Filing of Amendments. 14 (c) Delivery of Registration Statements...................................................14 (d) Delivery of Prospectuses..............................................................14 (e) Continued Compliance with Securities Laws.............................................14 (f) Blue Sky Qualifications...............................................................15 (g) Rule 158..............................................................................15 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k)
Appears in 3 contracts
Samples: Underwriting Agreement (Oriental Financial Group Inc), Underwriting Agreement (Oriental Financial Group Inc), Underwriting Agreement (Oriental Financial Group Inc)
Filing of Amendments. 14 9 (c) Delivery of Registration Statements...................................................14 ......................... 9 (d) Delivery of Prospectuses..............................................................14 Prospectus...................................... 10 (e) Continued Compliance with Securities Laws.............................................14 ................... 10 (f) Blue Sky Qualifications...............................................................15 ..................................... 10 (g) Rule 158..............................................................................15 .................................................... 10 (h) Use of Proceeds.......................................................................15 ............................................. 11 (i) Listing...............................................................................15 Subchapter M................................................ 11 (j) Restriction Listing..................................................... 11 (k) Restrictions on Sale of Securities.....................................................15 (k)Shares.............................. 11
Appears in 3 contracts
Samples: Purchase Agreement (Muniholdings New Jersey Insured Fund Iii Inc), Exhibit 99 (Muniholdings New York Insured Fund Iii Inc), Purchase Agreement (Muniholdings California Insured Fund Iv Inc)
Filing of Amendments. 14 18 (c) Delivery of Registration Statements...................................................14 Filed Documents....................................................................18 (d) Delivery of Prospectuses..............................................................14 .......................................................................18 (e) Continued Compliance with Securities Laws.............................................14 ......................................................18 (f) Blue Sky Qualifications...............................................................15 ........................................................................19 (g) Rule 158..............................................................................15 .......................................................................................19 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k)
Appears in 2 contracts
Samples: Purchase Agreement (Gerdau Ameristeel Corp), Purchase Agreement (Gerdau Ameristeel Corp)
Filing of Amendments. 14 10 (c) Delivery of Registration Statements...................................................14 ..........................................10 (d) Delivery of Prospectuses..............................................................14 .....................................................11 (e) Continued Compliance with Securities Laws.............................................14 ....................................11 (f) Blue Sky Qualifications...............................................................15 Rule 158.....................................................................11 (g) Rule 158..............................................................................15 (h) Use of Proceeds.......................................................................15 ..............................................................11 (ih) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 ......................................................................11 (k)
Appears in 2 contracts
Samples: Purchase Agreement (General American Investors Co Inc), General American Investors Co Inc
Filing of Amendments. 14 17 (c) Delivery of Registration Statements...................................................14 ................. 18 (d) Delivery of Prospectuses..............................................................14 ............................ 18 (e) Continued Compliance with Securities Laws.............................................14 ........... 18 (f) Blue Sky Qualifications...............................................................15 ............................. 19 (g) Rule 158..............................................................................15 ............................................ 19 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k)
Appears in 2 contracts
Samples: International Purchase Agreement (Quality Food Centers Inc), Purchase Agreement (Quality Food Centers Inc)
Filing of Amendments. 14 17 (c) Delivery of Registration Statements...................................................14 ....................................................17 (d) Delivery of Prospectuses..............................................................14 ...............................................................18 (e) Continued Compliance with Securities Laws.............................................14 ..............................................18 (f) Blue Sky Qualifications...............................................................15 ................................................................18 (g) Rule 158..............................................................................15 ...............................................................................19 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k)
Appears in 2 contracts
Samples: Trigon Healthcare Inc, Trigon Healthcare Inc
Filing of Amendments. 14 17 (c) Delivery of Registration Statements...................................................14 ..............................................................17 (d) Delivery of Prospectuses..............................................................14 .........................................................................17 (e) Continued Compliance with Securities Laws.............................................14 ........................................................17 (f) Blue Sky Qualifications...............................................................15 ..........................................................................18 (g) Rule 158..............................................................................15 .........................................................................................18 (h) Use of Proceeds.......................................................................15 ..................................................................................18 (i) Listing...............................................................................15 ..........................................................................................18 (j) Restriction on Sale of Securities.....................................................15 ................................................................18 (k)
Appears in 2 contracts
Filing of Amendments. 14 (c) Delivery of Registration Statements..............................................................................................................14 (d) Delivery of Prospectuses..............................................................14 ......................................................................15 (e) Continued Compliance with Securities Laws.............................................14 .....................................................15 (f) Blue Sky Qualifications......................................................................................................................................15 (g) Rule 158..............................................................................15 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k)Earnings Statement............................................................................15
Appears in 2 contracts
Samples: Underwriting Agreement (Reckson Operating Partnership Lp), Underwriting Agreement (Reckson Associates Realty Corp)
Filing of Amendments. 14 15 (c) Delivery of Registration Statements...................................................14 .............................................15 (d) Delivery of Prospectuses..............................................................14 ........................................................15 (e) Continued Compliance with Securities Laws.............................................14 .......................................16 (f) Blue Sky Qualifications...............................................................15 .........................................................16 (g) Rule 158..............................................................................15 ........................................................................16 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k)
Appears in 2 contracts
Samples: Lifepoint Hospitals Inc, Agco Corp /De
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 ...........................11 (d) Delivery of Prospectuses..............................................................14 Prospectus........................................11 (e) Continued Compliance with Securities Laws.............................................14 .....................11 (f) Blue Sky Qualifications...............................................................15 .......................................12 (g) Rule 158..............................................................................15 ......................................................12 (h) Use of Proceeds.......................................................................15 ...............................................12 (i) Listing...............................................................................15 Subchapter M..................................................12 (j) Restriction Listing.......................................................12 (k) Restrictions on Sale of Securities.....................................................15 (k)Shares................................12
Appears in 2 contracts
Samples: Purchase Agreement (Muni Intermediate Duration Fund Inc), Purchase Agreement (Muni New York Intermediate Duration Fund Inc)
Filing of Amendments. 14 9 (c) Delivery of Registration Statements...................................................14 ............................ 9 (d) Delivery of Prospectuses..............................................................14 Prospectus......................................... 10 (e) Continued Compliance with Securities Laws.............................................14 ...................... 10 (f) Blue Sky Qualifications...............................................................15 ........................................ 10 (g) Rule 158..............................................................................15 ....................................................... 10 (h) Use of Proceeds.......................................................................15 ................................................ 11 (i) Listing...............................................................................15 Subchapter M................................................... 11 (j) Restriction Restrictions on Sale of Securities.....................................................15 (k)Shares................................. 11 SECTION 4. Covenants of the Underwriter......................................... 11
Appears in 2 contracts
Samples: Purchase Agreement (Muniholdings New Jersey Insured Fund Iii Inc), Purchase Agreement (Muniholdings New York Insured Fund Iii Inc)
