of Proceeds.......................................................................15 .....................................................13 (i) Listing...............................................................................15 .............................................................13 (j) Restriction on Sale of Securities.....................................................15 ...................................13 (k)
Appears in 1 contract
Filing of Amendments. 14 21 (c) Delivery of Registration Statements...................................................14 Filed Documents.............................21 (d) Delivery of Prospectuses..............................................................14 ................................22 (e) Continued Compliance with Securities Laws.............................................14 ...............22 (f) Blue Sky Qualifications...............................................................15 .................................23 (g) Rule 158..............................................................................15 ................................................23 (h) Use of Proceeds.......................................................................15 .........................................24 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 .......................24 (j) Listing.................................................24 (k)
Appears in 1 contract
Samples: Purchase Agreement (Exfo Electro Optical Engineering Inc)
Filing of Amendments. 14 13 (c) Delivery of Registration Statements................................................................................. 14 (d) Delivery of Prospectuses....................................................................................................... 14 (e) Continued Compliance with Securities Laws..................................................................... 14 (f) Blue Sky Qualifications......................................................................................................... 15 (g) Rule 158..............................................................................15 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k)......................................................... 15
Appears in 1 contract
Samples: Purchase Agreement (Timken Co)
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 Statement..........................11 (d) Delivery of Prospectuses..............................................................14 Prospectus......................................11 (e) Continued Compliance with Securities Laws.............................................14 ...................11 (f) Blue Sky Qualifications...............................................................15 .....................................12 (g) Rule 158..............................................................................15 ....................................................12 (h) Use of Proceeds.......................................................................15 .............................................12 (i) Listing...............................................................................15 Subchapter M................................................12 (j) Restriction Listing.....................................................12 (k) Restrictions on Sale of Securities.....................................................15 (k)Shares..............................12
Appears in 1 contract
Samples: Purchase Agreement (Enhanced Equity Yield Fund, Inc.)
Filing of Amendments. 14 12 (c) Delivery of Registration Statements...................................................14 ................................... 13 (d) Delivery of Prospectuses..............................................................14 .............................................. 13 (e) Continued Compliance with Securities Laws.............................................14 ............................. 13 (f) Blue Sky Qualifications...............................................................15 ............................................... 14 (g) Rule 158..............................................................................15 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k).............................................................. 14
Appears in 1 contract
Samples: International Purchase Agreement (Metro-Goldwyn-Mayer Inc)
Filing of Amendments. 14 13 (c) Delivery of Registration Statements.........................................................................................14 (d) Delivery of Prospectuses...............................................................................................................14 (e) Continued Compliance with Securities Laws.............................................................................14 (f) Blue Sky Qualifications...............................................................15 ..................................................14 (g) Rule 158...............................................................................................................................................15 (h) Use of Proceeds.................................................................................................................................15 i [(i) Listing................................................................................................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k)........................................15
Appears in 1 contract
Filing of Amendments. 14 15 (c) Delivery of Registration Statements...................................................14 ....................................15 (d) Delivery of Prospectuses..............................................................14 ...............................................15 (e) Continued Compliance with Securities Laws.............................................14 ..............................15 (f) Blue Sky Qualifications...............................................................15 ................................................16 (g) Rule 158..............................................................................15 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k)
Appears in 1 contract
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 ..................................11 (d) Delivery of Prospectuses..............................................................14 .............................................11 (e) Continued Compliance with Securities Laws.............................................14 ............................12 (f) Blue Sky Qualifications...............................................................15 ..............................................12 (g) Rule 158..............................................................................15 .............................................................13 (h) Use of Proceeds.......................................................................15 ......................................................13 (i) Listing...............................................................................15 ..............................................................13 (j) Restriction on Sale of Securities.....................................................15 ....................................13 (k)
Appears in 1 contract
Samples: International Purchase Agreement (Tyco International LTD)
Filing of Amendments. 14 19 (c) Delivery of Registration Statements...................................................14 ......................................................19 (d) Delivery of Prospectuses..............................................................14 .................................................................19 (e) Continued Compliance with Securities Laws.............................................14 ................................................20 (f) Blue Sky Qualifications...............................................................15 ..................................................................20 (g) Rule 158..............................................................................15 .................................................................................21 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k)
Appears in 1 contract
Samples: Purchase Agreement (Rayovac Corp)
