FINRA Membership of Affiliates. Except as disclosed in the FINRA Questionnaires provided to the Representatives, to the Company’s knowledge, no officer, director, director nominee or beneficial owner of 10% or more of any class of the Company’s equity securities or securities convertible or exchangeable into such equity securities (any such individual or entity, a “Company Affiliate”) is a Member or a person associated or affiliated with a Member.
Appears in 6 contracts
Samples: Underwriting Agreement (Artisan Acquisition Corp.), Underwriting Agreement (Anthropos Capital Corp), Underwriting Agreement (Lead Edge Growth Opportunities, LTD)
FINRA Membership of Affiliates. Except as disclosed in the FINRA Questionnaires provided to the Representatives, to the Company’s knowledge, no officer, director, director nominee or beneficial owner of 10% or more of any class of the Company’s equity securities (whether debt or securities convertible equity, registered or exchangeable into such equity securities unregistered, regardless of the time acquired or the source from which derived) (any such individual or entity, a “Company Affiliate”) is a Member or a person associated or affiliated with a Member.
Appears in 6 contracts
Samples: Underwriting Agreement (Cascade Acquisition Corp), Underwriting Agreement (Cascade Acquisition Corp), Underwriting Agreement (Cascade Acquisition Corp)
FINRA Membership of Affiliates. Except as disclosed in the FINRA Questionnaires provided to the RepresentativesRepresentative, to the Company’s knowledge, no officer, director, director nominee or beneficial owner of 10% or more of any class of the Company’s equity securities (whether debt or securities convertible equity, registered or exchangeable into such equity securities unregistered, regardless of the time acquired or the source from which derived) (any such individual or entity, a “Company Affiliate”) is a Member or a person associated or affiliated with a Member.
Appears in 4 contracts
Samples: Underwriting Agreement (GO Acquisition Corp.), Underwriting Agreement (UTA Acquisition Corp), Underwriting Agreement (UTA Acquisition Corp)
FINRA Membership of Affiliates. Except as disclosed in the FINRA Questionnaires provided to the RepresentativesRepresentative, to the Company’s knowledge, no officer, director, director nominee or beneficial owner of 10% or more of any class of the Company’s equity securities (whether debt or securities convertible equity, registered or exchangeable into such equity securities unregistered, regardless of the time acquired or the source from which derived) (any such individual or entity, a “Company Affiliate”) is a Member or a person associated or affiliated with a Member.
Appears in 3 contracts
Samples: Underwriting Agreement (Virgin Group Acquisition Corp. III), Underwriting Agreement (Virgin Group Acquisition Corp. II), Underwriting Agreement (Virgin Group Acquisition Corp. II)
FINRA Membership of Affiliates. Except as disclosed in the FINRA Questionnaires provided to the Representatives, to the Company’s knowledgeRepresentative, no officer, director, director nominee or beneficial owner of 10% or more of any class of the Company’s equity securities (whether debt or securities convertible equity, registered or exchangeable into such equity securities unregistered, regardless of the time acquired or the source from which derived) (any such individual or entity, a “Company Affiliate”) is a Member or a person associated or affiliated with a Member.
Appears in 2 contracts
Samples: Underwriting Agreement (Trajectory Alpha Acquisition Corp.), Underwriting Agreement (Trajectory Alpha Acquisition Corp.)
FINRA Membership of Affiliates. Except as disclosed in the FINRA Questionnaires provided to the Representatives, to the Company’s knowledge, no officer, director, director nominee or beneficial owner of 10% or more of any class of the Company’s equity securities (whether debt or securities convertible equity, registered or exchangeable into such equity securities unregistered, regardless of the time acquired or the source from which derived) (any such individual or entity, a “Company Affiliate”) is a Member or a person associated or affiliated with a Member.
Appears in 1 contract
Samples: Underwriting Agreement (Jaws Hurricane Acquisition Corp)
