Common use of FINRA Amendments Clause in Contracts

FINRA Amendments. Notwithstanding anything herein to the contrary, in the event that Xxxxxxxxxx determines that any of the terms provided for hereunder shall not comply with a FINRA rule, including but not limited to FINRA Rule 5110, then the Company shall agree to amend this Agreement (or include such revisions in the final underwriting agreement) in writing upon the request of Xxxxxxxxxx to comply with any such rules; provided that any such amendments shall not provide for terms that are less favorable to the Company than are reflected in this Agreement.

Appears in 76 contracts

Samples: Exclusive Agency Agreement (Addex Therapeutics Ltd.), Underwriting Agreement (Lexaria Bioscience Corp.), Underwriting Agreement (Moleculin Biotech, Inc.)

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FINRA Amendments. Notwithstanding anything herein to the contrary, in the event that Xxxxxxxxxx Wxxxxxxxxx determines that any of the terms provided for hereunder shall not comply with a FINRA rule, including but not limited to FINRA Rule 5110, then the Company shall agree to amend this Agreement (or include such revisions in the final underwriting agreement) in writing upon the request of Xxxxxxxxxx Wxxxxxxxxx to comply with any such rules; provided that any such amendments shall not provide for terms that are less favorable to the Company than are reflected in this Agreement.

Appears in 41 contracts

Samples: Underwriting Agreement (Genius Group LTD), Underwriting Agreement (My Size, Inc.), Underwriting Agreement (Lipella Pharmaceuticals Inc.)

FINRA Amendments. Notwithstanding anything herein to the contrary, in the event that Xxxxxxxxxx determines that any of the terms provided for hereunder shall not comply with a FINRA rule, including but not limited to FINRA Rule 5110, then the Company shall agree to amend this Agreement (or include such revisions in the final underwriting agreementunderwriting) in writing upon the request of Xxxxxxxxxx to comply with any such rules; provided that any such amendments shall not provide for terms that are less favorable to the Company than are reflected in this AgreementCompany.

Appears in 21 contracts

Samples: Engagement Agreement (Oramed Pharmaceuticals Inc.), Exclusive Agency Agreement (Rexahn Pharmaceuticals, Inc.), Exclusive Agency Agreement (DelMar Pharmaceuticals, Inc.)

FINRA Amendments. Notwithstanding anything herein to the contrary, in the event that Xxxxxxxxxx Xxxxxx determines that any of the terms provided for hereunder shall not comply with a FINRA rule, including but not limited to FINRA Rule 5110, then the Company shall agree to amend this Agreement (or include such revisions in the final underwriting agreementunderwriting) in writing upon the request of Xxxxxxxxxx Xxxxxx to comply with any such rules; provided that any such amendments shall not provide for terms that are less favorable to the Company than are reflected in this AgreementCompany.

Appears in 18 contracts

Samples: Exclusive Agency Agreement (Rexahn Pharmaceuticals, Inc.), Exclusive Agency Agreement (Cytrx Corp), Exclusive Agency Agreement (Apricus Biosciences, Inc.)

FINRA Amendments. Notwithstanding anything herein to the contrary, in the event that Xxxxxxxxxx Wxxxxxxxxx determines that any of the terms provided for hereunder shall not comply with a FINRA rule, including but not limited to FINRA Rule 5110, then the Company shall agree to amend this Agreement (or include such revisions in the final underwriting agreementunderwriting) in writing upon the request of Xxxxxxxxxx Wxxxxxxxxx to comply with any such rules; provided that any such amendments shall not provide for terms that are less favorable to the Company than are reflected in this AgreementCompany.

Appears in 11 contracts

Samples: Exclusive Agency Agreement (DelMar Pharmaceuticals, Inc.), Exclusive Agency Agreement (Cancer Genetics, Inc), Exclusive Agency Agreement (CASI Pharmaceuticals, Inc.)

FINRA Amendments. Notwithstanding anything herein to the contrary, in the event that Xxxxxxxxxx determines that any of the terms provided for hereunder shall not comply with a FINRA rule, including but not limited to FINRA Rule 5110, then the Company shall agree to amend this Agreement (or include such revisions in the final underwriting agreement) in writing upon the request of Xxxxxxxxxx to comply with any such rules; provided that any such amendments shall not provide for terms that are less favorable to the Company than are reflected in this AgreementCompany.

