Common use of FINANCIAL REPORTING; MONEY MARKET FUND SERVICES Clause in Contracts

FINANCIAL REPORTING; MONEY MARKET FUND SERVICES. BNY Mellon shall provide the following financial reporting services for each Fund:  Financial Statement Preparation & Review · Prepare the Fund’s annual and semi-annual shareholder reports4 for shareholder delivery and for inclusion in Form N-CSR; · Prepare the Fund’s fiscal quarterly schedule of portfolio holdings4 for inclusion in Form N-Q; · Prepare, circulate and maintain the Fund’s financial reporting production calendar and track status of reporting cycles; and · Prepare and coordinate the filing of the Fund’s monthly website files and Form N-MFP, as applicable to money market funds.  Reporting Modernization Services · The services set forth in this Reporting Modernization Services section shall terminate on June 30, 2020 (for clarity, the report(s) required to be filed on June 30, 2020 will be filed in accordance with the terms of this Reporting Modernization Service section); provided that unless one party provides written notice to the other party that this Reporting Modernization Services section is not to be renewed, and such notice is received by the non-terminating party no later than 180 days before the June 30 on which this Reporting Modernization Services section is scheduled to terminate, this Reporting Modernization Services section shall automatically renew to the June 30 following the June 30 on which this Reporting Modernization Services section was scheduled to terminate (for clarity, the report(s) required to be filed on the June 30 on which this Reporting Modernization Services section is scheduled to terminate will be filed in accordance with the terms of this Reporting Modernization Services section); provided further that this Reporting Modernization Service section shall not extend beyond the termination date of the Agreement. 4 Requires “Typesetting Services” as described herein. · As selected by the Fund, BNY Mellon shall provide services following a full service operating model. This operating model requires BNY Mellon · to include the actual filing of the reports as part of the services noted below. · FORM N-PORT. BNY Mellon, subject to the limitations described herein and its timely receipt of all necessary information related thereto, will, or will cause a Vendor, as further described in the SLDs, to: (i) collect, aggregate and normalize all data required for the preparation of Form N-PORT; (ii) prepare, on a monthly basis, Form N-PORT; and (iii) timely file Form N-PORT with the United States Securities and Exchange Commission (“SEC”) in accordance with SEC form and filing requirements. o The timely receipt of necessary information referred to above will be determined by mutual agreement of BNY Mellon and the Fund in advance of the preparation of the initial Form N-PORT pursuant to this Amendment. If BNY Mellon does not timely receive necessary information, it will nonetheless use reasonable efforts to timely complete and file the affected Form N-PORT by the regulatory due date once the necessary information is received, provided that BNY Mellon will have no liability with respect to a matter related to the fact that necessary information was not timely received. o Unless mutually agreed in writing between BNY Mellon and the Fund, BNY Mellon will use the same layout and format for every successive reporting period for Form N-PORT except to the extent a change in the layout or format is required by Form N-PORT. · FORM N-CEN. BNY Mellon, subject to the limitations described herein and its timely receipt of all necessary information related thereto, will, or will cause a Vendor, as further described in the SLDs, to: (i) collect, aggregate and normalize all data required for the preparation of Form N-CEN; (ii) prepare, on an annual basis, Form N-CEN; and (iii) timely file Form N-CEN with the SEC in accordance with SEC form and filing requirements. o The timely receipt of necessary information referred to above will be determined by mutual agreement of BNY Mellon and the Fund in advance of the preparation of the initial Form N-CEN pursuant to this Amendment. If BNY Mellon does not timely receive necessary information, it will nonetheless use reasonable efforts to timely complete and file the affected Form N-CEN by the regulatory due date once the necessary information is received, provided that BNY Mellon will have no liability with respect to a matter related to the fact that necessary information was not timely received. o Unless mutually agreed in writing between BNY Mellon and the Fund, BNY Mellon will use the same source for obtaining the information and method for performing the required calculations for every successive reporting period for Form N-CEN except to the extent a change in the method for performing the calculations is required by Form N-CEN. · Each Fund, in a timely manner, shall review and comment on, and, as the Fund deems necessary, cause its counsel and/or accountants to review and comment on, each report described herein. The Fund shall provide timely sign-off of, and authorization and direction to file, each such report. Absent such timely sign-off, authorization and direction by the Fund, BNY Mellon shall be excused from its obligations to file the affected report with the timeframe required by Form N-PORT or Form N-CEN, as the case may be. BNY Mellon is providing the services related to the filing of such reports based on the acknowledgement of the Fund that such services, together with the activities of the Fund in accordance with its internal policies, procedures and controls, shall together satisfy the requirements of the applicable rules and regulations for each such report.  