FINRA. The Company shall advise the Representative (who shall make an appropriate filing with FINRA) if it is aware that any 10% or greater stockholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public Securities.
Appears in 162 contracts
Samples: Underwriting Agreement (CO2 Energy Transition Corp.), Underwriting Agreement (ESH Acquisition Corp.), Underwriting Agreement (ESH Acquisition Corp.)
FINRA. The Company shall advise the Representative (who shall make an appropriate filing with FINRA) if it is aware that any 105% or greater stockholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public Securities.
Appears in 143 contracts
Samples: Underwriting Agreement (FG Merger III Corp.), Underwriting Agreement (FG Merger II Corp.), Underwriting Agreement (Global Robotic Drone Acquisition Corp.)
FINRA. The Company shall advise the Representative (who shall make an appropriate filing with FINRA) if it is aware that any 10% or greater stockholder shareholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public Securities.
Appears in 44 contracts
Samples: Underwriting Agreement (Love & Health LTD), Underwriting Agreement (Love & Health LTD), Underwriting Agreement (Black Hawk Acquisition Corp)
FINRA. The Company shall advise the Representative (who shall make an appropriate filing with FINRA) if it is aware that any 105% or greater stockholder shareholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public Securities.
Appears in 40 contracts
Samples: Underwriting Agreement (Evergreen Corp), Underwriting Agreement (Technology & Telecommunication Acquisition Corp), Underwriting Agreement (Evergreen Corp)
FINRA. The Company shall advise the Representative (who shall make an appropriate filing with FINRA) FINRA if it is aware that any 10% or greater stockholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Company’s Public Securities.
Appears in 34 contracts
Samples: Agreement (Bellevue Life Sciences Acquisition Corp.), Underwriting Agreement (Bellevue Life Sciences Acquisition Corp.), Underwriting Agreement (Hudson Acquisition I Corp.)
FINRA. The Company shall advise the Representative (who shall make an appropriate filing with FINRA) if it is aware that any 10% or greater stockholder shareholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public SecuritiesParticipating Member.
Appears in 33 contracts
Samples: Underwriting Agreement (Launch One Acquisition Corp.), Underwriting Agreement (Launch One Acquisition Corp.), Underwriting Agreement (Graf Global Corp.)
FINRA. The Company shall advise the Representative Representatives (who shall make an appropriate filing with FINRA) if it is aware that any 105% or greater stockholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public Securities.
Appears in 28 contracts
Samples: Underwriting Agreement (C5 Acquisition Corp), Underwriting Agreement (C5 Acquisition Corp), Underwriting Agreement (C5 Acquisition Corp)
FINRA. The Company shall advise the Representative (who shall make an appropriate filing with FINRA) if it is aware that any 105% or greater stockholder of the Company (other than the Sponsor) becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public Securities.
Appears in 24 contracts
Samples: Underwriting Agreement (CF Acquisition Corp. VIII), Underwriting Agreement (CF Acquisition Corp. VI), Underwriting Agreement (CF Acquisition Corp. VI)
FINRA. The Except as disclosed in the Registration Statement, the Company shall advise the Representative (who shall make an appropriate filing with FINRA) FINRA if it is aware that any 10% or greater stockholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Company’s Public Securities.
Appears in 16 contracts
Samples: Underwriting Agreement (99 Acquisition Group Inc.), Underwriting Agreement (99 Acquisition Group Inc.), Warrant Agreement (Biotech Group Acquisition Corp)
FINRA. The Company shall advise the Representative (who shall make an appropriate filing with FINRA) if it is aware that any 10% or greater stockholder shareholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public SecuritiesParticipating Member.
Appears in 12 contracts
Samples: Underwriting Agreement (Legato Merger Corp. III), Underwriting Agreement (Legato Merger Corp. III), Underwriting Agreement (Colombier Acquisition Corp. Ii)
FINRA. The Except as disclosed in the Registration Statement, the Company shall advise the Representative (who shall make an appropriate filing with FINRA) FINRA if it is aware that any 10% or greater stockholder shareholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Company’s Public Securities.
Appears in 9 contracts
Samples: Underwriting Agreement (Fortune Joy International Acquisition Corp), Underwriting Agreement (Fortune Joy International Acquisition Corp), Underwriting Agreement (Fortune Joy International Acquisition Corp)
FINRA. The Company shall advise the Representative (who shall make an appropriate filing with FINRA) if it is aware that any 10% or greater stockholder of the Company (other than the Sponsor) becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public Securities.
Appears in 6 contracts
Samples: Underwriting Agreement (B. Riley Principal 250 Merger Corp.), Underwriting Agreement (B. Riley Principal 150 Merger Corp.), B. Riley Principal 250 Merger Corp.
