Filing of Registration Statement. The Company shall file with the SEC, within thirty (30) days after the Execution Date, a new Registration Statement on Form S-1 (the “Registration Statement”) in compliance with the terms of the Registration Rights Agreement, covering only the resale of the Securities by the Investor. The Registration Statement shall relate to the transactions contemplated by, and describing the material terms and conditions of, this Agreement and disclosing all information relating to the transactions contemplated hereby required to be disclosed in the Registration Statement and the prospectus supplement as of the date of the Registration Statement, including, without limitation, information required to be disclosed in the section captioned “Plan of Distribution” in the Registration Statement. The Company shall permit the Investor to review and comment upon the Registration Statement within a reasonable time prior to their filing with the SEC, the Company shall give reasonable consideration to all such comments, and the Company shall not file the Current Report or the Registration Statement with the SEC in a form to which the Investor reasonably objects. The Investor shall furnish to the Company such information regarding itself, the Company’s securities beneficially owned by the Investor and the intended method of distribution thereof, including any arrangement between the Investor and any other person or relating to the sale or distribution of the Company’s securities, as shall be reasonably requested by the Company in connection with the preparation and filing of the Current Report and the Registration Statement, and shall otherwise cooperate with the Company as reasonably requested by the Company in connection with the preparation and filing of the Current Report and the Registration Statement with the SEC. The Company shall have no knowledge of any untrue statement (or alleged untrue statement) of a material fact or omission (or alleged omission) of a material fact required to be stated therein or necessary to make the statements therein, in light of the circumstances under which they were made, not misleading, in any pre-existing registration statement filed or any new registration statement or prospectus which is a part of the foregoing. The Company shall promptly give the Investor notice of any event (including the passage of time) which makes the final prospectus not to be in compliance with Section 5(b) or 10 of the Securities Act and shall use its best efforts thereafter to file with the SEC any Post-Effective Amendment to the Registration Statement, amended prospectus or prospectus supplement in order to comply with Section 5(b) or 10 of the Securities Act.
Appears in 3 contracts
Samples: Common Stock Purchase Agreement (Auddia Inc.), Common Stock Purchase Agreement (Auddia Inc.), Common Stock Purchase Agreement (Aclarion, Inc.)
Filing of Registration Statement. The Company If the Parent at any time proposes to register any of its Parent Common Stock (an "INCIDENTAL REGISTRATION") under the Securities Act (other than pursuant to (i) a registration statement on Form S-4 or Form S-8 or any successor forms thereto, in connection with an offer made solely to existing Security holders or employees of the Parent, (ii) a registration of convertible Securities or other Rights, in respect of which the only shares of Parent Common Stock being registered are those issuable upon conversion or exercise of such Rights and (iii) a registration consisting solely of Parent Common Stock issued or issuable upon exercise of the Bridge Warrants), for sale in a Public Offering, it will each such time give prompt written notice to all holders of Registrable Securities of its intention to do so, which notice shall file with the SEC, within be given to all such holders at least thirty (30) days after the Execution Date, a new Registration Statement on Form S-1 (the “Registration Statement”) in compliance with the terms of the Registration Rights Agreement, covering only the resale of the Securities by the Investor. The Registration Statement shall relate Business Days prior to the transactions contemplated by, and describing the material terms and conditions of, this Agreement and disclosing all information date that a registration statement relating to the transactions contemplated hereby required such Incidental Registration is proposed to be disclosed in the Registration Statement and the prospectus supplement as of the date of the Registration Statement, including, without limitation, information required to be disclosed in the section captioned “Plan of Distribution” in the Registration Statement. The Company shall permit the Investor to review and comment upon the Registration Statement within a reasonable time prior to their filing with the SEC, the Company shall give reasonable consideration to all such comments, and the Company shall not file the Current Report or the Registration Statement with the SEC in a form to which the Investor reasonably objects. The Investor shall furnish to the Company such information regarding itself, the Company’s securities beneficially owned by the Investor and the intended method of distribution thereof, including any arrangement between the Investor and any other person or relating to the sale or distribution of the Company’s securities, as shall be reasonably requested by the Company in connection with the preparation and filing of the Current Report and the Registration Statement, and shall otherwise cooperate with the Company as reasonably requested by the Company in connection with the preparation and filing of the Current Report and the Registration Statement filed with the SEC. The Company shall have no knowledge Upon the written request of any untrue such holder to include its shares under such registration statement (or alleged untrue statementwhich request shall be made within fifteen (15) Business Days after the receipt of a material fact or omission (or alleged omission) of a material fact required any such notice and shall specify the Registrable Securities intended to be stated therein or necessary to make disposed of by such holder), the statements therein, in light of the circumstances under which they were made, not misleading, in any pre-existing registration statement filed or any new registration statement or prospectus which is a part of the foregoing. The Company shall promptly give the Investor notice of any event (including the passage of time) which makes the final prospectus not to be in compliance with Section 5(b) or 10 of the Securities Act and shall Parent will use its best efforts thereafter to file with effect the SEC registration of all Registrable Securities that the Parent has been so requested to register by such holder; provided, however, that if, at any Post-Effective Amendment time after giving written notice of its intention to register any Securities and prior to the Registration Statement, amended prospectus or prospectus supplement in order to comply with Section 5(b) or 10 effective date of the registration statement filed in connection with such Incidental Registration, the Parent shall determine for any reason not to register such Securities, the Parent may, at its election, give written notice of such determination to each such holder and, thereupon, shall be relieved of its obligation to register any Registrable Securities Actof such Persons in connection with such Incidental Registration.
Appears in 2 contracts
Samples: Stockholders Agreement (Niagara Corp), Stockholders Agreement (Scharf Micheal J)
Filing of Registration Statement. The (a) As promptly as reasonably practicable following the date hereof, Parent and Company shall cooperate in preparing mutually acceptable proxy materials that shall constitute the Proxy Statement and Parent and Company shall prepare, and Parent shall file with the SEC, within thirty (30) days after the Execution Date, a new Registration Statement registration statement on Form S-1 (S-4, of which the “Registration Statement”) in compliance with the terms of the Registration Rights AgreementProxy Statement will constitute a part, covering only the resale of the Securities by the Investor. The Registration Statement shall relate relating to the transactions contemplated by, and describing the material terms and conditions of, this Agreement and disclosing all information relating Parent Shares to be issued in connection with the transactions contemplated hereby required (the “Form S-4”). Parent shall use reasonable best efforts to be disclosed in have the Registration Statement Form S-4 declared effective by the SEC and to keep the Form S-4 effective as long as is necessary to consummate the Merger and the prospectus supplement transactions contemplated hereby. Parent shall, as promptly as practicable after receipt thereof, provide Company with copies of any written comments, and advise it of any oral comments, with respect to the date of Form S-4 received from the Registration Statement, including, without limitation, information required to be disclosed in the section captioned “Plan of Distribution” in the Registration StatementSEC. The Parent shall provide Company shall permit the Investor with a reasonable opportunity to review and comment upon on any amendment or supplement to the Registration Statement within a reasonable time Form S-4 prior to their filing such with the SEC, the and Parent will provide Company shall give reasonable consideration to with a copy of all such comments, and the Company shall not file the Current Report or the Registration Statement filings made with the SEC in a form to which the Investor reasonably objects. The Investor shall furnish to the Company such information regarding itselfSEC.
(b) No filing of, or any amendment or supplement to, the Proxy Statement or Form S-4 will be made by Company or Parent, respectively, without providing the other party the opportunity to review and comment thereon.
(c) Company will use reasonable best efforts to cause the Proxy Statement to be mailed to Company stockholders as promptly as practicable after the Form S-4 is declared effective under the Securities Act. Parent will advise Company’s securities beneficially owned by the Investor and the intended method of distribution , promptly after it receives notice thereof, including any arrangement between the Investor and any other person or relating to the sale or distribution of the Company’s securitiestime when the Form S-4 has become effective, as shall be reasonably requested by the Company issuance of any stop order, the suspension of the qualification of the Parent Shares issuable in connection with the preparation and filing Merger for offering or sale in any jurisdiction, or any request by the SEC for amendment of the Current Report Form S-4. If, at any time prior to the Effective Time, any information relating to Parent or Company, or any of their respective Affiliates, officers or directors, is discovered by Parent or Company and the Registration Statement, and shall otherwise cooperate with the Company as reasonably requested by the Company such information should be set forth in connection with the preparation and filing an amendment or supplement to any of the Current Report and the Registration Statement with the SEC. The Company shall have no knowledge Form S-4 so that any of such documents would not include any untrue statement (or alleged untrue statement) misstatement of a material fact or omission (or alleged omission) of a omit to state any material fact required to be stated therein or necessary to make the statements therein, in light of the circumstances under which they were made, not misleading, in any pre-existing registration statement filed or any new registration statement or prospectus which is a part of the foregoing. The Company party hereto discovering such information shall promptly give notify the Investor notice of any event (including other parties and, to the passage of time) which makes the final prospectus not to extent required by law, rules or regulations, an appropriate amendment or supplement describing such information shall be in compliance with Section 5(b) or 10 of the Securities Act and shall use its best efforts thereafter to file promptly filed with the SEC any Post-Effective Amendment and disseminated to the Registration Statementstockholders of Company.
(d) Parent shall take all actions required to qualify or obtain exemptions from such qualifications for the Parent Shares to be issued in connection with the transactions contemplated by this Agreement under applicable state blue sky securities laws, amended prospectus or prospectus supplement in order to comply with Section 5(b) or 10 of the Securities Actas appropriate.