Filing of Amendments. 14 12 (c) Delivery of Registration Statements...................................................14 ................................12 (d) Delivery of Prospectuses..............................................................14 Prospectus.............................................12 (e) Continued Compliance with Securities Laws.............................................14 ..........................12 (f) Blue Sky Qualifications...............................................................15 ............................................13 (g) Rule 158..............................................................................15 ...........................................................13 (h) Use of Proceeds.......................................................................15 ....................................................13 (i) Listing...............................................................................15 Subchapter M.......................................................13 (j) Restriction Restrictions on Sale of Securities.....................................................15 Shares.....................................13 (k)
Appears in 2 contracts
Samples: Purchase Agreement (Muniyield Pennsylvania Fund), Purchase Agreement (Muniyield New Jersey Fund Inc)
Filing of Amendments. 14 12 (c) Delivery of Registration Statements...................................................14 .................................................................12 (d) Delivery of Prospectuses..............................................................14 Prospectus..............................................................................12 (e) Continued Compliance with Securities Laws.............................................14 ...........................................................12 (f) Blue Sky Qualifications...............................................................15 .............................................................................13 (g) Rule 158..............................................................................15 ............................................................................................13 (h) Use of Proceeds.......................................................................15 .....................................................................................13 (i) Listing...............................................................................15 Subchapter M........................................................................................13 (j) Restriction Restrictions on Sale of Securities.....................................................15 (k)Shares......................................................................13
Appears in 2 contracts
Samples: Purchase Agreement (Muniholdings Fund Inc), Purchase Agreement (Muniyield Fund Inc)
Filing of Amendments. 14 17 (c) Delivery of Registration Statements...................................................14 ....................................................18 (d) Delivery of Prospectuses..............................................................14 ...............................................................18 (e) Continued Compliance with Securities Laws.............................................14 ..............................................18 (f) Blue Sky Qualifications...............................................................15 ................................................................19 (g) Rule 158..............................................................................15 ...............................................................................19 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k)
Appears in 2 contracts
Samples: International Purchase Agreement (Trigon Healthcare Inc), International Purchase Agreement (Trigon Healthcare Inc)
Filing of Amendments. 14 12 (c) Delivery of Registration Statements...................................................14 .................................................... 12 (d) Delivery of Prospectuses..............................................................14 ............................................................... 12 (e) Continued Compliance with Securities Laws.............................................14 .............................................. 13 (f) Blue Sky Qualifications...............................................................15 ................................................................ 13 (g) Rule 158..............................................................................15 ............................................................................... 13 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k)...................................................... 13
Appears in 2 contracts
Samples: Purchase Agreement (CSK Auto Corp), Purchase Agreement (CSK Auto Corp)
Filing of Amendments. 14 15 (c) Delivery of Registration Statements...................................................14 ....................................15 (d) Delivery of Prospectuses..............................................................14 Prospectus.................................................16 (e) Continued Compliance with Securities Laws.............................................14 ..............................16 (f) Blue Sky Qualifications...............................................................15 ................................................16 (g) Rule 158..............................................................................15 ...............................................................17 (h) Use of Proceeds.......................................................................15 ........................................................17 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k)................................................................17
Appears in 2 contracts
Samples: Purchase Agreement (Information Holdings Inc), Information Holdings Inc
Filing of Amendments. 14 (c) Delivery of Registration Statements............................................................................ 14 (d) Delivery of Prospectuses.................................................................................................. 14 (e) Continued Compliance with Securities Laws.............................................14 ................... 15 (f) Blue Sky Qualifications...............................................................Rule 158.................................................... 15 (g) Rule 158..............................................................................Use of Proceeds............................................. 15 (h) Use of Proceeds.......................................................................Listing..................................................... 15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities................................................................................ 15 (kj)
Appears in 2 contracts
Samples: Purchase Agreement (Merkert American Corp), Purchase Agreement (Merkert American Corp)
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 Statements ...............................11 (d) Delivery of Prospectuses..............................................................14 Prospectuses ..........................................11 (e) Continued Compliance with Securities Laws.............................................14 Laws .........................12 (f) Blue Sky Qualifications...............................................................15 Qualifications ...........................................12 (g) Rule 158..............................................................................15 158 ..........................................................12 (h) Use of Proceeds.......................................................................15 Proceeds ...................................................12 (i) Listing...............................................................................15 Listing ...........................................................12 (j) Restriction on Sale of Securities.....................................................15 Securities .................................12 (k)
Appears in 2 contracts
Samples: Purchase Agreement (Simons Stephen W), Purchase Agreement (Turner Paul H)
Filing of Amendments. 14 16 (c) Delivery of Registration Statements...................................................14 .......................16 (d) Delivery of Prospectuses..............................................................14 ..................................17 (e) Continued Compliance with Securities Laws.............................................14 .................17 (f) Blue Sky Qualifications...............................................................15 ...................................17 (g) Rule 158..............................................................................15 ..................................................18 (h) Use of Proceeds.......................................................................15 ...........................................18 (i) Listing...............................................................................15 ...................................................18 (j) Restriction on Sale of Securities.....................................................15 .........................18 (k)
Appears in 2 contracts
Samples: Brightpoint Inc, Brightpoint Inc
Filing of Amendments. 14 13 (c) Delivery of Registration Statements...................................................14 .............................13 (d) Delivery of Prospectuses......................................................................................................14 (e) Continued Compliance with Securities Laws....................................................................14 (f) Blue Sky Qualifications...............................................................15 .........................................14 (g) Rule 158..............................................................................15 Earnings Statement..............................................14 (h) Use of Proceeds........................................................................................................................15 (i) Listing........................................................................................................................................15 (j) Restriction on Sale of Securities....................................................................................15 (k)
Appears in 2 contracts
Samples: Underwriting Agreement (Vectren Utility Holdings Inc), Underwriting Agreement (Southern Indiana Gas & Electric Co)
Filing of Amendments. 14 9 (c) Delivery of Registration Statements...................................................14 ................................................... 9 (d) Delivery of Prospectuses..............................................................14 Prospectus................................................................ 10 (e) Continued Compliance with Securities Laws.............................................14 ............................................. 10 (f) Blue Sky Qualifications...............................................................15 ............................................................... 10 (g) Rule 158..............................................................................15 .............................................................................. 10 (h) Use of Proceeds.......................................................................15 ....................................................................... 11 (i) Listing...............................................................................15 Subchapter M.......................................................................... 11 (j) Restriction Listing............................................................................... 11 (k) Restrictions on Sale of Securities.....................................................15 (k)Shares........................................................ 11 SECTION 4.
