Filing of Amendments. 14 (c) Delivery of Registration Statements...................................................14 (d) Delivery of Prospectuses..............................................................14 (e) Continued Compliance with Securities Laws.............................................14 (f) Blue Sky Qualifications...............................................................15 (g) Rule 158..............................................................................15 (h) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k)
Appears in 3 contracts
Samples: Underwriting Agreement (Oriental Financial Group Inc), Underwriting Agreement (Oriental Financial Group Inc), Underwriting Agreement (Oriental Financial Group Inc)
Filing of Amendments. 14 9 (c) Delivery of Registration Statements...................................................14 ......................... 9 (d) Delivery of Prospectuses..............................................................14 Prospectus...................................... 10 (e) Continued Compliance with Securities Laws.............................................14 ................... 10 (f) Blue Sky Qualifications...............................................................15 ..................................... 10 (g) Rule 158..............................................................................15 .................................................... 10 (h) Use of Proceeds.......................................................................15 ............................................. 11 (i) Listing...............................................................................15 Subchapter M................................................ 11 (j) Restriction Listing..................................................... 11 (k) Restrictions on Sale of Securities.....................................................15 (k)Shares.............................. 11
Appears in 3 contracts
Samples: Purchase Agreement (Muniholdings New York Insured Fund Iii Inc), Purchase Agreement (Muniholdings New Jersey Insured Fund Iii Inc), Purchase Agreement (Muniholdings California Insured Fund Iv Inc)
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 Statements ...............................11 (d) Delivery of Prospectuses..............................................................14 Prospectuses ..........................................11 (e) Continued Compliance with Securities Laws.............................................14 Laws .........................12 (f) Blue Sky Qualifications...............................................................15 Qualifications ...........................................12 (g) Rule 158..............................................................................15 158 ..........................................................12 (h) Use of Proceeds.......................................................................15 Proceeds ...................................................12 (i) Listing...............................................................................15 Listing ...........................................................12 (j) Restriction on Sale of Securities.....................................................15 Securities .................................12 (k)
Appears in 2 contracts
Samples: Purchase Agreement (Turner Paul H), Purchase Agreement (Simons Stephen W)
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 ...........................11 (d) Delivery of Prospectuses..............................................................14 Prospectus........................................11 (e) Continued Compliance with Securities Laws.............................................14 .....................11 (f) Blue Sky Qualifications...............................................................15 .......................................12 (g) Rule 158..............................................................................15 ......................................................12 (h) Use of Proceeds.......................................................................15 ...............................................12 (i) Listing...............................................................................15 Subchapter M..................................................12 (j) Restriction Listing.......................................................12 (k) Restrictions on Sale of Securities.....................................................15 (k)Shares................................12
Appears in 2 contracts
Samples: Purchase Agreement (Muni New York Intermediate Duration Fund Inc), Purchase Agreement (Muni Intermediate Duration Fund Inc)
Filing of Amendments. 14 9 (c) Delivery of Registration Statements...................................................14 ............................ 9 (d) Delivery of Prospectuses..............................................................14 Prospectus......................................... 10 (e) Continued Compliance with Securities Laws.............................................14 ...................... 10 (f) Blue Sky Qualifications...............................................................15 ........................................ 10 (g) Rule 158..............................................................................15 ....................................................... 10 (h) Use of Proceeds.......................................................................15 ................................................ 11 (i) Listing...............................................................................15 Subchapter M................................................... 11 (j) Restriction Restrictions on Sale of Securities.....................................................15 (k)Shares................................. 11 SECTION 4. Covenants of the Underwriter......................................... 11
Appears in 2 contracts
Samples: Purchase Agreement (Muniholdings New Jersey Insured Fund Iii Inc), Purchase Agreement (Muniholdings New York Insured Fund Iii Inc)
Filing of Amendments. 14 12 (c) Delivery of Registration Statements...................................................14 ................................12 (d) Delivery of Prospectuses..............................................................14 Prospectus.............................................12 (e) Continued Compliance with Securities Laws.............................................14 ..........................12 (f) Blue Sky Qualifications...............................................................15 ............................................13 (g) Rule 158..............................................................................15 ...........................................................13 (h) Use of Proceeds.......................................................................15 ....................................................13 (i) Listing...............................................................................15 Subchapter M.......................................................13 (j) Restriction Restrictions on Sale of Securities.....................................................15 Shares.....................................13 (k)
Appears in 2 contracts
Samples: Purchase Agreement (Muniyield New Jersey Fund Inc), Purchase Agreement (Muniyield Pennsylvania Fund)
Filing of Amendments. 14 13 (c) Delivery of Registration Statements...................................................14 ............................ 13 (d) Delivery of Prospectuses..............................................................14 ....................................... 13 (e) Continued Compliance with Securities Laws................................................................... 14 (f) Blue Sky Qualifications...............................................................15 ........................................ 14 (g) Rule 158..............................................................................15 ....................................................... 14 (h) Use of Proceeds.......................................................................15 ................................................ 14 (i) Listing...............................................................................15 ........................................................ 14 (j) Restriction on Sale of Securities.....................................................15 .............................. 14 (k)
Appears in 1 contract
Samples: International Purchase Agreement (FMC Technologies Inc)
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 Statements ..................................... 11 (d) Delivery of Prospectuses..............................................................14 Prospectuses ................................................ 11 (e) Continued Compliance with Securities Laws.............................................14 Laws ............................... 11 (f) Blue Sky Qualifications...............................................................15 Qualifications ................................................. 12 (g) Rule 158..............................................................................15 158 ................................................................ 12 (h) Use of Proceeds.......................................................................15 Proceeds ......................................................... 12 (i) Listing...............................................................................15 Listing ................................................................. 12 (j) Restriction on Sale of Securities.....................................................15 (k)Securities ....................................... 12
Appears in 1 contract
Filing of Amendments. 14 20 (c) Delivery of Registration Statements...................................................14 ...................... 20 (d) Delivery of Prospectuses..............................................................14 ................................. 20 (e) Continued Compliance with Securities Laws.............................................14 ................ 20 (f) Blue Sky Qualifications...............................................................15 .................................. 21 (g) Rule 158..............................................................................15 ................................................. 21 (h) Use of Proceeds.......................................................................15 .......................................... 22 (i) Listing...............................................................................15 .................................................. 22 (j) Restriction on Sale of Securities.....................................................15 ........................ 22 (k)
Appears in 1 contract
Samples: u.s. Purchase Agreement (Snyder Communications Inc)
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 Statement...........................11 (d) Delivery of Prospectuses..............................................................14 Prospectus.......................................11 (e) Continued Compliance with Securities Laws.............................................14 ....................11 (f) Blue Sky Qualifications...............................................................15 ......................................12 (g) Rule 158..............................................................................15 .....................................................12 (h) Use of Proceeds.......................................................................15 ..............................................12 (i) Listing...............................................................................15 Subchapter M.................................................12 (j) Restriction Listing......................................................12 (k) Restrictions on Sale of Securities.....................................................15 (k)Shares...............................12
Appears in 1 contract
Samples: Purchase Agreement (Capital & Income Strategies Fund Inc)
Filing of Amendments. 14 10 (c) Delivery of Registration Statements...................................................14 .....................10 (d) Delivery of Prospectuses..............................................................14 Prospectus..................................11 (e) Continued Compliance with Securities Laws.............................................14 ...............11 (f) Blue Sky Qualifications...............................................................15 .................................11 (g) Rule 158..............................................................................15 ................................................12 (h) Use of Proceeds.......................................................................15 .........................................12 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 .......................12 (kj)
Appears in 1 contract