Filing of Amendments. 14 10 (c) Delivery of Registration Statements...................................................14 ........................................................ 10 (d) Delivery of Prospectuses..............................................................14 ................................................................... 10 (e) Continued Compliance with Securities Laws.............................................14 .................................................. 10 (f) Blue Sky Qualifications...............................................................15 .................................................................... 11 (g) Rule 158..............................................................................15 ................................................................................... 11 (h) Use of Proceeds.......................................................................15 ............................................................................ 11 (i) Listing...............................................................................15 .................................................................................... 11 (j) Restriction on Sale of Securities.....................................................15 .......................................................... 11 (k)
Appears in 1 contract
Filing of Amendments. 14 13 (c) Delivery of Registration Statements...................................................14 . ................................................13 (d) Delivery of Prospectuses..............................................................14 . ...........................................................13 (e) Continued Compliance with Securities Laws.............................................14 . ..........................................13 (f) Blue Sky Qualifications...............................................................15 . ............................................................14 (g) Rule 158..............................................................................15 Earnings Statement. .................................................................14 (h) Reservation of Securities. ..........................................................14 (i) Use of Proceeds.......................................................................15 . ....................................................................14 (ij) REIT Qualification...................................................................14 (k) Listing...............................................................................15 . ............................................................................14 (jl) Restriction on Sale of Securities.....................................................15 . ..................................................14 (km)
Appears in 1 contract
Samples: Preferred Stock and Common Stock Offering Agreement (Getty Realty Corp /Md/)
Filing of Amendments. 14 13 (c) Delivery of Registration Statements...................................................14 .....................................................................13 (d) Delivery of Prospectuses..............................................................Prospectus..................................................................................14 (e) Continued Compliance with Securities Laws............................................................................................................14 (f) Blue Sky Qualifications...............................................................15 Qualification..................................................................................14 (g) Rule 158..............................................................................15 (h) Use of Proceeds.......................................................................15 .........................................................................................14 (i) Listing...............................................................................15 (jh) Restriction on Sale of Securities.....................................................15 (k)Ordinary Shares..................................................................15
Appears in 1 contract
Samples: Underwriting Agreement (Provident Financial Group Inc)
Filing of Amendments. 14 16 (c) Delivery of Registration Statements...................................................14 ....................................................... 16 (d) Delivery of Prospectuses..............................................................14 .................................................................. 16 (e) Continued Compliance with Securities Laws.............................................14 ................................................. 16 (f) Blue Sky Qualifications...............................................................15 ................................................................... 17 (g) Rule 158..............................................................................15 Earnings Statement........................................................................ 17 (h) Reservation of Securities................................................................. 17 (i) Use of Proceeds.......................................................................15 ........................................................................... 18 (ij) Listing...............................................................................15 ................................................................................... 18 (jk) Restriction on Sale of Securities.....................................................15 ......................................................... 18 (kl)
Appears in 1 contract
Samples: Purchase Agreement (Autozone Inc)
Filing of Amendments. 14 9 (c) Delivery of Registration Statements...................................................14 .......................................................... 9 (d) Delivery of Prospectuses..............................................................14 Prospectus....................................................................... 9 (e) Continued Compliance with Securities Laws.............................................14 .................................................... 10 (f) Blue Sky Qualifications...............................................................15 ...................................................................... 10 (g) Rule 158..............................................................................15 ..................................................................................... 10 (h) Use of Proceeds.......................................................................15 .............................................................................. 10 (i) Listing...............................................................................15 Subchapter M................................................................................. 10 (j) Restriction Restrictions on Sale of Securities.....................................................15 (k)Shares............................................................... 11 SECTION 4. Covenants of the Underwriter........................................................................ 11
Appears in 1 contract
Samples: Purchase Agreement (Muniholdings Pennsylvania Insured Fund)
Filing of Amendments. 14 20 (c) Delivery of Registration Statements...................................................14 .......... ............20 (d) Delivery of Prospectuses..............................................................14 ..................................20 (e) Continued Compliance with Securities Laws.............................................14 .................20 (f) Blue Sky Qualifications...............................................................15 ...................................21 (g) Rule 158..............................................................................15 ..................................................21 (h) Use of Proceeds.......................................................................15 ...........................................22 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 .........................22 (kj)
Appears in 1 contract
Filing of Amendments. 14 12 (c) Delivery of Registration Statements...................................................14 ........................ 12 (d) Delivery of Prospectuses..............................................................14 ................................... 12 (e) Continued Compliance with Securities Laws.............................................14 .................. 12 (f) Blue Sky Qualifications...............................................................15 Rule 158................................................... 13 (g) Rule 158..............................................................................15 (h) Use of Proceeds.......................................................................15 ............................................ 13 (i) Listing...............................................................................15 (jh) Restriction on Sale of Securities.....................................................15 .......................... 13 (ki)
