Common use of FINRA Matters Clause in Contracts

FINRA Matters. All of the information provided to the Placement Agent or to counsel for the Placement Agent by the Company and, to the knowledge of the Company, its officers and directors and the holders of any securities of the Company in connection with letters, filings or other supplemental information provided to the FINRA pursuant to FINRA Conduct Rule 5110 or 5121 is true, complete and correct.

FINRA Matters. All of the information provided to the Placement Agent or to counsel for the Placement Agent by the Company and, to the knowledge of the Company, its officers and directors and the holders of any securities of the Company in connection with letters, filings or other supplemental information provided to the FINRA pursuant to FINRA Conduct Rule 5110 2710 or 5121 2720 is true, complete and correct.

FINRA Matters. All of the information provided to the Placement Agent or to counsel for the Placement Agent by the Company andCompany, to the knowledge of the Companyits counsel, its officers and directors and the holders of any securities of the Company in connection with the offering of the Securities is true, complete, correct and compliant with Financial Industry Regulatory Authority, Inc.’s (“FINRA”) rules and any letters, filings or other supplemental information provided to the FINRA pursuant to FINRA Rules or NASD Conduct Rule 5110 or 5121 Rules is true, complete and correct. The Company meets the requirements for use of Form S-3 under the Securities Act specified in FINRA Rule 5110(h)(1)(C).

FINRA Matters. All of the information provided to the Placement Agent or to counsel counsels for the Placement Agent by the Company andCompany, to the knowledge of the Companyits counsels, its officers and directors and the holders of any securities (debt or equity) or options to acquire any securities of the Company in connection with the offering of the Units is true, complete, correct and compliant with FINRA’s rules in all material respects and any letters, filings or other supplemental information provided to FINRA by the FINRA Company pursuant to FINRA Rules or NASD Conduct Rule 5110 or 5121 Rules is true, complete and correctcorrect in all material respects.

FINRA Matters. All of the information provided to the Placement Agent or to counsel for the Placement Agent by the Company and, to the knowledge of the Company, its officers and directors and the holders of any securities of the Company in connection with letters, filings or other supplemental information provided to the FINRA pursuant to FINRA Conduct Rule Rules 5110 or 5121 is true, complete and correct.

FINRA Matters. All of the information provided to the Placement Agent or to counsel for the Placement Agent by the Company and, to the knowledge of the Company, its officers and directors and the holders of any securities of the Company in connection with letters, filings or other supplemental information provided to the FINRA pursuant to FINRA Conduct Rule 5110 or 5121 is true, complete and correctcorrect in all material respects.

FINRA Matters. All of the information provided to the Placement Agent you or to your counsel for the Placement Agent by the Company and, to the knowledge of the Company, and its officers and directors and the holders of any securities of the Company in connection with letters, filings or other supplemental information provided to the FINRA pursuant to FINRA Conduct Rule 5110 2710 or 5121 2720 is true, complete and correct.

FINRA Matters. All To the extent applicable, all of the information provided to the Placement Agent or to counsel for the Placement Agent by the Company and, to the knowledge of the Company, its officers and directors and the holders of any securities of the Company in connection with any letters, filings or other supplemental information provided to the FINRA pursuant to FINRA Conduct Rule 2310, 5110 or 5121 is true, complete and correctcorrect in all material respects.

FINRA Matters. All of the information provided to the Placement Agent or to counsel for the Placement Agent by the Company and, to the knowledge of the Company, its officers and directors and the holders of any securities of the Company in connection with any letters, filings or other supplemental information provided to the FINRA pursuant to FINRA Conduct Rule 5110 2710 or 5121 2720 is true, complete and correct.

FINRA Matters. All of the information provided to the Placement Agent or to counsel for the Placement Agent by the Company and, to the knowledge of the Company, its officers and directors and the holders of any securities of the Company in connection with letters, filings or other supplemental information provided to the FINRA pursuant to FINRA Conduct FINRA’s Rule 5110 5110, 5190 or 5121 is true, complete and correct.