Filing of Amendments. 14 13 (c) Delivery of Registration Statements.............................................................................................14 (d) Delivery of Prospectuses...................................................................................................................14 (e) Continued Compliance with Securities Laws.................................................................................14 (f) Blue Sky Qualifications...............................................................15 ......................................................14 (g) Rule 158...................................................................................................................................................15 (h) Use of Proceeds.....................................................................................................................................15 (i) Listing.....................................................................................................................................................15 (j) Restriction on Sale of Securities.................................................................................................15 (k)
Appears in 1 contract
Samples: Purchase Agreement (24/7 Media Inc)
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 ............................. 11 (d) Delivery of Prospectuses..............................................................14 ........................................ 11 (e) Continued Compliance with Securities Laws.............................................14 ....................... 11 (f) Blue Sky Qualifications...............................................................15 ......................................... 12 (g) Rule 158..............................................................................15 ........................................................ 12 (h) Use of Proceeds.......................................................................15 ................................................. 12 (i) Listing...............................................................................15 ......................................................... 12 (j) Restriction on Sale of Securities.....................................................15 ............................... 12 (k)
Appears in 1 contract
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 Statement.......................11 (d) Delivery of Prospectuses..............................................................14 Prospectus...................................11 (e) Continued Compliance with Securities Laws.............................................14 ................11 (f) Blue Sky Qualifications...............................................................15 ..................................12 (g) Rule 158..............................................................................15 .................................................12 (h) Use of Proceeds.......................................................................15 ..........................................12 (i) Listing...............................................................................15 Subchapter M.............................................12 (j) Restriction Listing..................................................12 (k) Restrictions on Sale of Securities.....................................................15 (k)Shares...........................12
Appears in 1 contract
Samples: Purchase Agreement (Floating Rate Income Strategies Fund Ii Inc)
Filing of Amendments. 14 18 (c) Delivery of Registration Statements...................................................14 Statements .................. 18 (d) Delivery of Prospectuses..............................................................14 Prospectuses ............................. 18 (e) Continued Compliance with Securities Laws.............................................14 Laws ............ 19 (f) Blue Sky Qualifications...............................................................15 Qualifications .............................. 19 (g) Rule 158..............................................................................15 158 ............................................. 20 (h) Use of Proceeds.......................................................................15 Proceeds ...................................... 20 (i) Listing...............................................................................15 Listing .............................................. 20 (j) Restriction on Sale of Securities.....................................................15 Securities .................... 20 (k)
Appears in 1 contract
Samples: International Purchase Agreement (Hayes Wheels International Inc)
Filing of Amendments. 14 10 (c) Delivery of Registration Statements...................................................14 .....................10 (d) Delivery of Prospectuses..............................................................14 Prospectus..................................10 (e) Continued Compliance with Securities Laws.............................................14 ...............10 (f) Blue Sky Qualifications...............................................................15 .................................11 (g) Rule 158..............................................................................15 ................................................11 (h) Use of Proceeds.......................................................................15 .........................................11 (i) Listing...............................................................................15 .................................................11 (j) Restriction on Sale of Securities.....................................................15 .......................12 (k)
Appears in 1 contract
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 .......................................11 (d) Delivery of Prospectuses..............................................................14 Prospectus....................................................12 (e) Continued Compliance with Securities Laws.............................................14 .................................12 (f) Blue Sky Qualifications...............................................................15 ...................................................12 (g) Rule 158..............................................................................15 ..................................................................13 (h) Use of Proceeds.......................................................................15 ...........................................................13 (i) Listing...............................................................................15 ...................................................................13 (j) Restriction on Sale of Securities.....................................................15 .........................................13 (k)
Appears in 1 contract
Filing of Amendments. 14 16 (c) Delivery of Registration Statements...................................................14 ..........................................16 (d) Delivery of Prospectuses..............................................................14 .....................................................16 (e) Continued Compliance with Securities Laws.............................................14 ....................................16 (f) Blue Sky Qualifications...............................................................15 ......................................................17 (g) Rule 158..............................................................................15 .....................................................................17 (h) Use of Proceeds.......................................................................15 ..............................................................17 (i) Listing...............................................................................15 .....................................................................18 (j) Restriction on Sale of Securities.....................................................15 ...........................................18 (k)
Appears in 1 contract
Samples: International Purchase Agreement (United Rentals Inc)
Filing of Amendments. 14 9 (c) Delivery of Registration Statements...................................................14 ....................... 9 (d) Delivery of Prospectuses..............................................................14 Prospectus.................................... 10 (e) Continued Compliance with Securities Laws.............................................14 ................. 10 (f) Blue Sky Qualifications...............................................................15 ................................... 10 (g) Rule 158..............................................................................15 .................................................. 10 (h) Use of Proceeds.......................................................................15 ........................................... 11 (i) Listing...............................................................................15 Subchapter M.............................................. 11 (j) Restriction Restrictions on Sale of Securities.....................................................15 (k)Shares............................ 11 SECTION 4. Covenants of the Underwriter..................................... 11
Appears in 1 contract
Samples: Purchase Agreement (Muniholdings New Jersey Insured Fund Iv Inc)
Filing of Amendments. 14 13 (c) Delivery of Registration Statements...................................................14 .............................13 (d) Delivery of Prospectuses..............................................................14 ........................................13 (e) Continued Compliance with Securities Laws....................................................................14 (f) Blue Sky Qualifications...............................................................15 .........................................14 (g) Rule 158..............................................................................15 ........................................................14 (h) Use of Proceeds........................................................................................................................15 (i) Listing........................................................................................................................................15 (j) Restriction on Sale of Securities....................................................................................15 (k)
Appears in 1 contract
Filing of Amendments. 14 9 (c) Delivery of Registration Statements...................................................14 ............................ 9 (d) Delivery of Prospectuses..............................................................14 Prospectus......................................... 9 (e) Continued Compliance with Securities Laws.............................................14 ...................... 10 (f) Blue Sky Qualifications...............................................................15 ........................................ 10 (g) Rule 158..............................................................................15 ....................................................... 10 (h) Use of Proceeds.......................................................................15 ................................................ 10 (i) Listing...............................................................................15 Subchapter M................................................... 10 (j) Restriction Restrictions on Sale of Securities.....................................................15 (k)Shares................................. 11 SECTION 4. Covenants of the Underwriter.................................... 11
Appears in 1 contract
Samples: Purchase Agreement (Muniholdings Florida Insured Fund Iv)
Filing of Amendments. 14 9 (c) Delivery of Registration Statements...................................................14 ..................... 9 (d) Delivery of Prospectuses..............................................................14 Prospectus.................................. 10 (e) Continued Compliance with Securities Laws.............................................14 ............... 10 (f) Blue Sky Qualifications...............................................................15 ................................. 10 (g) Rule 158..............................................................................15 ................................................ 10 (h) Use of Proceeds.......................................................................15 ......................................... 11 (i) Listing...............................................................................15 Subchapter M............................................ 11 (j) Restriction Listing................................................. 11 (k) Restrictions on Sale of Securities.....................................................15 (k)Shares.......................... 11