Appears in 1 contract
Filing of Amendments. 14 10 (c) Delivery of Registration Statements...................................................14 ........................................... 10 (d) Delivery of Prospectuses..............................................................14 ...................................................... 11 (e) Continued Compliance with Securities Laws.............................................14 ..................................... 11 (f) Blue Sky Qualifications...............................................................15 ....................................................... 11 (g) Rule 158..............................................................................15 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 ............................................. 12 (k)h) Rule 158...................................................................... 12 (i) Use of Proceeds............................................................... 12
Appears in 1 contract
Filing of Amendments. 14 13 (c) Delivery of Registration Statements...................................................14 ............................ 13 (d) Delivery of Prospectuses..............................................................14 ....................................... 13 (e) Continued Compliance with Securities Laws................................................................... 14 (f) Blue Sky Qualifications...............................................................15 ........................................ 14 (g) Rule 158..............................................................................15 ....................................................... 14 (h) Use of Proceeds.......................................................................15 ................................................ 14 (i) Listing...............................................................................15 ........................................................ 14 (j) Restriction on Sale of Securities.....................................................15 .............................. 14 (k)
Appears in 1 contract
Samples: International Purchase Agreement (FMC Technologies Inc)
Filing of Amendments. 14 13 (c) Delivery of Registration Statements...................................................Statements ...................................... 14 (d) Delivery of Prospectuses..............................................................Prospectus ................................................... 14 (e) Continued Compliance with Securities Laws.............................................Laws ................................ 14 (f) Blue Sky Qualifications...............................................................Qualifications .................................................. 15 (g) Rule 158..............................................................................158 ................................................................. 15 (h) Use of Proceeds.......................................................................Proceeds .......................................................... 15 (i) Listing...............................................................................Listing .................................................................. 15 (j) Restriction on Sale of Securities.....................................................15 Securities ........................................ 16 (k)
Appears in 1 contract
Samples: Purchase Agreement (Netflix Inc)
Filing of Amendments. 14 17 (c) Delivery of Registration Statements...................................................14 ............................................................17 (d) Delivery of Prospectuses..............................................................14 .......................................................................17 (e) Continued Compliance with Securities Laws.............................................14 ......................................................18 (f) Blue Sky Qualifications...............................................................15 ........................................................................18 (g) Rule 158..............................................................................15 .......................................................................................18 (h) Use of Proceeds.......................................................................15 ................................................................................18 (i) Listing...............................................................................15 ........................................................................................18 (j) Restriction on Sale of Securities.....................................................15 ..............................................................19 (k)
Appears in 1 contract
Samples: Purchase Agreement (Kirklands Inc)
Filing of Amendments. 14 18 (c) Delivery of Registration Statements...................................................14 ............................ 19 (d) Delivery of Prospectuses..............................................................14 ....................................... 19 (e) Continued Compliance with Securities Laws.............................................14 ...................... 19 (f) Blue Sky Qualifications...............................................................15 ........................................ 20 (g) Rule 158..............................................................................15 ....................................................... 20 (h) Use of Proceeds.......................................................................15 ................................................ 20 (i) Listing...............................................................................15 ........................................................ 21 (j) Restriction on Sale of Securities.....................................................15 (k)
Appears in 1 contract
Samples: Purchase Agreement (Merrill Lynch Preferred Capital Trust Ii)
Filing of Amendments. 14 12 (c) Delivery of Registration Statements...................................................14 .................................12 (d) Delivery of Prospectuses..............................................................14 Prospectus..............................................12 (e) Continued Compliance with Securities Laws.............................................14 ...........................12 (f) Blue Sky Qualifications...............................................................15 .............................................13 (g) Rule 158..............................................................................15 ............................................................13 (h) Use of Proceeds.......................................................................15 .....................................................13 (i) Listing...............................................................................15 Subchapter M........................................................13 (j) Restriction Restrictions on Sale of Securities.....................................................15 (k)Shares......................................13
Appears in 1 contract
Filing of Amendments. 14 9 (c) Delivery of Nextel Registration Statements...................................................14 ........................................ 9 (d) Delivery of Nextel Prospectuses..............................................................14 ................................................... 9 (e) Continued Compliance with Securities Laws.............................................14 ......................................... 9 (f) Blue Sky Qualifications...............................................................15 ........................................................... 10 (g) Rule 158..............................................................................15 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k)
Appears in 1 contract
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 ..........................................12 (d) Delivery of Prospectuses..............................................................14 .....................................................12 (e) Continued Compliance with Securities Laws.............................................14 ....................................12 (f) Blue Sky Qualifications...............................................................15 ......................................................13 (g) Rule 158..............................................................................15 Earnings Statement...........................................................13 (h) Reservation of Securities....................................................13 (i) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 ..............................................................13 (j) Restriction on Sale of Securities.....................................................15 (k)Listing......................................................................13