Appears in 2 contracts
Samples: Merger Agreement (Capital Title Group Inc), Merger Agreement (Landamerica Financial Group Inc)
Filing of Registration Statement. The If (but without any obligation to do so), at any time between the Closing Date and the two year anniversary of the Closing Date, the Company shall file proposes to register (including for this purpose a registration effected by the Company for stockholders other than the Purchaser) any of its stock or other securities under the Securities Act in connection with the SEC, within thirty public offering of such securities solely for cash (30) days after other than a registration relating solely to the Execution Datesale of securities to participants in a Company stock plan, a new Registration Statement registration relating solely to an SEC Rule 145 transaction, a registration on Form S-1 any registration form which does not permit secondary sales or a registration on any form which does not include substantially the same information as would be required to be included in a registration statement covering the sale of the Registrable Securities (the as defined below) (a “Registration Statement”) or a registration in compliance with which the terms only Common Stock being registered is Common Stock issuable upon conversion of debt securities which are also being registered), the Company shall, at such time, promptly give the holders of the Registration Rights Agreement, covering only Registrable Securities (the resale “Holders”) written notice of the Securities by the Investor. The Registration Statement shall relate its intent to the transactions contemplated by, and describing the material terms and conditions of, this Agreement and disclosing all information relating to the transactions contemplated hereby required to be disclosed in the Registration Statement and the prospectus supplement as of the date of the Registration Statement, including, without limitation, information required to be disclosed in the section captioned “Plan of Distribution” in the file such a Registration Statement. The Upon the written request of each Holder given within fifteen (15) days after mailing of such notice by the Company in accordance with Section 6.6, the Company shall, subject to the provisions of Section 5.4, cause to be registered under the Securities Act all of the Shares then held by Purchaser that the Purchaser has requested to be registered (together, “Registrable Securities”). Notwithstanding the foregoing, (i) the Company shall permit only be obligated under Section 5.4 to register Registrable Securities for the Investor Holder if the Holder registers at least twenty-five thousand (25,000) shares (as adjusted to review reflect stock splits, reverse stock splits and comment upon similar actions affecting the Registration Statement within a reasonable time prior Common Stock after the date hereof) as part of that registration, (ii) if the Holder has registered any shares pursuant to their filing with the SECthis Section 5.4 in each of three registrations, the Company shall give reasonable consideration not be obligated to all such commentsprovide notice pursuant to this Section 5.4.1 or register any additional shares pursuant to Section 5.4, and (iii) if the Holder may immediately sell all shares of Registrable Securities held by such Holder under Rule 144 during any 90-day period, the Company shall not file the Current Report be obligated to provide notice pursuant to this Section 5.4.1 or the Registration Statement with the SEC in a form register any shares pursuant to which the Investor reasonably objects. The Investor shall furnish to the Company such information regarding itself, the Company’s securities beneficially owned by the Investor and the intended method of distribution thereof, including any arrangement between the Investor and any other person or relating to the sale or distribution of the Company’s securities, as shall be reasonably requested by the Company in connection with the preparation and filing of the Current Report and the Registration Statement, and shall otherwise cooperate with the Company as reasonably requested by the Company in connection with the preparation and filing of the Current Report and the Registration Statement with the SEC. The Company shall have no knowledge of any untrue statement (or alleged untrue statement) of a material fact or omission (or alleged omission) of a material fact required to be stated therein or necessary to make the statements therein, in light of the circumstances under which they were made, not misleading, in any pre-existing registration statement filed or any new registration statement or prospectus which is a part of the foregoing. The Company shall promptly give the Investor notice of any event (including the passage of time) which makes the final prospectus not to be in compliance with Section 5(b) or 10 of the Securities Act and shall use its best efforts thereafter to file with the SEC any Post-Effective Amendment to the Registration Statement, amended prospectus or prospectus supplement in order to comply with Section 5(b) or 10 of the Securities Act5.4.
Appears in 2 contracts
Samples: Common Stock Purchase Agreement (Insite Vision Inc), Common Stock Purchase Agreement (Insite Vision Inc)
Filing of Registration Statement. The Company shall file with the SEC, within thirty (30) calendar days after the Execution Date, a new Registration Statement on Form S-1 (the “Registration Statement”) in compliance with the terms of the Registration Rights Agreement, covering only the resale of the Securities by the Investor. The Registration Statement shall relate to the transactions contemplated by, and describing the material terms and conditions of, this Agreement and disclosing all information relating to the transactions contemplated hereby 24 Docusign Envelope ID: C036C03D-D237-4E22-98C5-546C32A7008B Docusign Envelope ID: C036C03D-D237-4E22-98C5-546C32A7008B required to be disclosed in the Registration Statement and the prospectus supplement as of the date of the Registration Statement, including, without limitation, information required to be disclosed in the section captioned “Plan of Distribution” in the Registration Statement. The Company shall permit the Investor to review and comment upon the Registration Statement within a reasonable time prior to their its filing with the SEC, the Company shall give reasonable consideration to all such comments, and the Company shall not file the Current Report or the Registration Statement with the SEC in a form to which the Investor reasonably objects. The Investor shall furnish to the Company such information regarding itself, the Company’s securities beneficially owned by the Investor and the intended method of distribution thereof, including any arrangement between the Investor and any other person or relating to the sale or distribution of the Company’s securities, as shall be reasonably requested by the Company in connection with the preparation and filing of the Current Report and the Registration Statement, and shall otherwise cooperate with the Company as reasonably requested by the Company in connection with the preparation and filing of the Current Report and the Registration Statement with the SEC. The Company shall have no knowledge of any untrue statement (or alleged untrue statement) of a material fact or omission (or alleged omission) of a material fact required to be stated therein or necessary to make the statements therein, in light of the circumstances under which they were made, not misleading, in any pre-existing registration statement filed or any new registration statement or prospectus which is a part of the foregoing. The Company shall promptly give the Investor notice of any event (including the passage of time) which makes the final prospectus not to be in compliance with Section 5(b) or 10 of the Securities Act and shall use its best efforts thereafter to file with the SEC any Post-Effective Amendment to the Registration Statement, amended prospectus or prospectus supplement in order to comply with Section 5(b) or 10 of the Securities Act.
Appears in 2 contracts
Samples: Common Stock Purchase Agreement (Crown Electrokinetics Corp.), Common Stock Purchase Agreement (Crown Electrokinetics Corp.)
Filing of Registration Statement. The Company shall file with the SEC, within thirty (30) calendar days after the Execution Date, a new Registration Statement on Form S-1 (the “Registration Statement”) in compliance with the terms of the Registration Rights Agreement, covering only the resale of the Securities by the Investor. The Registration Statement shall relate to the transactions contemplated by, and describing the material terms and conditions of, this Agreement and disclosing all information relating to the transactions contemplated hereby required to be disclosed in the Registration Statement and the prospectus supplement as of the date of the Registration Statement, including, without limitation, information required to be disclosed in the section captioned “Plan of Distribution” in the Registration Statement. The Company shall permit the Investor to review and comment upon the Registration Statement within a reasonable time prior to their its filing with the SEC, the Company shall give reasonable consideration to all such comments, and the Company shall not file the Current Report or the Registration Statement with the SEC in a form to which the Investor reasonably objects. The Investor shall furnish to the Company such information regarding itself, the Company’s securities beneficially owned by the Investor and the intended method of distribution thereof, including any arrangement between the Investor and any other person or relating to the sale or distribution of the Company’s securities, as shall be reasonably requested by the Company in connection with the preparation and filing of the Current Report and the Registration Statement, and shall otherwise cooperate with the Company as reasonably requested by the Company in connection with the preparation and filing of the Current Report and the Registration Statement with the SEC. The Company shall have no knowledge of any untrue statement (or alleged untrue statement) of a material fact or omission (or alleged omission) of a material fact required to be stated therein or necessary to make the statements therein, in light of the circumstances under which they were made, not misleading, in any pre-existing registration statement filed or any new registration statement or prospectus which is a part of the foregoing. The Company shall promptly give the Investor notice of any event (including the passage of time) which makes causes the final prospectus not to be in compliance with Section 5(b) or 10 of the Securities Act and shall use its best efforts thereafter to file with the SEC any Post-Effective Amendment to the Registration Statement, amended prospectus or prospectus supplement in order to comply with Section 5(b) or 10 of the Securities Act.
Appears in 2 contracts
Samples: Common Stock Purchase Agreement (Nuburu, Inc.), Common Stock Purchase Agreement (Nuburu, Inc.)
Filing of Registration Statement. The Company shall file with the SEC, within thirty ten (3010) days after Business Days from the Execution Datedate hereof, a new Registration Statement on Form S-1 (the “Registration Statement”) in compliance with Prospectus Supplement covering the terms offering and sale of the Registration Rights Agreement, covering only Class A Ordinary Shares represented by the resale of Purchase Notice Shares by the Securities by Company to the Investor. The Registration Statement Prospectus Supplement shall relate to the transactions contemplated by, and describing the material terms and conditions ofof this Agreement, this Agreement and disclosing all information relating to the transactions contemplated hereby required to be disclosed in the Registration Statement and the prospectus supplement as of the date of the Registration StatementProspectus Supplement, including, without limitation, information required to be disclosed in the a section captioned “Plan of Distribution” in and any other information or disclosure necessary to register the Registration Statementoffer and sale of the Class A Ordinary Shares represented by the Purchase Notice Shares by the Company to the Investor pursuant to this Agreement. The Company shall permit the Investor to review and comment upon the Registration Statement Prospectus Supplement within a reasonable time prior to their its filing with the SEC, the . The Company shall give reasonable consideration to all such comments, and the Company shall not file the Current Report or the Registration Statement Prospectus Supplement with the SEC in a form to which the Investor reasonably objects. The Investor shall furnish to the Company such information regarding itself, the Company’s securities beneficially owned by the Investor and the intended method of distribution thereof, including any arrangement between the Investor and any other person or relating to the sale or distribution of the Company’s securities, as shall be reasonably requested by the Company in connection with the preparation and filing of the Current Report and the Registration StatementProspectus Supplement, and shall otherwise cooperate with the Company as reasonably requested by the Company in connection with the preparation and filing of the Current Report and the Registration Statement Prospectus Supplement with the SEC. The Company shall have no knowledge Prospectus Supplement, at the time it becomes effective, will comply and, as of each Purchase Notice Date, if any, will comply in all material respects with the applicable requirements of Form F-3, the Securities Act and the Exchange Act and as of each Purchase Notice Date, if any, when considered together with its post-effective amendments as the case may be, will not contain any untrue statement (or alleged untrue statement) of a material fact or omission (or alleged omission) of omit to state a material fact required to be stated therein or necessary to make the statements therein, in the light of the circumstances under which they were made, not misleading, . The representations and warranties set forth in any pre-existing registration statement filed the immediately preceding sentence does not apply to statements in or omissions from the Prospectus Supplement or any new registration statement or prospectus which is a part of post-effective amendment thereto made in reliance upon and in conformity with information relating to the foregoingInvestor furnished to the Company in writing by the Investor expressly for use therein. The Company shall promptly give the Investor notice of any event (including the passage of time) which makes the final prospectus not to be in compliance with Section 5(b) or 10 of the Securities Act and shall use its best efforts thereafter to file with the SEC any Postpost-Effective Amendment effective amendment to the Registration Statement, amended prospectus Statement or prospectus supplement Prospectus Supplement in order to comply with Section 5(b) or 10 of the Securities Act.
Appears in 1 contract
Filing of Registration Statement. The Company shall file with the SEC, within thirty forty five (3045) days after Business Days from the Execution Date, a new Registration Statement registration statement on Form S-1 covering the offering and sale of the Purchase Notice Shares and the Commitment Shares (the “Registration Statement”) in compliance with the terms of the Registration Rights Agreement, covering only the resale of the Securities by the Investor). The Registration Statement shall relate to the transactions contemplated by, and describing the material terms and conditions of, this Agreement Agreement, and disclosing all information relating to the transactions contemplated hereby required to be disclosed in the Registration Statement and the prospectus supplement as of the date of the Registration StatementProspectus, including, without limitation, information required to be disclosed in the section captioned “Plan of Distribution” in the Registration Statement. The Company shall use its best efforts to permit the Investor to review and comment upon the Registration Statement within a reasonable time prior to their filing with the SEC, and the Company shall give reasonable consideration to all such comments, and the Company shall not file the Current Report or the Registration Statement with the SEC in a form to which the Investor reasonably objects. The Investor shall also furnish to the Company such information regarding itself, the Company’s securities beneficially owned by the Investor Investor, and the intended method of distribution thereof, including any arrangement between the Investor and any other person or relating to the sale or distribution of the Company’s securities, as shall be reasonably requested by the Company in connection with the preparation and filing of the Current Report and the Registration Statement, and shall otherwise cooperate with the Company as reasonably requested by the Company in connection with the preparation and filing of the Current Report and the Registration Statement with the SEC. The At the time of the filing of the Registration Statement, the Company shall have no knowledge of any untrue statement (or alleged untrue statement) of a material fact in the Registration Statement (as supplemented by the Registration Statement) or omission (or alleged omission) of a material fact required to be stated therein or necessary to make the statements therein, in light of the circumstances under which they were made, not misleading, and there shall be no such untrue statement of material fact or omission in any pre-existing effective registration statement filed or any new registration statement post-effective amendment or prospectus which is a part of the foregoing. The Company shall promptly give the Investor notice of any event (including the passage of time) which makes the final prospectus Prospectus not to be in compliance with Section 5(b) or 10 of the Securities Act and shall use its best efforts thereafter to file with the SEC any Post-Effective Amendment to the Registration Statement, or amended prospectus or prospectus supplement in order to comply with Section 5(b) or 10 of the Securities Act.
