Financial Advisor Clause Samples
The Financial Advisor clause defines the role, responsibilities, and authority of a financial advisor within an agreement. Typically, this clause outlines the scope of services the advisor will provide, such as offering investment advice, managing assets, or assisting with financial planning, and may specify any limitations or requirements for the advisor’s actions. Its core practical function is to clearly establish the expectations and boundaries for the financial advisor’s involvement, thereby preventing misunderstandings and ensuring both parties are aware of the advisor’s duties and obligations.
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Financial Advisor. No broker, finder, investment banker, or other Person is entitled to any brokerage, finder’s, financial advisor’s or other similar fee or commission from the Company in connection with Stockholder tendering the Owned Shares based upon arrangements made by or on behalf of Stockholder in its capacity as such.
Financial Advisor. No broker, finder or investment banker is entitled to any commission or brokerage or finder’s fee in connection with the Merger or any of the other transactions contemplated by this Agreement based upon arrangements made by or on behalf of DMK.
Financial Advisor. Except for the Company Financial Advisor, no broker, finder or investment banker is entitled to any brokerage fee, finder’s fee, opinion fee, success fee, transaction fee or other fee or commission in connection with the Contemplated Transactions based upon arrangements made by or on behalf of any of the Acquired Companies. The Company has furnished to Parent accurate and complete copies of all agreements under which any such fees, commissions, expenses or other amounts have been paid or may become payable (and describing any such fees, commissions, expenses or other amounts) and all indemnification and other agreements related to the engagement of the Company Financial Advisor.
Financial Advisor. 25 2.28 Full Disclosure................................................. 25 i 3 TABLE OF CONTENTS (CONTINUED)
Financial Advisor. Except for the Parent Financial Advisor, no broker, finder or investment banker is entitled to any brokerage, finder's, opinion, success, transaction fee or other fee or commission in connection with the Merger, the Upstream Merger or any of the other transactions contemplated by this Agreement based upon arrangements made by Parent, Merger Sub or Merger LLC.
Financial Advisor. Except as disclosed in Part 2.23 of the Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the Merger or any of the other Contemplated Transactions based upon arrangements made by or on behalf of any of the Acquired Companies.
Financial Advisor. No broker, finder or investment banker is entitled to any brokerage, finder's or other fee or commission in connection with the Merger or the transactions contemplated by this Merger Agreement based upon arrangements made by or on behalf of the Company.
Financial Advisor. Except for Goldman and ▇▇▇▇▇▇ ▇▇▇▇▇▇▇, no broker, finder, financial advisor or investment banker is entitled to any brokerage, finder’s, advisory or other fee or commission, or the reimbursement of expenses, in connection with the Business Combination or any of the other Contemplated Transactions based upon arrangements made by or on behalf of any of the Applied Entities or TEL Entities.
Financial Advisor. Except for Lehm▇▇ ▇▇▇thers, no broker, finder or investment banker is entitled to any brokerage, finder's or other fee or commission in connection with the Merger or any of the other transactions contemplated by this Agreement based upon arrangements made by or on behalf of any of the Acquired Corporations. The Company has furnished to Parent accurate and complete copies of all agreements under which any such fees, commissions or other amounts have been paid or may become payable and all indemnification and other arrangements relating to the engagement of Lehm▇▇ ▇▇▇thers.
Financial Advisor. 25 2.28 Full Disclosure.......................................25 SECTION 3.REPRESENTATIONS AND WARRANTIES OF PARENT AND MERGER SUB.......26 3.1 Organization, Standing and Power......................26 3.2 Capitalization, Etc...................................26 3.3 SEC Filings; Financial Statements.....................27 3.4 Disclosure............................................27 3.5 Absence of Certain Changes or Events..................28 3.6 Authority; Binding Nature of Agreement................28 3.7 Non-Contravention; Consents...........................28