Appears in 1 contract
Samples: Purchase Agreement (Solectron Corp)
Filing of Amendments. 14 17 (c) Delivery of Registration Statements...................................................14 ........................................................17 (d) Delivery of Prospectuses..............................................................14 Prospectus.....................................................................17 (e) Continued Compliance with Securities Laws.............................................14 ..................................................17 (f) Blue Sky Qualifications...............................................................15 ....................................................................18 (g) Rule 158..............................................................................15 ...................................................................................18 (h) Use of Proceeds.......................................................................15 ............................................................................18 TABLE OF CONTENTS (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (kcontinued)
Appears in 1 contract
Filing of Amendments. 14 16 (c) Delivery of Registration Statements...................................................14 ............................................16 (d) Delivery of Prospectuses..............................................................14 .......................................................16 (e) Continued Compliance with Securities Laws.............................................14 ......................................17 (f) Blue Sky Qualifications...............................................................15 ........................................................17 (g) Rule 158..............................................................................15 .......................................................................17 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 ..............................................17 (ki)
Appears in 1 contract
Filing of Amendments. 14 19 (c) Delivery of Registration Statements...................................................14 .................. 19 (d) Delivery of Prospectuses..............................................................14 Prospectuses ............................ 20 (e) Continued Compliance with Securities Laws.............................................14 Laws ........... 20 (f) Blue Sky Qualifications...............................................................15 Qualifications ............................. 21 (g) Rule 158..............................................................................15 158 ............................................ 21 (h) Use of Proceeds.......................................................................15 Proceeds ..................................... 21 (i) Listing...............................................................................15 Listing ............................................. 22 (j) Restriction on Sale of Securities.....................................................15 Securities ................... 22 (k)
Appears in 1 contract
Filing of Amendments. 14 15 (c) Delivery of Registration Statements...................................................14 ............................... 16 (d) Delivery of Prospectuses..............................................................14 .......................................... 16 (e) Continued Compliance with Securities Laws.............................................14 ......................... 16 (f) Blue Sky Qualifications...............................................................15 ........................................... 17 (g) Rule 158..............................................................................15 .......................................................... 17 (h) Use of Proceeds.......................................................................15 ................................................... 17 (i) Listing...............................................................................15 ........................................................... 17 (j) Restriction on Sale of Securities.....................................................15 ................................. 17 (k)
Appears in 1 contract
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 ................................ 11 (d) Delivery of Prospectuses..............................................................14 ........................................... 11 (e) Continued Compliance with Securities Laws.............................................14 .......................... 12 (f) Blue Sky Qualifications...............................................................15 ............................................ 12 (g) Rule 158..............................................................................15 ........................................................... 13 (h) Use of Proceeds.......................................................................15 .................................................... 13 (i) Listing...............................................................................15 ............................................................ 13 (j) Restriction on Sale of Securities.....................................................15 .................................. 13 (k)
Appears in 1 contract
Samples: International Purchase Agreement (Cke Restaurants Inc)
Filing of Amendments. 14 15 (c) Delivery of Registration Statements...................................................14 ..............................................................15 (d) Delivery of Prospectuses..............................................................14 .........................................................................16 (e) Continued Compliance with Securities Laws.............................................14 ........................................................16 (f) Blue Sky Qualifications...............................................................15 ..........................................................................16 (g) Rule 158..............................................................................15 .........................................................................................16 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k)
Appears in 1 contract
Samples: u.s. Purchase Agreement (Mih LTD)
Filing of Amendments. 14 (c) Delivery of Registration Statements....................................................................................14 (d) Delivery of Prospectuses..........................................................................................................14 (e) Continued Compliance with Securities Laws........................................................................14 (f) Blue Sky Qualifications............................................................................................................15 (g) Rule 158..........................................................................................................................................15 (h) Use of Proceeds............................................................................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k).............................................................15
Appears in 1 contract
Filing of Amendments. 14 (c) Delivery of Registration Statements............................................................................................................... 14 (d) Delivery of Prospectuses..................................................................................................................................... 14 (e) Continued Compliance with Securities Laws................................................................................................... 14 (f) Blue Sky Qualifications....................................................................................................................................... 15 (g) Rule 158..............................................................................Earnings Statement............................................................................. 15 (h) Use of Proceeds....................................................................................................................................................... 15 (i) Listing....................................................................................................................................................................... 15 (j) Restriction on Sale of Securities................................................................................................................... 15 (k)