Appears in 1 contract
Filing of Registration Statement. The Company shall file with the SEC, within thirty five (305) days after Business Days from the Execution Datedate hereof, a new Registration Statement on Form S-1 (prospectus supplement covering the “Registration Statement”) in compliance with the terms offering and sale of the Registration Rights Agreement, covering only the resale of the Securities by the InvestorPurchase Notice Shares. The Registration Statement prospectus supplement shall relate to the transactions contemplated by, and describing the material terms and conditions of, this Agreement Agreement, containing required information previously omitted at the time of effectiveness of the Base Registration Statement in reliance on Rule 430B under the Securities Act, and disclosing all information relating to the transactions contemplated hereby required to be disclosed in the Base Registration Statement and the prospectus supplement as of the date of the Registration Statementprospectus supplement, including, without limitation, information required to be disclosed in the section captioned “Plan of Distribution” in the Registration Statementprospectus. The Company shall permit the Investor to review and comment upon the Registration Statement prospectus supplement within a reasonable time prior to their filing with the SEC, the Company shall give reasonable consideration to all such comments, and the Company shall not file the Current Report or the Registration Statement prospectus supplement with the SEC in a form to which the Investor reasonably objects. The Investor shall furnish to the Company such information regarding itself, the Company’s securities beneficially owned by the Investor and the intended method of distribution thereof, including any arrangement between the Investor and any other person or relating to the sale or distribution of the Company’s securities, as shall be reasonably requested by the Company in connection with the preparation and filing of the Current Report and the Registration Statementprospectus supplement, and shall otherwise cooperate with the Company as reasonably requested by the Company in connection with the preparation and filing of the Current Report and the Registration Statement prospectus supplement with the SEC. The Company shall have no knowledge of any untrue statement (or alleged untrue statement) of a material fact or omission (or alleged omission) of a material fact required to be stated therein or necessary to make the statements therein, in light of the circumstances under which they were made, not misleading, in any pre-existing effective registration statement filed or any new registration statement post-effective amendment or prospectus which is a part of the foregoing. The Company shall promptly give the Investor notice of any event (including the passage of time) which makes the final prospectus not to be in compliance with Section 5(b) or 10 of the Securities Act and shall use its best efforts thereafter to file with the SEC any Post-Effective Amendment to the Base Registration Statement, amended prospectus or prospectus supplement in order to comply with Section 5(b) or 10 of the Securities Act.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (TRxADE HEALTH, INC)
Filing of Registration Statement. The Company shall file with the SEC, within thirty (30) days after Business Days from the Execution Date, a new Registration Statement on Form S-1 covering the offering and sale of the Purchase Notice Shares and the Commitment Shares (the “Registration Statement”) in compliance with the terms of the Registration Rights Agreement, covering only the resale of the Securities by the Investor). The Registration Statement shall relate to the transactions contemplated by, and describing the material terms and conditions of, this Agreement Agreement, and disclosing all information relating to the transactions contemplated hereby required to be disclosed in the Registration Statement and the prospectus supplement as of the date of the Registration StatementProspectus, including, without limitation, information required to be disclosed in the section captioned “Plan of Distribution” in the Registration Statement. The Company shall use its best efforts to permit the Investor to review and comment upon the Registration Statement within a reasonable time prior to their filing with the SEC, and the Company shall give reasonable consideration to all such comments, and the Company shall not file the Current Report or the Registration Statement with the SEC in a form to which the Investor reasonably objects. The Investor shall also furnish to the Company such information regarding itself, the Company’s securities beneficially owned by the Investor Investor, and the intended method of distribution thereof, including any arrangement between the Investor and any other person or relating to the sale or distribution of the Company’s securities, as shall be reasonably requested by the Company in connection with the preparation and filing of the Current Report and the Registration Statement, and shall otherwise cooperate with the Company as reasonably requested by the Company in connection with the preparation and filing of the Current Report and the Registration Statement with the SEC. The At the time of the filing of the Registration Statement, the Company shall have no knowledge of any untrue statement (or alleged untrue statement) of a material fact in the Registration Statement (as supplemented by the Registration Statement) or omission (or alleged omission) of a material fact required to be stated therein or necessary to make the statements therein, in light of the circumstances under which they were made, not misleading, and there shall be no such untrue statement of material fact or omission in any pre-existing effective registration statement filed or any new registration statement post-effective amendment or prospectus which is a part of the foregoing. The Company shall promptly give the Investor notice of any event (including the passage of time) which makes the final prospectus Prospectus not to be in compliance with Section 5(b) or 10 of the Securities Act and shall use its best efforts thereafter to file with the SEC any Post-Effective Amendment to the Registration Statement, or amended prospectus or prospectus supplement in order to comply with Section 5(b) or 10 of the Securities Act.
Appears in 1 contract
Filing of Registration Statement. The Company shall file with the SEC, within thirty (30) days after on or prior to the Execution Datedate of delivery of the first Purchase Notice, a new Registration Statement on Form S-1 (prospectus supplement covering the “Registration Statement”) in compliance with the terms offering and sale of the Registration Rights Agreement, covering only Purchase Notice Shares and the resale of the Securities by the InvestorCommitment Shares. The Registration Statement prospectus supplement shall relate to the transactions contemplated by, and describing the material terms and conditions of, this Agreement Agreement, containing required information previously omitted at the time of effectiveness of the Base Registration Statement in reliance on Rule 430B under the Securities Act, and disclosing all information relating to the transactions contemplated hereby required to be disclosed in the Base Registration Statement and the prospectus supplement as of the date of the Registration Statementprospectus supplement, including, without limitation, information required to be disclosed in the section captioned “Plan of Distribution” in the Registration Statementprospectus. The Company shall permit the Investor to review and comment upon the Registration Statement prospectus supplement within a reasonable time prior to their filing with the SEC, the Company shall give reasonable consideration to all such comments, and the Company shall not file the Current Report or the Registration Statement prospectus supplement with the SEC in a form to which the Investor reasonably objects. The Investor shall furnish to the Company such information regarding itself, the Company’s securities beneficially owned by the Investor and the intended method of distribution thereof, including any arrangement between the Investor and any other person or relating to the sale or distribution of the Company’s securities, as shall be reasonably requested by the Company in connection with the preparation and filing of the Current Report and the Registration Statementprospectus supplement, and shall otherwise cooperate with the Company as reasonably requested by the Company in connection with the preparation and filing of the Current Report and the Registration Statement prospectus supplement with the SEC. The Company shall have no knowledge of any untrue statement (or alleged untrue statement) of a material fact or omission (or alleged omission) of a material fact required to be stated therein or necessary to make the statements therein, in light of the circumstances under which they were made, not misleading, in any pre-existing effective registration statement filed or any new registration statement post-effective amendment or prospectus which is a part of the foregoing. The Company shall promptly give the Investor notice of any event (including the passage of time) which makes the final prospectus not to be in compliance with Section 5(b) or 10 of the Securities Act and shall use its best efforts thereafter to file with the SEC any Post-Effective Amendment to the Base Registration Statement, amended prospectus or prospectus supplement in order to comply with Section 5(b) or 10 of the Securities Act.
Appears in 1 contract
Samples: Ordinary Share Purchase Agreement (E-Home Household Service Holdings LTD)
Filing of Registration Statement. The Company shall file with the SEC, within thirty two (302) days after Business Days from the Execution Date, a new Registration Statement on Form S-1 prospectus supplement covering the offering and sale of the Purchase Notice Shares (the “Registration StatementProspectus Supplement”) in compliance with the terms of the Registration Rights Agreement, covering only the resale of the Securities by the Investor). The Registration Statement Prospectus Supplement shall relate to the transactions contemplated by, and describing the material terms and conditions of, this Agreement Agreement, containing required information previously omitted from the Prospectus at the time of effectiveness of the Base Registration Statement in reliance on Rule 430B under the Securities Act, and disclosing all information relating to the transactions contemplated hereby required to be disclosed in the Base Registration Statement and the prospectus supplement Prospectus as of the date of the Registration StatementProspectus Supplement, including, without limitation, information required to be disclosed in the section captioned “Plan of Distribution” in the Registration StatementProspectus. The Company shall permit the Investor to review and comment upon the Registration Statement Prospectus Supplement within a reasonable time prior to their filing with the SEC, the Company shall give reasonable consideration to all such comments, and the Company shall not file the Current Report or the Registration Statement Prospectus Supplement with the SEC in a form to which the Investor reasonably objects. The Investor shall furnish to the Company such information regarding itself, the Company’s securities beneficially owned by the Investor and the intended method of distribution thereof, including any arrangement between the Investor and any other person or relating to the sale or distribution of the Company’s securities, as shall be reasonably requested by the Company in connection with the preparation and filing of the Current Report and the Registration StatementProspectus Supplement, and shall otherwise cooperate with the Company as reasonably requested by the Company in connection with the preparation and filing of the Current Report and the Registration Statement Prospectus Supplement with the SEC. The At the time of the filing of the Prospectus Supplement, the Company shall have no knowledge of any untrue statement (or alleged untrue statement) of a material fact in the Prospectus (as supplemented by the Prospectus Supplement) or omission (or alleged omission) of a material fact required to be stated therein or necessary to make the statements therein, in light of the circumstances under which they were made, not misleading, and there shall be no such untrue statement of material fact or omission in any pre-existing effective registration statement filed or any new registration statement post-effective amendment or prospectus which is a part of the foregoing. The Company shall promptly give the Investor notice of any event (including the passage of time) which makes the final prospectus Prospectus not to be in compliance with Section 5(b) or 10 of the Securities Act and shall use its best efforts thereafter to file with the SEC any Post-Effective Amendment to the Base Registration Statement, amended prospectus or prospectus supplement in order to comply with Section 5(b) or 10 of the Securities Act.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (TD Holdings, Inc.)
