FINRA. The Company shall advise the Representative if it is aware that any 10% or greater shareholder of the Company becomes an affiliate or associated person of a Participating Member.
Appears in 37 contracts
Samples: Underwriting Agreement (Bleichroeder Acquisition Corp. I), Underwriting Agreement (Bleichroeder Acquisition Corp. I), Underwriting Agreement (Cohen Circle Acquisition Corp. I)
FINRA. The Company shall advise the Representative if it is aware that any 10% or greater shareholder stockholder of the Company becomes an affiliate or associated person of a Participating MemberMember in the distribution of the Public Securities.
Appears in 22 contracts
Samples: Underwriting Agreement (Integrated Energy Transition Acquisition Corp.), Underwriting Agreement (Atlantic Coastal Acquisition Corp. II), Underwriting Agreement (Atlantic Coastal Acquisition Corp. II)
FINRA. The Company shall advise the Representative if it is aware that any 10% or greater shareholder stockholder of the Company becomes an affiliate or associated person of a Participating Member.
Appears in 17 contracts
Samples: Underwriting Agreement (Papaya Growth Opportunity Corp. I), Underwriting Agreement (Phoenix Biotech Acquisition Corp.), Underwriting Agreement (Future Health ESG Corp.)
FINRA. The Company shall advise the Representative Representatives if it is aware that any 10% or greater shareholder of the Company becomes an affiliate or associated person of a Participating Member.
Appears in 10 contracts
Samples: Underwriting Agreement (Plum Acquisition Corp, IV), Underwriting Agreement (Plum Acquisition Corp, IV), Underwriting Agreement (Dynamix Corp)
FINRA. The Company shall advise the Representative FINRA if it is aware that any 10% or greater shareholder of the Company becomes an affiliate or associated person of a Participating Member.
Appears in 8 contracts
Samples: Underwriting Agreement (Zi Toprun Acquisition Corp.), Underwriting Agreement (Zi Toprun Acquisition Corp.), Underwriting Agreement (Zi Toprun Acquisition Corp.)
FINRA. The Company shall advise the Representative if it is aware that any 10% or greater shareholder stockholder of the Company becomes an affiliate or associated person of a Participating Member.
Appears in 7 contracts
Samples: Underwriting Agreement (Banyan Acquisition Corp), Underwriting Agreement (Banyan Acquisition Corp), Underwriting Agreement (Direct Selling Acquisition Corp.)
FINRA. The Company shall advise the Representative if it is aware that any 10% or greater shareholder of the Company becomes an affiliate or associated person of a Participating Member.
Appears in 4 contracts
Samples: Underwriting Agreement (Integrated Wellness Acquisition Corp), Underwriting Agreement (Integrated Wellness Acquisition Corp), Underwriting Agreement (Thrive Acquisition Corp)
FINRA. The Company shall advise the Representative if it is aware that any 10% or greater shareholder stockholder of the Company becomes an affiliate or associated person of a Participating MemberMember in the distribution of the Company’s Public Securities.
Appears in 3 contracts
Samples: Underwriting Agreement (Goldenstone Acquisition Ltd.), Underwriting Agreement (Goldenstone Acquisition Ltd.), Underwriting Agreement (Goldenstone Acquisition Ltd.)
FINRA. The Company shall advise the Representative Representatives if it is aware that any 10% or greater shareholder stockholder of the Company becomes an affiliate or associated person of a Participating Member.
Appears in 3 contracts
Samples: Underwriting Agreement (Hawks Acquisition Corp), Underwriting Agreement (Hawks Acquisition Corp), Underwriting Agreement (Hawks Acquisition Corp)
FINRA. The Company shall advise the Representative Representatives if it is aware that any 10% or greater shareholder stockholder of the Company becomes an affiliate or associated person of a Participating Member.
Appears in 2 contracts
Samples: Underwriting Agreement (Riverview Acquisition Corp.), Underwriting Agreement (Riverview Acquisition Corp.)
FINRA. The Company shall advise the Representative Representatives if it is aware that any 10% or greater shareholder of the Company becomes an affiliate or associated person of a Participating Member.
Appears in 1 contract
Samples: Underwriting Agreement (Counter Press Acquisition Corp)
FINRA. The Company shall advise the Representative Representatives if it is aware that any 10% or greater shareholder stockholder of the Company becomes an affiliate or associated person of a Participating MemberMember in the distribution of the Public Securities.
Appears in 1 contract
Samples: Underwriting Agreement (Virtuoso Acquisition Corp. 2)
