Common use of FINRA Filing Clause in Contracts

FINRA Filing. To use its best efforts to assist the Underwriters, if requested by the Underwriters, with any filings with FINRA and obtaining clearance from FINRA as to the amount of compensation allowable or payable to the Underwriters.

Appears in 2 contracts

Samples: Underwriting Agreement (Sysorex Global Holdings Corp.), Underwriting Agreement (Widepoint Corp)

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FINRA Filing. To use its reasonable best efforts to assist the Underwriters, if requested by the Underwriters, Underwriter with any filings with FINRA and obtaining clearance from FINRA as to the amount of compensation allowable or payable to the UnderwritersUnderwriter.

Appears in 2 contracts

Samples: Underwriting Agreement (Arotech Corp), Underwriting Agreement (Arotech Corp)

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FINRA Filing. To use its best efforts to assist the Underwriters, if requested by the Underwriters, Underwriter with any filings with FINRA and obtaining clearance from FINRA as to the amount of compensation allowable or payable to the UnderwritersUnderwriter.

Appears in 1 contract

Samples: Underwriting Agreement (BofI Holding, Inc.)

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