Filing of Registration Statement. The Company If KSI proposes to register any of its securities (x) for its own account in its initial Public Offering and includes in such registration any securities to be sold for the account of any other Person; or (y) for its own account or for the account of any other Person at any time after its initial Public Offering (other than a KSI Required Registration) (any such proposed registration being a "KSI Incidental Registration") under the Securities Act (other than pursuant to a registration statement on Form S-4, Form S-8, or Form S-3 in the case of a registration solely for rxxxxx xx xxxxrities issued as consideration in an acquisition of a Person by KSI, or any successor forms thereto or Section 3.1 hereof) for sale in a Public Offering, it will at each such time give prompt written notice to the holders of all KSI Registrable Securities of its intention to do so, which notice shall file with the SEC, within be given at least thirty (30) days after the Execution Date, a new Registration Statement on Form S-1 (the “Registration Statement”) in compliance with the terms of the Registration Rights Agreement, covering only the resale of the Securities by the Investor. The Registration Statement shall relate prior to the transactions contemplated by, and describing the material terms and conditions of, this Agreement and disclosing all information date that a registration statement relating to the transactions contemplated hereby required such registration is proposed to be disclosed in the Registration Statement and the prospectus supplement as of the date of the Registration Statement, including, without limitation, information required to be disclosed in the section captioned “Plan of Distribution” in the Registration Statement. The Company shall permit the Investor to review and comment upon the Registration Statement within a reasonable time prior to their filing with the SEC, the Company shall give reasonable consideration to all such comments, and the Company shall not file the Current Report or the Registration Statement with the SEC in a form to which the Investor reasonably objects. The Investor shall furnish to the Company such information regarding itself, the Company’s securities beneficially owned by the Investor and the intended method of distribution thereof, including any arrangement between the Investor and any other person or relating to the sale or distribution of the Company’s securities, as shall be reasonably requested by the Company in connection with the preparation and filing of the Current Report and the Registration Statement, and shall otherwise cooperate with the Company as reasonably requested by the Company in connection with the preparation and filing of the Current Report and the Registration Statement filed with the SEC. The Upon the written request of the Company or any Unitholder holding KSI Registrable Securities to include KSI Registrable Securities held by it under such registration statement (which request shall have no knowledge (i) be made within fifteen (15) days after the receipt of any untrue statement such notice, and (or alleged untrue statementii) of a material fact or omission (or alleged omission) of a material fact required specify the KSI Registrable Securities intended to be stated therein or necessary included by such holder), KSI will use its reasonable efforts to make effect the statements thereinregistration of all KSI Registrable Securities that KSI has been so requested to register; provided however that if, in light at any time after giving written notice of its intention to register any securities and prior to the effective date of the circumstances under which they were made, not misleading, in any pre-existing registration statement filed or in connection with such registration, KSI shall determine for any new reason to terminate such registration statement or prospectus which is a part of the foregoing. The Company shall promptly and not to register such securities, KSI may, at its election, give the Investor written notice of such determination to each such holder and, thereupon, shall be relieved of its obligation to register any event (including the passage KSI Registrable Securities of time) which makes the final prospectus not to be such Persons in compliance connection with Section 5(b) or 10 of the Securities Act and shall use its best efforts thereafter to file with the SEC any Post-Effective Amendment to the Registration Statement, amended prospectus or prospectus supplement in order to comply with Section 5(b) or 10 of the Securities Actsuch registration.
Appears in 1 contract
Filing of Registration Statement. The Company shall file with the SEC, within thirty forty-five (3045) days after the Execution Effective Date, a new Registration Statement on Form S-1 (or F-1) (the “Registration Statement”) in compliance with the terms of the Registration Rights Agreement, covering only the resale of the Securities by the Investor. The Registration Statement shall relate to the transactions contemplated by, and describing the material terms and conditions of, this Agreement and disclosing all information relating to the transactions contemplated hereby required to be disclosed in the Registration Statement and the prospectus supplement as of the date of the Registration Statement, including, without limitation, information required to be disclosed in the section captioned “Plan of Distribution” in the Registration Statement. The Company shall permit the Investor to review and comment upon the Registration Statement within a reasonable time prior to their filing with the SEC, the Company shall give reasonable consideration to all such comments, and the Company shall not file the Current Report or the Registration Statement with the SEC in a form to which the Investor reasonably objects. The Investor shall furnish to the Company such information regarding itself, the Company’s securities beneficially owned by the Investor and the intended method of distribution thereof, including any arrangement between the Investor and any other person or relating to the sale or distribution of the Company’s securities, as shall be reasonably requested by the Company in connection with the preparation and filing of the Current Report and the Registration Statement, and shall otherwise cooperate with the Company as reasonably requested by the Company in connection with the preparation and filing of the Current Report and the Registration Statement with the SEC. The Company shall have no knowledge of any untrue statement (or alleged untrue statement) of a material fact or omission (or alleged omission) of a material fact required to be stated therein or necessary to make the statements therein, in light of the circumstances under which they were made, not misleading, in any pre-existing registration statement filed or any new registration statement or prospectus which is a part of the foregoing. The Company shall promptly give the Investor notice of any event (including the passage of time) which makes the final prospectus not to be in compliance with Section 5(b) or 10 of the Securities Act and shall use its best commercially reasonable efforts thereafter to file with the SEC any Post-Effective Amendment to the Registration Statement, amended prospectus or prospectus supplement in order to comply with Section 5(b) or 10 of the Securities Act.
Appears in 1 contract
Samples: Ordinary Share Purchase Agreement (Silexion Therapeutics Corp)
Filing of Registration Statement. The If the Company at any time proposes to register, for its own account or the account of another Person, any of its securities (an “Incidental Registration”) under the Securities Act (other than (1) in a registration relating solely to employee benefit plans, (2) a registration statement on Form S-4 or S-8 (or such other similar successor forms then in effect under the Securities Act), (3) a registration pursuant to which the Company is offering to exchange its own securities for other securities, (4) a registration statement relating solely to dividend reinvestment or similar plans, (5) a shelf registration statement pursuant to which only the initial purchasers and subsequent transferees of debt securities of the Company or any of its Subsidiary that are convertible for Registrable Securities and that are initially issued pursuant to Rule 144A and/or Regulation S (or any successor provision) of the Securities Act may resell such notes and sell the Registrable Securities into which such notes may be converted or (6) a registration pursuant to Section 3.1 hereof), for sale to the public in a Public Offering, it will at each such time give prompt written notice to all Stockholders of its intention to do so, which notice shall file be given at least ten (10) Business Days prior to the date that a registration statement relating to such registration is proposed to be filed with the SEC, . Upon the written request of any Stockholder to include Registrable Securities held by it under such registration statement (which request shall (i) be made within thirty five (305) days Business Days after the Execution Datereceipt of any such notice, a new Registration Statement on Form S-1 and (ii) specify the “Registration Statement”) in compliance with Registrable Securities intended to be included by such holder), the terms Company will use its reasonable efforts to effect the registration of all Registrable Securities that the Registration Rights AgreementCompany has been so requested to register by such Stockholder; provided, covering only the resale however, that if, at any time after giving written notice of the Securities by the Investor. The Registration Statement shall relate its intention to register any securities and prior to the transactions contemplated by, and describing the material terms and conditions of, this Agreement and disclosing all information relating to the transactions contemplated hereby required to be disclosed in the Registration Statement and the prospectus supplement as of the effective date of the Registration Statement, including, without limitation, information required to be disclosed registration statement filed in the section captioned “Plan of Distribution” in the Registration Statement. The Company shall permit the Investor to review and comment upon the Registration Statement within a reasonable time prior to their filing connection with the SECsuch registration, the Company shall give reasonable consideration determine for any reason to all terminate such commentsregistration statement and not to register such securities, and the Company shall not file the Current Report or the Registration Statement with the SEC in a form may, at its election, give written notice of such determination to which the Investor reasonably objects. The Investor shall furnish to the Company each such information regarding itselfholder and, the Company’s securities beneficially owned by the Investor and the intended method of distribution thereofthereupon, including any arrangement between the Investor and any other person or relating to the sale or distribution of the Company’s securities, as shall be reasonably requested by the Company relieved of its obligation to register any Registrable Securities of such Persons in connection with the preparation and filing of the Current Report and the Registration Statement, and shall otherwise cooperate with the Company as reasonably requested by the Company in connection with the preparation and filing of the Current Report and the Registration Statement with the SEC. The Company shall have no knowledge of any untrue statement (or alleged untrue statement) of a material fact or omission (or alleged omission) of a material fact required to be stated therein or necessary to make the statements therein, in light of the circumstances under which they were made, not misleading, in any pre-existing registration statement filed or any new registration statement or prospectus which is a part of the foregoing. The Company shall promptly give the Investor notice of any event (including the passage of time) which makes the final prospectus not to be in compliance with Section 5(b) or 10 of the Securities Act and shall use its best efforts thereafter to file with the SEC any Post-Effective Amendment to the Registration Statement, amended prospectus or prospectus supplement in order to comply with Section 5(b) or 10 of the Securities Actsuch registration.
Appears in 1 contract
Filing of Registration Statement. The Company shall file with the SEC, within thirty fifteen (3015) calendar days after the Execution Date, a new Registration Statement on Form S-1 F-1 (the “Registration Statement”) in compliance with the terms of the Registration Rights Agreement, covering only the resale of the Securities by the InvestorInvestor and the Network 1 Shares (as defined in Exhibit 10.7). The Registration Statement shall relate to the transactions contemplated by, and describing the material terms and conditions of, this Agreement and disclosing all information relating to the transactions contemplated hereby required to be disclosed in the Registration Statement and the prospectus supplement as of the date of the Registration Statement, including, without limitation, information required to be disclosed in the section captioned “Plan of Distribution” in the Registration Statement. The Company shall permit the Investor to review and comment upon the Registration Statement within a reasonable time prior to their its filing with the SEC, the Company shall give reasonable consideration to all such comments, and the Company shall not file the Current Report or the Registration Statement with the SEC in a form to which the Investor reasonably objects. The Investor shall furnish to the Company such information regarding itself, the Company’s securities beneficially owned by the Investor and the intended method of distribution thereof, including any arrangement between the Investor and any other person or relating to the sale or distribution of the Company’s securities, as shall be reasonably requested by the Company in connection with the preparation and filing of the Current Report and the Registration Statement, and shall otherwise cooperate with the Company as reasonably requested by the Company in connection with the preparation and filing of the Current Report and the Registration Statement with the SEC. The Company shall have no knowledge of any untrue statement (or alleged untrue statement) of a material fact or omission (or alleged omission) of a material fact required to be stated therein or necessary to make the statements therein, in light of the circumstances under which they were made, not misleading, in any pre-existing registration statement filed or any new registration statement or prospectus which is a part of the foregoing. The Company shall promptly give the Investor notice of any event (including the passage of time) which makes the final prospectus not to be in compliance with Section 5(b) or 10 of the Securities Act and shall use its best commercially reasonable efforts thereafter to file with the SEC any Post-Effective Amendment to the Registration Statement, amended prospectus or prospectus supplement in order to comply with Section 5(b) or 10 of the Securities Act.
