Further Definitions. The following terms have the meaning set forth in the Sections set forth below: Action § 4.09 Agreement Preamble Alternative Transaction § 7.05(a) Antitrust Laws § 7.13(a) BCAC Preamble BCAC Board Recitals BCAC Closing Statement § 3.06(b) (a) BCAC Proposals § 7.01(a) BCAC SEC Reports § 5.07(a) BCAC Stockholders’ Meeting § 7.01(a) Blue Sky Laws § 4.05(b) Business Combination Proposal § 7.05(b) Certificate of Merger § 2.02(a) Certificates § 3.02(b) Claims § 6.03 Closing § 2.02(b) Closing Date § 2.02(b) CMS § 4.25(a) Code § 3.02(b) Company Preamble Company Board Recitals Company Disclosure Schedule Article IV Company Permits § 4.06 Company Share Awards § 4.03(a) Company Stockholder Approval § 4.18 Confidentiality Agreement § 7.04(b) Continuing Employees § 7.06(c) Contribution § 4.13(e) Data Security Requirements § 4.13(g) DGCL Recitals Dissenting Shares § 3.05(a) Effective Time § 2.02(a) Environmental Permits § 4.15 Equity Plan § 7.06(a) Equity Purchase Agreement Recitals ERISA § 4.10(a) ERISA Affiliate § 4.10(b) Estimated Closing Statement § 3.06(a) Exchange Act § 4.21 Exchange Agent § 3.02(a) Exchange Fund § 3.02(a) Exchanged Option § 3.01(d) Financial Statements § 4.07(b) GAAP § 4.07(a) (a) Initial Post-Closing BCAC Directors § 2.05(b) Insurance Policies § 4.17(a) IRS § 4.10(a) Intended Tax Treatment Recitals Ladenburg § 5.12 Lease § 4.12(b) Lease Documents § 4.12(b) Letter of Transmittal § 3.02(b) Lincoln Park Recitals Material Contracts § 4.16(a) Merger Recitals Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock § 5.03(b) OIG § 4.25(a) Outside Date § 9.01(b) Outstanding BCAC Transaction Expenses § 3.04(b) Outstanding Company Transaction Expenses § 3.04(a) PCAOB Financial Statements § 7.14 Per Share Merger Consideration § 3.01(a) Plans § 4.10(a) Prior Financial Statements § 4.07(a) Private Placements Recitals Proxy Statement § 7.01(a) Registration Rights and Lock-Up Agreement Recitals Registration Statement § 7.01(a) Remedies Exceptions § 4.04 Representatives § 7.04(a) SEC § 5.07(a) Securities Act § 5.07(a) Stockholder Support Agreement Recitals Subscription Agreement Recitals Surviving Corporation § 2.01 Tax § 4.14(v) Tax Return § 4.14(v) Terminating BCAC Breach § 9.01(g) Terminating Company Breach § 9.01(f) Top Supplier § 4.22(a) Transfer Agent Cancellation § 3.02(b) Trust Account § 5.13 Trust Agreement § 5.13 Trust Fund § 5.13 Trustee § 5.13 Unaudited Balance Sheets § 4.07(b) WARN Act § 4.11(c) Written Consent § 7.03
Appears in 4 contracts
Samples: Business Combination Agreement (Apexigen, Inc.), Business Combination Agreement (Apexigen, Inc.), Business Combination Agreement (Brookline Capital Acquisition Corp.)