Appears in 1 contract
Filing of Amendments. 14 12 (c) Delivery of Registration Statements...................................................14 ............................................12 (d) Delivery of Prospectuses..............................................................14 .......................................................12 (e) Continued Compliance with Securities Laws.............................................14 ......................................12 (f) Blue Sky Qualifications...............................................................15 ........................................................13 (g) Rule 158..............................................................................15 .......................................................................13 (h) Use of Proceeds.......................................................................15 ................................................................13 (i) Listing...............................................................................15 ........................................................................13 (j) Restriction on Sale of Securities.....................................................15 (k)..............................................13
Appears in 1 contract
Samples: Purchase Agreement (Netro Corp)
Filing of Amendments. 14 15 (c) Delivery of Registration Statements...................................................14 ...........................................................15 (d) Delivery of Prospectuses..............................................................14 ......................................................................15 (e) Continued Compliance with Securities Laws.............................................14 .....................................................15 (f) Blue Sky Qualifications...............................................................15 .......................................................................16 (g) Rule 158..............................................................................15 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k)Earnings Statement............................................................................16
Appears in 1 contract
Samples: Underwriting Agreement (Reckson Operating Partnership Lp)
Filing of Amendments. 14 10 (c) Delivery of Registration Statements...................................................14 ........................................................... 10 (d) Delivery of Prospectuses..............................................................14 ...................................................................... 11 (e) Continued Compliance with Securities Laws.............................................14 ..................................................... 11 (f) Blue Sky Qualifications...............................................................15 ....................................................................... 11 (g) Rule 158..............................................................................15 ...................................................................................... 11 (h) Use of Proceeds.......................................................................15 ............................................................................... 12 (i) Listing...............................................................................15 ....................................................................................... 12 (j) Restriction on Sale of Securities.....................................................15 (k)............................................................. 12
Appears in 1 contract
Filing of Amendments. 14 (c) Delivery of Registration Statements......................................................................14 (d) Delivery of Prospectuses..............................................................14 Prospectus................................15 (e) Continued Compliance with Securities Laws.............................................14 .............15 (f) Blue Sky Qualifications..............................................................................................15 (g) Rule 158..............................................................................15 ..............................................16 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k)
Appears in 1 contract
Samples: Purchase Agreement (Endurance Specialty Holdings LTD)
Filing of Amendments. 14 12 (c) Delivery of Registration Statements...................................................14 ..........................................12 (d) Delivery of Prospectuses..............................................................14 .....................................................13 (e) Continued Compliance with Securities Laws.............................................14 ....................................13 (f) Blue Sky Qualifications...............................................................15 ......................................................13 (g) Rule 158..............................................................................15 Earnings Statement...........................................................14 (h) Reservation of Securities....................................................14 (i) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 ..............................................................14 (j) Restriction on Sale of Securities.....................................................15 (k)Common Stock..........................................14 i 3
Appears in 1 contract
Samples: Purchase Agreement (Solectron Corp)
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 .......................................11 (d) Delivery of Prospectuses..............................................................14 Prospectus....................................................12 (e) Continued Compliance with Securities Laws.............................................14 .................................12 (f) Blue Sky Qualifications...............................................................15 ...................................................12 (g) Rule 158..............................................................................15 ..................................................................13 (h) Use of Proceeds.......................................................................15 ...........................................................13 (i) Listing...............................................................................15 ...................................................................13 (j) Restriction on Sale of Securities.....................................................15 .........................................13 (k)
Appears in 1 contract
Filing of Amendments. 14 9 (c) Delivery of Registration Statements...................................................14 .......................................9 (d) Delivery of Prospectuses..............................................................14 Prospectus...................................................10 (e) Continued Compliance with Securities Laws.............................................14 ................................10 (f) Blue Sky Qualifications...............................................................15 ..................................................10 (g) Rule 158..............................................................................15 .................................................................10 (h) Use of Proceeds.......................................................................15 ..........................................................11 (i) Listing...............................................................................15 Subchapter M.............................................................11 (j) Restriction Restrictions on Sale of Securities.....................................................15 (k)Shares...........................................11 SECTION 4. Covenants of the Underwriter......................................................11
Appears in 1 contract
Samples: Purchase Agreement (Muniholdings New York Insured Fund Iii Inc)
