FINRA Disclosures. No relationship, direct or indirect, exists between or among the Contributor, Holdings or any Participating Entity, on the one hand, and the directors, managers, officers, or to the Contributor’s Knowledge, equity interest holders of the Contributor, Holding or any Participating Entity, on the other hand, which is required by the rules of the Financial Industry Regulatory Authority, Inc. (the “FINRA”) to be described in the Registration Statement, which is not so described.
Appears in 6 contracts
Samples: Contribution Agreement (STAG Industrial, Inc.), Contribution Agreement (STAG Industrial, Inc.), Contribution Agreement (STAG Industrial, Inc.)
FINRA Disclosures. No relationship, direct or indirect, exists between or among the Contributor, Holdings or any Participating EntityCompany, on the one hand, and the directors, managers, officers, or to the ContributorCompany’s Knowledgeknowledge, equity interest holders stockholders of the Contributor, Holding or any Participating EntityCompany, on the other hand, which is required by the rules of the Financial Industry Regulatory Authority, Inc. (the “FINRA”) FINRA to be described in the Registration Statement, the General Disclosure Package and the Prospectus which is not so described.
Appears in 5 contracts
Samples: Purchase Agreement (Hatteras Financial Corp), Purchase Agreement (Hatteras Financial Corp), Purchase Agreement (Hatteras Financial Corp)
FINRA Disclosures. No relationship, direct or indirect, exists between or among the Contributor, Holdings or any Participating EntityCompany, on the one hand, and the directors, managers, officers, or to the ContributorCompany’s Knowledgeknowledge, equity interest holders stockholders of the Contributor, Holding or any Participating EntityCompany, on the other hand, which is required by the rules of the Financial Industry Regulatory Authority, Inc. (the “FINRA”) FINRA to be described in the Registration Statement, Statement and the Prospectus which is not so described.
Appears in 5 contracts
Samples: Sales Agreement (Hatteras Financial Corp), Sales Agreement (Hatteras Financial Corp), Purchase Agreement (Hatteras Financial Corp)