FINRA. Until the Option Closing Date, if any, the Company shall advise the Representative if it is aware that any 5% or greater shareholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public Securities.
Appears in 71 contracts
Samples: Underwriting Agreement (Distoken Acquisition Corp), Underwriting Agreement (Distoken Acquisition Corp), Underwriting Agreement (Distoken Acquisition Corp)
FINRA. Until the Option Closing Date, if any, the Company shall advise the Representative if it is aware that any 5% or greater shareholder stockholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public Securities.
Appears in 40 contracts
Samples: Services Agreement (RF Acquisition Corp.), Services Agreement (RF Acquisition Corp.), Services Agreement (RF Acquisition Corp.)
FINRA. Until the Option Closing Date, if any, the Company shall advise the Representative if it is aware that any 510% or greater shareholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public Securities.
Appears in 38 contracts
Samples: Underwriting Agreement (Tavia Acquisition Corp.), Underwriting Agreement (DT Cloud Star Acquisition Corp), Underwriting Agreement (RF Acquisition Corp II)
FINRA. Until the Option Closing Date, if any, the Company shall advise the Representative Representatives if it is aware that any 5% or greater shareholder stockholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public Securities.
Appears in 11 contracts
Samples: Underwriting Agreement (GigCapital4, Inc.), Underwriting Agreement (GigCapital4, Inc.), Underwriting Agreement (GigCapital3, Inc.)
FINRA. Until the Option Closing Date, if any, the Company shall advise the Representative if it is aware that any 510% or greater shareholder stockholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public Securities.
Appears in 11 contracts
Samples: Underwriting Agreement (Western Acquisition Ventures Corp.), Underwriting Agreement (Western Acquisition Ventures Corp.), Underwriting Agreement (Larkspur Health Acquisition Corp.)
FINRA. Until the Option Closing Date, if any, the Company shall advise the Representative Representatives if it is aware that any 510% or greater shareholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public Securities.
Appears in 7 contracts
Samples: Underwriting Agreement (Dorchester Capital Acquisition Corp.), Underwriting Agreement (Dorchester Capital Acquisition Corp.), Underwriting Agreement (Accretion Acquisition Corp.)
FINRA. Until the Option Closing Date, if any, the Company shall advise the Representative if it is aware that any five percent (5% %) or greater shareholder stockholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public Securities.
Appears in 4 contracts
Samples: Underwriting Agreement (Greenrose Acquisition Corp), Underwriting Agreement (Greenrose Acquisition Corp), Underwriting Agreement (Greenrose Acquisition Corp)
FINRA. Until the Option Closing Date, if any, the Company shall advise the Representative Co-Representatives if it is aware that any 5% or greater shareholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public Securities.
Appears in 3 contracts
Samples: Underwriting Agreement (Cactus Acquisition Corp. 1 LTD), Underwriting Agreement (Cactus Acquisition Corp. 1 LTD), Underwriting Agreement (Cactus Acquisition Corp. 1 LTD)
FINRA. Until the Option Closing Date, if any, the Company shall advise the Representative Representatives if it is aware that any 510% or greater shareholder stockholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public Securities.
Appears in 2 contracts
Samples: Underwriting Agreement (Lifesci Acquisition II Corp.), Underwriting Agreement (Lifesci Acquisition II Corp.)
FINRA. Until the Option Closing Date, if any, the Company shall advise the Representative if it is aware that any 5% or greater shareholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public Company’s Securities.
Appears in 2 contracts
Samples: Underwriting Agreement (Vickers Vantage Corp. I), Underwriting Agreement (Vickers Vantage Corp. I)
FINRA. Until the Option Closing Date, if any, the Company shall advise the Representative Representatives if it is aware that any 510% or greater shareholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public Securities.. Rxxx Capital Partners, LLC July 19, 2021
Appears in 1 contract
Samples: Underwriting Agreement (Chavant Capital Acquisition Corp.)
FINRA. Until the Option Closing Date, if any, the Company shall advise the Representative and FINRA if it is aware that any 5% or greater shareholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public Securities.
Appears in 1 contract
Samples: Underwriting Agreement (Cambridge Capital Acquisition Corp)
FINRA. Until the Option Closing Date, if any, the Company shall advise the Representative if it is aware that any 5% or greater shareholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public Securities.. EarlyBirdCapital, Inc. , 2021
Appears in 1 contract
Samples: Underwriting Agreement (Adit EdTech Acquisition Corp.)
FINRA. Until the Option Closing Date, if any, the Company shall advise the Representative if it is aware that any 5% or greater shareholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public Securities.. EarlyBirdCapital, Inc. December 14, 2020 Page 26 of 42
Appears in 1 contract
Samples: Underwriting Agreement (Americas Technology Acquisition Corp.)
FINRA. Until the Option Closing Date, if any, the Company shall advise the Representative if it is aware that any 5% or greater shareholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public Securities.. EarlyBirdCapital, Inc. , 2014
Appears in 1 contract
FINRA. Until the Option Closing Date, if any, the Company shall advise the Representative if it is aware that any 5% or greater shareholder stockholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public Securities.. EarlyBirdCapital, Inc. _________ ___, 2018
Appears in 1 contract
FINRA. Until the Option Closing Date, if any, the Company shall advise the Representative if it is aware that any 5% or greater shareholder stockholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public Securities.. EarlyBirdCapital, Inc. July 21, 2020
Appears in 1 contract
Samples: Underwriting Agreement (Property Solutions Acquisition Corp.)
FINRA. Until the Option Closing Date, if any, the Company shall advise the Representative if it is aware that any 5% or greater shareholder stockholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public Securities.. EarlyBirdCapital, Inc. [ ], 2020
Appears in 1 contract
Samples: Underwriting Agreement (Property Solutions Acquisition Corp.)
FINRA. Until the Option Closing Date, if any, the Company shall advise the Representative if it is aware that any 5% or greater shareholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public Securities.. EarlyBirdCapital, Inc. June 26, 2013 Page 25 of 45
Appears in 1 contract
Samples: Underwriting Agreement (MedWorth Acquisition Corp.)