FINRA Matters. All of the information provided to the Placement Agent Agents or to counsel for the Placement Agent Agents by the Company and, to the knowledge of the Company, its officers and directors and the holders of any securities of the Company in connection with letters, filings or other supplemental information provided to the FINRA pursuant to FINRA Conduct Rule 5110 5110, 5121 or 5121 5190 is true, complete and correctcorrect in all material respects.

FINRA Matters. All of the information provided to the Placement Agent or to counsel for the Placement Agent by the Company and, to the knowledge of the Company, its officers and directors and the holders of any securities of the Company in connection with letters, filings or other supplemental information provided to the FINRA pursuant to FINRA Conduct Rule 5110 or 5121 is true, complete and correctcorrect in all material respects.

FINRA Matters. All of the information provided to the Placement Agent or to counsel for the Placement Agent by the Company and, to the knowledge of the Company, its officers and directors and the holders of any securities of the Company in connection with letters, filings or other supplemental information provided to the FINRA Financial Industry Regulatory Authority, Inc. (“FINRA”) pursuant to FINRA Conduct Rule 5110 or 5121 is true, complete and correctcorrect in all material respects.

FINRA Matters. All of the information provided to the Placement Agent or to counsel for the Placement Agent by the Company andCompany, to the knowledge of the Companyits counsel, its officers and directors and to be used by the holders of any securities of the Company Agent in its filings with FINRA in connection with the offering of the Placement Shares is true, complete, and correct in all material respects, and any letters, filings or other supplemental information provided to FINRA by the FINRA Company pursuant to FINRA Conduct Rule 5110 or 5121 Rules is true, complete and correctcorrect in all material respects.

FINRA Matters. All If applicable, all of the information provided to the Placement Agent or to counsel for the Placement Agent by the Company and, to the knowledge of the Company, its officers and directors and the holders of any securities (debt or equity) or options to acquire any securities of the Company in connection with letters, filings or other supplemental information provided to the FINRA pursuant to FINRA Conduct Rule rule 5110 or 5121 is is, to the Knowledge of the Company, true, complete correct and correctcomplete.

FINRA Matters. All of the information provided to the Placement Agent Agents or to counsel for the Placement Agent Agents by the Company and, to the knowledge of the Company, its officers and directors and the holders of any securities of the Company in connection with letters, filings or other supplemental information provided to the FINRA Financial Industry Regulatory Authority, Inc. (“FINRA”) pursuant to FINRA Conduct Rule 5110 or 5121 is true, complete and correctcorrect in all material respects.

FINRA Matters. All of the information provided to the Placement Agent Agents or to counsel for the Placement Agent Agents by the Company and, to the knowledge of the Company, its officers and directors and the holders of any securities of the Company in connection with letters, filings or other supplemental information provided to the FINRA pursuant to FINRA Conduct Rule Rules 5110 or 5121 is true, complete and correct.

FINRA Matters. All of the information provided to the Placement Agent or to counsel for the Placement Agent by the Company and, to the knowledge of the Company, its officers and directors and the holders of any securities of the Company in connection with letters, 13 filings or other supplemental information provided to the FINRA pursuant to FINRA Conduct Rule 5110 2710 or 5121 2720 is true, complete and correct.

FINRA Matters. All of the information provided to the Placement Agent or to counsel for the Placement Agent by the Company andCompany, to the knowledge of the Companyits counsel, its officers and directors and and, to the Company’s knowledge, the holders of any securities (debt or equity) or options to acquire any securities of the Company in connection with the offering of the Securities is true, complete, correct and compliant with FINRA’s rules in all material respects and any letters, filings or other supplemental information provided to the FINRA pursuant to FINRA Rules or NASD Conduct Rule 5110 or 5121 Rules is true, complete and correctcorrect in all material respects.

