FINRA. Until the Option Closing Date, if any, the Company shall advise the Representative if it is aware that any 5% or greater shareholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public Securities.
Appears in 75 contracts
Samples: Underwriting Agreement (Distoken Acquisition Corp), Underwriting Agreement (Distoken Acquisition Corp), Underwriting Agreement (Distoken Acquisition Corp)
FINRA. Until the Option Closing Date, if any, the Company shall advise the Representative if it is aware that any 5% or greater shareholder stockholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public Securities.
Appears in 48 contracts
Samples: Underwriting Agreement (RF Acquisition Corp.), Underwriting Agreement (RF Acquisition Corp.), Underwriting Agreement (RF Acquisition Corp.)
FINRA. Until the Option Closing Date, if any, the Company shall advise the Representative if it is aware that any 510% or greater shareholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public Securities.
Appears in 47 contracts
Samples: Underwriting Agreement (Ribbon Acquisition Corp.), Underwriting Agreement (Tavia Acquisition Corp.), Underwriting Agreement (Range Capital Acquisition Corp.)
FINRA. Until the Option Closing Date, if any, the Company shall advise the Representative Representatives if it is aware that any 5% or greater shareholder stockholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public Securities.
Appears in 11 contracts
Samples: Underwriting Agreement (GigCapital4, Inc.), Underwriting Agreement (GigCapital4, Inc.), Underwriting Agreement (GigCapital3, Inc.)
FINRA. Until the Option Closing Date, if any, the Company shall advise the Representative if it is aware that any 510% or greater shareholder stockholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public Securities.
Appears in 11 contracts
Samples: Underwriting Agreement (Western Acquisition Ventures Corp.), Underwriting Agreement (Western Acquisition Ventures Corp.), Underwriting Agreement (Larkspur Health Acquisition Corp.)
FINRA. Until the Option Closing Date, if any, the Company shall advise the Representative Representatives if it is aware that any 510% or greater shareholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public Securities.
Appears in 8 contracts
Samples: Underwriting Agreement (Dorchester Capital Acquisition Corp.), Underwriting Agreement (Dorchester Capital Acquisition Corp.), Underwriting Agreement (Accretion Acquisition Corp.)
FINRA. Until the Option Closing Date, if any, the Company shall advise the Representative if it is aware that any five percent (5% %) or greater shareholder stockholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public Securities.
Appears in 4 contracts
Samples: Underwriting Agreement (Greenrose Acquisition Corp), Underwriting Agreement (Greenrose Acquisition Corp), Underwriting Agreement (Greenrose Acquisition Corp)
FINRA. Until the Option Closing Date, if any, the Company shall advise the Representative Co-Representatives if it is aware that any 5% or greater shareholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public Securities.
Appears in 3 contracts
Samples: Underwriting Agreement (Cactus Acquisition Corp. 1 LTD), Underwriting Agreement (Cactus Acquisition Corp. 1 LTD), Underwriting Agreement (Cactus Acquisition Corp. 1 LTD)
FINRA. Until the Option Closing Date, if any, the Company shall advise the Representative if it is aware that any 5% or greater shareholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public Company’s Securities.
Appears in 2 contracts
Samples: Underwriting Agreement (Vickers Vantage Corp. I), Underwriting Agreement (Vickers Vantage Corp. I)
FINRA. Until the Option Closing Date, if any, the Company shall advise the Representative and FINRA if it is aware that any 5% or greater shareholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public Securities.
Appears in 2 contracts
Samples: Underwriting Agreement (Cambridge Capital Acquisition Corp), Underwriting Agreement (Cambridge Capital Acquisition Corp)
FINRA. Until the Option Closing Date, if any, the Company shall advise the Representative Representatives if it is aware that any 510% or greater shareholder stockholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public Securities.
Appears in 2 contracts
Samples: Underwriting Agreement (Lifesci Acquisition II Corp.), Underwriting Agreement (Lifesci Acquisition II Corp.)
FINRA. Until the Option Closing Date, if any, the Company shall advise the Representative if it is aware that any 5% or greater shareholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public Securities.. , 2014
Appears in 1 contract
FINRA. Until the Option Closing Date, if any, the Company shall advise the Representative if it is aware that any 5% or greater shareholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public Securities.. , 2021
Appears in 1 contract
Samples: Underwriting Agreement (Adit EdTech Acquisition Corp.)
FINRA. Until the Option Closing Date, if any, the Company shall advise the Representative if it is aware that any 5% or greater shareholder stockholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public Securities.. , 2019
Appears in 1 contract
FINRA. Until the Option Closing Date, if any, the Company shall advise the Representative if it is aware that any 5% or greater shareholder stockholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public Securities.. EarlyBirdCapital, Inc. [●], 2021 Page 26 of 45
Appears in 1 contract
FINRA. Until The Company shall advise the Representative (who shall make an appropriate filing with FINRA) if it is aware at any time prior to the Closing Date and the Option Closing Date, if any, the Company shall advise the Representative if it is aware that any 5% or greater shareholder of the Company becomes an affiliate or associated person of a an FINRA member participating in the distribution of the Company’s Public Securities.
Appears in 1 contract
FINRA. Until the Option Closing Date, if any, the Company shall advise the Representative if it is aware that any 5% or greater shareholder stockholder of the Company becomes an affiliate or associated person of a FINRA member participating in the distribution of the Public Securities.. [_____], 2017
Appears in 1 contract
