FINRA Clearance. On or before the date of this Agreement, the Representative shall have received correspondence from FINRA that it will raise no objection as to the underwriting terms and arrangements and amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.
Appears in 5 contracts
Samples: Underwriting Agreement (SU Group Holdings LTD), Underwriting Agreement (SU Group Holdings LTD), Underwriting Agreement (SU Group Holdings LTD)
FINRA Clearance. On or before the date of this Agreement, the Representative shall have received correspondence a notice of no objections from FINRA that it will raise no objection as to the underwriting terms and arrangements and amount of compensation allowable or payable to the Underwriters and the terms and arrangements for acting as Underwriters as described in the Registration Statement.
Appears in 3 contracts
Samples: Underwriting Agreement (Sg Blocks, Inc.), Underwriting Agreement (Sg Blocks, Inc.), Underwriting Agreement (Sg Blocks, Inc.)
FINRA Clearance. On or before the date of this Agreement, the Representative shall have received correspondence a notice of no objections from FINRA that it will raise no objection as to the underwriting terms and arrangements and amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.
Appears in 3 contracts
Samples: Underwriting Agreement (EVmo, Inc.), Underwriting Agreement (EVmo, Inc.), Underwriting Agreement (EVmo, Inc.)
FINRA Clearance. On or before the date of this Agreement, the Representative Underwriter shall have received correspondence from FINRA that it will raise no objection as to the underwriting terms and arrangements and amount of compensation allowable or payable to the Underwriters Underwriter as described in the Registration Statement.
Appears in 3 contracts
Samples: Underwriting Agreement (Polyrizon Ltd.), Underwriting Agreement (Polyrizon Ltd.), Underwriting Agreement (Polyrizon Ltd.)
FINRA Clearance. On or before the date of this Agreement, the Representative shall have received correspondence from FINRA that it will raise no objection objections as to the underwriting terms and arrangements and amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.
Appears in 2 contracts
Samples: Underwriting Agreement (Vallon Pharmaceuticals, Inc.), Underwriting Agreement (Vallon Pharmaceuticals, Inc.)
FINRA Clearance. On or before the date of this Agreement, FINRA shall have confirmed to the Representative shall have received correspondence from FINRA that it will raise no has not raised any objection as with respect to the underwriting terms fairness and arrangements and reasonableness of the amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.
Appears in 2 contracts
Samples: Underwriting Agreement (NuZee, Inc.), Underwriting Agreement (NuZee, Inc.)
FINRA Clearance. On or before the date of this Agreement, the Representative shall have received correspondence from FINRA that it will raise no objection as to the underwriting terms and arrangements and amount of compensation allowable or payable to the Underwriters as described in the Registration Offering Statement.
Appears in 2 contracts
Samples: Underwriting Agreement (Scopus BioPharma Inc.), Underwriting Agreement (Scopus BioPharma Inc.)
FINRA Clearance. On or before the date of this Agreement, the Representative shall have received correspondence a letter of no objections from FINRA that it will raise no objection as to the underwriting terms and arrangements and amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.
Appears in 2 contracts
Samples: Underwriting Agreement (Concorde International Group Ltd.), Underwriting Agreement (Concorde International Group Ltd.)
FINRA Clearance. On or before the date of this Agreement, the Representative FINRA shall have received correspondence from provided a No Objection Letter in respect of the Registration Statement, and FINRA that it will raise shall have raised no objection as to the underwriting terms fairness and arrangements and amount reasonableness of the compensation allowable or payable to the Underwriters as described in the Registration Statement.
Appears in 2 contracts
Samples: Underwriting Agreement (KULR Technology Group, Inc.), Underwriting Agreement (ImmunoPrecise Antibodies Ltd.)
FINRA Clearance. On or before the date of this Agreement, the Representative shall have received correspondence a letter of no objections from FINRA that it will raise no objection as to the underwriting terms and arrangements and amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.
Appears in 1 contract
FINRA Clearance. On or before the date of this Agreement, the Representative shall have received correspondence from FINRA that it will raise no objection as to the underwriting terms and arrangements and amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.
Appears in 1 contract
Samples: Underwriting Agreement (Vision Marine Technologies Inc.)
FINRA Clearance. On or before the date of this Agreement, the Representative FINRA shall have received correspondence from FINRA that it will raise raised no objection objections as to the underwriting terms and arrangements and amount of compensation allowable or payable to the Underwriters as described in the Registration Statement.
Appears in 1 contract
FINRA Clearance. On or before the date of this Agreement, the Representative Representatives shall have received correspondence from FINRA that it will raise no objection as to the underwriting terms and arrangements and amount of compensation allowable or payable to the Underwriters as described in the Registration Offering Statement.
Appears in 1 contract
Samples: Underwriting Agreement (AeroClean Technologies, LLC)