Further Definitions. The following terms have the meaning set forth in the Sections set forth below: 2022 Financial Statements § 4.07(a) Action § 4.09 4.09 Agreement Preamble Alternative Transaction § 7.05(a) Antitrust Laws § 7.13(a) BCAC Preamble BCAC Board Application for Strike Off Recitals BCAC Closing Statement § 3.06(b)
(a) BCAC Proposals § 7.01(a) BCAC SEC Reports § 5.07(a) BCAC Stockholders’ Meeting § 7.01(a) Blue Sky Laws § 4.05(b4.05(b) Business Combination Proposal § 7.05(b) Certificate of Merger § 2.02(a) 7.13 Certificates § 3.02(b) Claim § 7.06 Claims § 6.03 6.03 Closing § 2.02(b2.01(c) Closing Date § 2.02(b) CMS § 4.25(a) Code § 3.02(b2.01(c) Company Preamble Company Board Recitals Acquisition Agreement §7.05(a) Company Audited Financial Statements §7.12 Company Disclosure Schedule Article Article IV Company Intellectual Property § 4.13(a) Company Permits § 4.06 4.06 Company Share Awards Privacy Policies § 4.03(a4.13(h) Company Signatories Preamble Company Stockholder Approval Litigation § 4.18 7.15 Company Unaudited Financials § 7.12 Company Waiving Parties § 10.11(b) Confidentiality Agreement § 7.04(b) Continuing Employees § 7.06(c) Contribution § 4.13(e) Recitals Contribution and Reorganization Agreement Recitals Data Security Requirements § 4.13(g4.13(h) DGCL Recitals Dissenting Shares § 3.05(a) Effective Time § 2.02(a) Environmental Permits § 4.15 Equity Plan D&O Indemnified Parties § 7.06(a) Equity Purchase Agreement Recitals ERISA D&O Tail § 4.10(a7.06(b) ERISA Affiliate § 4.10(b) Estimated Closing Statement § 3.06(a) Exchange Act § 4.21 Execution Date Preamble Exchange Agent § 3.02(a3.02(a) Exchange Fund § 3.02(a3.02(a) Exchanged Option Extension Proposal § 3.01(d6.04 Extension Proxy Statement § 6.04 First Level Earnout Shares § 3.05(b)(i) Financial Statements First Level Earnout Target § 4.07(b3.05(b)(i) Forward Merger Recitals Forward Merger Certificate of Merger § 2.02(b) Forward Merger Effective Time Recitals FRS 102 § 4.07(h)(ii) GAAP § 4.07(a)
(a1.03(d) Initial Post-Closing BCAC Directors Governmental Authority § 2.05(b4.05(b) Insurance Policies Interim Surviving Company Recitals Law § 4.17(a4.05(a) IRS § 4.10(a) Intended Tax Treatment Recitals Ladenburg § 5.12 Lease § 4.12(b4.12(b) Lease Documents § 4.12(b) Letter of Transmittal § 3.02(b) Lincoln Park Recitals Material Contracts § 4.16(a) Merger Recitals Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock § 5.03(b) OIG § 4.25(a) Outside Date § 9.01(b) Outstanding BCAC Transaction Expenses § 3.04(b) Outstanding Company Transaction Expenses § 3.04(a) PCAOB Financial Statements § 7.14 Per Share Merger Consideration § 3.01(a) Plans § 4.10(a) Prior Financial Statements § 4.07(a) Private Placements Recitals Proxy Statement § 7.01(a) Registration Rights and Lock-Up Agreement Recitals Registration Statement § 7.01(a) Remedies Exceptions § 4.04 Representatives § 7.04(a) SEC § 5.07(a) Securities Act § 5.07(a) Stockholder Support Agreement Recitals Subscription Agreement Recitals Surviving Corporation § 2.01 Tax § 4.14(v) Tax Return § 4.14(v) Terminating BCAC Breach § 9.01(g) Terminating Company Breach § 9.01(f) Top Supplier § 4.22(a) Transfer Agent Cancellation § 3.02(b) Trust Account § 5.13 Trust Agreement § 5.13 Trust Fund § 5.13 Trustee § 5.13 Unaudited Balance Sheets § 4.07(b) WARN Act § 4.11(c) Written Consent § 7.034.12(b)
Appears in 2 contracts
Samples: Business Combination Agreement (WinVest Acquisition Corp.), Business Combination Agreement (WinVest Acquisition Corp.)