Appears in 1 contract
Filing of Registration Statement. The Company shall file with the SEC, within thirty twenty (3020) days after Business Days from the Execution Date, a new Registration Statement on Form S-1 covering the offering and sale of the Purchase Notice Shares and the Commitment Shares (the “Registration Statement”) in compliance with the terms of the Registration Rights Agreement, covering only the resale of the Securities by the Investor). The Registration Statement shall relate to the transactions contemplated by, and describing the material terms and conditions of, this Agreement Agreement, and disclosing all information relating to the transactions contemplated hereby required to be disclosed in the Registration Statement and the prospectus supplement as of the date of the Registration StatementProspectus, including, without limitation, information required to be disclosed in the section captioned “Plan of Distribution” in the Registration Statement. The Company shall use its best efforts to permit the Investor to review and comment upon the Registration Statement within a reasonable time prior to their filing with the SEC, SEC and the Company shall give reasonable consideration to all such comments, and the Company shall not file the Current Report or the Registration Statement with the SEC in a form to which the Investor reasonably objects. The Investor shall furnish to the Company such information regarding itself, the Company’s securities beneficially owned by the Investor Investor, and the intended method of distribution thereof, including any arrangement between the Investor and any other person or relating to the sale or distribution of the Company’s securities, as shall be reasonably requested by the Company in connection with the preparation and filing of the Current Report and the Registration Statement, and shall otherwise cooperate with the Company as reasonably requested by the Company in connection with the preparation and filing of the Current Report and the Registration Statement with the SEC. The At the time of the filing of the Registration Statement, the Company shall have no knowledge of any untrue statement (or alleged untrue statement) of a material fact in the Registration Statement (as supplemented by the Registration Statement) or omission (or alleged omission) of a material fact required to be stated therein or necessary to make the statements therein, in light of the circumstances under which they were made, not misleading, and there shall be no such untrue statement of material fact or omission in any pre-existing effective registration statement filed or any new registration statement post-effective amendment or prospectus which is a part of the foregoing. The Company shall promptly give the Investor notice of any event (including the passage of time) which makes the final prospectus Prospectus not to be in compliance with Section 5(b) or 10 of the Securities Act and shall use its best efforts thereafter to file with the SEC any Post-Effective Amendment to the Registration Statement, or amended prospectus or prospectus supplement in order to comply with Section 5(b) or 10 of the Securities Act.
Appears in 1 contract
Filing of Registration Statement. The Company shall file with the SEC, within thirty ten (3010) days after Business Days from the Execution Datedate hereof, a new Registration Statement on Form S-1 prospectus supplement covering the offering and sale of the Purchase Notice Shares and the Commitment Shares, including any immediate subsequent resale of such Purchase Notice Shares by the Investor as notified to the Company (the “Registration StatementProspectus Supplement”) in compliance with the terms of the Registration Rights Agreement, covering only the resale of the Securities by the Investor). The Registration Statement Prospectus Supplement shall relate to the transactions contemplated by, and describing the material terms and conditions ofof this Agreement, this Agreement containing required information previously omitted at the time of effectiveness of the Registration Statement in reliance on Rule 430B under the Securities Act, and disclosing all information relating to the transactions contemplated hereby required to be disclosed in the Registration Statement and the prospectus supplement as of the date of the Registration StatementProspectus Supplement, including, without limitation, information required to be disclosed in the a section captioned “Plan of Distribution” in and any other information or disclosure necessary to register the Registration Statementtransactions contemplated herein. The Company shall permit the Investor to review and comment upon the Registration Statement Prospectus Supplement within a reasonable time prior to their its filing with the SEC, the . The Company shall give reasonable consideration to all such comments, and the Company shall not file the Current Report or the Registration Statement Prospectus Supplement with the SEC in a form to which the Investor reasonably objects. The Investor shall furnish to the Company such information regarding itself, the Company’s securities beneficially owned by the Investor and the intended method of distribution thereof, including any arrangement between the Investor and any other person or relating to the sale or distribution of the Company’s securities, as shall be reasonably requested by the Company in connection with the preparation and filing of the Current Report and the Registration StatementProspectus Supplement, and shall otherwise cooperate with the Company as reasonably requested by the Company in connection with the preparation and filing of the Current Report and the Registration Statement Prospectus Supplement with the SEC. The Company shall have no knowledge Registration Statement, at the time it became effective, complied and, as of each Purchase Notice Date, if any, when considered together with its post-effective amendments as the case may be, will comply in all material respects with the applicable requirements of Form F-3, the Securities Act and the Exchange Act and did not and, as of each Purchase Notice Date, if any, when considered together with its post-effective amendments as the case may be, will not contain any untrue statement (or alleged untrue statement) of a material fact or omission (or alleged omission) of omit to state a material fact required to be stated therein or necessary to make the statements therein, in the light of the circumstances under which they were made, not misleading. The Prospectuses, as amended or supplemented, as of their respective dates, did not and, as of each Purchase Notice Date, if any, will not contain any untrue statement of a material fact or omit to state a material fact necessary in order to make the statements therein, in any pre-existing registration statement filed the light of the circumstances under which they were made, not misleading. The representations and warranties set forth in the two immediately preceding sentences do not apply to statements in or omissions from the Registration Statement or any new registration statement post-effective amendment thereto, or prospectus which is a part of the foregoingProspectuses, or any amendments or supplements thereto, made in reliance upon and in conformity with information relating to the Investor furnished to the Company in writing by the Investor expressly for use therein. The Company shall promptly give the Investor notice of any event (including the passage of time) which makes the final prospectus not to be in compliance with Section 5(b) or 10 of the Securities Act and shall use its best efforts thereafter to file with the SEC any Postpost-Effective Amendment effective amendment to the Registration Statement, amended prospectus Statement or prospectus supplement the Prospectuses in order to comply with Section 5(b) or 10 of the Securities Act.
Appears in 1 contract
Filing of Registration Statement. The Company shall file with the SEC, within thirty two (302) days after Business Days from the Execution Date, a new Registration Statement on Form S-1 prospectus supplement covering the offering and sale of the Purchase Notice Shares (the “Registration StatementProspectus Supplement”) in compliance with the terms of the Registration Rights Agreement, covering only the resale of the Securities by the Investor). The Registration Statement Prospectus Supplement shall relate to the transactions contemplated by, and describing the material terms and conditions of, this Agreement Agreement, containing required information previously omitted from the Prospectus at the time of effectiveness of the Base Registration Statement in reliance on Rule 430B under the Securities Act, and disclosing all information relating to the transactions contemplated hereby required to be disclosed in the Base Registration Statement and the prospectus supplement Prospectus as of the date of the Registration StatementProspectus Supplement, including, without limitation, information required to be disclosed in the section captioned “Plan of Distribution” in the Registration StatementProspectus. The Company shall permit the Investor to review and comment upon the Registration Statement Prospectus Supplement within a reasonable time prior to their filing with the SEC, SEC and the Company shall give reasonable consideration to all such comments, and the Company shall not file the Current Report or the Registration Statement with the SEC in a form to which the Investor reasonably objects. The Investor shall furnish to the Company such information regarding itself, the Company’s securities beneficially owned by the Investor Investor, and the intended method of distribution thereof, including any arrangement between the Investor and any other person or relating to the sale or distribution of the Company’s securities, as shall be reasonably requested by the Company in connection with the preparation and filing of the Current Report and the Registration StatementProspectus Supplement, and shall otherwise cooperate with the Company as reasonably requested by the Company in connection with the preparation and filing of the Current Report and the Registration Statement Prospectus Supplement with the SEC. The At the time of the filing of the Prospectus Supplement, the Company shall have no knowledge of any untrue statement (or alleged untrue statement) of a material fact in the Prospectus (as supplemented by the Prospectus Supplement) or omission (or alleged omission) of a material fact required to be stated therein or necessary to make the statements therein, in light of the circumstances under which they were made, not misleading, and there shall be no such untrue statement of material fact or omission in any pre-existing effective registration statement filed or any new registration statement post-effective amendment or prospectus which is a part of the foregoing. The Company shall promptly give the Investor notice of any event (including the passage of time) which makes the final prospectus Prospectus not to be in compliance with Section 5(b) or 10 of the Securities Act and shall use its best efforts thereafter to file with the SEC any Postpost-Effective Amendment effective amendment to the Base Registration Statement, amended prospectus Prospectus or prospectus supplement Prospectus Supplement in order to comply with Section 5(b) or 10 of the Securities Act.
Appears in 1 contract
Filing of Registration Statement. The Company shall file with the SEC, within thirty fifteen (3015) days after the Execution Date, a new Registration Statement on Form S-1 S-1, Form S-3 or any successor form thereto (the “Registration Statement”) in compliance with the terms of the Registration Rights Agreement, covering only the resale of the Securities by the Investor. The Registration Statement shall relate to the transactions contemplated by, and describing the material terms and conditions of, this Agreement and disclosing all information relating to the transactions contemplated hereby required to be disclosed in the Registration Statement and the prospectus supplement as of the date of the Registration Statement, including, without limitation, information required to be disclosed in the section captioned “Plan of Distribution” in the Registration Statement. The Company shall permit the Investor to review and comment upon the Registration Statement within a reasonable time prior to their filing with the SEC, the Company shall give reasonable consideration to all such comments, and the Company shall not file the Current Report or the Registration Statement with the SEC in a form to which the Investor reasonably objects. The Investor shall furnish to the Company such information regarding itself, the Company’s securities beneficially owned by the Investor and the intended method of distribution thereof, including any arrangement between the Investor and any other person or relating to the sale or distribution of the Company’s securities, as shall be reasonably requested by the Company in connection with the preparation and filing of the Current Report and the Registration Statement, and shall otherwise cooperate with the Company as reasonably requested by the Company in connection with the preparation and filing of the Current Report and the Registration Statement with the SEC. The Company shall have no knowledge of any untrue statement (or alleged untrue statement) of a material fact or omission (or alleged omission) of a material fact required to be stated therein or necessary to make the statements therein, in light of the circumstances under which they were made, not misleading, in any pre-existing registration statement filed or any new registration statement or prospectus which is a part of the foregoing. The Company shall promptly give the Investor notice of any event (including the passage of time) which makes the final prospectus not to be in compliance with Section 5(b) or 10 of the Securities Act and shall use its best efforts thereafter to file with the SEC any Post-Effective Amendment to the Registration Statement, amended prospectus or prospectus supplement in order to comply with Section 5(b) or 10 of the Securities Act.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (Complete Solaria, Inc.)
