Form D and State Securities Filings. The Company will file with the SEC a Notice of Sale of Securities on Form D with respect to the Securities, as required under Regulation D under the Securities Act, no later than 15 days after the Closing Date. The Company will promptly and timely file all documents and pay all filing fees required by any states’ securities laws in connection with the sale of Securities.
Appears in 17 contracts
Samples: Stock and Warrant Purchase Agreement (NEUROONE MEDICAL TECHNOLOGIES Corp), Common Stock and Warrant Purchase Agreement (Invicta Media Investments, LLC), Common Stock and Warrant Purchase Agreement (EVINE Live Inc.)
Form D and State Securities Filings. The Company will file with the SEC a Notice of Sale of Securities on Form D with respect to the SecuritiesShares, as required under Regulation D under the Securities Act, no later than 15 days after the Closing Date. The Company will promptly and timely file all documents and pay all filing fees required by any states’ securities laws in connection with the sale of SecuritiesShares.
Appears in 5 contracts
Samples: Common Stock Purchase Agreement (HyreCar Inc.), Common Stock Purchase Agreement (Mattersight Corp), Common Stock Purchase Agreement (Mattersight Corp)
Form D and State Securities Filings. The Company will file with the SEC a Notice of Sale of Securities on Form D with respect to the SecuritiesUnits, as required under Regulation D under the Securities Act, no later than 15 days after the Closing Date. The Company will promptly and timely file all documents and pay all filing fees required by any states’ securities laws in connection with the sale of Securities.
Appears in 2 contracts
Samples: Unit Purchase Agreement (Vertex Energy Inc.), Unit Purchase Agreement (Vertex Energy Inc.)
Form D and State Securities Filings. The Company will file with the SEC a Notice of Sale of Securities on Form D with respect to the Securities, as required under Regulation D under the Securities Act, no later than 15 days after the Initial Closing Date. The Company will promptly and timely file all documents and pay all filing fees required by any states’ securities laws in connection with the sale of Securities.
Appears in 2 contracts
Samples: Common Stock and Warrant Purchase Agreement (Magnegas Corp), Common Stock and Warrant Purchase Agreement (Magnegas Corp)
Form D and State Securities Filings. The Company will file with the SEC a Notice of Sale of Securities on Form D with respect to the Securities, as required under Regulation D under the Securities Act, no later than 15 days after the Closing DateInitial Closing. The Company will promptly and timely file all documents and pay all filing fees required by any states’ securities laws in connection with the sale of Securities.
Appears in 2 contracts
Samples: Common Stock and Warrant Purchase Agreement (Invicta Media Investments, LLC), Common Stock and Warrant Purchase Agreement (iMedia Brands, Inc.)
Form D and State Securities Filings. The If applicable, the Company will file with the SEC a Notice of Sale of Securities on Form D with respect to the Securities, as required under Regulation D under the Securities Act, no later than 15 days after the Closing Date. The Company will promptly and timely file all documents and pay all filing fees required by any states’ securities laws in connection with the sale issuance of Securities.
Appears in 1 contract
Form D and State Securities Filings. The Company will file with the SEC a Notice of Sale of Securities on Form D with respect to the SecuritiesWarrants, as required under Regulation D under the Securities Act, no later than 15 days after the Closing Date. The Company will promptly and timely file all documents and pay all filing fees required by any states’ securities laws in connection with the sale of SecuritiesWarrants.
Appears in 1 contract
Form D and State Securities Filings. The Company will file with the SEC a Notice of Sale of Securities on Form D with respect to the SecuritiesShares, as required under Regulation D under the Securities Act, no later than 15 days after the Closing Date. The Company will promptly and timely file all documents and pay all filing fees required by any states’ state securities laws in connection with the sale of SecuritiesShares.
Appears in 1 contract
Form D and State Securities Filings. The Company If applicable, the Borrower will file with the SEC a Notice of Sale of Securities on Form D with respect to the Securities, as required under Regulation D under the Securities Act, no later than 15 days after the Closing Restatement Effective Date. The Company Borrower will promptly and timely file all documents and pay all filing fees required by any states’ securities laws in connection with the sale issuance of Securities.
Appears in 1 contract
Form D and State Securities Filings. The Company will file with the SEC a Notice of Sale of Securities on Form D with respect to the Securities, as required under Regulation D under the Securities Act, no later than 15 days after the Initial Closing Date and promptly amend such Form D after each Closing Date, if required. The Company will promptly and timely file all documents and pay all filing fees required by any states’ securities laws in connection with the sale of Securities.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (Drone Aviation Holding Corp.)
Form D and State Securities Filings. The Company will file with the SEC a Notice of Sale of Securities on Form D with respect to the SecuritiesShares, as required under Regulation D under the Securities Act, no later than 15 days after the Initial Closing Date. The Company will promptly and timely file all documents and pay all filing fees required by any states’ securities laws in connection with the sale of Securitiesthe Shares.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (Location Based Technologies, Inc.)
Form D and State Securities Filings. The Company will file with the SEC a Notice of Sale of Securities on Form D with respect to the Securities, as required under Regulation D under the Securities Act, no later than 15 days after the Closing Datedate. The Company will promptly and timely file all documents and pay all filing fees required by any states’ securities laws in connection with the sale of Securities.
Appears in 1 contract
Samples: Convertible Promissory Note Purchase Agreement (EVO Transportation & Energy Services, Inc.)
Form D and State Securities Filings. The Company will file with the SEC Commission a Notice of Sale of Securities on Form D with respect to the Securities, as required under Regulation D under the Securities Act, no later than 15 days after the Option Closing Date. The Company will promptly and timely file all documents and pay all filing fees required by any states’ securities laws in connection with the sale of SecuritiesAdditional Warrants.
Appears in 1 contract
Samples: Agreement (Versus Systems Inc.)
Form D and State Securities Filings. The To the extent required, the Company will file with the SEC a Notice of Sale of Securities on Form D with respect to the Securities, as required under Regulation D under the Securities Act, no later than 15 days after the Closing Date. The Company will promptly and timely file all documents and pay all filing fees required by any states’ securities laws in connection with the sale of Securities.
Appears in 1 contract
Samples: Secured Convertible Note Purchase (Acer Therapeutics Inc.)