Appears in 1 contract
Samples: Purchase Agreement (Muniholdings California Insured Fund v Inc)
Filing of Amendments. 14 10 (c) Delivery of Registration Statements...................................................14 .....................10 (d) Delivery of Prospectuses..............................................................14 Prospectus..................................10 (e) Continued Compliance with Securities Laws.............................................14 ...............10 (f) Blue Sky Qualifications...............................................................15 .................................11 (g) Rule 158..............................................................................15 ................................................11 (h) Use of Proceeds.......................................................................15 .........................................11 (i) Listing...............................................................................15 .................................................11 (j) Restriction on Sale of Securities.....................................................15 .......................12 (k)
Appears in 1 contract
Filing of Amendments. 14 16 (c) Delivery of Registration Statements...................................................14 ...........................16 (d) Delivery of Prospectuses..............................................................14 ......................................17 (e) Continued Compliance with Securities Laws.............................................14 .....................17 (f) Blue Sky Qualifications...............................................................15 .......................................17 (g) Rule 158..............................................................................15 ......................................................18 (h) Use of Proceeds.......................................................................15 ...............................................18 (i) Listing...............................................................................15 .......................................................18 (j) Restriction on Sale of Securities.....................................................15 .............................18 (k)
Appears in 1 contract
Filing of Amendments. 14 13 (c) Delivery of Registration Statements...................................................................................14 (d) Delivery of Prospectuses.........................................................................................................14 (e) Continued Compliance with Securities Laws.......................................................................14 (f) Blue Sky Qualifications...........................................................................................................15 (g) Rule 158.........................................................................................................................................15 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k)
Appears in 1 contract
Samples: Lasalle Hotel Properties
Filing of Amendments. 14 10 (c) Delivery of Registration Statements...................................................14 .................................... 10 (d) Delivery of Prospectuses..............................................................14 ............................................... 11 (e) Continued Compliance with Securities Laws.............................................14 .............................. 11 (f) Blue Sky Qualifications...............................................................15 ................................................ 11 (g) Rule 158..............................................................................15 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k)............................................................... 12
Appears in 1 contract
Filing of Amendments. 14 10 (c) Delivery of Registration Statements...................................................14 ........................................................ 10 (d) Delivery of Prospectuses..............................................................14 ................................................................... 10 (e) Continued Compliance with Securities Laws.............................................14 .................................................. 10 (f) Blue Sky Qualifications...............................................................15 .................................................................... 11 (g) Rule 158..............................................................................15 ................................................................................... 11 (h) Use of Proceeds.......................................................................15 ............................................................................ 11 (i) Listing...............................................................................15 .................................................................................... 11 (j) Restriction on Sale of Securities.....................................................15 .......................................................... 11 (k)
Appears in 1 contract
Filing of Amendments. 14 19 (ciii) Delivery of Trust Registration Statements...................................................14 Statement.............................19 (div) Delivery of Prospectuses..............................................................14 Trust Prospectus.........................................20 (ev) Continued Compliance with Securities Laws.............................................14 ............................20 (fvi) Blue Sky Qualifications...............................................................15 ..............................................20 (gvii) Rule 158..............................................................................15 .............................................................21 (hviii) Use of Proceeds.......................................................................15 ......................................................21 (iix) Listing...............................................................................15 ..............................................................21 (j) Restriction on Sale of Securities.....................................................15 (kx)
Appears in 1 contract
Samples: Exchangeable Preferred (Nab Exchangeable Preferred Trust)
Filing of Amendments. 14 13 (c) Delivery of Registration Statements...................................................14 ..................................13 (d) Delivery of Prospectuses..............................................................14 .............................................13 (e) Continued Compliance with Securities Laws.........................................................................14 (f) Blue Sky Qualifications...............................................................15 ..............................................14 (g) Rule 158..............................................................................15 .............................................................14 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k)
Appears in 1 contract
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 ....................................... 12 (d) Delivery of Prospectuses..............................................................14 .................................................. 12 (e) Continued Compliance with Securities Laws.............................................14 ................................. 12 (f) Blue Sky Qualifications...............................................................15 ................................................... 12 (g) Rule 158..............................................................................15 .................................................................. 13 (h) Use of Proceeds.......................................................................15 ........................................................... 13 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 ......................................... 13 (kj)
Appears in 1 contract
Filing of Amendments. 14 16 (c) Delivery of Registration Statements...................................................14 Filed Documents................................. 16 (d) Delivery of Prospectuses..............................................................14 (e) Continued Compliance with Securities Laws.............................................14 (f) Blue Sky Qualifications...............................................................15 ..................................... 17 (ge) Rule 158..............................................................................15 .................................................... 17 (hf) Use of Proceeds.......................................................................15 ............................................. 17 (i) Listing...............................................................................15 (jg) Restriction on Sale of Securities.....................................................15 ........................... 17 (kh)
Appears in 1 contract
Samples: Purchase Agreement (Thomson Corp)
Filing of Amendments. 14 9 (c) Delivery of Registration Statements...................................................14 ................................................... 9 (d) Delivery of Prospectuses..............................................................14 Prospectus................................................................ 10 (e) Continued Compliance with Securities Laws.............................................14 ............................................. 10 (f) Blue Sky Qualifications...............................................................15 ............................................................... 10 (g) Rule 158..............................................................................15 .............................................................................. 10 (h) Use of Proceeds.......................................................................15 ....................................................................... 11 (i) Listing...............................................................................15 Subchapter M.......................................................................... 11 (j) Restriction Listing............................................................................... 11 (k) Restrictions on Sale of Securities.....................................................15 (k)Shares........................................................ 11
Appears in 1 contract
Samples: Purchase Agreement (Income Opportunities Fund 2006 Inc)
Filing of Amendments. 14 15 (c) Delivery of Registration Statements...................................................14 ..............................15 (d) Delivery of Prospectuses..............................................................14 .........................................16 (e) Continued Compliance with Securities Laws.............................................14 ........................16 (f) Blue Sky Qualifications...............................................................15 ..........................................16 (g) Rule 158..............................................................................15 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k)
Appears in 1 contract
Samples: Terms Agreement (Imc Global Inc)
Filing of Amendments. 14 18 (c) Delivery of Registration Statements...................................................14 ......................18 (d) Delivery of Prospectuses..............................................................14 .................................18 (e) Continued Compliance with Securities Laws.............................................14 ................19 (f) Blue Sky Qualifications...............................................................15 ..................................19 (g) Rule 158..............................................................................15 158 ................................................19 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k)
Appears in 1 contract
Samples: Oil States International Inc
Filing of Amendments. 14 12 (c) Delivery of Registration Statements...................................................14 . ................................ 12 (d) Delivery of Prospectuses..............................................................14 . ........................................... 12 (e) Continued Compliance with Securities Laws.............................................14 . .......................... 13 (f) Blue Sky Qualifications...............................................................15 ; Foreign Jurisdictions. ..................... 13 (g) Rule 158..............................................................................15 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k). ........................................................... 13
Appears in 1 contract
Samples: Next Level Communications Inc
Filing of Amendments. 14 17 (c) Delivery of Registration Statements...................................................14 .......................17 (d) Delivery of Prospectuses..............................................................14 ..................................17 (e) Continued Compliance with Securities Laws.............................................14 .................18 (f) Blue Sky Qualifications...............................................................15 ...................................18 (g) Rule 158..............................................................................15 ..................................................19 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k)
Appears in 1 contract
