Form of Instructions. Instructions between the parties to restrict or prohibit further purchases or exchanges of Fund Shares must include the TIN, ITIN, or GII, if known, and the specific restriction(s) to be executed. If the TIN, ITIN, or GII is not known, the instructions must include an equivalent identifying number of the Shareholder(s) or account(s) or other agreed upon information to which the instruction relates.
Appears in 112 contracts
Samples: Fund/Serv Agreement (List Income Opportunities Fund), Broker Dealer (List Income Opportunities Fund), Shareholder Servicer (List Income Opportunities Fund)
Form of Instructions. Instructions between the parties to restrict or prohibit further purchases or exchanges of Fund Shares shares must include the TIN, ITIN, or GII, if known, and the specific restriction(s) to be executed. If the TIN, ITIN, or GII is not known, the instructions must include an equivalent identifying number of the Shareholder(s) or account(s) or other agreed upon information to which the instruction relates.
Appears in 8 contracts
Samples: Broker Dealer (FS Multi-Alternative Income Fund), Broker Dealer (FS Series Trust), Broker Dealer (FS Multi-Alternative Income Fund)
Form of Instructions. Instructions between the parties to restrict or prohibit further purchases or exchanges of Fund Trust Shares must include the TIN, ITIN, or GII, if known, and the specific restriction(s) to be executed. If the TIN, ITIN, or GII is not known, the instructions must include an equivalent identifying number of the Shareholder(s) or account(s) or other agreed upon information to which the instruction relates.
Appears in 5 contracts
Samples: Services Agreement (ALPS Variable Investment Trust), Services Agreement (ALPS Variable Investment Trust), Services Agreement (ALPS Variable Investment Trust)
Form of Instructions. Instructions between the parties to restrict or prohibit further purchases or exchanges of Fund Shares must include the TIN, ITIN, ITIN or GII, if known, and the specific restriction(s) to be executed. If the TIN, ITIN, ITIN or GII is not known, the instructions must include an equivalent identifying number of the Shareholder(s) or account(s) or other agreed agreed-upon information to which the instruction relates.
Appears in 3 contracts
Samples: Steward Funds, Inc., Steward Funds, Inc., Steward Funds, Inc.
Form of Instructions. Instructions between the parties to restrict or prohibit further purchases or exchanges of Fund Shares must include the TIN, ITIN, or GII, if known, and the specific restriction(s) to be executed. If the TIN, ITIN, or GII is not known, the instructions must include an equivalent identifying number of the Shareholder(sShareholder (s) or account(s) or other agreed upon information to which the instruction relates.
Appears in 1 contract
Samples: Shareholder Servicing Agreement (Financial Investors Trust)
Form of Instructions. Instructions between the parties to restrict or prohibit further purchases or exchanges of Fund Company Shares must include the TIN, ITIN, or GII, if known, and the specific restriction(s) to be executed. If the TIN, ITIN, or GII is not known, the instructions must include an equivalent identifying number of the Shareholder(s) or account(s) or other agreed upon information to which the instruction relates.
Appears in 1 contract
Form of Instructions. Instructions between the parties to restrict or prohibit further purchases or exchanges of Fund Shares must include shares by a Shareholder will include, at a minimum, the TIN, ITIN, ITIN or GII, if known, and the specific restriction(s) to be executed. If the TIN, ITIN, ITIN or GII is not known, the instructions must will include an equivalent identifying number of the Shareholder(s) or account(s) or other agreed upon information to which the instruction relates.
Appears in 1 contract
Samples: Clearing Agreement (Northern Star Investment Corp. II)