Filing of Amendments. 14 19 (c) Delivery of Registration Statements...................................................14 Statement........................................20 (d) Delivery of Prospectuses..............................................................14 ..................................................20 (e) Continued Compliance with Securities Laws.............................................14 .................................20 (f) Blue Sky Qualifications...............................................................15 ...................................................21 (g) Rule 158..............................................................................15 ..................................................................21 (h) Use of Proceeds.......................................................................15 ...........................................................22 (i) Listing...............................................................................15 ...................................................................22 (j) Restriction on Sale of Securities.....................................................15 .........................................22 (k)
Appears in 1 contract
Samples: u.s. Purchase Agreement (Snyder Communications Inc)
Filing of Amendments. 14 12 (c) Delivery of Registration Statements...................................................14 ...............................12 (d) Delivery of Prospectuses..............................................................14 ..........................................12 (e) Continued Compliance with Securities Laws.............................................14 .........................12 (f) Blue Sky Qualifications...............................................................15 ...........................................13 (g) Rule 158..............................................................................15 ..........................................................13 (h) Use of Proceeds.......................................................................15 ...................................................13 (i) Listing...............................................................................15 ...........................................................13 (j) Restriction on Sale of Securities.....................................................15 (k).................................13
Appears in 1 contract
Samples: International Purchase Agreement (Alliance Fiber Optic Products Inc)
Filing of Amendments. 14 9 (c) Delivery of Registration Statements...................................................14 ............................. 9 (d) Delivery of Prospectuses..............................................................14 Prospectus.......................................... 10 (e) Continued Compliance with Securities Laws.............................................14 ....................... 10 (f) Blue Sky Qualifications...............................................................15 ......................................... 10 (g) Rule 158..............................................................................15 ........................................................ 10 (h) Use of Proceeds.......................................................................15 ................................................. 11 (i) Listing...............................................................................15 Subchapter M.................................................... 11 (j) Restriction Listing......................................................... 11 (k) Restrictions on Sale of Securities.....................................................15 (k)Shares.................................. 11
Appears in 1 contract
Samples: Purchase Agreement (Muniholdings Pennsylvania Insured Fund)
Filing of Amendments. 14 16 (c) Delivery of Registration Statements...................................................14 ............................................................17 (d) Delivery of Prospectuses..............................................................14 .......................................................................17 (e) Continued Compliance with Securities Laws.............................................14 ......................................................17 (f) Blue Sky Qualifications...............................................................15 ........................................................................18 (g) Rule 158..............................................................................15 .......................................................................................18 (h) Use of Proceeds.......................................................................15 ................................................................................18 (i) Listing...............................................................................15 ........................................................................................18 (j) Restriction on Sale of Securities.....................................................15 ..............................................................18 (k)
Appears in 1 contract
Filing of Amendments. 14 10 (c) Delivery of Registration Statements...................................................14 ................................................................ 11 (d) Delivery of Prospectuses..............................................................14 ........................................................................... 11 (e) Continued Compliance with Securities Laws.............................................14 .......................................................... 11 (f) Blue Sky Qualifications...............................................................15 ............................................................................ 11 (g) Rule 158..............................................................................15 ........................................................................................... 12 (h) Use of Proceeds.......................................................................15 .................................................................................... 12 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k)............................................................................................ 12
Appears in 1 contract
Samples: Purchase Agreement (Ubid Inc)
Filing of Amendments. 14 17 (c) Delivery of Registration Statements...................................................14 ....................................17 (d) Delivery of Prospectuses..............................................................14 ...............................................17 (e) Continued Compliance with Securities Laws.............................................14 ..............................18 (f) Blue Sky Qualifications...............................................................15 ................................................18 (g) Rule 158..............................................................................15 ...............................................................18 (h) Use of Proceeds.......................................................................15 ........................................................18 (i) Listing...............................................................................15 ................................................................19 (j) Restriction on Sale of Securities.....................................................15 ......................................19 (k)
Appears in 1 contract
Filing of Amendments. 14 10 (c) Delivery of Registration Statements...................................................14 ..........................10 (d) Delivery of Prospectuses..............................................................14 .....................................10 (e) Continued Compliance with Securities Laws.............................................14 ....................11 (f) Blue Sky Qualifications...............................................................15 (g) Rule 158..............................................................................15 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k)......................................11
Appears in 1 contract
Filing of Amendments. 14 (c) Delivery of Registration Statements.............................................................................14 (d) Delivery of Prospectuses..............................................................14 .....................................15 (e) Continued Compliance with Securities Laws.............................................14 ....................15 (f) Blue Sky Qualifications.....................................................................................................15 (g) Rule 158...................................................................................................................................15 (h) Use of Proceeds.......................................................................15 ..............................................16 (i) Listing...............................................................................15 ......................................................16 (j) Restriction on Sale of Securities.....................................................15 ............................16 (k)