Appears in 6 contracts

Samples: Exclusive Agency Agreement (Oramed Pharmaceuticals Inc.), Exclusive Agency Agreement (Kitov Pharma Ltd.), Exclusive Agency Agreement (Kitov Pharma Ltd.)

FINRA Amendments. Notwithstanding anything herein to the contrary, in the event that Xxxxxxxxxx Rxxxxx determines that any of the terms provided for hereunder shall not comply with a FINRA rule, including but not limited to FINRA Rule 5110, then the Company shall agree to amend this Agreement (or include such revisions in the final underwriting agreementunderwriting) in writing upon the request of Xxxxxxxxxx Rxxxxx to comply with any such rules; provided that any such amendments shall not provide for terms that are less favorable to the Company than are reflected in this AgreementCompany.

Appears in 6 contracts

Samples: Exclusive Agency Agreement (XTL Biopharmaceuticals LTD), Exclusive Agency Agreement (Hemispherx Biopharma Inc), Exclusive Agency Agreement (Cel Sci Corp)

FINRA Amendments. Notwithstanding anything herein to the contrary, in the event that Xxxxxxxxxx Rxxxxx determines that any of the terms provided for hereunder shall not comply with a FINRA rule, including but not limited to FINRA Rule 5110, then the Company shall agree to amend this Agreement (or include such revisions in the final underwriting agreementunderwriting) in writing upon the request of Xxxxxxxxxx Rxxxxx to comply with any such rules; provided that any such amendments shall not provide for terms that are less favorable to the Company than are reflected in this Agreement.

Appears in 5 contracts

Samples: Exclusive Agency Agreement (Cel Sci Corp), Exclusive Agency Agreement (Cel Sci Corp), Exclusive Agency Agreement (Cel Sci Corp)

FINRA Amendments. Notwithstanding anything herein to the contrary, in the event that Xxxxxxxxxx determines that any of the terms provided for hereunder shall not comply with a FINRA rule, including but not limited to FINRA Rule 5110, then the Company shall agree not unreasonably withhold, condition or delay its consent to amend this Agreement (or include such revisions in the final underwriting agreement) in writing upon the request of Xxxxxxxxxx to comply with any such rules; provided provided, that any such amendments shall not provide for terms that are less favorable to the Company than are reflected in this Agreement.

Appears in 4 contracts

Samples: Exclusive Agency Agreement (Diffusion Pharmaceuticals Inc.), Exclusive Agency Agreement (Diffusion Pharmaceuticals Inc.), Exclusive Agency Agreement (Diffusion Pharmaceuticals Inc.)

FINRA Amendments. Notwithstanding anything herein to the contrary, in the event that Xxxxxxxxxx Wxxxxxxxxx determines that any of the terms provided for hereunder shall not comply with a FINRA rule, including but not limited to FINRA Rule 5110, then the Company shall agree to amend this Agreement (or include such revisions in the final underwriting agreement) in writing upon the request of Xxxxxxxxxx Wxxxxxxxxx to comply with any such rules; provided that any such amendments shall not provide for terms that are less favorable to the Company than are reflected in this Agreement.

Appears in 4 contracts

Samples: Exclusive Agency Agreement (Intellipharmaceutics International Inc.), Exclusive Agency Agreement (Intellipharmaceutics International Inc.), Exclusive Agency Agreement (Intellipharmaceutics International Inc.)

FINRA Amendments. Notwithstanding anything herein to the contrary, in the event that Xxxxxxxxxx Rxxxxx determines that any of the terms provided for hereunder shall not comply with a FINRA rule, including but not limited to FINRA Rule 5110, then the Company shall agree to amend this Agreement (or include such revisions in the final underwriting agreement) in writing upon the request of Xxxxxxxxxx Rxxxxx to comply with any such rules; provided that any such amendments shall not provide for terms that are less favorable to the Company than are reflected in this Agreement.

Appears in 4 contracts

Samples: Exclusive Agency Agreement (Eyegate Pharmaceuticals Inc), Securities Offering Agreement (Medical Transcription Billing, Corp), Exclusive Agency Agreement (Rosetta Genomics Ltd.)

FINRA Amendments. Notwithstanding anything herein to the contrary, in the event that Xxxxxxxxxx Xxxxxx determines that any of the terms provided for hereunder shall not comply with a FINRA rule, including but not limited to FINRA Rule 5110, then the Company shall agree to amend this Agreement (or include such revisions in the final underwriting agreement) in writing upon the request of Xxxxxxxxxx Xxxxxx to comply with any such rules; provided that any such amendments shall not provide for terms that are less favorable to the Company than are reflected in this AgreementCompany.

