Finder’s Fee. Neither the Company nor Ameriprise shall, directly or indirectly, pay or award any finder’s fees, commissions or other compensation to any person engaged by a potential investor for investment advice as an inducement to such advisor to advise the purchase of Shares; provided, however, that normal Selling Commissions payable to a registered broker-dealer or other properly licensed person for selling Shares shall not be prohibited hereby.
Appears in 18 contracts
Samples: Selected Dealer Agreement, Selected Dealer Agreement (Hines Global Income Trust, Inc.), Selected Dealer Agreement (CNL Healthcare Properties, Inc.)
Finder’s Fee. Neither the Company Company, any Selected Dealer nor Ameriprise any Selected Investment Advisor participating in the Offering shall, directly or indirectly, pay or award any finder’s 's fees, commissions or other compensation to any person engaged by a potential investor for investment advice as an inducement to such advisor to advise the purchase of Shares; provided, however, that normal Selling Commissions payable to a registered broker-dealer or other properly licensed person for selling Shares shall not be prohibited hereby.
Appears in 9 contracts
Samples: Sales Agency Agreement (Corporate Property Associates 16 Global Inc), Sales Agency Agreement (Corporate Property Associates 16 Inc), Sales Agency Agreement (Corporate Property Associates 16 Global Inc)
Finder’s Fee. Neither the Company nor Ameriprise Xxxxxxx Xxxxx shall, directly or indirectly, pay or award any finder’s fees, commissions or other compensation to any person engaged by a potential investor for investment advice as an inducement to such advisor to advise the purchase of Shares; provided, however, that normal Selling Commissions payable to a registered broker-dealer or other properly licensed person for selling Shares shall not be prohibited hereby.
Appears in 5 contracts
Samples: Selected Dealer Agreement (Dividend Capital Diversified Property Fund Inc.), Selected Dealer Agreement (Dividend Capital Diversified Property Fund Inc.), Selected Dealer Agreement (Dividend Capital Diversified Property Fund Inc.)
Finder’s Fee. Neither the Company nor Ameriprise any Selected Dealer participating in the Offering shall, directly or indirectly, pay or award any finder’s 's fees, commissions or other compensation to any person engaged by a potential investor for investment advice as an inducement to such advisor to advise the purchase of Shares; provided, however, that normal Selling Commissions payable to a registered broker-dealer or other properly licensed person for selling Shares shall not be prohibited hereby.
Appears in 5 contracts
Samples: Sales Agency Agreement (Corporate Property Associates 16 Global Inc), Sales Agency Agreement (Corporate Property Associates 17 - Global INC), Sales Agency Agreement (Corporate Property Associates 16 Global Inc)
Finder’s Fee. Neither the Company nor Ameriprise shall, directly or indirectly, pay or award any finder’s fees, commissions or other compensation to any person engaged by a potential investor for investment advice as an inducement to such advisor to advise the purchase of Shares; provided, however, that normal Selling Sales Commissions payable to a registered broker-dealer or other properly licensed person for selling Shares shall not be prohibited hereby.
Appears in 5 contracts
Samples: Selected Dealer Agreement (BLACK CREEK INDUSTRIAL REIT IV Inc.), Selected Dealer Agreement (BLACK CREEK INDUSTRIAL REIT IV Inc.), Selected Dealer Agreement (Resource Apartment REIT III, Inc.)
Finder’s Fee. Neither the Company nor Ameriprise shall, directly or indirectly, pay or award any finder’s 's fees, commissions or other compensation to any person engaged by a potential investor for investment advice as an inducement to such advisor to advise the purchase of Shares; provided, however, that normal Selling Commissions payable to a registered broker-dealer or other properly licensed person for selling Shares shall not be prohibited hereby.
Appears in 4 contracts
Samples: Selected Dealer Agreement (KBS Legacy Partners Apartment REIT, Inc.), Selected Dealer Agreement (KBS Real Estate Investment Trust III, Inc.), Selected Dealer Agreement (Corporate Property Associates 16 Global Inc)
Finder’s Fee. Neither the Company Company, any Selected Dealer nor Ameriprise any Selected Investment Adviser participating in the Offering shall, directly or indirectly, pay or award any finder’s 's fees, commissions or other compensation to any person engaged by a potential investor for investment advice as an inducement to such advisor adviser to advise the purchase of Shares; provided, however, that normal Selling Commissions payable to a registered broker-dealer or other properly licensed person for selling Shares shall not be prohibited hereby.
