FINRA/SEC Archiving Obligations. If applicable to you, this agreement does not relieve you from any responsibilities you have under SEC Rules 17a-3 and 17a-4. If you elect to cease using the Company, for some or all of your records preservation, the obligation to maintain and preserve books and records reverts back to you and you must provide written instructions to Company in order to transfer your records to you or an alternative recordkeeping service.
Appears in 4 contracts
Samples: Service Specific Terms, Service Specific Terms, Service Specific Terms