Appears in 1 contract
Samples: Purchase Agreement (Muniholdings Insured Fund Ii Inc)
Filing of Amendments. 14 10 (c) Delivery of Registration Statements...................................................14 .............................................10 (d) Delivery of Prospectuses..............................................................14 ........................................................10 (e) Continued Compliance with Securities Laws.............................................14 .......................................10 (f) Blue Sky Qualifications...............................................................15 .........................................................11 (g) Rule 158..............................................................................15 ........................................................................11 (h) Use of Proceeds.......................................................................15 .................................................................11 (i) Listing...............................................................................15 .........................................................................11 (j) Restriction on Sale of Securities.....................................................15 (k)...............................................11
Appears in 1 contract
Filing of Amendments. 14 12 (c) Delivery of Registration Statements...................................................14 ............................12 (d) Delivery of Prospectuses..............................................................14 .......................................13 (e) Continued Compliance with Securities Laws.............................................14 ......................13 (f) Blue Sky Qualifications...............................................................15 ........................................13 (g) Rule 158..............................................................................15 .......................................................14 (h) Use of Proceeds.......................................................................15 ................................................14 (i) Listing...............................................................................15 ........................................................14 (j) Restriction on Sale of Securities.....................................................15 ..............................14 (k)
Appears in 1 contract
Samples: u.s. Purchase Agreement (Cox Communications Inc /De/)
Filing of Amendments. 14 9 (c) Delivery of Registration Statements...................................................14 ...................................9 (d) Delivery of Prospectuses..............................................................14 Prospectus...............................................10 (e) Continued Compliance with Securities Laws.............................................14 ............................10 (f) Blue Sky Qualifications...............................................................15 ..............................................10 (g) Rule 158..............................................................................15 .............................................................10 (h) Use of Proceeds.......................................................................15 ......................................................11 (i) Listing...............................................................................15 Subchapter M.........................................................11 (j) Restriction Listing..............................................................11 (k) Restrictions on Sale of Securities.....................................................15 (k)Shares.......................................11
Appears in 1 contract
Samples: Purchase Agreement (Corporate High Yield Fund v Inc)
Filing of Amendments. 14 9 (c) Delivery of Registration Statements...................................................14 ................ 9 (d) Delivery of Prospectuses..............................................................14 Prospectus............................. 10 (e) Continued Compliance with Securities Laws.............................................14 .......... 10 (f) Blue Sky Qualifications...............................................................15 ............................ 10 (g) Rule 158..............................................................................15 ........................................... 10 (h) Use of Proceeds.......................................................................15 .................................... 11 (i) Listing...............................................................................15 Subchapter M....................................... 11 (j) Restriction Restrictions on Sale of Securities.....................................................15 (k)Shares..................... 11 SECTION 4. Covenants of the Underwriter........................... 11 SECTION 5.
Appears in 1 contract
Samples: Purchase Agreement (Muniholdings Insured Fund Ii Inc)
Filing of Amendments. 14 13 (c) Delivery of Registration Statements...................................................14 ........................... 13 (d) Delivery of Prospectuses.................................................................................................... 14 (e) Continued Compliance with Securities Laws.................................................................. 14 (f) Blue Sky Qualifications...............................................................15 ....................................... 14 (g) Rule 158.................................................................................................................................... 15 (h) Use of Proceeds...................................................................................................................... 15 (i) Listing...................................................................................................................................... 15 (j) Restriction on Sale of Securities.................................................................................. 15 (k)
Appears in 1 contract
Samples: International Purchase Agreement (Swisher International Group Inc)
Filing of Amendments. 14 10 (c) Delivery of Registration Statements...................................................14 . ............................. 10 (d) Delivery of Prospectuses..............................................................14 . ........................................ 10 (e) Continued Compliance with Securities Laws.............................................14 . ....................... 11 (f) Blue Sky Qualifications...............................................................15 . ......................................... 11 (g) Rule 158..............................................................................15 . ........................................................ 11 (h) DTC............................................................... 11 (i) Use of Proceeds.......................................................................15 (i) Listing...............................................................................15 ................................................... 11 (j) Restriction on Sale of Securities.....................................................15 . ............................... 12 (k)
Appears in 1 contract
Filing of Amendments. 14 9 (c) Delivery of Registration Statements...................................................14 ................................................... 9 (d) Delivery of Prospectuses..............................................................14 Prospectus................................................................ 10 (e) Continued Compliance with Securities Laws.............................................14 ............................................. 10 (f) Blue Sky Qualifications...............................................................15 ............................................................... 10 (g) Rule 158..............................................................................15 .............................................................................. 10 (h) Use of Proceeds.......................................................................15 ....................................................................... 11 (i) Listing...............................................................................15 Subchapter M.......................................................................... 11 (j) Restriction Listing............................................................................... 11 (k) Restrictions on Sale of Securities.....................................................15 (k)Shares........................................................ 11
Appears in 1 contract
Samples: Purchase Agreement (Income Opportunities Fund 2006 Inc)
Filing of Amendments. 14 12 (c) Delivery of Registration Statements...................................................14 .................................12 (d) Delivery of Prospectuses..............................................................14 Prospectus..............................................12 (e) Continued Compliance with Securities Laws.............................................14 ...........................12 (f) Blue Sky Qualifications...............................................................15 .............................................13 (g) Rule 158..............................................................................15 ............................................................13 (h) Use of Proceeds.......................................................................15 .....................................................13 (i) Listing...............................................................................15 Subchapter M........................................................13 (j) Restriction Restrictions on Sale of Securities.....................................................15 (k)Shares......................................13
Appears in 1 contract
Filing of Amendments. 14 9 (c) Delivery of Registration Statements...................................................14 ....................9 (d) Delivery of Prospectuses..............................................................14 ...............................9 (e) Continued Compliance with Securities Laws.............................................14 .............10 (f) Blue Sky Qualifications...............................................................15 ...............................10 (g) Rule 158..............................................................................15 ..............................................10 (h) Use of Proceeds.......................................................................15 .......................................11 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 .....................11 (kj)
Appears in 1 contract
Filing of Amendments. 14 12 (c) Delivery of Registration Statements...................................................14 ................................12 (d) Delivery of Prospectuses..............................................................14 ...........................................12 (e) Continued Compliance with Securities Laws.............................................14 ..........................12 (f) Blue Sky Qualifications...............................................................15 ............................................13 (g) Rule 158..............................................................................15 ...........................................................13 (h) Use of Proceeds.......................................................................15 ....................................................13 (i) Listing...............................................................................15 ............................................................13 (j) Restriction on Sale of Securities.....................................................15 ..................................13 (k)
Appears in 1 contract
Samples: u.s. Purchase Agreement (Alliance Fiber Optic Products Inc)
Filing of Amendments. 14 13 (c) Delivery of Registration Statements...................................................14 ............................................. 13 (d) Delivery of Prospectuses...................................................................................................................... 14 (e) Continued Compliance with Securities Laws.................................................................................... 14 (f) Blue Sky Qualifications...............................................................15 ......................................................... 14 (g) Rule 158...................................................................................................................................................... 15 (h) Use of Proceeds........................................................................................................................................ 15 (i) Listing........................................................................................................................................................ 15 (j) Restriction on Sale of Securities.................................................................................................... 15 (k)