Appears in 3 contracts
Samples: Sales Agency Agreement (Corporate Property Associates 15 Inc), Sales Agency Agreement (Corporate Property Associates 14 Inc), Sales Agency Agreement (Corporate Property Associates 14 Inc)
Finder’s Fee. Neither the Company nor Ameriprise Financial shall, directly or indirectly, pay or award any finder’s feesfee, commissions commission or other compensation to any person engaged by a potential investor for investment advice as an inducement to such advisor to advise the purchase of Common Shares; provided, however, that normal Selling Commissions payable to a registered broker-dealer or other properly licensed person for selling Common Shares shall not be prohibited hereby.
Appears in 3 contracts
Samples: Selected Dealer Agreement (Owl Rock Capital Corp II), Selected Dealer Agreement (Corporate Capital Trust, Inc.), Selected Dealer Agreement (Corporate Capital Trust, Inc.)
Finder’s Fee. Neither the Company nor Ameriprise shall, directly or indirectly, pay or award any finder’s fees, commissions or other compensation to any person engaged by a potential investor for investment advice as an inducement to such advisor to advise the potential investor to purchase of Shares; provided, however, that normal Selling Commissions payable to a registered broker-dealer or other properly licensed person for selling Shares shall not be prohibited hereby.
Appears in 2 contracts
Samples: Selected Dealer Agreement (Carey Watermark Investors Inc), Selected Dealer Agreement (Carey Watermark Investors Inc)
Finder’s Fee. Neither the Company nor Ameriprise Financial shall, directly or indirectly, pay or award any finder’s fees, commissions or other compensation to any person engaged by a potential investor for investment advice as an inducement to such advisor to advise the purchase of Shares; provided, however, that normal Selling Sales Commissions payable to a registered broker-dealer or other properly licensed person for selling Shares shall not be prohibited hereby.
Appears in 2 contracts
Samples: Selected Dealer Agreement (Industrial Income Trust Inc.), Selected Dealer Agreement (Industrial Income Trust Inc.)
Finder’s Fee. Neither the Company nor Ameriprise any Selected Dealer participating in the Offering shall, directly or indirectly, pay or award any finder’s fees, commissions or other compensation to any person engaged by a potential investor for investment advice as an inducement to such advisor to advise the purchase of Shares; provided, however, that normal Selling Commissions payable to a registered broker-dealer or other properly licensed person for selling Shares shall not be prohibited hereby.
Appears in 1 contract
Samples: Sales Agency Agreement (Carey Watermark Investors Inc)
Finder’s Fee. Neither the Company nor Ameriprise shall, directly or indirectly, pay or award any finder’s fees, commissions or other compensation to any person engaged by a potential investor for investment advice as an inducement to such advisor to advise the purchase of Shares; provided, however, that normal Selling Commissions and other compensation payable to a registered broker-dealer or other properly licensed person for selling Shares shall not be deemed a Finders Fee and shall not be prohibited hereby.
Appears in 1 contract
Samples: Selected Dealer Agreement (Hines Real Estate Investment Trust Inc)
Finder’s Fee. Neither the Company nor Ameriprise Rxxxxxx Jxxxx shall, directly or indirectly, pay or award any finder’s fees, commissions or other compensation to any person engaged by a potential investor for investment advice as an inducement to such advisor to advise the purchase of Shares; provided, however, that normal Selling Commissions payable to a registered broker-dealer or other properly licensed person for selling Shares shall not be prohibited hereby.
Appears in 1 contract
Samples: Selected Dealer Agreement (Dividend Capital Diversified Property Fund Inc.)
Finder’s Fee. Neither the Company nor Ameriprise shall, directly or indirectly, pay or award any finder’s fees, commissions or other compensation to any person engaged by a potential investor for investment advice as an inducement to such advisor to advise the purchase of Shares; provided, however, that normal Selling Commissions selling commissions payable to a registered broker-dealer or other properly licensed person for selling Shares shall not be prohibited hereby.
Appears in 1 contract
Samples: Selected Dealer Agreement (Hines Real Estate Investment Trust Inc)
Finder’s Fee. Neither the Company nor Ameriprise Financial shall, directly or indirectly, pay or award any finder’s fees, commissions or other compensation to any person engaged by a potential investor for investment advice as an inducement to such advisor to advise the purchase of Shares; provided, however, that normal Selling Commissions payable to a registered broker-dealer or other properly licensed person for selling Shares shall not be prohibited hereby.
Appears in 1 contract
Samples: Selected Dealer Agreement (Behringer Harvard Multifamily Reit I Inc)