FINRA. The Other than as disclosed in the Registration Statement, the Company shall advise the Representative (who shall make an appropriate filing with FINRA) FINRA if it is aware that any 10% or greater stockholder shareholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Company’s Public Securities.
Appears in 5 contracts
Samples: Underwriting Agreement (Pomelo Acquisition Corp LTD), Underwriting Agreement (TradeUP Acquisition Corp.), Underwriting Agreement (TradeUP Acquisition Corp.)
FINRA. The Company shall advise the Representative (who shall make an appropriate filing with FINRA) if it is aware that any 10% or greater stockholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public SecuritiesParticipating Member.
Appears in 4 contracts
Samples: Underwriting Agreement (Sanaby Health Acquisition Corp. I), Underwriting Agreement (Sanaby Health Acquisition Corp. I), Underwriting Agreement (EG Acquisition Corp.)
FINRA. The Company shall advise the Representative Representatives (who shall make an appropriate filing with FINRA) if it is aware that any 105% or greater stockholder shareholder of the Company becomes an affiliate or associated person of a an FINRA member participating in the distribution of the Company’s Public Securities.
Appears in 4 contracts
Samples: Underwriting Agreement (Eco-Stim Energy Solutions, Inc.), Underwriting Agreement (Eco-Stim Energy Solutions, Inc.), Underwriting Agreement (Peak Resorts Inc)
FINRA. The Company shall advise the Representative (who shall make an appropriate filing with FINRA) if it is aware that any 10% or greater stockholder of the Company (other than the Sponsor) becomes an affiliate or associated person of a FINRA member “participating member” in the distribution of the Public Securities.
Appears in 4 contracts
Samples: Underwriting Agreement (CF Acquisition Corp. VII), Underwriting Agreement (CF Acquisition Corp. VII), Underwriting Agreement (CF Acquisition Corp. VIII)
FINRA. The Company shall advise the Representative (who shall make an appropriate filing with FINRA) if it is aware that any 10% or greater stockholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public SecuritiesParticipating Member.
Appears in 3 contracts
Samples: Underwriting Agreement (Atlas Crest Investment Corp. IV), Underwriting Agreement (Atlas Crest Investment Corp. III), Underwriting Agreement (Atlas Crest Investment Corp. V)
FINRA. The Company shall advise the Representative (who shall make an appropriate filing with FINRA) if it is becomes aware that any 10director, officer or 5% or greater stockholder shareholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public Securities.
Appears in 3 contracts
Samples: Underwriting Agreement (D. Medical Industries Ltd.), Underwriting Agreement (D. Medical Industries Ltd.), Underwriting Agreement (D. Medical Industries Ltd.)
FINRA. The Company shall advise the Representative (who shall make an appropriate filing with FINRA) if it is aware that any 10% or greater stockholder of the Company becomes an affiliate or associated person of a Participating FINRA member participating in the distribution of the Public SecuritiesMember.
Appears in 3 contracts
Samples: Underwriting Agreement (IB Acquisition Corp.), Underwriting Agreement (IB Acquisition Corp.), Underwriting Agreement (IB Acquisition Corp.)
FINRA. The Company shall advise the Representative (who shall make an appropriate filing with FINRA) if it is becomes aware that any 105% or greater stockholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public Securities.
Appears in 3 contracts
Samples: Underwriting Agreement (Long Island Iced Tea Corp.), Underwriting Agreement (Long Island Iced Tea Corp.), Underwriting Agreement (Long Island Iced Tea Corp.)
FINRA. The Company shall advise the Representative Representatives (who shall make an appropriate filing with FINRA) if it is aware that any 10% or greater stockholder shareholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public SecuritiesParticipating Member.
Appears in 3 contracts
Samples: Underwriting Agreement (Endeavor Acquisition Corp.), Underwriting Agreement (EVe Mobility Acquisition Corp), Underwriting Agreement (EVe Mobility Acquisition Corp)
FINRA. The Company shall advise the Representative (who shall make an appropriate filing with FINRA) if it is aware that any 105% or greater stockholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public SecuritiesSecurities in the Offering.
Appears in 3 contracts
Samples: Underwriting Agreement (Fintech Acquisition Corp. II), Underwriting Agreement (Fintech Acquisition Corp. II), Underwriting Agreement (FinTech Acquisition Corp)
FINRA. The Company shall advise the Representative (who shall make an appropriate filing with FINRA) if it is aware that any 10% 10 or greater stockholder of the Company becomes an affiliate or associated person of a FINRA member participating Participating Member in the distribution of the Public Securities.