Filing of Registration Statement. The Company shall file with the SEC, within thirty ten (3010) days after Business Days from the Execution Datedate hereof, a new Registration Statement on Form S-1 prospectus supplement covering the offering and sale of the Purchase Notice Shares and the Commitment Shares (the “Registration StatementProspectus Supplement”) in compliance with the terms of the Registration Rights Agreement, covering only the resale of the Securities by the Investor). The Registration Statement Prospectus Supplement shall relate to the transactions contemplated by, and describing the material terms and conditions ofof this Agreement, this Agreement containing required information previously omitted at the time of effectiveness of the Registration Statement in reliance on Rule 430B under the Securities Act, and disclosing all information relating to the transactions contemplated hereby required to be disclosed in the Registration Statement and the prospectus supplement as of the date of the Registration StatementProspectus Supplement, including, without limitation, information required to be disclosed in the section captioned “Plan of Distribution” in the Registration StatementBase Prospectus. The Company shall permit the Investor to review and comment upon the Registration Statement Prospectus Supplement within a reasonable time prior to their its filing with the SEC, the . The Company shall give reasonable consideration to all such comments, and the Company shall not file the Current Report or the Registration Statement Prospectus Supplement with the SEC in a form to which the Investor reasonably objects. The Investor shall furnish to the Company such information regarding itself, the Company’s securities beneficially owned by the Investor and the intended method of distribution thereof, including any arrangement between the Investor and any other person or relating to the sale or distribution of the Company’s securities, as shall be reasonably requested by the Company in connection with the preparation and filing of the Current Report and the Registration StatementProspectus Supplement, and shall otherwise cooperate with the Company as reasonably requested by the Company in connection with the preparation and filing of the Current Report and the Registration Statement Prospectus Supplement with the SEC. The Company shall have no knowledge Registration Statement, at the time it became effective, complied and, as of each Purchase Notice Date, if any, when considered together with its post-effective amendments as the case may be, will comply in all material respects with the applicable requirements of Form F-3, the Securities Act and the Exchange Act and did not and, as of each Purchase Notice Date, if any, when considered together with its post-effective amendments as the case may be, will not contain any untrue statement (or alleged untrue statement) of a material fact or omission (or alleged omission) of omit to state a material fact required to be stated therein or necessary to make the statements therein, in the light of the circumstances under which they were made, not misleading. The Prospectuses, as amended or supplemented, as of their respective dates, did not and, as of each Purchase Notice Date, if any, will not contain any untrue statement of a material fact or omit to state a material fact necessary in order to make the statements therein, in any pre-existing registration statement filed the light of the circumstances under which they were made, not misleading. The representations and warranties set forth in the two immediately preceding sentences do not apply to statements in or omissions from the Registration Statement or any new registration statement post-effective amendment thereto, or prospectus which is a part of the foregoingProspectuses, or any amendments or supplements thereto, made in reliance upon and in conformity with information relating to the Investor furnished to the Company in writing by the Investor expressly for use therein. The Company shall promptly give the Investor notice of any event (including the passage of time) which makes the final prospectus not to be in compliance with Section 5(b) or 10 of the Securities Act and shall use its best efforts thereafter to file with the SEC any Postpost-Effective Amendment effective amendment to the Registration Statement, amended prospectus Statement or prospectus supplement the Prospectuses in order to comply with Section 5(b) or 10 of the Securities Act.
Appears in 1 contract
Filing of Registration Statement. The Company shall file with the SEC, within thirty (30) days after the Execution Date, a new Registration Statement on Form S-1 F-1 (the “Registration Statement”) in compliance with the terms of the Registration Rights Agreement, covering only the resale of the Securities by the Investor. The Registration Statement shall relate to the transactions contemplated by, and describing the material terms and conditions of, this Agreement and disclosing all information relating to the transactions contemplated hereby required to be disclosed in the Registration Statement and the prospectus supplement as of the date of the Registration Statement, including, without limitation, information required to be disclosed in the section captioned “Plan of Distribution” in the Registration Statement. The Company shall permit the Investor to review and comment upon the Registration Statement within a reasonable time prior to their filing with the SEC, the Company shall give reasonable consideration to all such comments, and the Company shall not file the Current Report or the Registration Statement with the SEC in a form to which the Investor reasonably objects. The Investor shall furnish to the Company such information regarding itself, the Company’s securities beneficially owned by the Investor and the intended method of distribution thereof, including any arrangement between the Investor and any other person or relating to the sale or distribution of the Company’s securities, as shall be reasonably requested by the Company in connection with the preparation and filing of the Current Report and the Registration Statement, and shall otherwise cooperate with the Company as reasonably requested by the Company in connection with the preparation and filing of the Current Report and the Registration Statement with the SEC. The Company shall have no knowledge of any untrue statement (or alleged untrue statement) of a material fact or omission (or alleged omission) of a material fact required to be stated therein or necessary to make the statements therein, in light of the circumstances under which they were made, not misleading, in any pre-existing registration statement filed or any new registration statement or prospectus which is a part of the foregoing. The Company shall promptly give the Investor notice of any event (including the passage of time) which makes the final prospectus not to be in compliance with Section 5(b) or 10 of the Securities Act and shall use its best commercially reasonable efforts thereafter to file with the SEC any Post-Effective Amendment to the Registration Statement, amended prospectus or prospectus supplement in order to comply with Section 5(b) or 10 of the Securities Act.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (Psyence Biomedical Ltd.)
Filing of Registration Statement. The Company shall file with the SEC, within thirty two (302) days after Business Days from the Execution Datedate hereof, a new Registration Statement on Form S-1 (prospectus supplement covering the “Registration Statement”) in compliance with the terms offering and sale of the Registration Rights AgreementPurchase Notice Shares, covering only Commitment Shares and the resale of the Securities by the InvestorUnivest Compensation Shares. The Registration Statement prospectus supplement shall relate to the transactions contemplated by, and describing the material terms and conditions of, this Agreement Agreement, containing required information previously omitted at the time of effectiveness of the Base Registration Statement in reliance on Rule 430B under the Securities Act, and disclosing all information relating to the transactions contemplated hereby required to be disclosed in the Base Registration Statement and the prospectus supplement as of the date of the Registration Statementprospectus supplement, including, without limitation, information required to be disclosed in the section captioned “Plan of Distribution” in the Registration Statementprospectus. The Company shall permit the Investor to review and comment upon the Registration Statement prospectus supplement within a reasonable time prior to their filing with the SEC, the Company shall give reasonable consideration to all such comments, and the Company shall not file the Current Report or the Registration Statement prospectus supplement with the SEC in a form to which the Investor reasonably objects. The Investor shall furnish to the Company such information regarding itself, the Company’s securities beneficially owned by the Investor and the intended method of distribution thereof, including any arrangement between the Investor and any other person or relating to the sale or distribution of the Company’s securities, as shall be reasonably requested by the Company in connection with the preparation and filing of the Current Report and the Registration Statementprospectus supplement, and shall otherwise cooperate with the Company as reasonably requested by the Company in connection with the preparation and filing of the Current Report and the Registration Statement prospectus supplement with the SEC. The Company shall have no knowledge of any untrue statement (or alleged untrue statement) of a material fact or omission (or alleged omission) of a material fact required to be stated therein or necessary to make the statements therein, in light of the circumstances under which they were made, not misleading, in any pre-existing effective registration statement filed or any new registration statement post-effective amendment or prospectus which is a part of the foregoing. The Company shall promptly give the Investor notice of any event (including the passage of time) which makes the final prospectus not to be in compliance with Section 5(b) or 10 of the Securities Act and shall use its best efforts thereafter to file with the SEC any Post-Effective Amendment to the Base Registration Statement, amended prospectus or prospectus supplement in order to comply with Section 5(b) or 10 of the Securities Act.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (TD Holdings, Inc.)
Filing of Registration Statement. The Company shall file with the SEC, within thirty five (305) calendar days after the Execution Date, a new Registration Statement on Form S-1 (the “Registration Statement”) in compliance with the terms of the Registration Rights Agreement, covering only the resale of the Securities by the Investor. The Registration Statement shall relate to the transactions contemplated by, and describing the material terms and conditions of, this Agreement and disclosing all information relating to the transactions contemplated hereby required to be disclosed in the Registration Statement and the prospectus supplement as of the date of the Registration Statement, including, without limitation, information required to be disclosed in the section captioned “Plan of Distribution” in the Registration Statement. The Company shall permit the Investor to review and comment upon the Registration Statement within a reasonable time prior to their its filing with the SEC, the Company shall give reasonable consideration to all such comments, and the Company shall not file the Current Report or the Registration Statement with the SEC in a form to which the Investor reasonably objects. The Investor shall furnish to the Company such information regarding itself, the Company’s securities beneficially owned by the Investor and the intended method of distribution thereof, including any arrangement between the Investor and any other person or relating to the sale or distribution of the Company’s securities, as shall be reasonably requested by the Company in connection with the preparation and filing of the Current Report and the Registration Statement, and shall otherwise cooperate with the Company as reasonably requested by the Company in connection with the preparation and filing of the Current Report and the Registration Statement with the SEC. The Company shall have no knowledge of any untrue statement (or alleged untrue statement) of a material fact or omission (or alleged omission) of a material fact required to be stated therein or necessary to make the statements therein, in light of the circumstances under which they were made, not misleading, in any pre-existing registration statement filed or any new registration statement or prospectus which is a part of the foregoing. The Company shall promptly give the Investor notice of any event (including the passage of time) which makes the final prospectus not to be in compliance with Section 5(b) or 10 of the Securities Act and shall use its best efforts thereafter to file with the SEC any Post-Effective Amendment to the Registration Statement, amended prospectus or prospectus supplement in order to comply with Section 5(b) or 10 of the Securities Act.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (Zoomcar Holdings, Inc.)
Filing of Registration Statement. The Company shall prepare and file with the SEC, within thirty (30) days after SEC the Execution Date, a new Resale Registration Statement on Form S-1 (required by Article 2 with respect to the “Registration Statement”) in compliance with the terms of the Registration Rights AgreementRegistrable Securities, covering only the resale of the Securities by the Investor. The and use commercially reasonable efforts to cause such Resale Registration Statement shall relate to the transactions contemplated by, and describing the material terms and conditions of, this Agreement and disclosing all information relating to the transactions contemplated hereby required Registrable Securities to be disclosed in become effective within 120 days after such filing, and shall keep the Resale Registration Statement continuously effective and the prospectus supplement available for use at all times, except as set forth herein, until such date as all of the date of Registrable Securities have been sold pursuant to such Resale Registration Statement (the "Registration Statement, including, without limitation, information required Period"). The Selling Securityholders shall have the right to be disclosed in select one legal counsel (the section captioned “Plan of Distribution” in the "Legal Counsel") to review any Resale Registration Statement. The Company shall cooperate with Legal Counsel in performing the Company's obligations under the terms of this Agreement. The Company shall permit the Investor Legal Counsel to review and comment upon the Registration Statement within a reasonable time Statements and all amendments and supplements to the Registration Statements (except for Annual Reports on Form 10-K, Quarterly Reports on Form 10-Q, Current Reports on Form 8-K and any similar or successor report and registration statements on Form S-8) at least five (5) Business Days prior to their filing with the SEC, the Company shall give reasonable consideration to all such comments, SEC and the Company shall not file any document containing information relating to the Current Report or the Registration Statement with the SEC in a form Selling Securityholders to which the Investor Legal Counsel reasonably objects. The Investor Company shall (i) furnish to Legal Counsel, without charge, any correspondence from the SEC or the staff of the SEC to the Company such information regarding itself, the Company’s securities beneficially owned by the Investor and the intended method of distribution thereof, including any arrangement between the Investor and any other person or its representatives relating to the sale or distribution of the Company’s securities, as shall be reasonably requested by the Company in connection with the preparation and filing of the Current Report and the any Registration Statement, (ii) promptly after the same is prepared and shall otherwise cooperate with the Company as reasonably requested by the Company in connection with the preparation and filing of the Current Report and the Registration Statement filed with the SEC, notify Legal Counsel of the filing of any Registration Statement and any amendment(s) thereto, including financial statements and schedules and all exhibits, and (iii) upon the effectiveness of any Registration Statement, furnish to Legal Counsel, without charge, one copy of the prospectus included in such Registration Statement and all amendments and supplements thereto. The Company shall have no knowledge of any untrue statement (or alleged untrue statement) of a material fact or omission (or alleged omission) of a material fact required reasonably cooperate with Legal Counsel in performing the Company's obligations pursuant to be stated therein or necessary to make the statements therein, in light of the circumstances under which they were made, not misleading, in any pre-existing registration statement filed or any new registration statement or prospectus which is a part of the foregoing. The Company shall promptly give the Investor notice of any event (including the passage of time) which makes the final prospectus not to be in compliance with this Section 5(b) or 10 of the Securities Act and shall use its best efforts thereafter to file with the SEC any Post-Effective Amendment to the Registration Statement, amended prospectus or prospectus supplement in order to comply with Section 5(b) or 10 of the Securities Act3.1.