Further Definitions. The following terms have the meaning set forth in the Sections set forth below: Action § 4.09 Agreement Preamble Alternative Transaction § 7.05(a) Antitrust Laws § 7.13(a) BCAC Preamble BCAC Board Recitals BCAC Closing Statement § 3.06(b)
(a) BCAC Proposals § 7.01(a) BCAC SEC Reports 10-K/10-Q Amendments § 5.07(a) BCAC Stockholders’ Meeting 280G Approval § 7.01(a7.04 280G Waiver § 7.04 A&R Holdco Organizational Documents § 2.04(c) Action § 4.10 Agreement Preamble Blue Sky Laws § 4.05(b) Business Combination Proposal § 7.05(b8.13 Certificate of Company Merger § 2.02(b) Certificate of SPAC Merger § 2.02(a) Certificates § 3.02(b2.02(c) Claims § 6.03 7.03 Closing § 2.02(b2.02(a) Closing Date § 2.02(b2.02(a) CMS Closing Form 8-K § 4.25(a8.01(e) Closing Press Release § 8.01(e) Code § 3.02(b3.05(g) Collective Bargaining Agreement § 4.12(e) Company Preamble Company Board Recitals Company Disclosure Schedule Article IV Company Entities § 7.03 Company Merger Recitals Company Merger Effective Time § 2.02(b) Company Merger Sub Preamble Company Merger Sub Board Recitals Company Merger Sub Common Stock § 3.02(e) Company Merger Surviving Corporation § 2.01 Company Permits § 4.06 Company Share Awards § 4.03(a) Company Stockholder Approval § 4.18 Stockholders Recitals Confidentiality Agreement § 7.04(b8.04(b) Continuing Employees § 7.06(c8.05(a) Contribution Conversion § 4.13(e3.02(a) Data Security Requirements § 4.13(g4.14(h) Delayed 10-Q Filing § 5.07(a) DGCL Recitals Dissenting Shares § 3.05(a3.07(a) Effective Time D&O Tail § 2.02(a8.06(b) Earn-Out Period § 3.04(a) Earn-Out Trigger § 3.04(a) Employment Matters § 4.12(a) Environmental Permits § 4.15 Equity Plan § 7.06(a) Equity Purchase Agreement Recitals ERISA § 4.10(a) ERISA Affiliate § 4.10(b) Estimated Closing Statement § 3.06(a) 4.16 Exchange Act § 4.21 4.22 Exchange Agent § 3.02(a3.05(a) Exchange Fund § 3.02(a3.05(a) Exchanged Option Options § 3.01(d3.02(f) Financial Statements § 4.07(b4.08(a) GAAP Governmental Authority § 4.07(a)
(a4.05(b) Initial Post-Closing BCAC Directors Health Plan § 2.05(b4.11(k) Insurance Policies Holdco Preamble Holdco Board Recitals Holdco Common Stock § 4.17(a6.03(a) Holdco Warrant § 3.08 Intended Tax Treatment § 8.10(a) IRS § 4.10(a4.11(b) Intended Tax Treatment Recitals Ladenburg Law § 5.12 4.05(a) Lease § 4.12(b4.13(b) Lease Documents § 4.12(b4.13(b) Letter of Transmittal Agreement § 3.02(b9.02(h) Lincoln Park Recitals Material Contracts § 4.16(a4.17(a) Merger Subs Preamble Mergers Recitals Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock Most Recent Balance Sheet § 5.03(b4.08(b) OIG Most Recent Balance Sheet Date § 4.25(a4.08(b) Outside Date § 9.01(b) Outstanding BCAC Transaction Expenses § 3.04(b§10.01(b) Outstanding Company Transaction Expenses § 3.04(a3.06(a) Outstanding SPAC Transaction Expenses § 3.06(b) Party Preamble Payment Spreadsheet § 3.01 PCAOB Financial Statements 2021 Audited Financials § 7.14 Per Share Merger Consideration § 3.01(a) 8.12 Plans § 4.10(a4.11(a) Prior Financial Statements PPACA § 4.07(a4.11(k) Private Placements Recitals Proxy Statement § 7.01(a8.01(a) Registration Rights and Lock-Up Agreement Recitals Registration Statement § 7.01(a) Remedies Exceptions § 4.04 Representatives § 7.04(a) SEC § 5.07(a) Securities Act § 5.07(a) Stockholder Support Agreement Recitals Subscription Agreement Recitals Surviving Corporation § 2.01 Tax § 4.14(v) Tax Return § 4.14(v) Terminating BCAC Breach § 9.01(g) Terminating Company Breach § 9.01(f) Top Supplier § 4.22(a) Transfer Agent Cancellation § 3.02(b) Trust Account § 5.13 Trust Agreement § 5.13 Trust Fund § 5.13 Trustee § 5.13 Unaudited Balance Sheets § 4.07(b) WARN Act § 4.11(c) Written Consent § 7.03Reform Article IV
Appears in 2 contracts
Samples: Business Combination Agreement (OTR Acquisition Corp.), Business Combination Agreement (OTR Acquisition Corp.)