Appears in 1 contract
Samples: Purchase Agreement (Buy Com Inc)
Filing of Amendments. 14 13 (c) Delivery of Registration Statements...................................................14 ........................... 13 (d) Delivery of Prospectuses..............................................................14 ...................................... 13 (e) Continued Compliance with Securities Laws.................................................................. 14 (f) Blue Sky Qualifications...............................................................15 ....................................... 14 (g) Rule 158..............................................................................15 ...................................................... 14 (h) Use of Proceeds.......................................................................15 ............................................... 14 (i) Listing...................................................................................................................................... 15 (j) Restriction on Sale of Securities.................................................................................. 15 (k)
Appears in 1 contract
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 Statement ..................................... 11 (d) Delivery of Prospectuses..............................................................14 Prospectus ................................................. 11 (e) Continued Compliance with Securities Laws.............................................14 Laws .............................. 11 (f) Blue Sky Qualifications...............................................................15 Qualifications ................................................ 12 (g) Rule 158..............................................................................15 158 ............................................................... 12 (h) Use of Proceeds.......................................................................15 Proceeds ........................................................ 12 (i) Listing...............................................................................15 Subchapter M ........................................................... 12 (j) Restriction Listing ................................................................ 12 (k) Restrictions on Sale of Securities.....................................................15 Shares ......................................... 12 (kl)
Appears in 1 contract
Samples: Purchase Agreement (Floating Rate Income Strategies Fund Inc)
Filing of Amendments. 14 10 (c) Delivery of Registration Statements...................................................14 ...........................10 (d) Delivery of Prospectuses..............................................................14 ......................................11 (e) Continued Compliance with Securities Laws.............................................14 .....................11 (f) Blue Sky Qualifications...............................................................15 .......................................11 (g) Rule 158..............................................................................15 ......................................................12 (h) Use of Proceeds.......................................................................15 ...............................................12 (i) Listing...............................................................................15 .......................................................12 (j) Restriction on Sale of Securities.....................................................15 .............................12 (k)
Appears in 1 contract
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 ..............................11 (d) Delivery of Prospectuses..............................................................14 Prospectus...........................................11 (e) Continued Compliance with Securities Laws.............................................14 ........................11 (f) Blue Sky Qualifications...............................................................15 ..........................................12 (g) Rule 158..............................................................................15 .........................................................12 (h) Use of Proceeds.......................................................................15 ..................................................12 (i) Listing...............................................................................15 Subchapter M.....................................................12 (j) Restriction Listing..........................................................12 (k) Restrictions on Sale of Securities.....................................................15 (k)Shares...................................12
Appears in 1 contract
Samples: Purchase Agreement (Preferred Income Strategies Fund Inc)
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 Statement..................... 11 (d) Delivery of Prospectuses..............................................................14 Prospectus................................. 11 (e) Continued Compliance with Securities Laws.............................................14 .............. 11 (f) Blue Sky Qualifications...............................................................15 ................................ 12 (g) Rule 158..............................................................................15 ............................................... 12 (h) Use of Proceeds.......................................................................15 ........................................ 12 (i) Listing...............................................................................15 Subchapter M........................................... 12 (j) Restriction Listing................................................ 12 (k) Restrictions on Sale of Securities.....................................................15 (k)Shares......................... 12
Appears in 1 contract
Samples: Purchase Agreement (Enhanced Equity Yield & Premium Fund, Inc.)
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 . ............................ 11 (d) Delivery of Prospectuses..............................................................14 . ....................................... 11 (e) Continued Compliance with Securities Laws.............................................14 . ...................... 12 (f) Blue Sky Qualifications...............................................................15 . ........................................ 12 (g) Rule 158..............................................................................15 . ....................................................... 12 (h) Use of Proceeds.......................................................................15 . ................................................ 12 (i) Listing...............................................................................15 . ........................................................ 13 (j) Restriction on Sale of Securities.....................................................15 . .............................. 13 (k)
Appears in 1 contract
Filing of Amendments. 14 9 (c) Delivery of Registration Statements...................................................14 ............................ 9 (d) Delivery of Prospectuses..............................................................14 Prospectus......................................... 10 (e) Continued Compliance with Securities Laws.............................................14 ...................... 10 (f) Blue Sky Qualifications...............................................................15 ........................................ 10 (g) Rule 158..............................................................................15 . ..................................................... 10 (h) Use of Proceeds.......................................................................15 ................................................ 11 (i) Listing...............................................................................15 Subchapter M................................................... 11 (j) Restriction Listing. ...................................................... 11 (k) Restrictions on Sale of Securities.....................................................15 (k)Shares................................. 11
Appears in 1 contract
Samples: Purchase Agreement (Muniholdings Florida Insured Fund Iv)
Filing of Amendments. 14 19 (c) Delivery of Registration Statements...................................................14 .................... 19 (d) Delivery of Prospectuses..............................................................14 ............................... 19 (e) Continued Compliance with Securities Laws.............................................14 .............. 20 (f) Blue Sky Qualifications...............................................................15 ................................ 20 (g) Rule 158..............................................................................15 ............................................... 20 (h) Use of Proceeds.......................................................................15 ........................................ 21 (i) Listing...............................................................................15 Listing ............................................... 21 (j) Restriction on Sale of Securities.....................................................15 ...................... 21 (k)
Appears in 1 contract
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 ...................... 11 (d) Delivery of Prospectuses..............................................................14 ................................. 11 (e) Continued Compliance with Securities Laws.............................................14 ................ 12 (f) Blue Sky Qualifications...............................................................15 .................................. 12 (g) Rule 158..............................................................................15 ................................................. 12 (h) Use of Proceeds.......................................................................15 .......................................... 12 (i) Listing...............................................................................15 Listing ................................................. 13 (j) Restriction on Sale of Securities.....................................................15 ........................ 13 (k)
Appears in 1 contract
Filing of Amendments. 14 10 (c) Delivery of Registration Statements...................................................14 .............................10 (d) Delivery of Prospectuses..............................................................14 ........................................10 (e) Continued Compliance with Securities Laws.............................................14 .......................10 (f) Blue Sky Qualifications...............................................................15 .........................................11 (g) Rule 158..............................................................................15 ........................................................11 (h) Use of Proceeds.......................................................................15 .................................................11 (i) Listing...............................................................................15 .........................................................11 (j) Restriction on Sale of Securities.....................................................15 (k)...............................11
Appears in 1 contract
Filing of Amendments. 14 12 (c) Delivery of Registration Statements...................................................14 Statements ................................ 12 (d) Delivery of Prospectuses..............................................................14 Prospectuses ........................................... 12 (e) Continued Compliance with Securities Laws.............................................14 Laws .......................... 12 (f) Blue Sky Qualifications...............................................................15 Qualifications ............................................ 13 (g) Rule 158..............................................................................15 158 ........................................................... 13 (h) Use of Proceeds.......................................................................15 Proceeds .................................................... 13 (i) Listing...............................................................................15 Listing and CUSIP .................................................. 13 (j) Restriction on Sale of Securities.....................................................15 Securities .................................. 13 (k)
