Common use of FINRA Matters Clause in Contracts

FINRA Matters. All of the information provided to the Sales Agent or to counsel for the Sales Agent by the Company and, to the knowledge of the Company, its officers and directors and the holders of any securities of the Company in connection with letters, filings or other supplemental information provided to the FINRA pursuant to FINRA Conduct Rule 2710 or 2720 is true, complete and correct in all material respects. To the knowledge of the Company, except as disclosed in the Registration Statement and the Prospectus, no director or officer of the Company has any association with any FINRA member.

Appears in 52 contracts

Samples: Equity Distribution Agreement (Rexford Industrial Realty, Inc.), Equity Distribution Agreement (Rexford Industrial Realty, Inc.), Equity Distribution Agreement (Rexford Industrial Realty, Inc.)

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FINRA Matters. All of the information provided to the Sales Agent Agent, the Forward Seller and the Forward Purchaser, or to counsel for the Sales Agent their respective counsel, by the Company and, to the knowledge of the Company, its officers and directors and the holders of any securities of the Company in connection with letters, filings or other supplemental information provided to the FINRA pursuant to FINRA Conduct Rule 2710 or 2720 is true, complete and correct in all material respects. To the knowledge of the Company, except as disclosed in the Registration Statement and the Prospectus, no director or officer of the Company has any association with any FINRA member.

Appears in 26 contracts

Samples: Equity Distribution Agreement (Rexford Industrial Realty, Inc.), Equity Distribution Agreement (Rexford Industrial Realty, Inc.), Equity Distribution Agreement (Rexford Industrial Realty, Inc.)

FINRA Matters. All of the information provided to the Sales Agent Managers or to counsel for the Sales Agent Managers by the Company and, to the knowledge of the Company, its officers and directors and the holders of any securities of the Company in connection with letters, filings or other supplemental information provided to the FINRA pursuant to FINRA Conduct Rule 2710 5110 or 2720 5121 is true, complete and correct in all material respects. To the knowledge of the Company, except as disclosed in the Registration Statement and the Prospectus, no director or officer of the Company has any association with any FINRA member.

Appears in 2 contracts

Samples: Equity Distribution Agreement (Wolfspeed, Inc.), Equity Distribution Agreement (Cree, Inc.)

FINRA Matters. All of the information provided to the Sales Agent Agents or to counsel for the Sales Agent Agents by the Company and, to the knowledge of the Company, its officers and directors and the holders of any securities of the Company in connection with letters, filings or other supplemental information provided to the FINRA pursuant to FINRA Conduct Rule 2710 5110 or 2720 5121 is true, complete and correct in all material respects. To the knowledge of the Company, except as disclosed in the Registration Statement and the Prospectus, no director or officer of the Company has any association with any FINRA member.

Appears in 2 contracts

Samples: Equity Distribution Agreement (Hawaiian Electric Co Inc), Equity Distribution Agreement (American States Water Co)

FINRA Matters. All of the information provided to the Sales Agent Managers or to counsel for the Sales Agent Managers by the Company and, to the knowledge of the Company, its officers and directors and the holders of any securities of the Company in connection with letters, filings or other supplemental information provided to the FINRA pursuant to FINRA Conduct Rule 2710 or 2720 is true, complete and correct in all material respectscorrect. To the knowledge of the Company, except as disclosed in the Registration Statement and the Prospectus, no director or officer of the Company has any association with any FINRA member.

Appears in 1 contract

Samples: Equity Distribution Agreement (Archrock, Inc.)

FINRA Matters. All of the information provided to the Sales Agent Agents or to counsel for the Sales Agent Agents by the Company or the Operating Partnership and, to the knowledge of the Company, its officers officers, trustees and directors and the holders of any securities of the Company in connection with letters, filings or other supplemental information provided to the FINRA pursuant to FINRA Conduct Rule 2710 or 2720 is true, complete and correct in all material respectscorrect. To the knowledge of the Company, except as disclosed in the Registration Statement and the Prospectus, no trustee, director or officer of the Company or the Operating Partnership has any association with any FINRA member.

Appears in 1 contract

Samples: Equity Distribution Agreement (Urban Edge Properties LP)

FINRA Matters. All of the information provided to the Sales Agent Agents or to counsel for the Sales Agent Agents by the Company and, to the knowledge of the Company, its the officers and directors and the holders of any securities of the Company Company, in connection with letters, filings or other supplemental written information provided to the FINRA pursuant to FINRA Conduct Rule 2710 or 2720 2720, is true, complete and correct in all material respects. To the knowledge of the Company, except as disclosed in the Registration Statement and the Prospectus, no director or officer of the Company has any association with any FINRA member.

Appears in 1 contract

Samples: Equity Distribution Agreement (Westrock Coffee Co)

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FINRA Matters. All of the information provided to the Sales Agent or to counsel for the Sales Agent by the Company or the Operating Partnership and, to the knowledge of the Company, its officers and directors and the holders of any securities of the Company in connection with letters, filings or other supplemental information provided to the FINRA pursuant to FINRA Conduct Rule 2710 or 2720 is true, complete and correct in all material respectscorrect. To the knowledge of the Company, except as disclosed in the Registration Statement and the Prospectus, no director or officer of the Company or the Operating Partnership has any association with any FINRA member.

Appears in 1 contract

Samples: Equity Distribution Agreement (Urban Edge Properties)

FINRA Matters. All of the information provided to the Sales Agent or to counsel for the Sales Agent by the Company or the Operating Partnership and, to the knowledge of the Company, its officers officers, trustees and directors and the holders of any securities of the Company in connection with letters, filings or other supplemental information provided to the FINRA pursuant to FINRA Conduct Rule 2710 or 2720 is true, complete and correct in all material respectscorrect. To the knowledge of the Company, except as disclosed in the Registration Statement and the Prospectus, no trustee, director or officer of the Company or the Operating Partnership has any association with any FINRA member.

Appears in 1 contract

Samples: Equity Distribution Agreement (Urban Edge Properties)

FINRA Matters. All of the information provided to the Sales Agent Agents or to counsel for the Sales Agent Agents by the Company and, to the knowledge of the Company, its officers and directors and the holders of any securities of the Company in connection with letters, filings or other supplemental information provided to the FINRA pursuant to FINRA Conduct Rule 2710 or 2720 is true, complete and correct in all material respectscorrect. To the knowledge of the Company, except as disclosed in the Registration Statement and the Prospectus, no director or officer of the Company has any association with any FINRA member.

Appears in 1 contract

Samples: Equity Distribution Agreement (Core Laboratories N V)

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