FINRA. The Company shall advise the Representative if it is aware that any 10% or greater shareholder of the Company becomes an affiliate or associated person of a Participating Member.
Appears in 29 contracts
Samples: Underwriting Agreement (M3-Brigade Acquisition v Corp.), Underwriting Agreement (Vine Hill Capital Investment Corp.), Underwriting Agreement (Voyager Acquisition Corp./Cayman Islands)
FINRA. The Company shall advise the Representative if it is aware that any 10% or greater shareholder stockholder of the Company becomes an affiliate or associated person of a Participating MemberMember in the distribution of the Public Securities.
Appears in 22 contracts
Samples: Underwriting Agreement (Integrated Energy Transition Acquisition Corp.), Underwriting Agreement (Atlantic Coastal Acquisition Corp. II), Underwriting Agreement (Atlantic Coastal Acquisition Corp. II)
FINRA. The Company shall advise the Representative if it is aware that any 10% or greater shareholder stockholder of the Company becomes an affiliate or associated person of a Participating Member.
Appears in 17 contracts
Samples: Underwriting Agreement (Papaya Growth Opportunity Corp. I), Underwriting Agreement (Phoenix Biotech Acquisition Corp.), Underwriting Agreement (Future Health ESG Corp.)
FINRA. The Company shall advise the Representative FINRA if it is aware that any 10% or greater shareholder of the Company becomes an affiliate or associated person of a Participating Member.
Appears in 8 contracts
Samples: Underwriting Agreement (Zi Toprun Acquisition Corp.), Underwriting Agreement (Zi Toprun Acquisition Corp.), Underwriting Agreement (Zi Toprun Acquisition Corp.)
FINRA. The Company shall advise the Representative Representatives if it is aware that any 10% or greater shareholder of the Company becomes an affiliate or associated person of a Participating Member.
Appears in 7 contracts
Samples: Underwriting Agreement (Dynamix Corp), Underwriting Agreement (Melar Acquisition Corp. I/Cayman), Underwriting Agreement (Chenghe Acquisition II Co.)
FINRA. The Company shall advise the Representative if it is aware that any 10% or greater shareholder stockholder of the Company becomes an affiliate or associated person of a Participating Member.
Appears in 7 contracts
Samples: Underwriting Agreement (Banyan Acquisition Corp), Underwriting Agreement (Banyan Acquisition Corp), Underwriting Agreement (Direct Selling Acquisition Corp.)
FINRA. The Company shall advise the Representative if it is aware that any 10% or greater shareholder of the Company becomes an affiliate or associated person of a Participating Member.
Appears in 4 contracts
Samples: Underwriting Agreement (Integrated Wellness Acquisition Corp), Underwriting Agreement (Integrated Wellness Acquisition Corp), Underwriting Agreement (Thrive Acquisition Corp)
FINRA. The Company shall advise the Representative Representatives if it is aware that any 10% or greater shareholder stockholder of the Company becomes an affiliate or associated person of a Participating Member.
Appears in 3 contracts
Samples: Underwriting Agreement (Hawks Acquisition Corp), Underwriting Agreement (Hawks Acquisition Corp), Underwriting Agreement (Hawks Acquisition Corp)
FINRA. The Company shall advise the Representative if it is aware that any 10% or greater shareholder stockholder of the Company becomes an affiliate or associated person of a Participating MemberMember in the distribution of the Company’s Public Securities.
Appears in 3 contracts
Samples: Warrant Agreement (Goldenstone Acquisition Ltd.), Warrant Agreement (Goldenstone Acquisition Ltd.), Warrant Agreement (Goldenstone Acquisition Ltd.)
FINRA. The Company shall advise the Representative if it is aware that any 10% or greater shareholder stockholder of the Company becomes an affiliate or associated person of a Participating MemberFINRA member participating in the distribution of the Company’s Public Securities.
Appears in 2 contracts
Samples: Underwriting Agreement (Yotta Acquisition Corp), Underwriting Agreement (Yotta Acquisition Corp)
FINRA. The Company shall advise the Representative Representatives if it is aware that any 10% or greater shareholder stockholder of the Company becomes an affiliate or associated person of a Participating Member.
Appears in 2 contracts
Samples: Underwriting Agreement (Riverview Acquisition Corp.), Underwriting Agreement (Riverview Acquisition Corp.)
FINRA. The Company shall advise the Representative Representatives if it is aware that any 10% or greater shareholder stockholder of the Company becomes an affiliate or associated person of a Participating MemberMember in the distribution of the Public Securities.
Appears in 1 contract
Samples: Underwriting Agreement (Virtuoso Acquisition Corp. 2)
FINRA. The Company shall advise the Representative Representatives if it is aware that any 10% or greater shareholder of the Company becomes an affiliate or associated person of a Participating Member.
Appears in 1 contract
Samples: Underwriting Agreement (Counter Press Acquisition Corp)
