Common use of FINRA Clause in Contracts

FINRA. If applicable, FINRA shall have raised no objection to the terms of this offering and the amount of compensation allowable or payable to the Agent as described in the Prospectus.

Appears in 276 contracts

Samples: Sales Agreement (Caledonia Mining Corp PLC), At the Market Offering Agreement (Marker Therapeutics, Inc.), Sales Agreement (Disc Medicine, Inc.)

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FINRA. If applicable, FINRA shall have raised no objection to the terms of this the offering contemplated hereby and the amount of compensation allowable or payable to the Agent as described in the Prospectus.

Appears in 96 contracts

Samples: Sales Agreement (Context Therapeutics Inc.), Sales Agreement (Unicycive Therapeutics, Inc.), Sales Agreement (Tourmaline Bio, Inc.)

FINRA. If applicable, FINRA shall have raised no objection to the terms of this offering and the amount of compensation allowable or payable to the Agent as described in the Prospectus.

Appears in 87 contracts

Samples: Equity Distribution Agreement (Inspirato Inc), Capital on Demand Sales Agreement (Elicio Therapeutics, Inc.), Sales Agreement (NightHawk Biosciences, Inc.)

FINRA. If applicable, FINRA shall have raised no objection to the terms of this offering and the amount of compensation allowable or payable to the Agent Agents as described in the Prospectus.

Appears in 65 contracts

Samples: Sales Agreement (Hut 8 Corp.), Sales Agreement (Cipher Mining Inc.), Sales Agreement (Riot Platforms, Inc.)

FINRA. If applicable, FINRA shall have raised no objection to the terms of this offering and the amount of compensation allowable or payable to the Agent Agents as described in the Prospectus.

Appears in 12 contracts

Samples: Sales Agreement (Bridger Aerospace Group Holdings, Inc.), Sales Agreement (Beyond Air, Inc.), Sales Agreement (Electrameccanica Vehicles Corp.)

FINRA. If applicable, FINRA shall have raised no objection to the terms of this the offering contemplated hereby and the amount of compensation allowable or payable to the Agent Agents as described in the Prospectus.

Appears in 9 contracts

Samples: Sales Agreement (Mirum Pharmaceuticals, Inc.), Sales Agreement (Dare Bioscience, Inc.), Sales Agreement (Applied Molecular Transport Inc.)

FINRA. If applicable, FINRA shall have raised no objection to the terms of this offering and the amount of compensation allowable or payable to the Agent as described in the ProspectusProspectuses.

Appears in 4 contracts

Samples: Sales Agreement (Correvio Pharma Corp.), Sales Agreement (Aptose Biosciences Inc.), Sales Agreement (Aurinia Pharmaceuticals Inc.)

FINRA. If applicable, FINRA shall not have raised no any objection to the terms of this offering and the amount of compensation allowable or payable to the Agent Agents as described in the Prospectus.

Appears in 4 contracts

Samples: Sales Agreement (Energy Fuels Inc), Sales Agreement (Avino Silver & Gold Mines LTD), Sales Agreement (Energy Fuels Inc)

FINRA. If applicable, FINRA shall not have raised no any objection to the terms of this offering and the amount of compensation allowable or payable to the Agent Agents as described in the U.S. Prospectus.

Appears in 3 contracts

Samples: Sales Agreement (Seabridge Gold Inc), Sales Agreement (Seabridge Gold Inc), Sales Agreement (Seabridge Gold Inc)

FINRA. If applicable, FINRA shall not have raised no any objection to the terms of this offering and the amount of compensation allowable or payable to the Agent as described in the U.S. Prospectus.

Appears in 2 contracts

Samples: Sales Agreement (Avino Silver & Gold Mines LTD), Sales Agreement (Energy Fuels Inc)

FINRA. If applicable, FINRA shall have raised no objection to the terms of this offering and the amount of compensation allowable or payable to the Agent as described in the Prospectus.

Appears in 2 contracts

Samples: At Market Issuance Sales Agreement (NORDIC AMERICAN TANKERS LTD), At Market Issuance Sales Agreement (NORDIC AMERICAN TANKERS LTD)

FINRA. If applicable, FINRA shall not have raised no any objection to the terms of this offering and the amount of compensation allowable or payable to the Agent as described in the Prospectus.

Appears in 2 contracts

Samples: Sales Agreement (Avino Silver & Gold Mines LTD), Sales Agreement (Avino Silver & Gold Mines LTD)

FINRA. If applicablethe offering is required to be filed with FINRA, FINRA shall have raised no objection to the terms of this the offering contemplated hereby and the amount of compensation allowable or payable to the Agent as described in the Prospectus.

Appears in 2 contracts

Samples: Sales Agreement (Axsome Therapeutics, Inc.), Sales Agreement (Axsome Therapeutics, Inc.)

FINRA. If applicable, FINRA shall not have raised no any objection to the terms of this offering and the amount of compensation allowable or payable to the Agent Agents as described in the U.S. Prospectus.

Appears in 1 contract

Samples: Sales Agreement (Avino Silver & Gold Mines LTD)

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FINRA. If applicable, FINRA shall have raised no objection to the terms of this offering and the amount of compensation allowable or payable to the Agent as described in the Prospectus.;

Appears in 1 contract

Samples: Sales Agreement (Perpetua Resources Corp.)

FINRA. If applicable, FINRA shall have raised no objection to the terms of this the offering contemplated hereby and the amount of compensation allowable or payable to the Agent as described in the ProspectusProspectuses.

Appears in 1 contract

Samples: Sales Agreement (Medicenna Therapeutics Corp.)

FINRA. If applicable, FINRA shall have raised no objection objections to the terms of this offering and the amount of compensation allowable or payable to the Agent as described in the Prospectus.

Appears in 1 contract

Samples: Open Market Sale Agreement (Contango Oil & Gas Co)

FINRA. If applicable, FINRA shall have raised no objection to the terms of this the offering contemplated hereby and the amount of compensation allowable or payable to the Agent as described in the ATM Prospectus.

Appears in 1 contract

Samples: Sales Agreement (Cartesian Therapeutics, Inc.)

FINRA. If applicable, FINRA shall have raised no objection to the terms of this offering the Offering and the amount of compensation allowable or payable to the Placement Agent as described in the ProspectusProspectus Supplement.

Appears in 1 contract

Samples: Placement Agency Agreement (Galera Therapeutics, Inc.)

FINRA. If applicable, FINRA shall have raised no objection to the terms of this the offering contemplated hereby and the amount of compensation allowable or payable to the Agent as described in the Prospectus, or the offering shall be otherwise exempt from filing with FINRA under FINRA Rule 5110(h)(1).

Appears in 1 contract

Samples: Sales Agreement (Adagene Inc.)

FINRA. If applicable, FINRA shall not have raised no any objection to the terms of this offering and the amount of compensation allowable or payable to the Agent as described in the Prospectus.

Appears in 1 contract

Samples: Sales Agreement (Energy Fuels Inc)

FINRA. If applicable, FINRA shall have raised no objection to the terms of this the offering contemplated hereby and the amount of compensation allowable or payable to the Agent as described in the Prospectus.. #98069312v14 302805643 v12

Appears in 1 contract

Samples: Sales Agreement (Oculis Holding AG)

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