Further Definitions. The following terms have the meaning set forth in the Sections Section s set forth below: Action § 4.09 Agreement Preamble Alternative Transaction § 7.05(a7.01(a) Antitrust Laws § 7.13(a7.12(a) BCAC Preamble BCAC Board Recitals BCAC Closing Statement Assumed Warrant § 3.06(b)
(a3.01(b)(vii) BCAC Proposals Annual Financial Statements § 7.01(a) BCAC SEC Reports § 5.07(a) BCAC Stockholders’ Meeting § 7.01(a4.07(a) Blue Sky Laws § 4.05(b) Business Combination Proposal § 7.05(b) Certificate of Merger § 2.02(a) Certificates § 3.02(b) Claims § 6.03 Closing § 2.02(b) Closing Date § 2.02(b) CMS § 4.25(a) Code § 3.02(b) Company Preamble Company Board Recitals Company Disclosure Schedule Article IV Company Interested Party Transaction § 4.20(a) Company Permits § 4.06 Company Share Awards Split Adjustment Recitals Company Warrant § 4.03(a4.03(b) Company Stockholder Approval § 4.18 Confidentiality Agreement § 7.04(b7.05(b) Continuing Employees Contracting Parties § 7.06(c10.11 COVID-19 Action § 4.08(b) Contribution D&O Insurance § 4.13(e7.06(b) Data Security Requirements § 4.13(g4.13(j) DGCL Recitals Dissenting Shares Effect § 3.05(a) 1.01 Effective Time § 2.02(a) Environmental Permits § 4.15 Equity Plan § 7.06(a) Equity Purchase Agreement Recitals ERISA § 4.10(a) ERISA Affiliate § 4.10(b4.10(c) Estimated Closing Statement § 3.06(a) Exchange Act § 4.21 Exchange Agent § 3.02(a) Exchange Fund § 3.02(a) Exchanged Option Exchange Ratio § 3.01(d3.01(b)(i) Excluded Shares § 3.01(b)(v) Governmental Authority § 4.05(b) Health Plan § 4.10(k) Interim Financial Statements § 4.07(b) GAAP § 4.07(a)
(a) Initial Post-Closing BCAC Directors § 2.05(b) Insurance Policies § 4.17(a) IRS § 4.10(a) Intended Tax Treatment Recitals Ladenburg § 5.12 Lease § 4.12(b) Lease Documents § 4.12(b) Letter of Transmittal § 3.02(b) Lincoln Park Recitals Material Contracts § 4.16(a) Maximum Annual Premium § 7.06(b) Merger Recitals Merger Materials § 7.02(a) Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock § 5.03(b4.03(g) OIG NGA Preamble NGA Alternative Transaction § 4.25(a7.01(b) NGA Board Recitals NGA Change in Recommendation § 7.04(a) NGA Closing Statement § 0 NGA D&O Insurance § 7.06(b) NGA Disclosure Schedule Article V NGA Indemnification Agreements § 7.06(e) NGA Interested Party Transaction § 5.16 NGA Preferred Stock § 5.03(a) NGA Proposals § 7.04(a) NGA SEC Reports § 5.07(a) NGA Stockholders’ Meeting § 7.04(a) Nomination Agreement Recitals Nonparty Affiliates § 10.11 Outside Date § 9.01(b) Outstanding BCAC Transaction Expenses § 3.04(b) Outstanding Company Transaction Expenses § 3.04(a) PCAOB Financial Statements § 7.14 Per Share Merger Consideration § 3.01(a3.01(b)(i) Plans § 4.10(a) Prior Financial Statements PPACA § 4.07(a4.10(k) Private Placements Recitals Proxy Statement § 7.01(a7.02(a) QBCA Recitals Redemption Payment § 3.01(b)(vi) Redemption Shares § 3.01(b)(vi) Registration Rights and Lock-Up Agreement Recitals Registration Statement § 7.01(a7.02(a) Remedies Exceptions § 4.04 Representatives § 7.04(a7.05(a) SEC § 5.07(a) Securities Act § 5.07(a4.05(b) Stockholder Support Agreement Sponsor Recitals Subscription Agreement Agreements Recitals Surviving Corporation § 2.01 Tax § 4.14(v) Tax Return § 4.14(v) Terminating BCAC Breach § 9.01(g) Terminating Company Breach § 9.01(e) Terminating NGA Breach § 9.01(f) Top Supplier § 4.22(a) Transfer Agent Cancellation § 3.02(b) Trust Account § 5.13 5.12 Trust Agreement § 5.13 5.12 Trust Fund § 5.13 5.12 Trustee § 5.13 Unaudited Balance Sheets § 4.07(b) WARN Act § 4.11(c) Written Consent § 7.035.12
Appears in 2 contracts
Samples: Business Combination Agreement (Lion Electric Co), Business Combination Agreement (Northern Genesis Acquisition Corp.)