Appears in 1 contract
Filing of Amendments. 14 (c) Delivery of Registration Statements...................................................14 ................................................ 15 (d) Delivery of Prospectuses..............................................................14 ........................................................... 15 (e) Continued Compliance with Securities Laws.............................................14 .......................................... 15 (f) Blue Sky Qualifications...............................................................15 ............................................................ 16 (g) Rule 158..............................................................................15 ........................................................................... 16 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k)
Appears in 1 contract
Samples: Purchase Agreement (Cd Radio Inc)
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 ............................... 11 (d) Delivery of Prospectuses..............................................................14 .......................................... 12 (e) Continued Compliance with Securities Laws.............................................14 ......................... 12 (f) Blue Sky Qualifications...............................................................15 ........................................... 12 (g) Rule 158..............................................................................15 .......................................................... 13 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 ................................. 13 (ki)
Appears in 1 contract
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 ...........................11 (d) Delivery of Prospectuses..............................................................14 Prospectus........................................11 (e) Continued Compliance with Securities Laws.............................................14 .....................11 (f) Blue Sky Qualifications...............................................................15 .......................................11 (g) Rule 158..............................................................................15 ......................................................12 (h) Use of Proceeds.......................................................................15 ...............................................12 (i) Listing...............................................................................15 Subchapter M..................................................12 (j) Restriction Listing.......................................................12 (k) Restrictions on Sale of Securities.....................................................15 (k)Shares................................12
Appears in 1 contract
Samples: Purchase Agreement (Preferred & Corporate Income Strategies Fund Inc)
Filing of Amendments. 14 9 (c) Delivery of Registration Statements...................................................14 ........................................9 (d) Delivery of Prospectuses..............................................................14 Prospectus....................................................10 (e) Continued Compliance with Securities Laws.............................................14 .................................10 (f) Blue Sky Qualifications...............................................................15 ...................................................10 (g) Rule 158..............................................................................15 ..................................................................10 (h) Use of Proceeds.......................................................................15 ...........................................................11 (i) Listing...............................................................................15 Subchapter M..............................................................11 (j) Restriction Restrictions on Sale of Securities.....................................................15 (k)Shares............................................11 SECTION 4. Covenants of the Underwriter....................................................11
Appears in 1 contract
Samples: Purchase Agreement (Muniholdings Michigan Insured Fund Inc)
Filing of Amendments. 14 10 (c) Delivery of Registration Statements...................................................14 ............................ 10 (d) Delivery of Prospectuses..............................................................14 ....................................... 10 (e) Continued Compliance with Securities Laws.............................................14 ...................... 10 (f) Blue Sky Qualifications...............................................................15 ........................................ 10 (g) Rule 158..............................................................................15 Earnings Statement............................................. 11 (h) Use of Proceeds.......................................................................15 ................................................ 11 (i) Listing...............................................................................15 Preparation of Prospectus Supplement........................... 11 (j) Restriction on Sale of Securities.....................................................15 (k)
Appears in 1 contract
Samples: Purchase Agreement (Health Care Property Investors Inc)
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 ........................................................... 11 (d) Delivery of Prospectuses..............................................................14 ...................................................................... 11 (e) Continued Compliance with Securities Laws.............................................14 ..................................................... 12 (f) Blue Sky Qualifications...............................................................15 ....................................................................... 12 (g) Rule 158..............................................................................15 ...................................................................................... 12 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k)............................................................................... 12
Appears in 1 contract
Filing of Amendments. 14 15 (c) Delivery of Registration Statements...................................................14 ....................15 (d) Delivery of Prospectuses..............................................................14 ...............................16 (e) Continued Compliance with Securities Laws.............................................14 ..............16 (f) Blue Sky Qualifications...............................................................15 ................................16 (g) Rule 158..............................................................................15 ...............................................17 (h) Use of Proceeds.......................................................................15 ........................................17 (i) Listing...............................................................................15 ................................................17 (j) Restriction on Sale of Securities.....................................................15 ......................17 (k)
Appears in 1 contract
Samples: International Purchase Agreement (Boston Scientific Corp)
Filing of Amendments. 14 10 (c) Delivery of Registration Statements...................................................14 .................................... 10 (d) Delivery of Prospectuses..............................................................14 ............................................... 11 (e) Continued Compliance with Securities Laws.............................................14 .............................. 11 (f) Blue Sky Qualifications...............................................................15 ................................................ 11 (g) Rule 158..............................................................................15 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k)............................................................... 12