Appears in 1 contract
Filing of Amendments. 14 9 (c) Delivery of Registration Statements...................................................14 ................. 9 (d) Delivery of Prospectuses..............................................................14 Prospectus.............................. 10 (e) Continued Compliance with Securities Laws.............................................14 ........... 10 (f) Blue Sky Qualifications...............................................................15 ............................. 10 (g) Rule 158..............................................................................15 . 10 (h) Use of Proceeds.......................................................................15 ..................................... 11 (i) Listing...............................................................................15 Subchapter M........................................ 11 (j) Restriction Listing. 11 (k) Restrictions on Sale of Securities.....................................................15 (k)Shares...................... 11
Appears in 1 contract
Samples: Purchase Agreement (Muniholdings Insured Fund Iv Inc)
Filing of Amendments. 14 12 (c) Delivery of Registration Statements...................................................14 ................................................13 (d) Delivery of Prospectuses..............................................................14 Prospectus.............................................................13 (e) Continued Compliance with Securities Laws.............................................14 ..........................................13 (f) Blue Sky Qualifications...............................................................15 ............................................................13 (g) Rule 158..............................................................................15 ...........................................................................14 (h) Use of Proceeds.......................................................................15 ....................................................................14 (i) Listing...............................................................................15 Subchapter M.......................................................................14 (j) Restriction Listing............................................................................14 (k) Restrictions on Sale of SecuritiesShares.....................................................15 (k)14
Appears in 1 contract
Filing of Amendments. 14 9 (c) Delivery of Registration Statements...................................................14 ............................ 10 (d) Delivery of Prospectuses..............................................................14 ....................................... 10 (e) Continued Compliance with Securities Laws.............................................14 ...................... 10 (f) Blue Sky Qualifications...............................................................15 ........................................ 11 (g) Rule 158..............................................................................15 Earnings Statement............................................. 11 (h) Use of Proceeds.......................................................................15 ................................................ 11 (i) Listing...............................................................................15 ........................................................ 11 (j) Restriction on Sale of Securities.....................................................15 (k).............................. 11
Appears in 1 contract
Samples: Underwriting Agreement (Merrill Lynch Depositor Inc)
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 ............................................... 11 (d) Delivery of Prospectuses..............................................................14 .......................................................... 12 (e) Continued Compliance with Securities Laws.............................................14 ......................................... 12 (f) Blue Sky Qualifications...............................................................15 ........................................................... 12 (g) Rule 158..............................................................................15 .......................................................................... 13 (h) Use of Proceeds.......................................................................15 ................................................................... 13 (i) Listing...............................................................................15 ........................................................................... 13 (j) Restriction on Sale of Securities.....................................................15 ................................................. 13 (k)i) 3
Appears in 1 contract
Samples: Purchase Agreement (Telocity Inc)
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 Statement..........................11 (d) Delivery of Prospectuses..............................................................14 Prospectus......................................11 (e) Continued Compliance with Securities Laws.............................................14 ...................11 (f) Blue Sky Qualifications...............................................................15 .....................................12 (g) Rule 158..............................................................................15 ....................................................12 (h) Use of Proceeds.......................................................................15 .............................................12 (i) Listing...............................................................................15 Subchapter M................................................12 (j) Restriction Listing.....................................................12 (k) Restrictions on Sale of Securities.....................................................15 (k)Shares..............................12
Appears in 1 contract
Samples: Purchase Agreement (Enhanced Equity Yield Fund, Inc.)
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 Statement............................11 (d) Delivery of Prospectuses..............................................................14 Prospectus........................................11 (e) Continued Compliance with Securities Laws.............................................14 .....................11 (f) Blue Sky Qualifications...............................................................15 .......................................11 (g) Rule 158..............................................................................15 ......................................................12 (h) Use of Proceeds.......................................................................15 ...............................................12 (i) Listing...............................................................................15 Subchapter M..................................................12 (j) Restriction Listing.......................................................12 (k) Restrictions on Sale of Securities.....................................................15 (k)Shares................................12
Appears in 1 contract
Samples: Purchase Agreement (Enhanced Government Income Fund)
Filing of Amendments. 14 (c) Delivery of Registration Statements..............................................................................................14 (d) Delivery of Prospectuses....................................................................................................................14 (e) Continued Compliance with Securities Laws..................................................................................14 (f) Blue Sky Qualifications......................................................................................................................15 (g) Rule 158....................................................................................................................................................15 (h) Use of Proceeds......................................................................................................................................15 (i) Listing......................................................................................................................................................15 (j) Restriction on Sale of Securities..................................................................................................15 (k)
Appears in 1 contract
Samples: Purchase Agreement (Bally Total Fitness Holding Corp)
Filing of Amendments. 14 9 (c) Delivery of Registration Statements...................................................14 ......................... 9 (d) Delivery of Prospectuses..............................................................14 Prospectus...................................... 9 (e) Continued Compliance with Securities Laws.............................................14 ................... 10 (f) Blue Sky Qualifications...............................................................15 ..................................... 10 (g) Rule 158..............................................................................15 .................................................... 10 (h) Use of Proceeds.......................................................................15 ............................................. 10 (i) Listing...............................................................................15 Subchapter M................................................ 10 (j) Restriction Listing..................................................... 10 (k) Restrictions on Sale of Securities.....................................................15 (k)Shares.............................. 10
Appears in 1 contract
Samples: Purchase Agreement (Muniholdings Michigan Insured Fund Inc)
Filing of Amendments. 14 12 (c) Delivery of Registration Statements...................................................14 Statements ................................ 12 (d) Delivery of Prospectuses..............................................................14 Prospectuses ........................................... 12 (e) Continued Compliance with Securities Laws.............................................14 Laws .......................... 12 (f) Blue Sky Qualifications...............................................................15 Qualifications ............................................ 13 (g) Rule 158..............................................................................15 158 ........................................................... 13 (h) Use of Proceeds.......................................................................15 Proceeds .................................................... 13 (i) Listing...............................................................................15 Listing ............................................................ 13 (j) Restriction on Sale of Securities.....................................................15 Securities .................................. 13 (k)
Appears in 1 contract
Filing of Amendments. 14 19 (c) Delivery of Registration Statements...................................................14 .................. 19 (d) Delivery of Prospectuses..............................................................14 Prospectuses ............................ 20 (e) Continued Compliance with Securities Laws.............................................14 Laws ........... 20 (f) Blue Sky Qualifications...............................................................15 Qualifications ............................. 21 (g) Rule 158..............................................................................15 158 ............................................ 21 (h) Use of Proceeds.......................................................................15 Proceeds ..................................... 21 (i) Listing...............................................................................15 Listing ............................................. 22 (j) Restriction on Sale of Securities.....................................................15 Securities ................... 22 (k)
Appears in 1 contract