Typesetting Services · Create financial compositions for the applicable financial report and related EDGAR files; · Maintain country codes, industry class codes, security class codes and state codes; · Map individual general ledger accounts into master accounts to be displayed in the applicable financial reports; · Create components that will specify the proper grouping and sorting for display of portfolio information; · Create components that will specify the proper calculation and display of financial data required for each applicable financial report (except for identified manual entries, which BNY Mellon will enter); · Process, convert and load security and general ledger data; · Include data in financial reports provided from external parties to BNY Mellon which includes, but is not limited to: shareholder letters, “Management Discussion and Analysis” commentary, notes on performance, form of notes to financials, report of independent auditors, Fund management listing, service providers listing and Fund spectrums; · Generate financial reports using the Vendor’s capabilities which include the following: o table of contents; o schedules of investments; o statement of net assets; o statements of assets and liabilities; o statements of operation; o statements of changes; o statements of cash flows; o financial highlights; o notes to financial statements; o report of independent registered public accounting firm; o tax information; and o additional Fund information as mutually agreed in writing between BNY Mellon and a Fund. · Unless mutually agreed in writing between BNY Mellon and a Fund, solely with respect to typesetting services, BNY Mellon will use the same layout and format for every successive reporting period for the typeset reports. At the request of a Fund and upon the mutual written agreement of BNY Mellon and the Fund as to the scope of any changes and additional compensation of BNY Mellon, BNY Mellon will, or will cause the Vendor to, change the format or layout of reports from time to time.

FINANCIAL REPORTING; MONEY MARKET FUND SERVICES. BNY Mellon shall provide the following financial reporting services for each Fund:  § Financial Statement Preparation & Review · Prepare the Fund’s annual and semi-annual shareholder reports4 reports1 1 Requires “Typesetting Services” as described herein. for shareholder delivery and for inclusion in Form N-CSR; · Prepare the Fund’s fiscal quarterly schedule of portfolio holdings4 holdings1 for inclusion in Form N-Q; · Prepare, circulate and maintain the Fund’s financial reporting production calendar and track status of reporting cycles; and · Prepare and coordinate the filing of the Fund’s monthly website files and Form N-MFP, as applicable to money market funds.  § Reporting Modernization Services · The services set forth in this Reporting Modernization Services section shall terminate on June 30, 2020 (for clarity, the report(s) required to be filed on June 30, 2020 will be filed in accordance with the terms of this Reporting Modernization Service section); provided that unless one party provides written notice to the other party that this Reporting Modernization Services section is not to be renewed, and such notice is received by the non-terminating party no later than 180 days before the June 30 on which this Reporting Modernization Services section is scheduled to terminate, this Reporting Modernization Services section shall automatically renew to the June 30 following the June 30 on which this Reporting Modernization Services section was scheduled to terminate (for clarity, the report(s) required to be filed on the June 30 on which this Reporting Modernization Services section is scheduled to terminate will be filed in accordance with the terms of this Reporting Modernization Services section); provided further that this Reporting Modernization Service section shall not extend beyond the termination date of the Agreement. 