Common use of FINRA Compliance Clause in Contracts

FINRA Compliance. FINRA shall not have raised any objection with respect to the fairness or reasonableness of the underwriting, or other arrangements of the transactions, contemplated hereby. The Company will furnish the Underwriter with such conformed copies of such opinions, certificates, letters and documents as the Underwriter reasonably requests. The Underwriter may in its sole discretion waive compliance with any conditions to the obligations of the Underwriter hereunder.

Appears in 3 contracts

Samples: Underwriting Agreement (CVD Equipment Corp), Underwriting Agreement (LGL Group Inc), Underwriting Agreement (AspenBio Pharma, Inc.)

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FINRA Compliance. FINRA shall not have raised any objection with respect to the fairness or reasonableness of the underwriting, or other arrangements of the transactions, contemplated hereby. The Company will furnish the Underwriter Underwriters with such conformed copies of such opinions, certificates, letters and documents as the Underwriter Representative reasonably requests. The Underwriter Representative may in its sole discretion waive compliance with any conditions to the obligations of the Underwriter Underwriters hereunder.

Appears in 1 contract

Samples: Underwriting Agreement (Oragenics Inc)

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