FINRA Matters. All of the information provided to the Placement Agent or to counsel for the Placement Agent by the Company and, to the knowledge of the Company, its officers and directors and the holders of any securities of the Company in connection with letters, filings or other supplemental information provided to the FINRA pursuant to FINRA Conduct Rule 5110 or 5121 5121, as applicable, is true, complete and correct.

FINRA Matters. All of the information provided to the Placement Agent or to counsel for the Placement Agent by the Company and, to the knowledge of the Company, its officers and directors and the holders of any securities of the Company in connection with letters, filings or other supplemental information provided to the FINRA pursuant to FINRA Conduct Rule 5110 or 5121 is true, complete and correctcorrect in all material respects.

FINRA Matters. All of the information provided to the Placement Agent or to counsel for the Placement Agent by the Company andCompany, to the knowledge of the Companyits counsel, its officers and directors and the holders of any securities (debt or equity) or options to acquire any securities of the Company in connection with the offering of the Securities is true, complete, correct and compliant with FINRA’s rules and any letters, filings or other supplemental information provided to the FINRA pursuant to FINRA Conduct Rule 5110 or 5121 rules is true, complete and correct.

FINRA Matters. All of the information provided to the Placement Agent [—] or to counsel for the Placement Agent [—] by the Company and, to the knowledge of the Company, its officers and directors and the holders of any securities of the Company in connection with letters, filings or other supplemental information provided to the FINRA FINRA, if any, pursuant to FINRA Conduct Rule 5110 5110, 5121 or 5121 5190 is true, complete and correctcorrect in all material respects.

FINRA Matters. All of the information provided to the Placement Agent Agents or to counsel for the Placement Agent Agents’ Counsel by the Company andCompany, to the knowledge of the Companyits counsel, its officers and directors and and, to the Company’s knowledge, the holders of any securities (debt or equity) or options to acquire any securities of the Company in connection with the offering of the Shares is true, complete, correct and compliant with FINRA’s rules and any letters, filings or other supplemental information provided to the FINRA pursuant to FINRA Rules or NASD Conduct Rule 5110 or 5121 Rules is true, complete and correct.

FINRA Matters. All of the information provided to the Placement Agent Agents or to counsel for the Placement Agent Agents by the Company andCompany, to the knowledge of the Companyits counsel, its officers and directors and and, to the Company’s knowledge, the holders of any securities (debt or equity) or options to acquire any securities of the Company in connection with the offering of the Securities is true, complete, correct and compliant with FINRA’s rules and any letters, filings or other supplemental information provided to the FINRA pursuant to FINRA Rules or NASD Conduct Rule 5110 or 5121 Rules is true, complete and correct.

FINRA Matters. All of the information provided to the Placement Agent or to counsel for the Placement Agent by the Company and, to the knowledge of the Company, its officers and directors and the holders of any securities of the Company in connection with letters, filings or other supplemental information provided to the FINRA pursuant to FINRA Conduct Rule 5110 or 5121 5121, as applicable, is true, complete and correct.

FINRA Matters. All of the information provided to the Placement Agent or to counsel for the Placement Agent by the Company Company, and, to the knowledge of the Company, its counsel, its officers and directors and the holders of any securities (debt or equity) or options to acquire any securities of the Company in connection with the offering of the Securities is true, complete, correct and compliant with FINRA’s rules and any letters, filings or other supplemental information provided to the FINRA pursuant to FINRA Conduct Rule 5110 or 5121 Rules is true, complete and correct.

FINRA Matters. All of the information provided to the Placement Agent you or to your counsel for the Placement Agent by the Company and, to the knowledge of the Company, and its officers and directors and the holders of any securities of the Company in connection with letters, filings or other supplemental information provided to the FINRA pursuant to FINRA Conduct Rule 5110 5110, 5190 or 5121 is true, complete and correctcorrect in all material respects.