Common use of FINRA Filing Clause in Contracts

FINRA Filing. The Company will use its best efforts to assist the Underwriters, if requested by the Underwriters, with any filings with FINRA and obtaining clearance from FINRA as to the amount of compensation allowable or payable to the Underwriters.

Appears in 12 contracts

Samples: Common Stock (DZS Inc.), Underwriting Agreement (DZS Inc.), Underwriting Agreement (Arena Group Holdings, Inc.)

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FINRA Filing. The Company will use its best commercially reasonable efforts to assist the Underwriters, if as reasonably requested by the Underwriters, with any filings with FINRA and obtaining clearance from FINRA as to the amount of compensation allowable or payable to the Underwriters.

Appears in 3 contracts

Samples: Underwriting Agreement (Landsea Homes Corp), Underwriting Agreement (Landsea Homes Corp), Underwriting Agreement

FINRA Filing. The Company will To use its best efforts to assist the UnderwritersUnderwriter, if requested by the UnderwritersUnderwriter, with any filings with FINRA and obtaining clearance from FINRA as to the amount of compensation allowable or payable to the UnderwritersUnderwriter.

Appears in 3 contracts

Samples: Underwriting Agreement (Widepoint Corp), Underwriting Agreement (Emcore Corp), Underwriting Agreement (Emcore Corp)

FINRA Filing. The Company will use its reasonable best efforts to assist the Underwriters, if requested by the Underwriters, with any filings with FINRA and obtaining clearance from FINRA as to the amount of compensation allowable or payable to the Underwriters.

Appears in 3 contracts

Samples: Underwriting Agreement (Akoustis Technologies, Inc.), Underwriting Agreement (Akoustis Technologies, Inc.), Underwriting Agreement (Minim, Inc.)

FINRA Filing. The Company will use its best efforts to cooperate and assist the Underwriters, if requested by the Underwriters, with any filings information or documentation requested by FINRA in connection with FINRA and obtaining the necessary clearance from FINRA as to the amount of compensation allowable or payable to the UnderwritersFINRA.

Appears in 2 contracts

Samples: Underwriting Agreement (Smith Micro Software, Inc.), Underwriting Agreement (GAN LTD)

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FINRA Filing. The Company will use its best efforts to assist the UnderwritersUnderwriter, if requested by the UnderwritersUnderwriter, with any filings with FINRA and obtaining clearance from FINRA as to the amount of compensation allowable or payable to the UnderwritersUnderwriter.

Appears in 2 contracts

Samples: Underwriting Agreement (Audioeye Inc), Underwriting Agreement (Cadiz Inc)

FINRA Filing. The Company will use its best efforts to cooperate and assist the UnderwritersUnderwriter, if requested by the UnderwritersUnderwriter, with any filings information or documentation requested by FINRA in connection with FINRA and obtaining the necessary clearance from FINRA as to the amount of compensation allowable or payable to the UnderwritersFINRA.

Appears in 2 contracts

Samples: Underwriting Agreement (Realnetworks Inc), Underwriting Agreement (GAN LTD)

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