FINRA Compliance. FINRA shall have confirmed that it has no objection with respect to the fairness and reasonableness of the placement terms and arrangements set forth herein.
Appears in 8 contracts
Samples: Distribution Agreement (Capital Southwest Corp), Equity Distribution Agreement (Hercules Capital, Inc.), Debt Distribution Agreement (Hercules Capital, Inc.)
FINRA Compliance. If required pursuant to FINRA rules, FINRA shall have confirmed that it has no objection with respect to the fairness and reasonableness of the placement terms and arrangements set forth herein.
Appears in 2 contracts
Samples: Equity Distribution Agreement (Hercules Capital, Inc.), Equity Distribution Agreement (Hercules Capital, Inc.)