Appears in 3 contracts

Samples: Exclusive Agency Agreement (Kitov Pharmaceuticals Holdings Ltd.), Exclusive Agency Agreement (Biostage, Inc.), Exclusive Agency Agreement (Oxis International Inc)

FINRA Amendments. Notwithstanding anything herein to the contrary, in the event that Xxxxxxxxxx Xxxxxx determines that any of the terms provided for hereunder shall not comply with a FINRA rule, including but not limited to FINRA Rule 5110, then the Company shall agree to amend this Agreement (or include such revisions in the final underwriting agreementunderwriting) in writing upon the request of Xxxxxxxxxx Xxxxxx to comply with any such rules; provided that any such amendments shall not provide for terms that are less favorable to the Company than are reflected in this Agreement.

Appears in 3 contracts

Samples: Exclusive Agency Agreement (Medigus Ltd.), Exclusive Agency Agreement (Aethlon Medical Inc), Exclusive Agency Agreement (Cel Sci Corp)

FINRA Amendments. Notwithstanding anything herein to the contrary, in the event that Xxxxxxxxxx Wxxxxxxxxx determines that any of the terms provided for hereunder shall not comply with a FINRA rule, including but not limited to FINRA Rule 5110, then the Company shall agree to amend this Agreement (( or include such revisions in the final underwriting agreement) in writing upon the request of Xxxxxxxxxx Wxxxxxxxxx to comply with any such rules; provided that any such amendments shall not provide for terms that are less favorable to the Company than are reflected in this Agreement.

Appears in 2 contracts

Samples: Underwriting Agreement (Evaxion Biotech a/S), Underwriting Agreement (Evaxion Biotech a/S)

FINRA Amendments. Notwithstanding anything herein to the contrary, in the event that Xxxxxxxxxx determines that any of the terms provided for hereunder shall not comply with a FINRA rule, including but not limited to FINRA Rule 5110, then the Company shall use commercially reasonable efforts to agree to amend this Agreement (or include such revisions in the final underwriting agreement) in writing upon the request of Xxxxxxxxxx to comply with any such rules; provided that any such amendments shall not provide for terms that are less favorable to the Company than are reflected in this Agreement.

Appears in 2 contracts

Samples: Exclusive Agency Agreement (Oncternal Therapeutics, Inc.), Exclusive Agency Agreement (Oncternal Therapeutics, Inc.)

FINRA Amendments. Notwithstanding anything herein to the contrary, in the event that Xxxxxxxxxx Xxxxxx determines that any of the terms provided for hereunder shall not comply with a FINRA rule, including but not limited to FINRA Rule 5110, then the Company shall agree to amend this Agreement (or include such revisions in the final underwriting agreement) in writing upon the request of Xxxxxxxxxx Xxxxxx to comply with any such rules; provided that any such amendments shall not provide for terms that are less favorable to the Company than are reflected in this Agreement.

Appears in 2 contracts

Samples: Exclusive Agency Agreement (Mateon Therapeutics Inc), Exclusive Agency Agreement (Alphatec Holdings, Inc.)

FINRA Amendments. Notwithstanding anything herein to the contrary, in the event that Xxxxxxxxxx determines that any of the terms provided for hereunder shall not comply with a FINRA rule, including but not limited to FINRA Rule 5110, then the Company shall agree to amend this Agreement (or include such revisions in the final underwriting agreementUnderwriting Agreement, if any) in writing upon the request of Xxxxxxxxxx to comply with any such rules; provided that any such amendments shall not provide for terms that are less favorable to the Company than are reflected in this Agreement...

Appears in 1 contract

Samples: Underwriting Agreement (Vaxart, Inc.)

FINRA Amendments. Notwithstanding anything herein to the contrary, in the event that Xxxxxxxxxx Wxxxxxxxxx determines that any of the terms provided for hereunder shall not comply with a FINRA rule, including but not limited to FINRA Rule 5110, then the Company shall agree to amend this Agreement (or include such revisions in the final underwriting agreement) in writing upon the request of Xxxxxxxxxx Wxxxxxxxxx to comply with any such rules; provided that any such amendments shall not provide for terms that are less favorable to the Company than are reflected in this AgreementCompany.

