Common use of FINRA No Objection Letter Clause in Contracts

FINRA No Objection Letter. The Underwriters agree to use their best efforts to obtain a no objection letter from FINRA regarding the fairness and reasonableness of the underwriting terms and arrangements with respect to the Offering.

Appears in 22 contracts

Samples: Underwriting Agreement (Main Street Capital CORP), Underwriting Agreement (Main Street Capital CORP), Underwriting Agreement (Main Street Capital CORP)

AutoNDA by SimpleDocs

FINRA No Objection Letter. The Underwriters agree to use their best efforts to obtain a no objection letter from FINRA regarding the fairness and reasonableness of the underwriting terms and arrangements with respect to the Offeringarrangements.

Appears in 5 contracts

Samples: Underwriting Agreement (CM Finance Inc), Underwriting Agreement (Poliwogg Regenerative Medicine Fund, Inc.), Underwriting Agreement (Poliwogg Regenerative Medicine Fund, Inc.)

FINRA No Objection Letter. The Underwriters agree to use their best efforts to obtain a no objection letter from FINRA prior to the Closing Time regarding the fairness and reasonableness of the underwriting terms and arrangements with respect to the Offeringarrangements.

Appears in 2 contracts

Samples: Underwriting Agreement (Alcentra Capital Corp), Underwriting Agreement (Alcentra Capital Corp)

FINRA No Objection Letter. The Company and the Underwriters agree to use their best efforts to obtain a no objection letter from the FINRA regarding the fairness and reasonableness of the underwriting terms and arrangements with respect to the Offeringarrangements.

Appears in 1 contract

Samples: Underwriting Agreement (Prospect Capital Corp)

AutoNDA by SimpleDocs

FINRA No Objection Letter. The Underwriters agree to use their best efforts to obtain a no objection letter from the FINRA regarding the fairness and reasonableness of the underwriting terms and arrangements with respect to the Offeringarrangements.

Appears in 1 contract

Samples: Underwriting Agreement (Main Street Capital CORP)

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!