Fund Officers Sample Clauses

Fund Officers. ▇▇▇▇▇ ▇. ▇▇▇▇▇, the Secretary of The Gabelli SRI Fund, Inc. a corporation organized under the laws of the State of Maryland (the “Fund”), do hereby certify that: The following individuals serve in the following positions with the Fund and each individual has been duly elected or appointed to each such position and qualified therefor in conformity with the Fund's governing instrument and the specimen signatures set forth opposite their respective names are their true and correct signatures: ▇▇▇▇▇ ▇. ▇▇▇▇▇▇ President ______________________________ ▇▇▇▇▇ ▇▇▇▇▇▇▇ Treasurer ______________________________ ▇▇▇▇▇▇ Trainer Assistant Treasurer ______________________________ ▇▇▇▇▇ ▇. ▇▇▇▇▇ Secretary ______________________________ ▇▇▇▇▇ ▇▇▇▇▇ Assistant Secretary ______________________________ ▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇▇ Chief Compliance Officer ______________________________ By: ______________________________ Secretary Dated: ARGENTINA AUSTRALIA AUSTRIA BAHRAIN BANGLADESH BELGIUM BERMUDA BOTSWANA BRAZIL BULGARIA CANADA CHILE CHINA/SHANGHAI CHINA/SHENZHEN CLEARSTREAM COLOMBIA CROATIA CZECH REPUBLIC DENMARK EGYPT ESTONIA EUROCLEAR FINLAND FRANCE GERMANY GHANA GREECE HONGKONG HUNGARY ICELAND INDIA INDONESIA IRELAND ISRAEL ITALY JAPAN JORDAN KAZAKHSTAN KENYA KOREA LATVIA LEBANON LITHUANIA LUXEMBOURG MALAYSIA MAURITIUS MEXICO MOROCCO NETHERLANDS 23 NEW ZEALAND NORWAY OMAN PAKISTAN PANAMA PERU THE PHILIPPINES POLAND PORTUGAL ROMANIA RUSSIA SINGAPORE SLOVAKIA SLOVENIA SOUTH AFRICA SPAIN SRI LANKA SWEDEN SWITZERLAND TAIWAN THAILAND TURKEY UGANDA UKRAINE UNITED KINGDOM UNITED STATES URUGUAY VENEZUELA VIETNAM ZAMBIA ZIMBABWE “*Note, Custodian will not act as a Foreign Custody Manager with respect to assets held in this country. Holding assets and use of Mellon’s usual subcustodian in this country is subject to Instructions by the Fund and its execution of a separate letter-agreement pertaining to custody and market risks.” To help the government fight the funding of terrorism and money laundering activities, all financial institutions are required by law to obtain, verify and record information that identifies each individual or entity that opens an account. What this means for you: When you open an account, we will ask you for your name, address, taxpayer or other government identification number and other information, such as date of birth for individuals, that will allow us to identify you. We may also ask to see identification documents such as a driver’s license, passport or docume...
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Fund Officers. Provide qualified officers to the Company, including Chief Financial Officer (CFO) & Treasurer and Secretary; and
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Fund Officers. Investors Bank shall pay FDI an annual fee of $20,000 for Fund officers as described in Section 1(b) of this Agreement. The fee for Fund officers will be increased to $25,000 and $30,000 for the second and third-year term, respectively, of the Agreement.
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Fund Officers. David F. Connor, Secretary of the Funds, do hereby certify that: The following individuals serve in the following positions w▇▇▇ ▇▇▇ ▇▇▇▇▇ ▇nd each individual has been duly elected or appointed to each such position and qualified therefor in conformity with the Funds’ governing instruments: Name Position Patrick P. Coyne Chairman/President/Chief Executive Officer Ryan K. Brist Executive Vice ▇▇▇▇▇▇▇▇▇/▇▇▇▇▇ing Director/ Chief Investment Officer, Fix▇▇ ▇▇▇▇▇▇ ▇ichael J. Hogan Executive Vice President/Head of Equity Investments See Yeng Quek Execu▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇ent/Managing Director/ Chief Investment Officer, Fixed I▇▇▇▇▇ ▇rian L. Murray, Jr. Senior Vice President/Chief Compliance Officer David P. O’Connor Se▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇▇▇▇/Strategic Investment Relationships and Initiati▇▇▇/▇▇▇▇▇▇▇ ▇▇▇▇▇el John J. O’Connor Senior Vice President/Treasurer Richard Salus Senior Vice President/Chi▇▇ ▇▇▇▇▇▇▇▇▇ ▇▇▇icer David F. Connor Vice Preside▇▇/▇▇▇▇▇▇ ▇▇▇eral Counsel/Secretary Marshall T. Bassett Seni▇▇ ▇▇▇▇ ▇▇▇▇▇▇▇nt/Chief Investment Officer, Emerging Growth Equ▇▇▇ ▇▇▇▇▇▇ ▇. ▇▇▇ter Senior Vice President/Head of Municipal Bond Investments Christopher ▇. ▇▇▇▇ Senior Vice President/Senior Portfolio Manager Michael P. Buckley Se▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇▇▇▇/Director of Municipal Research Michael F. Ca▇▇▇▇▇ Senior Vice President/Investment Systems Liu-Er Chen Senior Vice Pres▇▇▇▇▇/▇▇▇▇▇▇ ▇▇▇▇▇olio Manager/Chief Investment Officer, Emergi▇▇ Markets Thomas H. Chow Senior Vice President/Senior Portfolio Manager Stephen R. Cianci Senior Vice President/Senior Port▇▇▇▇▇ ▇▇▇▇▇▇▇ Robert F. Collins Senior Vice President/Senior Portfolio Manager Chuck ▇. ▇▇▇▇▇▇▇▇ ▇▇nior Vice President/Senior Research Analyst Roger A. ▇▇▇▇▇ ▇▇▇▇▇▇ Vice President/Senior Portfolio Manager Brian Funk ▇▇▇▇▇▇ ▇▇▇▇ ▇resident/Director of Credit Research James A. Furg▇▇▇ ▇enior Vice President/Investment Accounting Brent C. Garre▇▇▇ ▇▇▇ior Vice President/Senior Research Analyst Stuart M. G▇▇▇▇▇ ▇▇▇▇▇▇ Vice President/Head of Equity Trading Paul Grill▇ ▇▇▇▇▇▇ ▇▇▇▇ President/Senior Portfolio Manager Jonathan Hatche▇ ▇▇▇▇▇▇ ▇▇▇▇ President/Senior Research Analyst William F. Kee▇▇▇ ▇▇▇▇or Vice President/Director Quantitative Research Fr▇▇▇▇▇ ▇. ▇▇▇▇▇▇ Senior Vice President/Director Chief Investment ▇▇▇▇▇▇▇, ▇▇▇e Equity Zoë Neale Senior Vice President/Chief Investm▇▇▇ ▇▇▇▇▇▇▇, International Equity
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Fund Officers. FDI will provide officers to the Funds to assume certain specified responsibilities. This provision will be limited to two officers to be specified by the Fund.
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Fund Officers. The Board appoints officers who are responsible for day-to-day business decisions based on policies it has established. The officers serve at the pleasure of the Board. In addition to Mr. Truscott, who is a Trustee and Vice President of the Fund, the Fund'▇ ▇▇▇▇▇ ▇▇▇▇cers are:
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Fund Officers. ● Provide qualified officers to each Fund including Chief Financial Officer (CFO) & Treasurer and Secretary; and ● Provide Principal Financial Officer (PFO) for Fund ▇▇▇▇▇▇▇▇-▇▇▇▇▇ certifications. ● Maintain portfolio records on a trade date basis using security trade information communicated from each Fund’s investment adviser; ● Maintain a general ledger and other accounts, books, and financial records for each Fund in the form as agreed upon; ● Determine the net asset value on a daily basis according to each Fund’s accounting policies provided to JFS; ● Daily reconciliation of cash and securities to the Funds’ custodian; ● Daily reconciliation of capital shares and transactions to the Funds’ transfer agent; ● Daily reconciliation of shares to the each Fund’s investment adviser; and ● Determine dividends and distributions.
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Related to Fund Officers