Appears in 2 contracts
Samples: Underwriting Agreement (FTAC Parnassus Acquisition Corp.), Underwriting Agreement (FTAC Parnassus Acquisition Corp.)
FINRA. The Company shall advise the Representative Representatives (who shall make an appropriate filing with FINRA) if it is aware that any 10% or greater stockholder shareholder of the Company becomes an affiliate or associated person of a FINRA member participating Participating Member in the distribution of the Public Securities.
Appears in 2 contracts
Samples: Underwriting Agreement (Blockchain Coinvestors Acquisition Corp. I), Underwriting Agreement (Blockchain Coinvestors Acquisition Corp. I)
FINRA. The Company shall advise the Representative (who shall make an appropriate filing with FINRA) if it is aware that any 10% or greater stockholder of the Company becomes an affiliate or associated person of a FINRA member participating Participating Member in the distribution of the Public Securities.
Appears in 2 contracts
Samples: Underwriting Agreement (M3-Brigade Acquisition III Corp.), Underwriting Agreement (M3-Brigade Acquisition III Corp.)
FINRA. The Company shall advise the Representative Representatives (who shall make an appropriate filing with FINRA) if it is aware that any 105% or greater stockholder shareholder of the Company becomes an affiliate or associated person of a an FINRA member participating in the distribution of the Public Securities.
Appears in 2 contracts
Samples: Underwriting Agreement (Zheng Hui Industry Corp.), Underwriting Agreement (Sino Clean Energy Inc)
FINRA. The Company shall advise the Representative (who shall make an appropriate filing with FINRA) if it is aware that any 105% or greater stockholder shareholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public SecuritiesSecurities in the Offering.
Appears in 2 contracts
Samples: Underwriting Agreement (Electrum Special Acquisition Corp), Underwriting Agreement (Electrum Special Acquisition Corp)
FINRA. The Company shall advise the Representative (who shall make an appropriate filing with FINRA) if it is aware that any 105% or greater stockholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Company’s Public Securities.
Appears in 2 contracts
Samples: Underwriting Agreement (WhiteSmoke, Inc.), Underwriting Agreement (WhiteSmoke, Inc.)
FINRA. The Company shall advise the Representative Representatives (who shall make an appropriate filing with FINRA) if it is becomes aware that any 10director, officer or 5% or greater stockholder shareholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public Securities.
Appears in 1 contract
FINRA. The Company shall advise the Representative (who shall make an appropriate filing with FINRA) if it is or becomes aware that any officer or director of the Company or any beneficial owner of 10% or greater stockholder more of any class of the Company Company’s securities is or becomes an affiliate or associated person of a FINRA member participating in the distribution Offering (as determined in accordance with the rules and regulations of the Public SecuritiesFINRA).
Appears in 1 contract
FINRA. The Company shall advise the Representative (who shall make an appropriate filing with FINRA) if it is aware has knowledge that any 105% or greater stockholder of the Company becomes an affiliate or associated person of a any FINRA member participating in the distribution of the Public Securities.
Appears in 1 contract
Samples: Underwriting Agreement (Imprimis Pharmaceuticals, Inc.)
FINRA. The Company shall advise the Representative Representatives (who shall make an appropriate filing with FINRA) and Mxxxx Lxxxx if it is becomes aware that any 105% or greater stockholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public Securities.
Appears in 1 contract
FINRA. The Company shall advise the Representative Representatives (who shall make an appropriate filing with FINRA) if it is aware that any 10% or greater stockholder shareholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public Securities.
Appears in 1 contract
Samples: Underwriting Agreement (Enterprise 4.0 Technology Acquisition Corp)
FINRA. The Company shall advise the Representative (who shall make an appropriate filing with FINRA) if it is aware that any 105% or greater stockholder shareholder of the Company (other than the Sponsor and any Insider) becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public SecuritiesShares.
Appears in 1 contract
FINRA. The Company shall advise the Representative (who shall make an appropriate filing with FINRA) if it is aware that any 10% or greater stockholder shareholder of the Company (other than the Sponsor) becomes an affiliate or associated person of a FINRA member “participating member” in the distribution of the Public Securities.
Appears in 1 contract
Samples: Underwriting Agreement (Battery Future Acquisition Corp.)
FINRA. The Company shall advise the Representative (who shall make an appropriate filing with FINRA) if it is aware that any 105% or greater stockholder of the Company becomes an affiliate or associated person of a FINRA member participating in the toe distribution of the Public Securities.
Appears in 1 contract
Samples: Underwriting Agreement (Industrial Human Capital, Inc.)