Appears in 1 contract

Samples: Exclusive Agency Agreement (Kitov Pharmaceuticals Holdings Ltd.)

FINRA Amendments. Notwithstanding anything herein to the contrary, in the event that Xxxxxxxxxx Wxxxxxxxxx determines that any of the terms provided for hereunder shall not comply with a FINRA rule, including but not limited to FINRA Rule 5110, then the Company shall agree to amend this Agreement (or include such revisions in the final underwriting agreementunderwriting) in writing upon the request of Xxxxxxxxxx Wxxxxxxxxx to comply with any such rules; provided that any such amendments shall not provide for terms that are less favorable to the Company than are reflected in this Agreement.

Appears in 1 contract

Samples: Exclusive Agency Agreement (Ohr Pharmaceutical Inc)

FINRA Amendments. Notwithstanding anything herein to the contrary, in the event that Xxxxxxxxxx determines that Wainwright detxxxxxxx xxat any of the terms provided for hereunder shall not comply with a FINRA rule, including but not limited to FINRA Rule 5110, then the Company shall use commercially reasonable efforts to agree to amend this Agreement (or include such revisions in the final underwriting agreement) in writing upon the request of Xxxxxxxxxx Wainwright to comply with xxxxxx xxxh any such rules; provided that any such amendments shall not provide for terms that are less favorable to the Company than are reflected in this Agreement.

Appears in 1 contract

Samples: Exclusive Agency Agreement (Oncternal Therapeutics, Inc.)

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FINRA Amendments. Notwithstanding anything herein to the contrary, in the event that Xxxxxxxxxx Wxxxxxxxxx determines that any of the terms provided for hereunder shall not comply with a FINRA rule, including but not limited to FINRA Rule 5110, then the Company shall agree to amend this Agreement (or include such revisions in the final underwriting agreement) in writing upon the request of Xxxxxxxxxx Wxxxxxxxxx to comply with any such rules; provided that any such amendments shall not provide for terms that are less favorable to the Company than are reflected the terms set forth in this Agreement.

Appears in 1 contract

Samples: Exclusive Agency Agreement (AmpliPhi Biosciences Corp)

FINRA Amendments. Notwithstanding anything herein to the contrary, in the event that Xxxxxxxxxx determines that any of the terms provided for hereunder shall not comply with a FINRA rule, including but not limited to FINRA Rule 5110, then the Company shall agree to amend this Agreement (or include such revisions in the final underwriting agreementUnderwriting Agreement) in writing upon the request of Xxxxxxxxxx to comply with any such rules; provided that any such amendments shall not provide for terms that are less favorable to the Company than are reflected in this Agreement.

Appears in 1 contract

Samples: Placement Agent Agreement (Outlook Therapeutics, Inc.)

FINRA Amendments. Notwithstanding anything herein to the contrary, in the event that Xxxxxxxxxx determines that any of the terms provided for hereunder shall not comply with a FINRA rule, including but not limited to FINRA Rule 5110, then the Company shall agree to amend this Agreement (or include such revisions in the final underwriting agreement) in writing upon the request of Xxxxxxxxxx to comply with any such rules; provided that any such amendments shall not provide for terms that are less favorable to the Company than are reflected in this AgreementCompany.

Appears in 1 contract

Samples: Placement Agent Agreement (Biocept Inc)

FINRA Amendments. Notwithstanding anything herein to the contrary, in the event that Xxxxxxxxxx determines that any of the terms provided for hereunder shall not comply with a FINRA ruleRule, including but not limited to FINRA Rule 5110, then the Company shall agree to amend this Agreement (or include such revisions in the final underwriting agreement) in writing upon the request of Xxxxxxxxxx to comply with any such rules; provided that any such amendments shall not provide for terms that are less favorable to the Company than are reflected in this Agreement.

Appears in 1 contract

Samples: Exclusive Agency Agreement (Aikido Pharma Inc.)

FINRA Amendments. Notwithstanding anything herein to the contrary, in the event that Xxxxxxxxxx reasonably determines that any of the terms provided for hereunder shall not comply with a FINRA rule, including but not limited to FINRA Rule 5110, then the Company shall agree to amend this Agreement (or include such revisions in the final underwriting agreement) in writing upon the request of Xxxxxxxxxx to comply with any such rules; provided that any such amendments shall not provide for terms that are less favorable to the Company than are reflected in this Agreement.

Appears in 1 contract

Samples: Exclusive Agency Agreement (Trovagene, Inc.)

