Filing of Forms and Reports. The Distributor's exclusive business purpose is to provide mutual fund underwriting and distribution services, and it does not receive customer funds. However, any funds received by the Distributor, including funds received by the Distributor's registered representatives, will be processed in accordance with applicable law, including filing of Forms 8300, filing of Suspicious Activity Reports, and filing of any other forms required by applicable regulations.
Appears in 8 contracts
Samples: Distribution Agreement (First American Strategy Funds Inc), First American (First American Investment Funds Inc), Distribution Agreement (First American Strategy Funds Inc)
Filing of Forms and Reports. The Distributor's ’s exclusive business purpose is to provide mutual fund underwriting and distribution services, and it does not receive customer funds. However, any funds received by the Distributor, including funds received by the Distributor's ’s registered representatives, will be processed in accordance with applicable law, including filing of Forms 8300, filing of Suspicious Activity Reports, and filing of any other forms required by applicable regulations.
Appears in 2 contracts
Samples: Distribution Agreement (Keystone Mutual Funds), Distribution Agreement (Keystone Mutual Funds)
Filing of Forms and Reports. The Distributor's exclusive business purpose is to provide mutual fund underwriting and distribution services, and it does not receive customer funds. However, any funds received by the Distributor, including funds received by the Distributor's registered representatives, will be processed in accordance with applicable law, including filing of Forms 8300, filing of Suspicious Activity Reports, and filing of any other forms required by applicable regulations.
Appears in 1 contract
