Common use of FINRA Association of Company Affiliates Clause in Contracts

FINRA Association of Company Affiliates. No person to whom securities of the Company have been privately issued within the 180-day period prior to the initial filing date of the Registration Statement has any relationship or affiliation or association with any Member.

Appears in 14 contracts

Samples: Underwriting Agreement (GO Acquisition Corp.), Underwriting Agreement (Infinite Acquisition Corp.), Underwriting Agreement (Artisan Acquisition Corp.)

AutoNDA by SimpleDocs

FINRA Association of Company Affiliates. No Except for the issuance of securities to the Sponsor, no person to whom securities of the Company have been privately issued within the 180-day period prior to the initial filing date of the Registration Statement has any relationship or affiliation or association with any Member.

Appears in 10 contracts

Samples: Underwriting Agreement (Tiga Acquisition Corp. II), Underwriting Agreement (Tiga Acquisition Corp. III), Underwriting Agreement (B Capital Technology Opportunities Corp.)

FINRA Association of Company Affiliates. No Except for the issuance of securities to the Sponsor, no person to whom securities of the Company have been privately issued within the 180-day period prior to the initial filing date of the Registration Statement has any relationship or affiliation or association with any Member.

Appears in 7 contracts

Samples: Underwriting Agreement (Social Capital Hedosophia Holdings Corp.), Underwriting Agreement (Social Capital Hedosophia Holdings Corp.), Underwriting Agreement (SC Health Corp)

FINRA Association of Company Affiliates. No Except for the issuance of securities to the Sponsor, no person to whom securities of the Company have been privately issued within the 180-day period prior to the initial filing confidential submission date of the Registration Statement has any relationship or affiliation or association with any Member.

Appears in 6 contracts

Samples: Underwriting Agreement (LF Capital Acquisition Corp. II), Underwriting Agreement (LF Capital Acquisition Corp. II), Underwriting Agreement (Ivanhoe Capital Acquisition Corp.)

FINRA Association of Company Affiliates. No person to whom securities of the Company have been privately issued within the 180-day period prior to the initial filing confidential submission date of the Registration Statement has any relationship or affiliation or association with any Member.

Appears in 4 contracts

Samples: Underwriting Agreement (InterPrivate II Acquisition Corp.), Underwriting Agreement (InterPrivate III Financial Partners Inc.), Underwriting Agreement (InterPrivate II Acquisition Corp.)

FINRA Association of Company Affiliates. No Except for the issuance of securities to the Sponsor, no person to whom securities of the Company have been privately issued within the 180-day period prior to the initial public filing date of the Registration Statement has any relationship or affiliation or association with any Member.

Appears in 3 contracts

Samples: Underwriting Agreement (Artius II Acquisition Inc.), Underwriting Agreement (Artius II Acquisition Inc.), Underwriting Agreement (Artius II Acquisition Inc.)

FINRA Association of Company Affiliates. No Except for the issuance of securities to the Sponsor and the Foundation, and subsequent transfers to the Sponsor and certain directors of the Company, no person to whom securities of the Company have been privately issued within the 180-day period prior to the initial filing confidential submission date of the Registration Statement has any relationship or affiliation or association with any Member.

Appears in 2 contracts

Samples: Underwriting Agreement (Revolution Healthcare Acquisition Corp.), Underwriting Agreement (Revolution Healthcare Acquisition Corp.)

FINRA Association of Company Affiliates. No Except for the issuance of securities to the Sponsor, no person to whom securities of the Company have been privately issued within the 180-day period prior to the initial filing confidential submission date of the Registration Statement has to the Company’s knowledge any relationship or affiliation or association with any Member.

Appears in 2 contracts

Samples: Underwriting Agreement (AEA-Bridges Impact Corp.), Underwriting Agreement (AEA-Bridges Impact Corp.)

AutoNDA by SimpleDocs

FINRA Association of Company Affiliates. No person to whom securities of the Company have been privately issued within the 180-day period prior to the initial filing confidential submission date of the Registration Statement has to the Company’s knowledge any relationship or affiliation or association with any Member.

Appears in 2 contracts

Samples: Underwriting Agreement (Horizon Acquisition Corp II), Underwriting Agreement (Horizon Acquisition Corp II)

FINRA Association of Company Affiliates. No person to whom securities of the Company have been privately issued within the 180-day period prior to the initial filing date of the Registration Statement has has, to the Company’s knowledge, any relationship or affiliation or association with any MemberMember intending to participate in the Offering.

Appears in 2 contracts

Samples: Underwriting Agreement (New Frontier Corp), Underwriting Agreement (New Frontier Corp)

FINRA Association of Company Affiliates. No Except for the issuance of securities to the Sponsor and the Foundation, and subsequent transfers to the Sponsor and certain directors of the Company, no person to whom securities of the Company have been privately issued within the 180-day period prior to the initial filing date of the Registration Statement has any relationship or affiliation or association with any Member.

Appears in 2 contracts

Samples: Underwriting Agreement (Catalyst Partners Acquisition Corp.), Underwriting Agreement (Catalyst Partners Acquisition Corp.)

FINRA Association of Company Affiliates. No Except for the issuance of securities to the Sponsor, no person to whom securities of the Company have been privately issued within the 180-day period prior to the initial filing date of the Registration Statement has has, to the Company’s knowledge, any relationship or affiliation or association with any Member.

Appears in 1 contract

Samples: Underwriting Agreement (One Madison Corp)

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!