Appears in 1 contract
Filing of Amendments. 14 9 (c) Delivery of Registration Statements...................................................14 ........................ 9 (d) Delivery of Prospectuses..............................................................14 Prospectus..................................... 10 (e) Continued Compliance with Securities Laws.............................................14 .................. 10 (f) Blue Sky Qualifications...............................................................15 .................................... 10 (g) Rule 158..............................................................................15 ................................................... 10 (h) Use of Proceeds.......................................................................15 ............................................ 11 (i) Listing...............................................................................15 Subchapter M............................................... 11 (j) Restriction Listing.................................................... 11 (k) Restrictions on Sale of Securities.....................................................15 (k)Shares............................. 11
Appears in 1 contract
Samples: Purchase Agreement (Muniholdings Michigan Insured Fund Ii Inc)
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 Statement..................... 11 (d) Delivery of Prospectuses..............................................................14 Prospectus................................. 11 (e) Continued Compliance with Securities Laws.............................................14 .............. 11 (f) Blue Sky Qualifications...............................................................15 ................................ 12 (g) Rule 158..............................................................................15 ............................................... 12 (h) Use of Proceeds.......................................................................15 ........................................ 12 (i) Listing...............................................................................15 Subchapter M........................................... 12 (j) Restriction Listing................................................ 12 (k) Restrictions on Sale of Securities.....................................................15 (k)Shares......................... 12
Appears in 1 contract
Samples: Purchase Agreement (Enhanced Equity Yield & Premium Fund, Inc.)
Filing of Amendments. 14 (c) Delivery of Registration Statements..................................................................................................14 (d) Delivery of Prospectuses........................................................................................................................14 (e) Continued Compliance with Securities Laws......................................................................................14 (f) Blue Sky Qualifications..........................................................................................................................15 (g) Rule 158........................................................................................................................................................15 (h) Use of Proceeds.......................................................................Listing...........................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities......................................................................................................15 (kj)
Appears in 1 contract
Samples: Purchase Agreement (Avx Corp /De)
Filing of Amendments. 14 15 (c) Delivery of Registration Statements...................................................14 .......................................16 (d) Delivery of Prospectuses..............................................................14 .................................................16 (e) Continued Compliance with Securities Laws.............................................14 .................................16 (f) Blue Sky Qualifications...............................................................15 ...................................................16 (g) Rule 158..............................................................................15 ..................................................................17 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 .........................................17 (ki)
Appears in 1 contract
Filing of Amendments. 14 10 (c) Delivery of Registration Statements...................................................14 ..............................10 (d) Delivery of Prospectuses..............................................................14 Prospectus...........................................11 (e) Continued Compliance with Securities Laws.............................................14 ........................11 (f) Blue Sky Qualifications...............................................................15 ..........................................11 (g) Rule 158..............................................................................15 .........................................................12 (h) Use of Proceeds.......................................................................15 ..................................................12 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 ................................12 (kj)
Appears in 1 contract
Samples: Underwriting Agreement (Wisconsin Power & Light Co)
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 ........................................................11 (d) Delivery of Prospectuses..............................................................14 ...................................................................12 (e) Continued Compliance with Securities Laws.............................................14 ..................................................12 (f) Blue Sky Qualifications...............................................................15 ....................................................................12 (g) Rule 158..............................................................................15 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k)...................................................................................13
Appears in 1 contract
Filing of Amendments. 14 15 (c) Delivery of Registration Statements...................................................14 ............................................................15 (d) Delivery of Prospectuses..............................................................14 .......................................................................15 (e) Continued Compliance with Securities Laws.............................................14 ......................................................16 (f) Blue Sky Qualifications...............................................................15 ........................................................................16 (g) Rule 158..............................................................................15 .......................................................................................16 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k)
Appears in 1 contract
Samples: Underwriting Agreement (Memc Electronic Materials Inc)
Filing of Amendments. 14 15 (c) Delivery of Registration Statements...................................................14 ............................................................16 (d) Delivery of Prospectuses..............................................................14 .......................................................................16 (e) Continued Compliance with Securities Laws.............................................14 ......................................................16 (f) Blue Sky Qualifications...............................................................15 ........................................................................17 (g) Rule 158..............................................................................15 Earnings Statement.............................................................................17 (h) Reservation of Securities......................................................................17 (i) Use of Proceeds.......................................................................15 ................................................................................17 (ij) Listing...............................................................................15 ........................................................................................17 (jk) Restriction on Sale of Securities.....................................................15 ..............................................................17 (kl)
Appears in 1 contract
