Financial Intermediary Surveillance Schedules. (a) Create a system profile and infrastructure based upon parameters set by the Fund to establish and maintain Financial Intermediary surveillance schedules and communication protocol/links. (b) Initiate information requests to the Financial Intermediaries.
Appears in 83 contracts
Samples: Transfer Agency and Service Agreement (Allspring Funds Trust), Transfer Agency and Service Agreement (Allspring Variable Trust), Transfer Agency and Service Agreement (Allspring Funds Trust)
Financial Intermediary Surveillance Schedules. (a) Create a system profile and infrastructure based upon parameters set by the Fund to establish and maintain Financial Intermediary financial intermediary surveillance schedules and communication protocol/links.
(b) Initiate information requests to the Financial Intermediariesfinancial intermediaries.
Appears in 14 contracts
Samples: Services Agreement (HPS Corporate Capital Solutions Fund), Services Agreement (HPS Corporate Capital Solutions BDC), Services Agreement (Brookfield Infrastructure Income Fund Inc.)
Financial Intermediary Surveillance Schedules. (a) Create a system profile and infrastructure based upon parameters set by the Fund to establish and maintain Financial Intermediary surveillance schedules and communication protocol/links.
(b) Initiate information requests to the Financial Intermediaries.
Appears in 12 contracts
Samples: Sub Transfer Agency and Service Agreement (Virtus Institutional Trust), Sub Transfer Agency and Service Agreement (Virtus Equity Trust), Sub Transfer Agency and Service Agreement (Virtus Equity Trust)
Financial Intermediary Surveillance Schedules. (a) Create a system profile and infrastructure based upon parameters set by the Fund Trust to establish and maintain Financial Intermediary surveillance schedules and communication protocol/links.
(b) Initiate information requests to the Financial Intermediaries.
Appears in 6 contracts
Samples: Transfer Agency Agreement, Transfer Agency and Service Agreement (Allstate Financial Investment Trust), Transfer Agency and Service Agreement (PIMCO Equity Series)
Financial Intermediary Surveillance Schedules. (a) Create a system profile and infrastructure based upon parameters set by the Fund Funds to establish and maintain Financial Intermediary surveillance schedules and communication protocol/links.
(b) Initiate information requests to the Financial Intermediaries, who have an Omnibus and/or SuperOmnibus relationship with the Funds.
Appears in 3 contracts
Samples: Transfer Agency and Service Agreement, Transfer Agency and Service Agreement (Ssga Funds), Transfer Agency and Service Agreement (State Street Institutional Investment Trust)
Financial Intermediary Surveillance Schedules. (a) Create a system profile and infrastructure based upon parameters set by the each Fund to establish and maintain Financial Intermediary surveillance schedules and communication protocol/links.
(b) Initiate information requests to the Financial Intermediaries.
Appears in 3 contracts
Samples: Transfer Agency and Service Agreement (Schwab Capital Trust), Transfer Agency and Service Agreement (Schwab Investments), Transfer Agency and Service Agreement (Schwab Annuity Portfolios)
Financial Intermediary Surveillance Schedules. (a) Create a system profile and infrastructure based upon parameters set by the each Fund to establish and maintain Financial Intermediary financial intermediary surveillance schedules and communication protocol/links.
(b) Initiate information requests to the Financial Intermediariesfinancial intermediaries.
Appears in 2 contracts
Samples: Transfer Agency Services Agreement (T. Rowe Price OHA Flexible Credit Income Fund), Transfer Agency Services Agreement (T. Rowe Price OHA Select Private Credit Fund)
Financial Intermediary Surveillance Schedules. (ai) Create Creation of a system profile and infrastructure based upon parameters set by the Fund to establish and maintain Financial Intermediary surveillance schedules and communication protocol/links.
(bii) Initiate Initiation of information requests to the Financial Intermediaries.
Appears in 2 contracts
Samples: Sub Transfer Agency and Shareholder Services Agreement (Virtus Insight Trust), Sub Transfer Agency and Shareholder Services Agreement (Virtus Equity Trust)
Financial Intermediary Surveillance Schedules. (a) Create a system profile and infrastructure based upon parameters set by the Fund to establish and maintain Financial Intermediary surveillance schedules and communication protocol/linksprotocoUlinks.
(b) Initiate information requests to the Financial Intermediaries.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (RidgeWorth Funds)
Financial Intermediary Surveillance Schedules. (a) Create a system profile and infrastructure based upon parameters set by the Fund to establish and maintain Financial Intermediary surveillance schedules and communication protocol/links.
. (b) Initiate information requests to the Financial Intermediaries.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Morgan Stanley Institutional Fund Trust)
Financial Intermediary Surveillance Schedules. (a) Create a system profile and infrastructure based upon parameters set by the Fund Funds to establish and maintain Financial Intermediary surveillance schedules and communication protocol/links.
(b) Initiate information requests to the Financial Intermediaries.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Dodge & Cox Funds)
Financial Intermediary Surveillance Schedules. (a) Create a system profile and infrastructure based upon parameters set by the Fund to establish and maintain Financial Intermediary surveillance schedules and communication protocol/protocol links.
(b) Initiate information requests to the Financial Intermediaries.
Appears in 1 contract
Samples: Sub Transfer Agency and Service Agreement (Virtus Insight Trust)
Financial Intermediary Surveillance Schedules. (a) Create a system profile and infrastructure based upon parameters set by the Fund to establish and maintain Financial Intermediary surveillance schedules and communication protocol/links.
(b) . Initiate information requests to the Financial Intermediaries.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Wells Fargo Funds Trust)
Financial Intermediary Surveillance Schedules. (a) Create a system profile and infrastructure based upon parameters set by the Fund to establish and maintain Financial Intermediary financial intermediary surveillance schedules and communication protocol/links.
(b) Initiate information requests to the Financial Intermediariesfinancial intermediaries. 1.
Appears in 1 contract
Samples: Services Agreement (Brookfield Infrastructure Income Fund Inc.)
