Common use of FINRA Matters Clause in Contracts

FINRA Matters. FINRA shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements.

Appears in 46 contracts

Samples: Underwriting Agreement (Haoxin Holdings LTD), Underwriting Agreement (Li Bang International Corp Inc.), Underwriting Agreement (Haoxin Holdings LTD)

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FINRA Matters. FINRA shall shall, if applicable, have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements.

Appears in 6 contracts

Samples: Underwriting Agreement (Biomarin Pharmaceutical Inc), Underwriting Agreement (Biomarin Pharmaceutical Inc), Underwriting Agreement (Biomarin Pharmaceutical Inc)

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FINRA Matters. FINRA shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting placement agency terms and arrangements.

Appears in 3 contracts

Samples: Placement Agency Agreement (Sphere 3D Corp), Placement Agency Agreement (Pharmathene, Inc), Agency Agreement (Chelsea Therapeutics International, Ltd.)

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