Filing of Amendments. 14 12 (c) Delivery of Registration Statements...................................................14 ................................................13 (d) Delivery of Prospectuses..............................................................14 Prospectus.............................................................13 (e) Continued Compliance with Securities Laws.............................................14 ..........................................13 (f) Blue Sky Qualifications...............................................................15 ............................................................13 (g) Rule 158..............................................................................15 ...........................................................................14 (h) Use of Proceeds.......................................................................15 ....................................................................14 (i) Listing...............................................................................15 Subchapter M.......................................................................14 (j) Restriction Listing............................................................................14 (k) Restrictions on Sale of SecuritiesShares.....................................................15 (k)14
Appears in 1 contract
Filing of Amendments. 14 9 (c) Delivery of Registration Statements...................................................14 ............................ 10 (d) Delivery of Prospectuses..............................................................14 ....................................... 10 (e) Continued Compliance with Securities Laws.............................................14 ...................... 10 (f) Blue Sky Qualifications...............................................................15 ........................................ 11 (g) Rule 158..............................................................................15 Earnings Statement............................................. 11 (h) Use of Proceeds.......................................................................15 ................................................ 11 (i) Listing...............................................................................15 ........................................................ 11 (j) Restriction on Sale of Securities.....................................................15 (k).............................. 11
Appears in 1 contract
Samples: Underwriting Agreement (Merrill Lynch Depositor Inc)
Filing of Amendments. 14 (c) Delivery of Registration Statements............................................................................... 14 (d) Delivery of Prospectuses..................................................................................................... 14 (e) Continued Compliance with Securities Laws................................................................... 14 (f) Blue Sky Qualifications....................................................................................................... 15 (g) Rule 158..................................................................................................................................... 15 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k)
Appears in 1 contract
Filing of Amendments. 14 10 (c) Delivery of Registration Statements...................................................14 .............................10 (d) Delivery of Prospectuses..............................................................14 ........................................10 (e) Continued Compliance with Securities Laws.............................................14 .......................11 (f) Blue Sky Qualifications...............................................................15 .........................................11 (g) Rule 158..............................................................................15 ........................................................11 (h) Use of Proceeds.......................................................................15 .................................................11 (i) Listing...............................................................................15 .........................................................11 (j) Restriction on Sale of Securities.....................................................15 ...............................11 (k)
Appears in 1 contract
Samples: Packaged Ice Inc
Filing of Amendments. 14 15 (c) Delivery of Registration Statements...................................................14 ............................................................15 (d) Delivery of Prospectuses..............................................................14 .......................................................................16 (e) Continued Compliance with Securities Laws.............................................14 ......................................................16 (f) Blue Sky Qualifications...............................................................15 ........................................................................16 (g) Rule 158..............................................................................15 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k)
Appears in 1 contract
Filing of Amendments. 14 17 (c) Delivery of Registration Statements...................................................14 .................................................17 (d) Delivery of Prospectuses..............................................................14 ............................................................17 (e) Continued Compliance with Securities Laws.............................................14 ...........................................17 (f) Blue Sky Qualifications...............................................................15 .............................................................18 (g) Rule 158..............................................................................15 ............................................................................18 (h) Use of Proceeds.......................................................................15 .....................................................................18 (i) Listing...............................................................................15 .............................................................................18 (j) Restriction on Sale of Securities.....................................................15 (k)...................................................18
Appears in 1 contract
Samples: International Purchase Agreement (Usn Communications Inc)
Filing of Amendments. 14 23 (c) Delivery of Registration Statements...................................................14 ..............................................................23 (d) Delivery of Prospectuses..............................................................14 .........................................................................23 (e) Continued Compliance with Securities Laws.............................................14 ........................................................24 (f) Blue Sky Qualifications...............................................................15 ..........................................................................24 (g) Rule 158..............................................................................15 .........................................................................................24 (h) Use of Proceeds.......................................................................15 ..................................................................................25 (i) Listing...............................................................................15 ..........................................................................................25 (j) Restriction on Sale of Securities.....................................................15 ................................................................25 (k)
Appears in 1 contract
Filing of Amendments. 14 (c) Delivery of Registration Statements...................................................14 ......................15 (d) Delivery of Prospectuses..............................................................14 .................................15 (e) Continued Compliance with Securities Laws.............................................14 ................15 (f) Blue Sky Qualifications...............................................................15 ..................................16 (g) Rule 158..............................................................................15 .................................................16 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k)
Appears in 1 contract
Filing of Amendments. 14 (c) Delivery of Registration Statements.................................................................................14 (d) Delivery of Prospectuses.......................................................................................................14 (e) Continued Compliance with Securities Laws.............................................14 ........................15 (f) Blue Sky Qualifications.........................................................................................................15 (g) Rule 158.......................................................................................................................................15 (h) Use of Proceeds.......................................................................15 ..................................................16 (i) Listing...............................................................................15 ..........................................................16 (j) Restriction on Sale of Securities.....................................................15 ................................16 (k) REIT Requirements................................................16 (l)
Appears in 1 contract
Samples: Irvine Apartment Communities L P
Filing of Amendments. 14 12 (c) Delivery of Registration Statements...................................................14 ...............................12 (d) Delivery of Prospectuses..............................................................14 Prospectus............................................12 (e) Continued Compliance with Securities Laws.............................................14 .........................12 (f) Blue Sky Qualifications...............................................................15 ...........................................13 (g) Rule 158..............................................................................15 ..........................................................13 (h) Use of Proceeds.......................................................................15 ...................................................13 (i) Listing...............................................................................15 Subchapter M......................................................13 (j) Restriction Restrictions on Sale of Securities.....................................................15 (k)Shares....................................13
Appears in 1 contract
Samples: Purchase Agreement (Muniyield Arizona Fund Inc /Nj/)
Filing of Amendments. 14 17 (c) Delivery of Registration Statements...................................................14 Statements .............................17 (d) Delivery of Prospectuses..............................................................14 Prospectuses ........................................17 (e) Continued Compliance with Securities Laws.............................................14 Laws .......................18 (f) Blue Sky Qualifications...............................................................15 Qualifications .........................................18 (g) Rule 158..............................................................................15 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k)158 ........................................................19
Appears in 1 contract
Samples: Internet Capital Group Inc
Filing of Amendments. 14 10 (c) Delivery of Registration Statements...................................................14 .............................. 10 (d) Delivery of Prospectuses..............................................................14 ......................................... 10 (e) Continued Compliance with Securities Laws.............................................14 ........................ 11 (f) Blue Sky Qualifications...............................................................15 .......................................... 11 (g) Rule 158..............................................................................15 ......................................................... 11 (h) Use of Proceeds.......................................................................15 .................................................. 11 (i) Listing...............................................................................15 .......................................................... 11 (j) Restriction on Sale of Securities.....................................................15 (k)
Appears in 1 contract
Filing of Amendments. 14 21 (c) Delivery of Registration Statements...................................................14 .......................................... 21 (d) Delivery of Prospectuses..............................................................14 ..................................................... 21 (e) Continued Compliance with Securities Laws.............................................14 .................................... 22 (f) Blue Sky Qualifications...............................................................15 ...................................................... 22 (g) Rule 158..............................................................................15 ..................................................................... 23 (h) Use of Proceeds.......................................................................15 Listing...................................................................... 23 (i) Listing...............................................................................15 (j) Company Restriction on Sale of Securities.....................................................15 .................................... 23 (kj)
Appears in 1 contract
Filing of Amendments. 14 10 (c) Delivery of Registration Statements...................................................14 ................................................................ 11 (d) Delivery of Prospectuses..............................................................14 ........................................................................... 11 (e) Continued Compliance with Securities Laws.............................................14 .......................................................... 11 (f) Blue Sky Qualifications...............................................................15 ............................................................................ 11 (g) Rule 158..............................................................................15 ........................................................................................... 12 (h) Use of Proceeds.......................................................................15 .................................................................................... 12 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k)............................................................................................ 12