Appears in 1 contract
Filing of Registration Statement. The Company If KHC proposes to register any of its securities (x) for its own account in its initial Public Offering and includes in such registration any securities to be sold for the account of any other Person; or (y) for its own account or for the account of any other Person at any time after its initial Public Offering (other than a KHC Required Registration) (any such proposed registration being a "KHC Incidental Registration") under the Securities Act (other than pursuant to a registration statement on Form S-4, or Form S-8, or Form S-3 in the case of a registration solely for resale of securities issued as consideration in an acquisition of a Person by KHC, or any successor forms thereto or Section 4.1 hereof) for sale in a Public Offering, it will at each such time give prompt written notice to the holders of all KHC Registrable Securities of its intention to do so, which notice shall file with the SEC, within be given at least thirty (30) days after the Execution Date, a new Registration Statement on Form S-1 (the “Registration Statement”) in compliance with the terms of the Registration Rights Agreement, covering only the resale of the Securities by the Investor. The Registration Statement shall relate prior to the transactions contemplated by, and describing the material terms and conditions of, this Agreement and disclosing all information date that a registration statement relating to the transactions contemplated hereby required such registration is proposed to be disclosed in the Registration Statement and the prospectus supplement as of the date of the Registration Statement, including, without limitation, information required to be disclosed in the section captioned “Plan of Distribution” in the Registration Statement. The Company shall permit the Investor to review and comment upon the Registration Statement within a reasonable time prior to their filing with the SEC, the Company shall give reasonable consideration to all such comments, and the Company shall not file the Current Report or the Registration Statement with the SEC in a form to which the Investor reasonably objects. The Investor shall furnish to the Company such information regarding itself, the Company’s securities beneficially owned by the Investor and the intended method of distribution thereof, including any arrangement between the Investor and any other person or relating to the sale or distribution of the Company’s securities, as shall be reasonably requested by the Company in connection with the preparation and filing of the Current Report and the Registration Statement, and shall otherwise cooperate with the Company as reasonably requested by the Company in connection with the preparation and filing of the Current Report and the Registration Statement filed with the SEC. The Upon the written request of the Company or any Unitholder holding KHC Registrable Securities to include KHC Registrable Securities held by it under such registration statement (which request shall have no knowledge (i) be made within fifteen (15) days after the receipt of any untrue statement such notice, and (or alleged untrue statementii) of a material fact or omission (or alleged omission) of a material fact required specify the KHC Registrable Securities intended to be stated therein or necessary included by such holder), KHC will use its reasonable efforts to make effect the statements thereinregistration of all KHC Registrable Securities that KHC has been so requested to register; provided however that if, in light at any time after giving written notice of its intention to register any securities and prior to the effective date of the circumstances under which they were made, not misleading, in any pre-existing registration statement filed or in connection with such registration, KHC shall determine for any new reason to terminate such registration statement or prospectus which is a part of the foregoing. The Company shall promptly and not to register such securities, KHC may, at its election, give the Investor written notice of such determination to each such holder and, thereupon, shall be relieved of its obligation to register any event (including the passage KHC Registrable Securities of time) which makes the final prospectus not to be such Persons in compliance connection with Section 5(b) or 10 of the Securities Act and shall use its best efforts thereafter to file with the SEC any Post-Effective Amendment to the Registration Statement, amended prospectus or prospectus supplement in order to comply with Section 5(b) or 10 of the Securities Actsuch registration.
Appears in 1 contract
Filing of Registration Statement. The Company shall prepare and file with the SECSEC the Resale Registration Statement required by Article 2 with respect to the Registrable Securities, and use commercially reasonable efforts to cause such Resale Registration Statement relating to the Registrable Securities to become effective within thirty (30) 120 days after such filing, and shall keep the Execution Date, a new Resale Registration Statement on Form S-1 continuously effective and available for use at all times, except as set forth herein, until such date as all of the Registrable Securities have been sold pursuant to such Resale Registration Statement (the “Registration StatementPeriod”). The Selling Securityholders shall have the right to select one legal counsel (the “Legal Counsel”) in compliance with the terms of the Registration Rights Agreement, covering only the resale of the Securities by the Investor. The Registration Statement shall relate to the transactions contemplated by, and describing the material terms and conditions of, this Agreement and disclosing all information relating to the transactions contemplated hereby required to be disclosed in the Registration Statement and the prospectus supplement as of the date of the Registration Statement, including, without limitation, information required to be disclosed in the section captioned “Plan of Distribution” in the review any Resale Registration Statement. The Company shall cooperate with Legal Counsel in performing the Company’s obligations under the terms of this Agreement. The Company shall permit the Investor Legal Counsel to review and comment upon the Registration Statement within a reasonable time Statements and all amendments and supplements to the Registration Statements (except for Annual Reports on Form 10-K, Quarterly Reports on Form 10-Q, Current Reports on Form 8-K and any similar or successor report and registration statements on Form S-8) at least five (5) Business Days prior to their filing with the SEC, the Company shall give reasonable consideration to all such comments, SEC and the Company shall not file any document containing information relating to the Current Report or the Registration Statement with the SEC in a form Selling Securityholders to which the Investor Legal Counsel reasonably objects. The Investor Company shall (i) furnish to Legal Counsel, without charge, any correspondence from the SEC or the staff of the SEC to the Company such information regarding itself, the Company’s securities beneficially owned by the Investor and the intended method of distribution thereof, including any arrangement between the Investor and any other person or its representatives relating to the sale or distribution of the Company’s securities, as shall be reasonably requested by the Company in connection with the preparation and filing of the Current Report and the any Registration Statement, (ii) promptly after the same is prepared and shall otherwise cooperate with the Company as reasonably requested by the Company in connection with the preparation and filing of the Current Report and the Registration Statement filed with the SEC, notify Legal Counsel of the filing of any Registration Statement and any amendment(s) thereto, including financial statements and schedules and all exhibits, and (iii) upon the effectiveness of any Registration Statement, furnish to Legal Counsel, without charge, one copy of the prospectus included in such Registration Statement and all amendments and supplements thereto. The Company shall have no knowledge of any untrue statement (or alleged untrue statement) of a material fact or omission (or alleged omission) of a material fact required reasonably cooperate with Legal Counsel in performing the Company’s obligations pursuant to be stated therein or necessary to make the statements therein, in light of the circumstances under which they were made, not misleading, in any pre-existing registration statement filed or any new registration statement or prospectus which is a part of the foregoing. The Company shall promptly give the Investor notice of any event (including the passage of time) which makes the final prospectus not to be in compliance with this Section 5(b) or 10 of the Securities Act and shall use its best efforts thereafter to file with the SEC any Post-Effective Amendment to the Registration Statement, amended prospectus or prospectus supplement in order to comply with Section 5(b) or 10 of the Securities Act3.1.
Appears in 1 contract
Samples: Registration Rights Agreement (St Cloud Capital Partners Lp)
Filing of Registration Statement. The Subject to the terms and conditions of this Agreement, the Company shall file with the SEC, within thirty (30) days after the Execution Date, prepare a new Registration Statement on Form S-1 S-3, or other applicable form if Form S-3 is not available or has been rescinded or replaced (the “Registration Statement”), solely with respect to the 160,536 common shares, par value 0.10 per share, of the Company issued pursuant to this Agreement (“Registrable Securities”) in compliance and shall file the Registration Statement with the terms of Securities and Exchange Commission (the Registration Rights Agreement, covering only “SEC”) as soon as reasonably practical but in any event within 30 days following the resale of the Securities by the Investordate hereof. The Registration Statement shall relate not be filed as a confidential filing and the Company shall file a responsive amendment to the transactions contemplated by, and describing the material terms and conditions of, this Agreement and disclosing all information relating to the transactions contemplated hereby required to be disclosed in any SEC comments received regarding the Registration Statement as soon as reasonably practical after receipt of such comments. The Company represents and the prospectus supplement warrants that, as of the date of hereof, the Company meets the qualifications to file a Registration Statement, including, without limitation, information required Statement on Form S-3 and that there are no matters known to be disclosed in the section captioned “Plan of Distribution” in Company that would cause the Registration Statement. The Company shall permit the Investor to review and comment upon delay filing the Registration Statement within a reasonable time prior to their filing in accordance with the SEC, the Company shall give reasonable consideration to all such comments, and the Company shall not file the Current Report or the Registration Statement with the SEC in a form to which the Investor reasonably objectsthis Section 1.1. The Investor shall furnish to the Company such information regarding itself, the Company’s securities beneficially owned by the Investor and the intended method of distribution thereof, including any arrangement between the Investor and any other person or All expenses relating to the sale or distribution registration of the Company’s securitiesRegistrable Securities, as including (without limitation) all registration, filing, qualification, printers, accounting and legal fees and disbursements shall be reasonably requested borne by the Company Company; provided that each Party shall be responsible for its fees (including legal fees) and expenses incurred in connection with the preparation and filing negotiation of the Current Report and the Registration Statement, and shall otherwise cooperate with the Company as reasonably requested by the Company in connection with the preparation and filing of the Current Report and the Registration Statement with the SECthis Agreement. The Company shall have no knowledge of (i) cause all Registrable Securities registered hereunder to be listed on each securities exchange on which the Registrable Securities are listed by the Company, (ii) maintain a transfer agent and registrar for all Registrable Securities registered hereunder and a CUSIP number for all such Registrable Securities and (iii) make any untrue statement (or alleged untrue statement) of a material fact or omission (or alleged omission) of a material fact Blue Sky filings to the extent required to register or qualify Registrable Securities under state Blue Sky laws, provided that the Company shall not be stated therein required in connection therewith or necessary as a condition thereof to make the statements thereinqualify to do business, in light where not otherwise required, or to file a general consent to service of the circumstances under which they were made, not misleading, process in any pre-existing registration statement filed state or any new registration statement or prospectus which is a part of the foregoing. The Company shall promptly give the Investor notice of any event (including the passage of time) which makes the final prospectus not to be in compliance with Section 5(b) or 10 of the Securities Act and shall use its best efforts thereafter to file with the SEC any Post-Effective Amendment to the Registration Statement, amended prospectus or prospectus supplement in order to comply with Section 5(b) or 10 of the Securities Actjurisdiction.