FINRA Amendments. Notwithstanding anything herein to the contrary, in the event that Xxxxxxxxxx determines that any of the terms provided for hereunder shall not comply with a FINRA rule, including but not limited to FINRA Rule 5110, then the Company shall agree to amend this Agreement (or include such revisions in the final underwriting agreement) in writing upon the reasonable request of Xxxxxxxxxx to comply with any such rules; provided that any such amendments shall not provide for terms that are less favorable to the Company than are reflected in this Agreement.

Appears in 1 contract

Samples: Exclusive Agency Agreement (BIT Mining LTD)

FINRA Amendments. Notwithstanding anything herein to the contrary, in the event that Xxxxxxxxxx Wxxxxxxxxx determines that any of the terms provided for hereunder shall not comply with a FINRA rule, including but not limited to FINRA Rule 5110, then the Company shall agree to amend this Agreement (or include such revisions in the final underwriting agreementUnderwriting Agreement) in writing upon the request of Xxxxxxxxxx Wxxxxxxxxx to comply with any such rules; provided that any such amendments shall not provide for terms that are less favorable to the Company than are reflected in this Agreement.

Appears in 1 contract

Samples: Placement Agent Agreement (Outlook Therapeutics, Inc.)

FINRA Amendments. Notwithstanding anything herein to the contrary, in the event that Xxxxxxxxxx Rxxxxx determines that any of the terms provided for hereunder shall not comply with a FINRA rule, including but not limited to FINRA Rule 5110, then the Company shall agree to amend this Agreement (or include such revisions in the final underwriting agreement) in writing upon the request of Xxxxxxxxxx Rxxxxx to comply with any such rules; provided that any such amendments shall not provide for terms that are less favorable to the Company than are reflected in this AgreementCompany.

Appears in 1 contract

Samples: Exclusive Agency Agreement (Amyris, Inc.)

FINRA Amendments. Notwithstanding anything herein to the the-contrary, in the event that Xxxxxxxxxx determines that any of the terms provided for hereunder shall not comply with a FINRA rule, including but not limited to FINRA Rule 5110, then the Company shall agree to amend this Agreement (or include such revisions in the final underwriting agreementOffering Documents) in writing upon the request of Xxxxxxxxxx to comply with any such rules; provided that any such amendments shall not provide for terms that are less favorable to the Company than are reflected in this AgreementCompany.

Appears in 1 contract

Samples: Exclusive Agency Agreement (Mela Sciences, Inc. /Ny)

FINRA Amendments. Notwithstanding anything herein to the contrary, in the event that Xxxxxxxxxx Rxxxxx or FINRA determines that any of the terms provided for hereunder shall not comply with a FINRA rule, including but not limited to FINRA Rule 5110, then the Company shall agree to amend this Agreement (or include such revisions in the final underwriting agreementunderwriting) in writing upon the request of Xxxxxxxxxx Rxxxxx to comply with any such rules; provided that any such amendments shall not provide for terms that are less favorable to the Company than are reflected in this AgreementCompany.

Appears in 1 contract

Samples: Exclusive Agency Agreement (Spherix Inc)

FINRA Amendments. Notwithstanding anything herein to the contrary, in the event that Xxxxxxxxxx Wxxxxxxxxx determines that any of the terms provided for hereunder shall not comply with a FINRA rule, including but not limited to FINRA Rule 5110, then the Company shall agree to amend this Agreement (or include such revisions in the final underwriting agreement) in writing upon the reasonable request of Xxxxxxxxxx Wxxxxxxxxx to comply with any such rules; provided that any such amendments shall not provide for terms that are less favorable to the Company than are reflected in this Agreement.

Appears in 1 contract

Samples: Exclusive Agency Agreement (BIT Mining LTD)

FINRA Amendments. Notwithstanding anything herein to the contrary, in the event that Xxxxxxxxxx determines that any of the terms provided for hereunder shall not comply with a FINRA rule, including but not limited to FINRA Rule 5110, then the Company shall agree to amend this Agreement (or include such revisions in the final underwriting agreementunderwriting) in writing upon the request of Xxxxxxxxxx to comply with any such rules; provided provided, however, that any such amendments shall not provide for terms that are less favorable to the Company than are reflected in this AgreementCompany.

Appears in 1 contract

Samples: Exclusive Agency Agreement (RXi Pharmaceuticals Corp)

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