Appears in 1 contract
Samples: Purchase Agreement (Ubid Inc)
Filing of Amendments. 14 17 (c) Delivery of Registration Statements...................................................14 ....................................17 (d) Delivery of Prospectuses..............................................................14 ...............................................17 (e) Continued Compliance with Securities Laws.............................................14 ..............................18 (f) Blue Sky Qualifications...............................................................15 ................................................18 (g) Rule 158..............................................................................15 ...............................................................18 (h) Use of Proceeds.......................................................................15 ........................................................18 (i) Listing...............................................................................15 ................................................................19 (j) Restriction on Sale of Securities.....................................................15 ......................................19 (k)
Appears in 1 contract
Filing of Amendments. 14 13 (c) Delivery of Registration Statements...................................................14 ........................ 13 (d) Delivery of Prospectuses................................................................................................. 14 (e) Continued Compliance with Securities Laws............................................................... 14 (f) Blue Sky Qualifications...............................................................15 .................................... 14 (g) Rule 158................................................................................................................................. 15 (h) Use of Proceeds................................................................................................................... 15 (i) Listing................................................................................................................................... 15 (j) Restriction on Sale of Securities.....................................................Securities ......................... 15 (k) Restriction on Sale of Common Stock........................ 15 (l)
Appears in 1 contract
Filing of Amendments. 14 16 (c) Delivery of Registration Statements...................................................14 ..........................................16 (d) Delivery of Prospectuses..............................................................14 .....................................................17 (e) Continued Compliance with Securities Laws.............................................14 ....................................17 (f) Blue Sky Qualifications...............................................................15 ......................................................17 (g) Rule 158..............................................................................15 .....................................................................18 (h) Use of Proceeds.......................................................................15 ..............................................................18 (i) Listing...............................................................................15 ......................................................................18 (j) Restriction on Sale of Securities.....................................................15 ............................................18 (k)
Appears in 1 contract
Samples: 1 (Exult Inc)
Filing of Amendments. 14 19 (c) Delivery of Registration Statements...................................................14 .......................19 (d) Delivery of Prospectuses..............................................................14 ..................................19 (e) Continued Compliance with Securities Laws.............................................14 .................19 (f) Blue Sky Qualifications...............................................................15 ...................................20 (g) Rule 158..............................................................................15 Earnings Statement........................................20 (h) Reservation of Securities.................................21 (i) Use of Proceeds.......................................................................15 ...........................................21 (ij) Listing...............................................................................15 ...................................................21 (jk) Restriction on Sale of Securities.....................................................15 .........................21 (kl)
Appears in 1 contract
Filing of Amendments. 14 16 (c) Delivery of Registration Statements...................................................14 ................................................16 (d) Delivery of Prospectuses..............................................................14 ...........................................................16 (e) Continued Compliance with Securities Laws.............................................14 ..........................................16 (f) Blue Sky Qualifications...............................................................15 ............................................................17 (g) Rule 158..............................................................................15 ...........................................................................17 (h) Use of Proceeds.......................................................................15 Listing............................................................................17 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 ..................................................17 (kj)
Appears in 1 contract
Samples: Purchase Agreement (Avx Corp /De)
Filing of Amendments. 14 23 (ciii) Delivery of Registration Statements...................................................14 24 (div) Delivery of Prospectuses..............................................................14 Prospectus................................................................24 (ev) Notice to the Representatives.........................................................24 (vi) Continued Compliance with Securities Laws.............................................14 24 (fvii) Blue Sky Qualifications...............................................................15 25 (gviii) Rule 158..............................................................................15 25 (h) Use of Proceeds.......................................................................15 (iix) Listing...............................................................................15 25 (jx) Restriction on Sale of Securities.....................................................15 25 (kxi)
Appears in 1 contract
Samples: Satyam Computer Services LTD
Filing of Amendments. 14 9 (c) Delivery of Registration Statements...................................................14 ................. 9 (d) Delivery of Prospectuses..............................................................14 Prospectus.............................. 10 (e) Continued Compliance with Securities Laws.............................................14 ........... 10 (f) Blue Sky Qualifications...............................................................15 ............................. 10 (g) Rule 158..............................................................................15 . 10 (h) Use of Proceeds.......................................................................15 ..................................... 11 (i) Listing...............................................................................15 Subchapter M........................................ 11 (j) Restriction Listing. 11 (k) Restrictions on Sale of Securities.....................................................15 (k)Shares...................... 11
Appears in 1 contract
Samples: Purchase Agreement (Muniholdings Insured Fund Iv Inc)
Filing of Amendments. 14 (c) Delivery of Registration Statements.............................................................................................................. 14 (d) Delivery of Prospectuses.................................................................................................................................... 14 (e) Continued Compliance with Securities Laws.................................................................................................. 14 (f) Blue Sky Qualifications...............................................................15 (g) Rule 158..............................................................................15 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k)....................................................................... 15
Appears in 1 contract
Filing of Amendments. 14 15 (c) Delivery of Registration Statements...................................................14 .....................................................................15 (d) Delivery of Prospectuses..............................................................14 ................................................................................15 (e) Continued Compliance with Securities Laws.............................................14 ...............................................................15 (f) Blue Sky Qualifications...............................................................15 .................................................................................16 (g) Rule 158..............................................................................15 ................................................................................................16 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k)
Appears in 1 contract
Filing of Amendments. 14 13 (c) Delivery of Registration Statements.............................................................................................14 (d) Delivery of Prospectuses...................................................................................................................14 (e) Continued Compliance with Securities Laws.................................................................................14 (f) Blue Sky Qualifications...............................................................15 ......................................................14 (g) Rule 158...................................................................................................................................................15 (h) Use of Proceeds.....................................................................................................................................15 (i) Listing.....................................................................................................................................................15 (j) Restriction on Sale of Securities.................................................................................................15 (k)
Appears in 1 contract
Samples: Purchase Agreement (24/7 Media Inc)
Filing of Amendments. 14 18 (c) Delivery of Registration Statements...................................................14 Statements .................. 18 (d) Delivery of Prospectuses..............................................................14 Prospectuses ............................. 18 (e) Continued Compliance with Securities Laws.............................................14 Laws ............ 19 (f) Blue Sky Qualifications...............................................................15 Qualifications .............................. 19 (g) Rule 158..............................................................................15 158 ............................................. 20 (h) Use of Proceeds.......................................................................15 Proceeds ...................................... 20 (i) Listing...............................................................................15 Listing .............................................. 20 (j) Restriction on Sale of Securities.....................................................15 Securities .................... 20 (k)
Appears in 1 contract
Samples: International Purchase Agreement (Hayes Wheels International Inc)
Filing of Amendments. 14 9 (c) Delivery of Registration Statements...................................................14 ....................... 9 (d) Delivery of Prospectuses..............................................................14 Prospectus.................................... 10 (e) Continued Compliance with Securities Laws.............................................14 ................. 10 (f) Blue Sky Qualifications...............................................................15 ................................... 10 (g) Rule 158..............................................................................15 .................................................. 10 (h) Use of Proceeds.......................................................................15 ........................................... 11 (i) Listing...............................................................................15 Subchapter M.............................................. 11 (j) Restriction Restrictions on Sale of Securities.....................................................15 (k)Shares............................ 11 SECTION 4. Covenants of the Underwriter..................................... 11
Appears in 1 contract
Samples: Purchase Agreement (Muniholdings New Jersey Insured Fund Iv Inc)
