Common use of FINRA Matters Clause in Contracts

FINRA Matters. FINRA shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements.

Appears in 48 contracts

Samples: Underwriting Agreement (Haoxin Holdings LTD), Underwriting Agreement (OneConstruction Group LTD), Underwriting Agreement (Haoxin Holdings LTD)

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FINRA Matters. FINRA The Financial Industry Regulatory Authority (“FINRA”) shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting placement agency terms and arrangements.

Appears in 13 contracts

Samples: Placement Agency Agreement (xG TECHNOLOGY, INC.), Placement Agency Agreement (xG TECHNOLOGY, INC.), Placement Agency Agreement (SANUWAVE Health, Inc.)

FINRA Matters. FINRA shall shall, if applicable, have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements.

Appears in 6 contracts

Samples: Underwriting Agreement (Biomarin Pharmaceutical Inc), Underwriting Agreement (Biomarin Pharmaceutical Inc), Underwriting Agreement (Biomarin Pharmaceutical Inc)

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FINRA Matters. FINRA shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting placement agency terms and arrangements.

Appears in 3 contracts

Samples: Placement Agency Agreement (Sphere 3D Corp), Placement Agency Agreement (Pharmathene, Inc), Placement Agency Agreement (Chelsea Therapeutics International, Ltd.)

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