Appears in 1 contract
Filing of Registration Statement. The Company shall file with the SEC, within thirty ten (3010) days after Business Days from the Execution Datedate hereof, a new Registration Statement on Form S-1 (prospectus supplement covering the “Registration Statement”) in compliance with the terms offering and sale of the Registration Rights Agreement, covering only Purchase Notice Shares and the resale of the Securities by the InvestorCommitment Shares. The Registration Statement prospectus supplement shall relate to the transactions contemplated by, and describing the material terms and conditions of, this Agreement Agreement, containing required information previously omitted at the time of effectiveness of the Base Registration Statement in reliance on Rule 430B under the Securities Act, and disclosing all information relating to the transactions contemplated hereby required to be disclosed in the Base Registration Statement and the prospectus supplement as of the date of the Registration Statementprospectus supplement, including, without limitation, information required to be disclosed in the section captioned “Plan of Distribution” in the Registration Statementprospectus. The Company shall permit the Investor to review and comment upon the Registration Statement prospectus supplement within a reasonable time prior to their filing with the SEC, the Company shall give reasonable consideration to all such comments, and the Company shall not file the Current Report or the Registration Statement prospectus supplement with the SEC in a form to which the Investor reasonably objects. The Investor shall furnish to the Company such information regarding itself, the Company’s securities beneficially owned by the Investor and the intended method of distribution thereof, including any arrangement between the Investor and any other person or relating to the sale or distribution of the Company’s securities, as shall be reasonably requested by the Company in connection with the preparation and filing of the Current Report and the Registration Statementprospectus supplement, and shall otherwise cooperate with the Company as reasonably requested by the Company in connection with the preparation and filing of the Current Report and the Registration Statement prospectus supplement with the SEC. The Company shall have no knowledge of any untrue statement (or alleged untrue statement) of a material fact or omission (or alleged omission) of a material fact required to be stated therein or necessary to make the statements therein, in light of the circumstances under which they were made, not misleading, in any pre-existing effective registration statement filed or any new registration statement post-effective amendment or prospectus which is a part of the foregoing. The Company shall promptly give the Investor notice of any event (including the passage of time) which makes the final prospectus not to be in compliance with Section 5(b) or 10 of the Securities Act and shall use its best efforts thereafter to file with the SEC any Post-Effective Amendment to the Base Registration Statement, amended prospectus or prospectus supplement in order to comply with Section 5(b) or 10 of the Securities Act.
Appears in 1 contract
Samples: Ordinary Share Purchase Agreement (Powerbridge Technologies Co., Ltd.)
Filing of Registration Statement. The Company shall file with the SEC, within thirty two (302) days after Business Days from the Execution Date, a new Registration Statement on Form S-1 prospectus supplement covering the offering and sale of the Securities (the “Registration StatementProspectus Supplement”) in compliance with the terms of the Registration Rights Agreement, covering only the resale of the Securities by the Investor). The Registration Statement Prospectus Supplement shall relate to the transactions contemplated by, and describing the material terms and conditions of, this Agreement Agreement, containing required information previously omitted from the Prospectus at the time of effectiveness of the Base Registration Statement in reliance on Rule 430B under the Securities Act, and disclosing all information relating to the transactions contemplated hereby required to be disclosed in the Base Registration Statement and the prospectus supplement Prospectus as of the date of the Registration StatementProspectus Supplement, including, without limitation, information required to be disclosed in the section captioned “Plan of Distribution” in the Registration StatementProspectus. The Company shall permit the Investor to review and comment upon the Registration Statement Prospectus Supplement within a reasonable time prior to their filing with the SEC, the Company shall give reasonable consideration to all such comments, and the Company shall not file the Current Report or the Registration Statement Prospectus Supplement with the SEC in a form to which the Investor reasonably objects. The Investor shall furnish to the Company such information regarding itself, the Company’s securities beneficially owned by the Investor Investor, and the intended method of distribution thereof, including any arrangement between the Investor and any other person or relating to the sale or distribution of the Company’s securities, as shall be reasonably requested by the Company in connection with the preparation and filing of the Current Report and the Registration StatementProspectus Supplement, and shall otherwise cooperate with the Company as reasonably requested by the Company in connection with the preparation and filing of the Current Report and the Registration Statement Prospectus Supplement with the SEC. The At the time of the filing of the Prospectus Supplement, the Company shall have no knowledge of any untrue statement (or alleged untrue statement) of a material fact in the Prospectus (as supplemented by the Prospectus Supplement) or omission (or alleged omission) of a material fact required to be stated therein or necessary to make the statements therein, in light of the circumstances under which they were made, not misleading, and there shall be no such untrue statement of material fact or omission in any pre-existing effective registration statement filed or any new registration statement post-effective amendment or prospectus which is a part of the foregoing. The Company shall promptly give the Investor notice of any event (including the passage of time) which makes the final prospectus Prospectus not to be in compliance with Section 5(b) or 10 of the Securities Act and shall use its best efforts thereafter to file with the SEC any Post-Effective Amendment to the Base Registration Statement, amended prospectus or prospectus supplement in order to comply with Section 5(b) or 10 of the Securities Act.
Appears in 1 contract
Filing of Registration Statement. The Company shall file with the SEC, within thirty (30) calendar days after the Execution Date, a new Registration Statement on Form S-1 (or F-1) (the “Registration Statement”) in compliance with the terms of the Registration Rights Agreement, covering only the resale of the Securities by the Investor. The Registration Statement shall relate to the transactions contemplated by, and describing the material terms and conditions of, this Agreement and disclosing all information relating to the transactions contemplated hereby required to be disclosed in the Registration Statement and the prospectus supplement as of the date of the Registration Statement, including, without limitation, information required to be disclosed in the section captioned “Plan of Distribution” in the Registration Statement. The Company shall permit the Investor to review and comment upon the Registration Statement within a reasonable time prior to their filing with the SEC, the Company shall give reasonable consideration to all such comments, and the Company shall not file the Current Report or the Registration Statement with the SEC in a form to which the Investor reasonably objects. The Investor shall furnish to the Company such information regarding itself, the Company’s securities beneficially owned by the Investor and the intended method of distribution thereof, including any arrangement between the Investor and any other person or relating to the sale or distribution of the Company’s securities, as shall be reasonably requested by the Company in connection with the preparation and filing of the Current Report and the Registration Statement, and shall otherwise cooperate with the Company as reasonably requested by the Company in connection with the preparation and filing of the Current Report and the Registration Statement with the SEC. The Company shall have no knowledge of any untrue statement (or alleged untrue statement) of a material fact or omission (or alleged omission) of a material fact required to be stated therein or necessary to make the statements therein, in light of the circumstances under which they were made, not misleading, in any pre-existing registration statement filed or any new registration statement or prospectus which is a part of the foregoing. The Company shall promptly give the Investor notice of any event (including the passage of time) which makes the final prospectus not to be in compliance with Section 5(b) or 10 of the Securities Act and shall use its best commercially reasonable efforts thereafter to file with the SEC any Post-Effective Amendment to the Registration Statement, amended prospectus or prospectus supplement in order to comply with Section 5(b) or 10 of the Securities Act.
Appears in 1 contract
Filing of Registration Statement. The Company shall file with the SEC, within thirty (30) days after the Execution DateBCA Closing, a new Registration Statement on Form S-1 F-1 (the “Initial Registration Statement”) in compliance with the terms of the Registration Rights Agreement, covering only the resale of the Securities by the Investor. The Registration Statement shall relate to the transactions contemplated by, and describing the material terms and conditions of, this Agreement and disclosing all information relating to the transactions contemplated hereby required to be disclosed in the Registration Statement and the prospectus supplement as of the date of the Registration Statement, including, without limitation, information required to be disclosed in the section captioned “Plan of Distribution” in the Registration Statement. The Company shall permit the Investor to review and comment upon the Registration Statement within a reasonable time prior to their filing with the SEC, the Company shall give reasonable consideration to all such comments, and the Company shall not file the Current Report or the Registration Statement with the SEC in a form to which the Investor reasonably objects. The Investor shall furnish to the Company such information regarding itself, the Company’s securities beneficially owned by the Investor and the intended method of distribution thereof, including any arrangement between the Investor and any other person or relating to the sale or distribution of the Company’s securities, as shall be reasonably requested by the Company in connection with the preparation and filing of the Current Report and the Registration Statement, and shall otherwise cooperate with the Company as reasonably requested by the Company in connection with the preparation and filing of the Current Report and the Registration Statement with the SEC. The Company shall have no knowledge of any untrue statement (or alleged untrue statement) of a material fact or omission (or alleged omission) of a material fact required to be stated therein or necessary to make the statements therein, in light of the circumstances under which they were made, not misleading, in any pre-existing registration statement filed or any new registration statement or prospectus which is a part of the foregoing. The Company shall promptly give the Investor notice of any event (including the passage of time) which makes the final prospectus not to be in compliance with Section 5(b) or 10 of the Securities Act and shall use its best efforts thereafter to file with the SEC any Post-Effective Amendment to the Registration Statement, amended prospectus or prospectus supplement in order to comply with Section 5(b) or 10 of the Securities Act. For the avoidance of doubt, the Initial Registration Statement must be filed after the BCA Closing and must contain all Commitment Shares and the maximum allowable amount of Purchase Notice Shares in the original registration statement. Any amended registration statement with the Commitment Shares and Purchase Notice Shares in which the original Registration Statement did not have the Commitment Shares and Purchase Notice Shares shall not constitute as the Initial Registration Statement.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (Semilux International Ltd.)
Filing of Registration Statement. The Company shall file with the SECfile, within thirty one (301) days Business Day after the Execution Date, with the SEC a new Registration Statement on Form S-1 prospectus supplement covering the offering and sale of the Securities (the “Registration StatementProspectus Filing Date”) in compliance with the terms of the Registration Rights Agreement, covering only the resale of the Securities by the Investor). The Registration Statement prospectus supplement shall relate to the transactions contemplated by, and describing the material terms and conditions of, this Agreement Agreement, containing required information previously omitted at the time of effectiveness of the Base Registration Statement in reliance on Rule 430B under the Securities Act, and disclosing all information relating to the transactions contemplated hereby required to be disclosed in the Base Registration Statement and the prospectus supplement as of the date of the Registration Statementprospectus supplement, including, without limitation, information required to be disclosed in the section captioned “Plan of Distribution” in the Registration Statementprospectus. The Company shall permit the Investor to review and comment upon the Registration Statement prospectus supplement within a reasonable time prior to their filing with the SEC, the Company shall give reasonable consideration to all such comments, and the Company shall not file the Current Report or the Registration Statement prospectus supplement with the SEC in a form to which the Investor reasonably objects. The Investor shall furnish to the Company such information regarding itself, the Company’s securities beneficially owned by the Investor and the intended method of distribution thereof, including any arrangement between the Investor and any other person or relating to the sale or distribution of the Company’s securities, as shall be reasonably requested by the Company in connection with the preparation and filing of the Current Report and the Registration Statementprospectus supplement, and shall otherwise cooperate with the Company as reasonably requested by the Company in connection with the preparation and filing of the Current Report and the Registration Statement prospectus supplement with the SEC. The Company shall have no knowledge of any untrue statement (or alleged untrue statement) of a material fact or omission (or alleged omission) of a material fact required to be stated therein or necessary to make the statements therein, in light of the circumstances under which they were made, not misleading, in any pre-existing effective registration statement filed or any new registration statement post-effective amendment or prospectus which is a part of the foregoing. The Company shall promptly give the Investor notice of any event (including the passage of time) which makes the final prospectus not to be in compliance with Section 5(b) or 10 of the Securities Act and shall use its best efforts thereafter to file with the SEC any Post-Effective Amendment to the Base Registration Statement, amended prospectus or prospectus supplement in order to comply with Section 5(b) or 10 of the Securities Act.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (Transcode Therapeutics, Inc.)