Filing of Amendments. 14 12 (c) Delivery of Registration Statements...................................................14 Statements ................................ 12 (d) Delivery of Prospectuses..............................................................14 Prospectuses ........................................... 12 (e) Continued Compliance with Securities Laws.............................................14 Laws .......................... 12 (f) Blue Sky Qualifications...............................................................15 Qualifications ............................................ 13 (g) Rule 158..............................................................................15 158 ........................................................... 13 (h) Use of Proceeds.......................................................................15 Proceeds .................................................... 13 (i) Listing...............................................................................15 Listing and CUSIP .................................................. 13 (j) Restriction on Sale of Securities.....................................................15 Securities .................................. 13 (k)
Appears in 1 contract
Samples: Syntroleum Corp
Filing of Amendments. 14 16 (c) Delivery of Registration Statements...................................................14 .................................................................17 (d) Delivery of Prospectuses..............................................................14 Prospectus..............................................................................17 (e) Continued Compliance with Securities Laws.............................................14 ...........................................................17 (f) Blue Sky Qualifications...............................................................15 .............................................................................18 (g) Rule 158..............................................................................15 ............................................................................................18 (h) Use of Proceeds.......................................................................15 Listing.............................................................................................18 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 ...................................................................18 (kj)
Appears in 1 contract
Filing of Amendments. 14 16 (c) Delivery of Registration Statements...................................................14 .................................................................18 (d) Delivery of Prospectuses..............................................................14 Prospectus..............................................................................18 (e) Continued Compliance with Securities Laws.............................................14 ...........................................................18 (f) Blue Sky Qualifications...............................................................15 .............................................................................18 (g) Rule 158..............................................................................15 ............................................................................................18 (h) Use of Proceeds.......................................................................15 Listing.............................................................................................18 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 ...................................................................18 (kj)
Appears in 1 contract
Filing of Amendments. 14 13 (c) Delivery of Registration Statements...................................................14 ........................... 13 (d) Delivery of Prospectuses..............................................................14 ...................................... 13 (e) Continued Compliance with Securities Laws.................................................................. 14 (f) Blue Sky Qualifications...............................................................15 ....................................... 14 (g) Rule 158..............................................................................15 ...................................................... 14 (h) Use of Proceeds.......................................................................15 ............................................... 14 (i) Listing...................................................................................................................................... 15 (j) Restriction on Sale of Securities.................................................................................. 15 (k)
Appears in 1 contract
Samples: Wesley Jessen Visioncare Inc
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 ........................................................... 11 (d) Delivery of Prospectuses..............................................................14 ...................................................................... 11 (e) Continued Compliance with Securities Laws.............................................14 ..................................................... 12 (f) Blue Sky Qualifications...............................................................15 ....................................................................... 12 (g) Rule 158..............................................................................15 ...................................................................................... 12 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k)............................................................................... 12
Appears in 1 contract
Filing of Amendments. 14 15 (c) Delivery of Registration Statements...................................................14 ....................15 (d) Delivery of Prospectuses..............................................................14 ...............................16 (e) Continued Compliance with Securities Laws.............................................14 ..............16 (f) Blue Sky Qualifications...............................................................15 ................................16 (g) Rule 158..............................................................................15 ...............................................17 (h) Use of Proceeds.......................................................................15 ........................................17 (i) Listing...............................................................................15 ................................................17 (j) Restriction on Sale of Securities.....................................................15 ......................17 (k)
Appears in 1 contract
Samples: International Purchase Agreement (Boston Scientific Corp)
Filing of Amendments. 14 15 (ciii) Delivery of Registration Statements...................................................14 ......................................15 (div) Delivery of Prospectuses..............................................................14 Prospectus...................................................15 (ev) Continued Compliance with Securities Laws.............................................14 ................................16 (f) Blue Sky Qualifications...............................................................15 (gvi) Rule 158..............................................................................15 .................................................................16 (hvii) Use of Proceeds.......................................................................15 ..........................................................16 (i) Listing...............................................................................15 (jviii) Restriction on Sale of Securities.....................................................15 ........................................16 (kix)
Appears in 1 contract
Samples: Purchase Agreement (Heico Corp)
Filing of Amendments. 14 9 (c) Delivery of Registration Statements...................................................14 ...................................9 (d) Delivery of Prospectuses..............................................................14 Prospectus...............................................10 (e) Continued Compliance with Securities Laws.............................................14 ............................10 (f) Blue Sky Qualifications...............................................................15 ..............................................10 (g) Rule 158..............................................................................15 .............................................................10 (h) Use of Proceeds.......................................................................15 ......................................................11 (i) Listing...............................................................................15 Subchapter M.........................................................11 (j) Restriction Listing..............................................................11 (k) Restrictions on Sale of Securities.....................................................15 (k)Shares.......................................11
Appears in 1 contract
Samples: Corporate High Yield Fund v Inc
Filing of Amendments. 14 15 (c) Delivery of Registration Statements...................................................14 ............................ 15 (d) Delivery of Prospectuses..............................................................14 ....................................... 16 (e) Continued Compliance with Securities Laws.............................................14 ...................... 16 (f) Blue Sky Qualifications...............................................................15 ........................................ 16 (g) Rule 158..............................................................................15 ....................................................... 16 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 .............................. 16 (ki)
Appears in 1 contract
Samples: Brylane Inc
Filing of Amendments. 14 17 (c) Delivery of Registration Statements...................................................14 ................................. 17 (d) Delivery of Prospectuses..............................................................14 ............................................ 17 (e) Continued Compliance with Securities Laws.............................................14 ........................... 18 (f) Blue Sky Qualifications...............................................................15 ............................................. 18 (g) Rule 158..............................................................................15 ............................................................ 18 (h) Use of Proceeds.......................................................................15 ..................................................... 18 (i) Listing...............................................................................15 ............................................................. 18 (j) Restriction on Sale of Securities.....................................................15 ................................... 19 (k)
Appears in 1 contract
Filing of Amendments. 14 (c) Delivery of Registration Statements.....................................................................................14 (d) Delivery of Prospectuses..............................................................14 .............................................15 (e) Continued Compliance with Securities Laws.............................................14 ............................15 (f) Blue Sky Qualifications.............................................................................................................15 (g) Rule 158...........................................................................................................................................15 (h) Use of Proceeds.......................................................................15 ......................................................16 (i) Listing...............................................................................15 ..............................................................16 (j) Restriction on Sale of Securities.....................................................15 ....................................16 (k)
Appears in 1 contract
Samples: Purchase Agreement (Entegris Inc)
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 ....................................................................11 (d) Delivery of Prospectuses..............................................................14 ...............................................................................11 (e) Continued Compliance with Securities Laws.............................................14 ..............................................................11 (f) Blue Sky Qualifications...............................................................15 ................................................................................12 (g) Rule 158..............................................................................15 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k)
Appears in 1 contract
Samples: Underwriting Agreement (Mortgage Pass Through Cert Series 1998-C3)
Filing of Amendments. 14 10 (c) Delivery of Registration Statements...................................................14 ..................11 (d) Delivery of Prospectuses..............................................................14 ..............................11 (e) Continued Compliance with Securities Laws.............................................14 .............11 (f) Blue Sky Qualifications...............................................................15 ...............................12 (g) Rule 158..............................................................................15 ..............................................12 (h) Use of Proceeds.......................................................................15 .......................................12 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k).....................12
Appears in 1 contract