Filing of Amendments. 14 12 (c) Delivery of Registration Statements...................................................14 ...............................12 (d) Delivery of Prospectuses..............................................................14 ..........................................12 (e) Continued Compliance with Securities Laws.............................................14 .........................12 (f) Blue Sky Qualifications...............................................................15 ...........................................13 (g) Rule 158..............................................................................15 ..........................................................13 (h) Use of Proceeds.......................................................................15 ...................................................13 (i) Listing...............................................................................15 ...........................................................13 (j) Restriction on Sale of Securities.....................................................15 (k).................................13
Appears in 1 contract
Samples: International Purchase Agreement (Alliance Fiber Optic Products Inc)
Filing of Amendments. 14 16 (c) Delivery of Registration Statements...................................................14 ......................................16 (d) Delivery of Prospectuses..............................................................14 .................................................16 (e) Continued Compliance with Securities Laws.............................................14 ................................17 (f) Blue Sky Qualifications...............................................................15 ..................................................17 (g) Rule 158..............................................................................15 158 ................................................................18 (h) Use of Proceeds.......................................................................15 ..........................................................18 (i) Listing...............................................................................15 ..................................................................18 (j) Restriction on Sale of Securities.....................................................15 ........................................18 (k)
Appears in 1 contract
Samples: u.s. Purchase Agreement (Fox Entertainment Group Inc)
Filing of Amendments. 14 9 (c) Delivery of Registration Statements...................................................14 ........................................9 (d) Delivery of Prospectuses..............................................................14 Prospectus....................................................10 (e) Continued Compliance with Securities Laws.............................................14 .................................10 (f) Blue Sky Qualifications...............................................................15 ...................................................10 (g) Rule 158..............................................................................15 ..................................................................10 (h) Use of Proceeds.......................................................................15 ...........................................................11 (i) Listing...............................................................................15 Subchapter M..............................................................11 (j) Restriction Restrictions on Sale of Securities.....................................................15 (k)Shares............................................11 SECTION 4. Covenants of the Underwriter....................................................11
Appears in 1 contract
Samples: Purchase Agreement (Muniholdings Michigan Insured Fund Inc)
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 .....................11 (d) Delivery of Prospectuses..............................................................14 Prospectus..................................11 (e) Continued Compliance with Securities Laws.............................................14 ...............11 (f) Blue Sky Qualifications...............................................................15 .................................12 (g) Rule 158..............................................................................15 ................................................12 (h) Use of Proceeds.......................................................................15 .........................................12 (i) Listing...............................................................................15 .................................................12 (j) Restriction on Sale of Securities.....................................................15 .......................12 (k)
Appears in 1 contract
Filing of Amendments. 14 9 (c) Delivery of Registration Statements...................................................14 .......................................9 (d) Delivery of Prospectuses..............................................................14 Prospectus...................................................10 (e) Continued Compliance with Securities Laws.............................................14 ................................10 (f) Blue Sky Qualifications...............................................................15 ..................................................10 (g) Rule 158..............................................................................15 .................................................................10 (h) Use of Proceeds.......................................................................15 ..........................................................11 (i) Listing...............................................................................15 Subchapter M.............................................................11 (j) Restriction Restrictions on Sale of Securities.....................................................15 (k)Shares...........................................11 SECTION 4. Covenants of the Underwriter......................................................11
Appears in 1 contract
Samples: Purchase Agreement (Muniholdings New York Insured Fund Iii Inc)
Filing of Amendments. 14 9 (c) Delivery of Registration Statements...................................................14 ....................................................9 (d) Delivery of Prospectuses..............................................................14 Prospectus................................................................10 (e) Continued Compliance with Securities Laws.............................................14 10 (f) Blue Sky Qualifications...............................................................15 10 (g) Rule 158..............................................................................15 10 (h) Use of Proceeds.......................................................................15 11 (i) Listing...............................................................................15 Subchapter M..........................................................................11 (j) Restriction Listing...............................................................................11 (k) Restrictions on Sale of Securities.....................................................15 (k)Shares........................................................11
Appears in 1 contract
Samples: Purchase Agreement (Muniholdings New Jersey Insured Fund Iv Inc)
Filing of Amendments. 14 10 (c) Delivery of Registration Statements...................................................14 ..............................10 (d) Delivery of Prospectuses..............................................................14 Prospectus...........................................11 (e) Continued Compliance with Securities Laws.............................................14 ........................11 (f) Blue Sky Qualifications...............................................................15 ..........................................11 (g) Rule 158..............................................................................15 .........................................................12 (h) Use of Proceeds.......................................................................15 ..................................................12 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 ................................12 (kj)
Appears in 1 contract
Samples: Underwriting Agreement (Wisconsin Power & Light Co)
Filing of Amendments. 14 9 (c) Delivery of Registration Statements...................................................14 ............................. 9 (d) Delivery of Prospectuses..............................................................14 Prospectus.......................................... 10 (e) Continued Compliance with Securities Laws.............................................14 ....................... 10 (f) Blue Sky Qualifications...............................................................15 ......................................... 10 (g) Rule 158..............................................................................15 ........................................................ 10 (h) Use of Proceeds.......................................................................15 ................................................. 11 (i) Listing...............................................................................15 Subchapter M.................................................... 11 (j) Restriction Listing......................................................... 11 (k) Restrictions on Sale of Securities.....................................................15 (k)Shares.................................. 11
Appears in 1 contract
Samples: Purchase Agreement (Muniholdings Pennsylvania Insured Fund)
Filing of Amendments. 14 10 (c) Delivery of Registration Statements...................................................14 ..................11 (d) Delivery of Prospectuses..............................................................14 ..............................11 (e) Continued Compliance with Securities Laws.............................................14 .............11 (f) Blue Sky Qualifications...............................................................15 ...............................12 (g) Rule 158..............................................................................15 ..............................................12 (h) Use of Proceeds.......................................................................15 .......................................12 (i) Listing...............................................................................15 (j) Restriction on Sale of Securities.....................................................15 (k).....................12
Appears in 1 contract
Filing of Amendments. 14 10 (c) Delivery of Registration Statements...................................................14 ........................................ 11 (d) Delivery of Prospectuses..............................................................14 ................................................... 11 (e) Continued Compliance with Securities Laws.............................................14 .................................. 11 (f) Blue Sky Qualifications...............................................................15 .................................................... 11 (g) Rule 158..............................................................................15 ................................................................... 12 (h) Use of Proceeds.......................................................................15 ............................................................ 12 (i) Listing...............................................................................15 .................................................................... 12 (j) Restriction on Sale of Securities.....................................................15 .......................................... 12 (k)
Appears in 1 contract
Samples: Purchase Agreement (Exult Inc)
Filing of Amendments. 14 9 (c) Delivery of Registration Statements...................................................14 ........................................... 9 (d) Delivery of Prospectuses..............................................................14 Prospectus........................................................ 10 (e) Continued Compliance with Securities Laws.............................................14 ..................................... 10 (f) Blue Sky Qualifications...............................................................15 ....................................................... 10 (g) Rule 158..............................................................................15 ...................................................................... 10 (h) Use of Proceeds.......................................................................15 ............................................................... 11 (i) Listing...............................................................................15 Subchapter M.................................................................. 11 (j) Restriction Listing....................................................................... 11 (k) Restrictions on Sale of Securities.....................................................15 (k)Shares................................................ 11 SECTION 4.
