Filing Responsibilities of Acquired Fund. Except as otherwise expressly provided herein, any reporting responsibility of the Acquired Fund, including, but not limited to, the responsibility for filing regulatory reports, tax returns, or other documents with the Securities and Exchange Commission (“Commission”), any state securities commission, and any federal, state or local tax authorities or any other relevant regulatory authority, is and shall remain the responsibility of the Acquired Fund.
Appears in 8 contracts
Samples: Reorganization Agreement (Mainstay Funds Trust), Agreement and Plan of Reorganization (Mainstay Funds Trust), Reorganization Agreement (Mainstay Funds Trust)
Filing Responsibilities of Acquired Fund. Except as otherwise expressly provided herein, any reporting responsibility of the Acquired Fund, including, but not limited to, the responsibility for filing regulatory reports, tax returnsTax Returns, or other documents with the Securities and Exchange Commission (“Commission”), any state securities commission, and any federal, state or local tax authorities or any other relevant regulatory authority, is and shall remain the responsibility of the Acquired Fund.
Appears in 5 contracts
Samples: Agreement and Plan of Reorganization (Mainstay Funds Trust), Agreement and Plan of Reorganization (Mainstay Funds Trust), Agreement and Plan of Reorganization (Mainstay Funds Trust)
Filing Responsibilities of Acquired Fund. Except as otherwise expressly provided herein, any Any reporting responsibility of the Acquired Fund, including, but not limited to, the responsibility for filing regulatory reports, tax returns, or other documents with the Securities and Exchange Commission (“Commission”), any state securities commission, and any federalFederal, state or local tax authorities or any other relevant regulatory authority, is and shall remain the responsibility of the Acquired Fund.
Appears in 4 contracts
Samples: Agreement and Plan of Reorganization (Keystone Mutual Funds), Agreement and Plan of Reorganization (Mainstay Funds Trust), Agreement and Plan of Reorganization (Helios Total Return Fund Inc)
Filing Responsibilities of Acquired Fund. Except as otherwise expressly provided herein, any Any reporting responsibility of the Acquired Fund, including, but not limited to, the responsibility for filing regulatory reports, tax returns, or other documents with the Securities and Exchange Commission (the “Commission”), the exchange on which the Acquired Fund’s shares are listed, any state securities commission, any state corporate registry, and any federalFederal, state or local tax authorities or any other relevant regulatory authority, is and shall remain the responsibility of the Acquired Fund.
Appears in 3 contracts
Samples: Agreement and Plan of Reorganization (Abrdn Income Credit Strategies Fund), Reorganization Agreement (Abrdn Global Infrastructure Income Fund), Agreement and Plan of Reorganization (Abrdn Income Credit Strategies Fund)
Filing Responsibilities of Acquired Fund. Except as otherwise expressly provided herein, any Any reporting responsibility of the Acquired Fund, including, but not limited to, the responsibility for filing regulatory reports, tax returns, or other documents with the Securities and Exchange Commission (“Commission”"COMMISSION"), any state securities commission, and any federalFederal, state or local tax authorities or any other relevant regulatory authority, is and shall remain the responsibility of the Acquired Fund.
Appears in 3 contracts
Samples: Agreement and Plan of Reorganization (Mainstay Funds), Reorganization Agreement (Mainstay Funds), Agreement and Plan of Reorganization (Mainstay Funds)
Filing Responsibilities of Acquired Fund. Except as otherwise expressly provided herein, any Any reporting responsibility of the Acquired Fund, including, but not limited to, the responsibility for filing regulatory reports, tax returns, or other documents with the Securities and Exchange Commission (“CommissionCOMMISSION”), any state securities commission, and any federalFederal, state or local tax authorities or any other relevant regulatory authority, is and shall remain the responsibility of the Acquired Fund.
Appears in 1 contract
Samples: Agreement and Plan of Reorganization (Mainstay Funds Trust)
Filing Responsibilities of Acquired Fund. Except as otherwise expressly provided herein, any reporting responsibility of the Acquired Fund, including, but not limited to, the responsibility for filing regulatory reports, tax returns, or other documents with the Securities and Exchange Commission (“Commission”), any state securities commission, and any federal, state or local tax authorities or any other relevant regulatory authority, authority is and shall remain the responsibility of the Acquired Fund.
Appears in 1 contract
Samples: Agreement and Plan of Reorganization (Mainstay Funds Trust)