Filing of Amendments. 14 16 (c) Delivery of Registration Statements...................................................14 ............................................................17 (d) Delivery of Prospectuses..............................................................14 .......................................................................17 (e) Continued Compliance with Securities Laws.............................................14 ......................................................17 (f) Blue Sky Qualifications...............................................................15 ........................................................................18 (g) Rule 158..............................................................................15 .......................................................................................18 (h) Use of Proceeds.......................................................................15 ................................................................................18 (i) Listing...............................................................................15 ........................................................................................18 (j) Restriction on Sale of Securities.....................................................15 ..............................................................18 (k)
Appears in 1 contract
Filing of Amendments. 14 (c) Delivery of Registration Statements....................................................................................14 (d) Delivery of Prospectuses..........................................................................................................14 (e) Continued Compliance with Securities Laws........................................................................14 (f) Blue Sky Qualifications............................................................................................................15 (g) Rule 158..........................................................................................................................................15 (h) Use of Proceeds............................................................................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k).............................................................15
Appears in 1 contract
Samples: Purchase Agreement (Opentv Corp)
Filing of Amendments. 14 (c) Delivery of Registration Statements............................................................................................................... 14 (d) Delivery of Prospectuses..................................................................................................................................... 14 (e) Continued Compliance with Securities Laws................................................................................................... 14 (f) Blue Sky Qualifications....................................................................................................................................... 15 (g) Rule 158..............................................................................Earnings Statement............................................................................. 15 (h) Use of Proceeds....................................................................................................................................................... 15 (i) Listing....................................................................................................................................................................... 15 (j) Restriction on Sale of Securities................................................................................................................... 15 (k)
Appears in 1 contract
Filing of Amendments. 14 (c) Delivery of Registration Statements................................................................................. 14 (d) Delivery of Prospectuses....................................................................................................... 14 (e) Continued Compliance with Securities Laws.............................................14 ........................ 15 (f) Blue Sky Qualifications......................................................................................................... 15 (g) Rule 158....................................................................................................................................... 15 (h) Use of Proceeds......................................................................................................................... 15 (i) Listing......................................................................................................................................... 15 (j) Restriction on Sale of Securities.....................................................15 (k)................................ 16
Appears in 1 contract
Samples: Purchase Agreement (CSK Auto Corp)
Filing of Amendments. 14 17 (c) Delivery of Registration Statements...................................................14 ...............................................17 (d) Delivery of Prospectuses..............................................................14 ..........................................................17 (e) Continued Compliance with Securities Laws.............................................14 .........................................17 (f) Blue Sky Qualifications...............................................................15 ...........................................................18 (g) Rule 158..............................................................................15 ..........................................................................18 (h) Use of Proceeds.......................................................................15 ...................................................................18 (i) Listing...............................................................................15 ...........................................................................18 (j) Restriction on Sale of Securities.....................................................15 .................................................18 (k)
Appears in 1 contract
Samples: Schedules (Azurix Corp)
Filing of Amendments. 14 16 (c) Delivery of Registration Statements...................................................14 ..........................................16 (d) Delivery of Prospectuses..............................................................14 .....................................................16 (e) Continued Compliance with Securities Laws.............................................14 ....................................17 (f) Blue Sky Qualifications...............................................................15 ......................................................17 (g) Rule 158..............................................................................15 .....................................................................17 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 ............................................17 (ki)
Appears in 1 contract
Samples: Purchase Agreement (Rayovac Corp)
Filing of Amendments. 14 12 (c) Delivery of Registration Statements...................................................14 .................................................................12 (d) Delivery of Prospectuses..............................................................14 Prospectus..............................................................................12 (e) Continued Compliance with Securities Laws.............................................14 ...........................................................13 (f) Blue Sky Qualifications...............................................................15 .............................................................................13 (g) Rule 158..............................................................................15 ............................................................................................13 (h) Use of Proceeds.......................................................................15 .....................................................................................13 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 ...................................................................13 (kj)
Appears in 1 contract
Filing of Amendments. 14 (c) Delivery of Registration Statements.......................................................................................... 14 (d) Delivery of Prospectuses................................................................................................................ 14 (e) Continued Compliance with Securities Laws.............................................................................. 14 (f) Blue Sky Qualifications.................................................................................................................. 15 (g) Rule 158................................................................................................................................................ 15 (h) Use of Proceeds.................................................................................................................................. 15 (i) Listing.................................................................................................................................................. 15 (j) Restriction on Sale of Securities.....................................................15 (k)......................................... 15
Appears in 1 contract
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 ........................ 11 (d) Delivery of Prospectuses..............................................................14 Prospectus..................................... 11 (e) Continued Compliance with Securities Laws.............................................14 .................. 11 (f) Blue Sky Qualifications...............................................................15 .................................... 12 (g) Rule 158..............................................................................15 ................................................... 12 (h) Use of Proceeds.......................................................................15 ............................................ 12 (i) Listing...............................................................................15 Subchapter M............................................... 12 (j) Restriction Listing.................................................... 12 (k) Restrictions on Sale of Securities.....................................................15 (k)Shares............................. 12
Appears in 1 contract
Samples: Purchase Agreement (Muni California Intermediate Duration Fund Inc)
Filing of Amendments. 14 15 (c) Delivery of Registration Statements...................................................14 ...........................................................15 (d) Delivery of Prospectuses..............................................................14 ......................................................................15 (e) Continued Compliance with Securities Laws.............................................14 .....................................................15 (f) Blue Sky Qualifications...............................................................15 .......................................................................16 (g) Rule 158..............................................................................15 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k)Earnings Statement............................................................................16
Appears in 1 contract
Samples: Underwriting Agreement (Reckson Operating Partnership Lp)
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 Statements ..................................... 11 (d) Delivery of Prospectuses..............................................................14 Prospectuses ................................................ 11 (e) Continued Compliance with Securities Laws.............................................14 Laws ............................... 11 (f) Blue Sky Qualifications...............................................................15 Qualifications ................................................. 12 (g) Rule 158..............................................................................15 158 ................................................................ 12 (h) Use of Proceeds.......................................................................15 Proceeds ......................................................... 12 (i) Listing...............................................................................15 Listing ................................................................. 12 (j) Restriction on Sale of Securities.....................................................15 (k)Securities ....................................... 12
Appears in 1 contract
Filing of Amendments. 14 (c) Delivery of Registration Statements...................................................14 ............................... 15 (d) Delivery of Prospectuses..............................................................14 .......................................... 15 (e) Continued Compliance with Securities Laws.............................................14 ......................... 15 (f) Blue Sky Qualifications...............................................................15 ........................................... 16 (g) Rule 158..............................................................................15 .......................................................... 16 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k)
Appears in 1 contract
Samples: Purchase Agreement (Cd Radio Inc)
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 Statement..................... 11 (d) Delivery of Prospectuses..............................................................14 Prospectus................................. 11 (e) Continued Compliance with Securities Laws.............................................14 .............. 11 (f) Blue Sky Qualifications...............................................................15 ................................ 12 (g) Rule 158..............................................................................15 ............................................... 12 (h) Use of Proceeds.......................................................................15 ........................................ 12 (i) Listing...............................................................................15 Subchapter M........................................... 12 (j) Restriction Listing................................................ 12 (k) Restrictions on Sale of Securities.....................................................15 (k)Shares......................... 12
Appears in 1 contract
Samples: Purchase Agreement (Enhanced Equity Yield & Premium Fund, Inc.)