Appears in 1 contract
Samples: Purchase Agreement (Muniholdings Insured Fund Iii Inc)
Filing of Amendments. 14 13 (c) Delivery of Registration Statements................................................................................14 (d) Delivery of Prospectuses..............................................................Prospectus..........................................14 (e) Continued Compliance with Securities Laws....................................................................14 (f) Blue Sky Qualifications........................................................................................................15 (g) Rule 158......................................................................................................................................15 (h) Use of Proceeds........................................................................................................................15 (i) Listing........................................................................................................................................15 (j) Restriction on Sale of Securities....................................................................................15 (k)
Appears in 1 contract
Samples: International Purchase Agreement (Sonic Automotive Inc)
Filing of Amendments. 14 13 (c) Delivery of Registration Statements...................................................Statements ...................................... 14 (d) Delivery of Prospectuses..............................................................Prospectus ................................................... 14 (e) Continued Compliance with Securities Laws.............................................Laws ................................ 14 (f) Blue Sky Qualifications...............................................................Qualifications .................................................. 15 (g) Rule 158..............................................................................158 ................................................................. 15 (h) Use of Proceeds.......................................................................Proceeds .......................................................... 15 (i) Listing...............................................................................Listing .................................................................. 15 (j) Restriction on Sale of Securities.....................................................15 Securities ........................................ 16 (k)
Appears in 1 contract
Samples: Purchase Agreement (Netflix Inc)
Filing of Amendments. 14 15 (c) Delivery of Registration Statements...................................................14 ...................................... 16 (d) Delivery of Prospectuses..............................................................14 ................................................. 16 (e) Continued Compliance with Securities Laws.............................................14 ................................ 16 (f) Blue Sky Qualifications...............................................................15 .................................................. 16 (g) Rule 158..............................................................................15 ................................................................. 17 (h) Use of Proceeds.......................................................................15 .......................................................... 17 (i) Listing...............................................................................15 .................................................................. 17 (j) Restriction on Sale of Securities.....................................................15 ........................................ 17 (k)
Appears in 1 contract
Samples: Purchase Agreement (Lets Talk Cellular & Wireless Inc)
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 ..................... 12 (d) Delivery of Prospectuses..............................................................14 ................................ 12 (e) Continued Compliance with Securities Laws.............................................14 .......... 12 (f) Blue Sky Qualifications...............................................................15 ................................. 13 (g) Rule 158..............................................................................15 158 ............................................... 13 (h) Use of Proceeds.......................................................................15 ......................................... 13 (i) Listing...............................................................................15 ............................................ 13 (j) Restriction on Sale of Securities.....................................................15 .............................................. 13 (k)
Appears in 1 contract
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 ........................... 11 (d) Delivery of Prospectuses..............................................................14 ...................................... 11 (e) Continued Compliance with Securities Laws.............................................14 ..................... 12 (f) Blue Sky Qualifications...............................................................15 ....................................... 12 (g) Rule 158..............................................................................15 ...................................................... 12 (h) Use of Proceeds.......................................................................15 ............................................... 12 (i) Listing...............................................................................15 ...................................................... 12 (j) Restriction on Sale of Securities.....................................................15 ............................. 12 (k)
Appears in 1 contract
Samples: u.s. Purchase Agreement (Swisher International Group Inc)
Filing of Amendments. 14 9 (c) Delivery of Registration Statements...................................................14 ........................ 9 (d) Delivery of Prospectuses..............................................................14 Prospectus..................................... 10 (e) Continued Compliance with Securities Laws.............................................14 .................. 10 (f) Blue Sky Qualifications...............................................................15 .................................... 10 (g) Rule 158..............................................................................15 ................................................... 10 (h) Use of Proceeds.......................................................................15 ............................................ 11 (i) Listing...............................................................................15 Subchapter M............................................... 11 (j) Restriction Listing.................................................... 11 (k) Restrictions on Sale of Securities.....................................................15 (k)Shares............................. 11
Appears in 1 contract
Samples: Purchase Agreement (Muniholdings Michigan Insured Fund Ii Inc)
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 ................... 11 (d) Delivery of Prospectuses..............................................................14 .............................. 11 (e) Continued Compliance with Securities Laws.............................................14 ............. 11 (f) Blue Sky Qualifications...............................................................15 ............................... 12 (g) Rule 158..............................................................................15 .............................................. 12 (h) Use of Proceeds.......................................................................15 ....................................... 12 (i) Listing...............................................................................15 ............................................... 12 (j) Restriction on Sale of Securities.....................................................15 ..................... 12 (k)
Appears in 1 contract
Filing of Amendments. 14 9 (c) Delivery of Registration Statements...................................................14 ...............................9 (d) Delivery of Prospectuses..............................................................14 Prospectus...........................................10 (e) Continued Compliance with Securities Laws.............................................14 ........................10 (f) Blue Sky Qualifications...............................................................15 ..........................................10 (g) Rule 158..............................................................................15 .........................................................10 (h) Use of Proceeds.......................................................................15 ..................................................11 (i) Listing...............................................................................15 Subchapter M.....................................................11 (j) Restriction Restrictions on Sale of Securities.....................................................15 (k)Shares...................................11 SECTION 4. Covenants of the Underwriter.......................................11
Appears in 1 contract
Samples: Purchase Agreement (Muniholdings New York Insured Fund Iv Inc)
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 ...........................12 (d) Delivery of Prospectuses..............................................................14 ......................................12 (e) Continued Compliance with Securities Laws.............................................14 .....................12 (f) Blue Sky Qualifications...............................................................15 .......................................12 (g) Rule 158..............................................................................15 ......................................................13 (h) Use of Proceeds.......................................................................15 ...............................................13 (i) Listing...............................................................................15 .......................................................13 (j) Restriction on Sale of Securities.....................................................15 .............................13 (k)
Appears in 1 contract
Samples: Purchase Agreement (Vectren Corp)
Filing of Amendments. 14 8 (c) Delivery of Registration Statements...................................................14 ....................................................9 (d) Delivery of Prospectuses..............................................................14 Prospectus.................................................................9 (e) Continued Compliance with Securities Laws.............................................14 ..............................................9 (f) Blue Sky Qualifications...............................................................15 ................................................................9 (g) Rule 158..............................................................................15 10 (h) Use of Proceeds.......................................................................15 10 (i) Listing...............................................................................15 Subchapter M..........................................................................10 (j) Restriction Listing...............................................................................10 (k) Restrictions on Sale of Securities.....................................................15 (k)Shares........................................................10
Appears in 1 contract
Samples: Purchase Agreement (Market Participation Principal Protection Fund Inc)
Filing of Amendments. 14 20 (c) Delivery of Registration Statements...................................................14 ...................... 20 (d) Delivery of Prospectuses..............................................................14 ................................. 20 (e) Continued Compliance with Securities Laws.............................................14 ................ 20 (f) Blue Sky Qualifications...............................................................15 .................................. 21 (g) Rule 158..............................................................................15 ................................................. 21 (h) Use of Proceeds.......................................................................15 .......................................... 21 (i) Listing...............................................................................15 .................................................. 21 (j) Restriction on Sale of Securities.....................................................15 ........................ 21 (k)
Appears in 1 contract
Samples: Purchase Agreement (Brylane Inc)
Filing of Amendments. 14 9 (c) Delivery of Registration Statements...................................................14 ................................................... 9 (d) Delivery of Prospectuses..............................................................14 Prospectus................................................................ 10 (e) Continued Compliance with Securities Laws.............................................14 ............................................. 10 (f) Blue Sky Qualifications...............................................................15 ............................................................... 10 (g) Rule 158..............................................................................15 .............................................................................. 10 (h) Use of Proceeds.......................................................................15 ....................................................................... 11 (i) Listing...............................................................................15 Subchapter M.......................................................................... 11 (j) Restriction Listing............................................................................... 11 (k) Restrictions on Sale of Securities.....................................................15 (k)Shares........................................................ 11 SECTION 4.