  • Managers and Officers The managers of Merger Sub immediately prior to the Effective Time shall be the managers of the Surviving Company and shall hold office until their respective successors are duly appointed, or their earlier death, resignation or removal. The officers of Merger Sub immediately prior to the Effective Time shall be the officers of the Surviving Company and shall hold office until their respective successors are duly appointed and qualified, or their earlier death, resignation or removal.

  • Directors and Officers The directors and officers of Merger Sub, in each case, immediately prior to the Effective Time shall, from and after the Effective Time, be the directors and officers, respectively, of the Surviving Corporation until their successors have been duly elected or appointed and qualified or until their earlier death, resignation or removal in accordance with the certificate of incorporation and by-laws of the Surviving Corporation.

  • Trustees and Officers Authorize and permit the Adviser's directors, officers and employees who may be elected or appointed as Trustees or officers of the Trust to serve in such capacities, without remuneration from or other cost to the Trust.

  • Indemnification of the Company, Directors and Officers Each Underwriter, severally and not jointly, agrees to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement, and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a) of this Section, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), the Basic Prospectus, any Preliminary Prospectus, the Time of Sale Information or the Prospectus (or any amendment or supplement thereto) in reliance upon and in conformity with written information furnished to the Company by or on behalf of such Underwriter through the Representatives specifically for use in the Registration Statement (or any amendment thereto), the Basic Prospectus, any Preliminary Prospectus, the Time of Sale Information or the Prospectus (or any amendment or supplement thereto).

  • Director and Officer Insurance As of the Closing, the Company will have obtained director and officer insurance in an aggregate coverage amount of not less than $5,000,000, to be effective as of the Closing, under a form of insurance policy that is reasonably acceptable to the Underwriter.