4 Requires “Typesetting Services” as described herein. · As selected by the Fund, BNY Mellon shall provide services following a full service operating model. This operating model requires BNY Mellon · to include the actual filing of the reports as part of the services noted below. · FORM N-PORT. BNY Mellon, subject to the limitations described herein and its timely receipt of all necessary information related thereto, will, or will cause a Vendor, as further described in the SLDs, to: (i) collect, aggregate and normalize all data required for the preparation of Form N-PORT; (ii) prepare, on a monthly basis, Form N-PORT; and (iii) timely file Form N-PORT with the United States Securities and Exchange Commission (“SEC”) in accordance with SEC form and filing requirements. o The timely receipt of necessary information referred to above will be determined by mutual agreement of BNY Mellon and the Fund in advance of the preparation of the initial Form N-PORT pursuant to this Amendment. If BNY Mellon does not timely receive necessary information, it will nonetheless use reasonable efforts to timely complete and file the affected Form N-PORT by the regulatory due date once the necessary information is received, provided that BNY Mellon will have no liability with respect to a matter related to the fact that necessary information was not timely received. o Unless mutually agreed in writing between BNY Mellon and the Fund, BNY Mellon will use the same layout and format for every successive reporting period for Form N-PORT except to the extent a change in the layout or format is required by Form N-PORT. · FORM N-CEN. BNY Mellon, subject to the limitations described herein and its timely receipt of all necessary information related thereto, will, or will cause a Vendor, as further described in the SLDs, to: (i) collect, aggregate and normalize all data required for the preparation of Form N-CEN; (ii) prepare, on an annual basis, Form N-CEN; and (iii) timely file Form N-CEN with the SEC in accordance with SEC form and filing requirements. o The timely receipt of necessary information referred to above will be determined by mutual agreement of BNY Mellon and the Fund in advance of the preparation of the initial Form N-CEN pursuant to this Amendment. If BNY Mellon does not timely receive necessary information, it will nonetheless use reasonable efforts to timely complete and file the affected Form N-CEN by the regulatory due date once the necessary information is received, provided that BNY Mellon will have no liability with respect to a matter related to the fact that necessary information was not timely received. o Unless mutually agreed in writing between BNY Mellon and the Fund, BNY Mellon will use the same source for obtaining the information and method for performing the required calculations for every successive reporting period for Form N-CEN except to the extent a change in the method for performing the calculations is required by Form N-CEN. · Each Fund, in a timely manner, shall review and comment on, and, as the Fund deems necessary, cause its counsel and/or accountants to review and comment on, each report described herein. The Fund shall provide timely sign-off of, and authorization and direction to file, each such report. Absent such timely sign-off, authorization and direction by the Fund, BNY Mellon shall be excused from its obligations to file the affected report with the timeframe required by Form N-PORT or Form N-CEN, as the case may be. BNY Mellon is providing the services related to the filing of such reports based on the acknowledgement of the Fund that such services, together with the activities of the Fund in accordance with its internal policies, procedures and controls, shall together satisfy the requirements of the applicable rules and regulations for each such report.  § Typesetting Services · Create financial compositions for the applicable financial report and related EDGAR files; · Maintain country codes, industry class codes, security class codes and state codes; · Map individual general ledger accounts into master accounts to be displayed in the applicable financial reports; · Create components that will specify the proper grouping and sorting for display of portfolio information; · Create components that will specify the proper calculation and display of financial data required for each applicable financial report (except for identified manual entries, which BNY Mellon will enter); · Process, convert and load security and general ledger data; · Include data in financial reports provided from external parties to BNY Mellon which includes, but is not limited to: shareholder letters, “Management Discussion and Analysis” commentary, notes on performance, form of notes to financials, report of independent auditors, Fund management listing, service providers listing and Fund spectrums; · Generate financial reports using the Vendor’s capabilities which include the following: o table of contents; o schedules of investments; o statement of net assets; o statements of assets and liabilities; o statements of operation; o statements of changes; o statements of cash flows; o financial highlights; o notes to financial statements; o report of independent registered public accounting firm; o tax information; and o additional Fund information as mutually agreed in writing between BNY Mellon and a Fund. · Unless mutually agreed in writing between BNY Mellon and a Fund, solely with respect to typesetting services, BNY Mellon will use the same layout and format for every successive reporting period for the typeset reports. At the request of a Fund and upon the mutual written agreement of BNY Mellon and the Fund as to the scope of any changes and additional compensation of BNY Mellon, BNY Mellon will, or will cause the Vendor to, change the format or layout of reports from time to time.