Common use of Form of Securities, Instruments, etc Clause in Contracts

Form of Securities, Instruments, etc. All securities and other financial assets credited to any Secured Account that are in registered form or that are payable to or to the order of shall be (i) registered in the name of, or payable to or to the order of, the Securities Intermediary, (ii) indorsed to or to the order of the Securities Intermediary or in blank or (iii) credited to another securities account maintained in the name of the Securities Intermediary; and in no case will any financial asset credited to any Secured Account be registered in the name of, or payable to or to the order of, the Pledgor or any other person or indorsed to or to the order of the Pledgor or any other person, except to the extent the foregoing have been specially indorsed to or to the order of the Securities Intermediary or in blank.

Appears in 11 contracts

Samples: Securities Account Control Agreement (Owl Rock Core Income Corp.), Securities Account Control Agreement, AB Private Credit Investors Corp

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Form of Securities, Instruments, etc. All securities and other financial assets credited to any Secured Account that are in registered form or that are payable to to, or to the order of of, shall be (i) registered in the name of, or payable to or to the order of, the Securities Intermediary, (ii) indorsed to to, or to the order of of, the Securities Intermediary or in blank blank, or (iii) credited to another securities account maintained in the name of the Securities Intermediary; and in no case will any financial asset or security entitlement credited to any Secured Account be registered in the name of, or payable to or to the order of, the Pledgor or any other person Person or indorsed to to, or to the order of of, the Pledgor or any other personPerson, except to the extent the foregoing have been specially indorsed to to, or to the order of of, the Securities Intermediary or in blank.

Appears in 3 contracts

Samples: Account Control Agreement (CION Investment Corp), Account Control Agreement (FS Investment Corp II), Account Control Agreement (Business Development Corp of America)

Form of Securities, Instruments, etc. All securities and other financial assets credited to any Secured Account that are in registered form or that are payable to or to the order of shall be (i) registered in the name of, or payable to or to the order of, the Securities Intermediary, (ii) indorsed to or to the order of the Securities Intermediary or in blank or (iii) credited to another securities account maintained in the name of the Securities Intermediary; and in no case will any financial asset credited to any Secured Account be registered in the name of, or payable to or to the order of, the Pledgor Debtor or any other person or indorsed to or to the order of the Pledgor Debtor or any other person, except to the extent the foregoing have been specially indorsed to or to the order of the Securities Intermediary or in blankblank or as contemplated by Section 3(b) with respect to certain Loan Assets.

Appears in 3 contracts

Samples: Account Control Agreement (AB Private Credit Investors Corp), Account Control Agreement (AB Private Credit Investors Corp), Account Control Agreement (AB Private Credit Investors Corp)

Form of Securities, Instruments, etc. All securities and other financial assets credited to any Secured Account that are in registered form or that are payable to or to the order of shall be (i) registered in the name of, or payable to or to the order of, the Securities Intermediary, (ii) indorsed to or to the order of the Securities Intermediary or in blank blank, or (iii) credited to another securities account maintained in the name of the Securities Intermediary; and in no case will any financial asset credited to any Secured Account be registered in the name of, or payable to or to the order of, the Pledgor or any other person or indorsed to or to the order of the Pledgor or any other person, except to the extent the foregoing have been specially indorsed to or to the order of the Securities Intermediary or in blank.

Appears in 3 contracts

Samples: Account Control Agreement (Monroe Capital Income Plus Corp), Account Control Agreement (Monroe Capital Income Plus Corp), Securities Account Control Agreement (Business Development Corp of America)

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Form of Securities, Instruments, etc. All securities and other financial assets credited to any Secured Account that are in registered form or that are payable to to, or to the order of of, a Person shall be (i) registered in the name of, or payable to or to the order of, the Securities Intermediary, Intermediary or (ii) indorsed to to, or to the order of of, the Securities Intermediary or in blank or (iii) credited to another securities account maintained in the name of the Securities Intermediaryblank; and in no case will any financial asset or security entitlement credited to any Secured Account be registered in the name of, or payable to or to the order of, the Pledgor or any other person Person or indorsed to to, or to the order of of, the Pledgor or any other personPerson, except to the extent the foregoing have been specially indorsed to to, or to the order of of, the Securities Intermediary or in blank.

Appears in 1 contract

Samples: Account Control Agreement (Pennantpark Investment Corp)

Form of Securities, Instruments, etc. All securities and other financial assets credited to any Secured Account of the Accounts that are in registered form or that are payable to or to the order of shall be (i) registered in the name of, or payable to or to the order of, the Securities Intermediary, (ii) indorsed to or to the order of the Securities Intermediary or in blank blank, or (iii) credited to another securities account maintained in the name of the Securities Intermediary; and in no case will any financial asset credited to any Secured Account of the Accounts be registered in the name of, or payable to or to the order of, the Pledgor or any other person Borrower or indorsed to or to the order of the Pledgor or any other personBorrower, except to the extent the foregoing have been specially indorsed to or to the order of the Securities Intermediary or in blank.

Appears in 1 contract

Samples: Securities Account Control Agreement (First Eagle Credit Opportunities Fund)

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