Appears in 1 contract
Samples: Purchase Agreement (Muniholdings California Insured Fund v Inc)
Filing of Amendments. 14 15 (c) Delivery of Registration Statements...................................................14 .......................................... 16 (d) Delivery of Prospectuses..............................................................14 ..................................................... 16 (e) Continued Compliance with Securities Laws.............................................14 .................................... 16 (f) Blue Sky Qualifications...............................................................15 ...................................................... 17 (g) Rule 158..............................................................................15 ..................................................................... 17 (h) Use of Proceeds.......................................................................15 .............................................................. 17 (i) Listing...............................................................................15 ...................................................................... 17 (j) Restriction on Sale of Securities.....................................................15 ............................................ 17 (k)
Appears in 1 contract
Samples: International Purchase Agreement (Ixl Enterprises Inc)
Filing of Amendments. 14 12 (c) Delivery of Registration Statements...................................................14 ...............................12 (d) Delivery of Prospectuses..............................................................14 Prospectus............................................12 (e) Continued Compliance with Securities Laws.............................................14 .........................12 (f) Blue Sky Qualifications...............................................................15 ...........................................13 (g) Rule 158..............................................................................15 ..........................................................13 (h) Use of Proceeds.......................................................................15 ...................................................13 (i) Listing...............................................................................15 Subchapter M......................................................13 (j) Restriction Restrictions on Sale of Securities.....................................................15 (k)Shares....................................13
Appears in 1 contract
Samples: Purchase Agreement (Muniyield Arizona Fund Inc /Nj/)
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 Statements .................................11 (d) Delivery of Prospectuses..............................................................14 Prospectuses ............................................11 (e) Continued Compliance with Securities Laws.............................................14 Laws ...........................12 (f) Blue Sky Qualifications...............................................................15 Qualifications .............................................12 (g) Rule 158..............................................................................15 158 ............................................................12 (h) Use of Proceeds.......................................................................15 Proceeds .....................................................12 (i) Listing...............................................................................15 Listing .............................................................12 (j) Restriction on Sale of Securities.....................................................15 Securities ...................................13 (k)
Appears in 1 contract
Samples: Purchase Agreement (Shaw Group Inc)
Filing of Amendments. 14 9 (c) Delivery of Registration Statements...................................................14 ................................9 (d) Delivery of Prospectuses..............................................................14 Prospectus............................................10 (e) Continued Compliance with Securities Laws.............................................14 .........................10 (f) Blue Sky Qualifications...............................................................15 ...........................................10 (g) Rule 158..............................................................................15 ..........................................................10 (h) Use of Proceeds.......................................................................15 ...................................................11 (i) Listing...............................................................................15 Subchapter M......................................................11 (j) Restriction Listing...........................................................11 (k) Restrictions on Sale of Securities.....................................................15 (k)Shares....................................11
Appears in 1 contract
Samples: Purchase Agreement (Muniholdings Florida Insured Fund V)
Filing of Amendments. 14 8 (c) Delivery of Registration Statements...................................................14 ..............................8 (d) Delivery of Prospectuses..............................................................14 Prospectus...........................................8 (e) Continued Compliance with Securities Laws.............................................14 ........................8 (f) Blue Sky Qualifications...............................................................15 ..........................................9 (g) Rule 158..............................................................................15 .........................................................9 (h) Use of Proceeds.......................................................................15 ..................................................9 (i) Listing...............................................................................15 Subchapter M.....................................................9 (j) Restriction Listing..........................................................9 (k) Restrictions on Sale of Securities.....................................................15 (k)Shares...................................9
Appears in 1 contract
Samples: Purchase Agreement (Preferred Income Strategies Fund Inc)
Filing of Amendments. 14 12 (c) Delivery of Registration Statements...................................................14 .........................................12 (d) Delivery of Prospectuses..............................................................14 Prospectus......................................................12 (e) Continued Compliance with Securities Laws.............................................14 ...................................12 (f) Blue Sky Qualifications...............................................................15 .....................................................13 (g) Rule 158..............................................................................15 ....................................................................13 (h) Use of Proceeds.......................................................................15 .............................................................13 (i) Listing...............................................................................15 Subchapter M................................................................13 (j) Restriction Restrictions on Sale of Securities.....................................................15 (k)Shares..............................................13
Appears in 1 contract
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 ...........................11 (d) Delivery of Prospectuses..............................................................14 Prospectus........................................11 (e) Continued Compliance with Securities Laws.............................................14 .....................11 (f) Blue Sky Qualifications...............................................................15 .......................................11 (g) Rule 158..............................................................................15 ......................................................12 (h) Use of Proceeds.......................................................................15 ...............................................12 (i) Listing...............................................................................15 Subchapter M..................................................12 (j) Restriction Listing.......................................................12 (k) Restrictions on Sale of Securities.....................................................15 (k)Shares................................12
Appears in 1 contract
Samples: Purchase Agreement (Preferred & Corporate Income Strategies Fund Inc)
Filing of Amendments. 14 16 (c) Delivery of Registration Statements...................................................14 ...........................16 (d) Delivery of Prospectuses..............................................................14 ......................................17 (e) Continued Compliance with Securities Laws.............................................14 .....................17 (f) Blue Sky Qualifications...............................................................15 .......................................17 (g) Rule 158..............................................................................15 ......................................................18 (h) Use of Proceeds.......................................................................15 ...............................................18 (i) Listing...............................................................................15 .......................................................18 (j) Restriction on Sale of Securities.....................................................15 .............................18 (k)
Appears in 1 contract
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 ........................ 11 (d) Delivery of Prospectuses..............................................................14 Prospectus..................................... 11 (e) Continued Compliance with Securities Laws.............................................14 .................. 11 (f) Blue Sky Qualifications...............................................................15 .................................... 12 (g) Rule 158..............................................................................15 ................................................... 12 (h) Use of Proceeds.......................................................................15 ............................................ 12 (i) Listing...............................................................................15 Subchapter M............................................... 12 (j) Restriction Listing.................................................... 12 (k) Restrictions on Sale of Securities.....................................................15 (k)Shares............................. 12
Appears in 1 contract
Samples: Purchase Agreement (Muni California Intermediate Duration Fund Inc)
Filing of Amendments. 14 11 (c) Delivery of Registration Statements...................................................14 ..................................11 (d) Delivery of Prospectuses..............................................................14 .............................................11 (e) Continued Compliance with Securities Laws.............................................14 ............................12 (f) Blue Sky Qualifications...............................................................15 ..............................................12 (g) Rule 158..............................................................................15 .............................................................13 (h) Use of Proceeds.......................................................................15 ......................................................13 (i) Listing...............................................................................15 ..............................................................13 (j) Restriction on Sale of Securities.....................................................15 ....................................13 (k)
Appears in 1 contract
Samples: International Purchase Agreement (Tyco International LTD)
Filing of Amendments. 14 10 (c) Delivery of Registration Statements...................................................14 .............................10 (d) Delivery of Prospectuses..............................................................14 ........................................10 (e) Continued Compliance with Securities Laws.............................................14 .......................11 (f) Blue Sky Qualifications...............................................................15 .........................................11 (g) Rule 158..............................................................................15 ........................................................11 (h) Use of Proceeds.......................................................................15 .................................................11 (i) Listing...............................................................................15 .........................................................11 (j) Restriction on Sale of Securities.....................................................15 ...............................11 (k)
Appears in 1 contract
Samples: International Purchase Agreement (Packaged Ice Inc)
Filing of Amendments. 14 12 (c) Delivery of Registration Statements...................................................14 ..............................12 (d) Delivery of Prospectuses..............................................................14 .........................................12 (e) Continued Compliance with Securities Laws.............................................14 ........................13 (f) Blue Sky Qualifications...............................................................15 ..........................................13 (g) Rule 158..............................................................................15 .........................................................13 (h) Use of Proceeds.......................................................................15 ..................................................13 (i) Listing...............................................................................15 ..........................................................13 (j) Restriction on Sale of Securities.....................................................15 ................................14 (k)
Appears in 1 contract