Filing of Amendments. 14 16 (civ) Issuance of Press Releases................................... 17 (v) Delivery of Registration Statements...................................................14 Filed Documents.................................. 17 (dvi) Delivery of Prospectuses..............................................................14 ..................................... 17 (evii) Continued Compliance with Securities Laws.............................................14 .................... 17 (fviii) Blue Sky Qualifications...............................................................15 ...................................... 18 (gix) Rule 158..............................................................................15 ..................................................... 18 (hx) Use Absence of Proceeds.......................................................................15 Price Manipulation................................ 18 (i) Listing...............................................................................15 (jxi) Restriction on Sale of Securities.....................................................15 ............................ 18 (kxii) Listing...................................................... 19 (xiii)
Appears in 1 contract
Samples: Ritchie Bros Auctioneers Inc
Filing of Amendments. 14 9 (c) Delivery of Registration Statements...................................................14 ....................................................... 10 (d) Delivery of Prospectuses..............................................................14 .................................................................. 10 (e) Continued Compliance with Securities Laws.............................................14 ................................................. 10 (f) Blue Sky Qualifications...............................................................15 ................................................................... 10 (g) Rule 158..............................................................................15 Earnings Statement........................................................................ 10 (h) Use of Proceeds.......................................................................15 ........................................................................... 11 (i) Listing...............................................................................15 Preparation of Prospectus Supplement...................................................... 11 (j) Restriction on Sale of Securities.....................................................15 (k)
Appears in 1 contract
Samples: Purchase Agreement (Health Care Property Investors Inc)
Filing of Amendments. 14 9 (c) Delivery of Registration Statements...................................................14 ....................9 (d) Delivery of Prospectuses..............................................................14 ...............................9 (e) Continued Compliance with Securities Laws.............................................14 .............10 (f) Blue Sky Qualifications...............................................................15 ...............................10 (g) Rule 158..............................................................................15 ..............................................10 (h) Use of Proceeds.......................................................................15 .......................................11 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 .....................11 (kj)
Appears in 1 contract
Samples: Wisconsin Power and Light Company (Wisconsin Power & Light Co)
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 Statement............................11 (d) Delivery of Prospectuses..............................................................14 Prospectus........................................11 (e) Continued Compliance with Securities Laws.............................................14 .....................11 (f) Blue Sky Qualifications...............................................................15 .......................................11 (g) Rule 158..............................................................................15 ......................................................12 (h) Use of Proceeds.......................................................................15 ...............................................12 (i) Listing...............................................................................15 Subchapter M..................................................12 (j) Restriction Listing.......................................................12 (k) Restrictions on Sale of Securities.....................................................15 (k)Shares................................12
Appears in 1 contract
Samples: Purchase Agreement (Enhanced Government Income Fund)
Filing of Amendments. 14 13 (c) Delivery of Registration Statements...................................................14 ........................... 13 (d) Delivery of Prospectuses.................................................................................................... 14 (e) Continued Compliance with Securities Laws.................................................................. 14 (f) Blue Sky Qualifications...............................................................15 ....................................... 14 (g) Rule 158.................................................................................................................................... 15 (h) Use of Proceeds...................................................................................................................... 15 (i) Listing...................................................................................................................................... 15 (j) Restriction on Sale of Securities.................................................................................. 15 (k)
Appears in 1 contract
Samples: Swisher International Group Inc
Filing of Amendments. 14 10 (c) Delivery of Registration Statements...................................................14 . ............................. 10 (d) Delivery of Prospectuses..............................................................14 . ........................................ 10 (e) Continued Compliance with Securities Laws.............................................14 . ....................... 11 (f) Blue Sky Qualifications...............................................................15 . ......................................... 11 (g) Rule 158..............................................................................15 . ........................................................ 11 (h) DTC............................................................... 11 (i) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 ................................................... 11 (j) Restriction on Sale of Securities.....................................................15 . ............................... 12 (k)
Appears in 1 contract
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 .................................12 (d) Delivery of Prospectuses..............................................................14 ............................................12 (e) Continued Compliance with Securities Laws.............................................14 ...........................12 (f) Blue Sky Qualifications...............................................................15 .............................................12 (g) Rule 158..............................................................................15 ............................................................13 (h) Use of Proceeds.......................................................................15 .....................................................13 (i) Listing...............................................................................15 .............................................................13 (j) Restriction on Sale of Securities.....................................................15 ...................................13 (k)
Appears in 1 contract
Samples: Purchase Agreement (Vectren Corp)
Filing of Amendments. 14 20 (c) Delivery of Registration Statements...................................................14 ...........................................20 (d) Delivery of Prospectuses..............................................................14 ......................................................20 (e) Continued Compliance with Securities Laws.............................................14 .....................................21 (f) Blue Sky Qualifications...............................................................15 Rule 158......................................................................21 (g) Rule 158..............................................................................15 (h) Use of Proceeds...............................................................21 (h) Listing.......................................................................15 22 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 .............................................22 (kj)
Appears in 1 contract
Samples: International Purchase Agreement (Global Telesystems Group Inc)
Filing of Amendments. 14 13 (c) Delivery of Registration Statements...................................................Statements ...................................... 14 (d) Delivery of Prospectuses..............................................................Prospectus ................................................... 14 (e) Continued Compliance with Securities Laws.............................................Laws ................................ 14 (f) Blue Sky Qualifications...............................................................Qualifications .................................................. 15 (g) Rule 158..............................................................................158 ................................................................. 15 (h) Use of Proceeds.......................................................................Proceeds .......................................................... 15 (i) Listing...............................................................................Listing .................................................................. 15 (j) Restriction on Sale of Securities.....................................................15 Securities ........................................ 16 (k)
Appears in 1 contract
Samples: Purchase Agreement (Netflix Inc)
Filing of Amendments. 14 13 (c) Delivery of Registration Statements...................................................14 ..........................................13 (d) Delivery of Prospectuses..............................................................14 .....................................................13 (e) Continued Compliance with Securities Laws.................................................................................14 (f) Blue Sky Qualifications...............................................................15 ......................................................14 (g) Rule 158...................................................................................................................................................15 (h) Use of Proceeds.......................................................................Listing......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.................................................................................................15 (kj)
Appears in 1 contract
Samples: Tiffany & Co
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 . ............................ 11 (d) Delivery of Prospectuses..............................................................14 . ....................................... 11 (e) Continued Compliance with Securities Laws.............................................14 . ...................... 12 (f) Blue Sky Qualifications...............................................................15 . ........................................ 12 (g) Rule 158..............................................................................15 . ....................................................... 12 (h) Use of Proceeds.......................................................................15 . ................................................ 12 (i) Listing...............................................................................15 . ........................................................ 13 (j) Restriction on Sale of Securities.....................................................15 . .............................. 13 (k)
Appears in 1 contract
Filing of Amendments. 14 17 (c) Delivery of Registration Statements...................................................14 ...................................... 17 (d) Delivery of Prospectuses..............................................................14 ................................................. 17 (e) Continued Compliance with Securities Laws.............................................14 ................................ 18 (f) Blue Sky Qualifications...............................................................15 .................................................. 18 (g) Rule 158..............................................................................15 ................................................................. 19 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k)
Appears in 1 contract
Filing of Amendments. 14 15 (c) Delivery of Registration Statements...................................................14 ...........................16 (d) Delivery of Prospectuses..............................................................14 ......................................16 (e) Continued Compliance with Securities Laws.............................................14 .....................16 (f) Blue Sky Qualifications...............................................................15 .......................................17 (g) Rule 158..............................................................................15 ......................................................17 (h) Use of Proceeds.......................................................................15 ...............................................17 (i) Listing...............................................................................15 .......................................................17 (j) Restriction on Sale of Securities.....................................................15 .............................17 (k)
Appears in 1 contract
Samples: Cox Communications Inc /De/
