FINRA. If applicable, FINRA shall have raised no objection to the terms of this offering and the amount of compensation allowable or payable to the Agent as described in the Prospectus.
Appears in 260 contracts
Samples: Equity Distribution Agreement (Fat Brands, Inc), Sales Agreement (Mind Medicine (MindMed) Inc.), Sales Agreement (Semler Scientific, Inc.)
FINRA. If applicable, FINRA shall have raised no objection to the terms of this the offering contemplated hereby and the amount of compensation allowable or payable to the Agent as described in the Prospectus.
Appears in 88 contracts
Samples: Sales Agreement (InflaRx N.V.), Sales Agreement (Keros Therapeutics, Inc.), Sales Agreement (Pharvaris N.V.)
FINRA. If applicable, FINRA shall have raised no objection to the terms of this offering and the amount of compensation allowable or payable to the Agent as described in the Prospectus.
Appears in 86 contracts
Samples: Sales Agreement (Ocean Power Technologies, Inc.), Sales Agreement (Verastem, Inc.), Elicio Therapeutics, Inc.
FINRA. If applicable, FINRA shall have raised no objection to the terms of this offering and the amount of compensation allowable or payable to the Agent Agents as described in the Prospectus.
Appears in 58 contracts
Samples: Sales Agreement (Crinetics Pharmaceuticals, Inc.), Sales Agreement (Nano-X Imaging Ltd.), Sales Agreement (Fulcrum Therapeutics, Inc.)
FINRA. If applicable, FINRA shall have raised no objection to the terms of this offering and the amount of compensation allowable or payable to the Agent Agents as described in the Prospectus.
Appears in 12 contracts
Samples: Sales Agreement (Bridger Aerospace Group Holdings, Inc.), Sales Agreement (Beyond Air, Inc.), Sales Agreement (Electrameccanica Vehicles Corp.)
FINRA. If applicable, FINRA shall have raised no objection to the terms of this the offering contemplated hereby and the amount of compensation allowable or payable to the Agent Agents as described in the Prospectus.
Appears in 9 contracts
Samples: Sales Agreement (Mirum Pharmaceuticals, Inc.), Sales Agreement (Dare Bioscience, Inc.), Sales Agreement (Applied Molecular Transport Inc.)
FINRA. If applicable, FINRA shall not have raised no any objection to the terms of this offering and the amount of compensation allowable or payable to the Agent Agents as described in the Prospectus.
Appears in 4 contracts
Samples: Sales Agreement (Energy Fuels Inc), Sales Agreement (Avino Silver & Gold Mines LTD), Sales Agreement (Energy Fuels Inc)
FINRA. If applicable, FINRA shall have raised no objection to the terms of this offering and the amount of compensation allowable or payable to the Agent as described in the ProspectusProspectuses.
Appears in 4 contracts
Samples: Sales Agreement (Correvio Pharma Corp.), Sales Agreement (Aurinia Pharmaceuticals Inc.), Aptose Biosciences Inc.
FINRA. If applicable, FINRA shall have raised no objection to the terms of this offering and the amount of compensation allowable or payable to the Agent as described in the Prospectus.. (m)
Appears in 3 contracts
Samples: Loan Agreement (Volta Inc.), BigBear.ai Holdings, Inc., www.sec.gov
FINRA. If applicable, FINRA shall not have raised no any objection to the terms of this offering and the amount of compensation allowable or payable to the Agent Agents as described in the U.S. Prospectus.
Appears in 3 contracts
Samples: Seabridge Gold Inc, Seabridge Gold Inc, Seabridge Gold Inc
FINRA. If applicablethe offering is required to be filed with FINRA, FINRA shall have raised no objection to the terms of this the offering contemplated hereby and the amount of compensation allowable or payable to the Agent as described in the Prospectus.
Appears in 2 contracts
Samples: Sales Agreement (Axsome Therapeutics, Inc.), Sales Agreement (Axsome Therapeutics, Inc.)
FINRA. If applicable, FINRA shall not have raised no any objection to the terms of this offering and the amount of compensation allowable or payable to the Agent as described in the Prospectus.
Appears in 2 contracts
Samples: Sales Agreement (Avino Silver & Gold Mines LTD), Sales Agreement (Avino Silver & Gold Mines LTD)
FINRA. If applicable, FINRA shall not have raised no any objection to the terms of this offering and the amount of compensation allowable or payable to the Agent as described in the U.S. Prospectus.
Appears in 2 contracts
Samples: Sales Agreement (Avino Silver & Gold Mines LTD), Energy Fuels Inc
FINRA. If applicable, FINRA shall have raised no objection to the terms of this offering and the amount of compensation allowable or payable to the Agent as described in the Prospectus.
Appears in 2 contracts
Samples: NORDIC AMERICAN TANKERS LTD, NORDIC AMERICAN TANKERS LTD
FINRA. If applicable, FINRA shall not have raised no any objection to the terms of this offering and the amount of compensation allowable or payable to the Agent as described in the Prospectus.
Appears in 1 contract
Samples: Energy Fuels Inc
FINRA. If FINRA review is applicable, FINRA shall have raised no objection to the terms of this the offering contemplated hereby and the amount of compensation allowable or payable to the Agent Agents as described in the Prospectus.
Appears in 1 contract
Samples: Sales Agreement (Arcturus Therapeutics Holdings Inc.)
FINRA. If applicable, FINRA shall have raised no objection to the terms of this the offering contemplated hereby and the amount of compensation allowable or payable to the Agent as described in the ProspectusProspectuses.
Appears in 1 contract
FINRA. If applicable, FINRA shall have raised no objection objections to the terms of this offering and the amount of compensation allowable or payable to the Agent as described in the Prospectus.
Appears in 1 contract
Samples: Contango Oil & Gas Co
FINRA. If applicable, FINRA shall not have raised no any objection to the terms of this offering and the amount of compensation allowable or payable to the Agent Agents as described in the U.S. Prospectus.
Appears in 1 contract
FINRA. If applicable, FINRA shall have raised no objection to the terms of this offering and the amount of compensation allowable or payable to the Agent as described in the Prospectus.;
Appears in 1 contract
Samples: Perpetua Resources Corp.
FINRA. If applicable, FINRA shall have raised no objection to the terms of this the offering contemplated hereby and the amount of compensation allowable or payable to the Agent as described in the Prospectus, or the offering shall be otherwise exempt from filing with FINRA under FINRA Rule 5110(h)(1).
Appears in 1 contract
Samples: Sales Agreement (Adagene Inc.)
FINRA. If applicable, FINRA shall have raised no objection to the terms of this offering the Offering and the amount of compensation allowable or payable to the Placement Agent as described in the ProspectusProspectus Supplement.
Appears in 1 contract
FINRA. If applicable, FINRA shall have raised no objection to the terms of this the offering contemplated hereby and the amount of compensation allowable or payable to the Agent as described in the Prospectus.. #98069312v14 302805643 v12 Exhibit 1.1
Appears in 1 contract
Samples: Sales Agreement (Oculis Holding AG)