Further Definitions. The following terms have the meaning set forth in the Sections set forth below: Action Acquisition Proposal § 4.09 7.05(b) Additional Financings § Section 7.19(b) Additional Financing Investor § Section 7.19(b) Agreement Preamble Alternative Transaction § 7.05(a) Antitrust Laws § 7.13(a) BCAC Preamble BCAC Board Recitals BCAC Closing Statement § 3.06(b)
(a) BCAC Proposals § 7.01(a) BCAC SEC Reports § 5.07(a) BCAC Stockholders’ Meeting § 7.01(a7.14(a) Blue Sky Laws § 4.05(b) Board Recitals Business Combination Proposal § 7.05(b6.03 Cancelled Shares § Section 3.01(b)(ii) Certificate § 3.02(a) Certificate of Merger § Section 2.02(a) Certificates § 3.02(b) Claims § 6.03 Closing § 2.02(b) Closing Date § 2.02(b) CMS § 4.25(a) Code § 3.02(b) Company Preamble Company Board Recitals Company Board Recommendation § 7.03 Company Disclosure Schedule Article IV Company Officer’s Certificate § 8.02(c) Company Permits § 4.06 4.06(a) Company Share Awards Service Provider § 4.03(a6.01(b)(vii) Company Stockholder Approval § 4.18 Confidentiality Agreement Company Subsidiary § 7.04(b4.01(a) Continuing Employees § 7.06(c7.07(a) Contribution Converted Option § 4.13(e3.01(b)(iii) Data Security Requirements § 4.13(gSection 4.13(l) DGCL Recitals Dissenting Shares § 3.05(a) Effective Time § 2.02(a) Environmental Permits § 4.15 Equity Plan § 7.06(a) Equity Purchase Agreement Recitals ERISA § 4.10(a) ERISA Affiliate § 4.10(b) Estimated Closing Statement § 3.06(a4.10(c) Exchange Act Agent § 4.21 3.02(a) Exchange Agent Agreement § 3.02(a) Exchange Fund § 3.02(a) Exchanged Option Expense Reimbursement § 3.01(dSection 9.02(b) Extension Proposal § Section 7.20 Extension Proxy Statement § Section 7.20 GAAP § 4.07(a) Governmental Authority § 4.05(b) Intended Tax Treatment Recitals Interim Financial Statements § 4.07(b) GAAP Interim Financial Statements Date § 4.07(a)
(a4.07(b) Initial Post-Closing BCAC Directors Interim Period § 2.05(bSection 6.01(a) Insurance Policies IPO § 4.17(a6.03 Key Employee Recitals Xxxxxxx § 10.12 Xxxxxxx Privileged Communications § 10.12 Law § 4.05(a) IRS § 4.10(a) Intended Tax Treatment Recitals Ladenburg § 5.12 Lease § 4.12(b) Lease Documents § 4.12(b) Letter of Transmittal § 3.02(b) Lincoln Park Lock-Up Agreements Recitals Material Contracts § 4.16(a) Maximum Annual Premium § 7.08(b) Merger Recitals Merger Payment Schedule § 3.02(i) Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock Non-Disclosure Agreement § 5.03(b7.04(b) OIG Nonparty Affiliate § 4.25(a10.11 Ordinary Commercial Agreement § 4.14(b) Outside Date § 9.01(b) Outstanding BCAC Transaction Expenses § 3.04(b) Outstanding Company Transaction Expenses § 3.04(a) PCAOB Financial Statements Outstanding Parent Transaction Expenses § 7.14 3.04(b) Outstanding Transaction Expenses § 3.04(b) Parent Preamble Parent Board Recitals Parent Board Recommendation § Section 7.02(a) Parent Cash on Hand Calculation § Section 7.19(a) Parent Disclosure Schedule Article V Parent Extension Approval § Section 7.20 Parent Extension Stockholders’ Meeting § Section 7.20 Parent Initial Stockholders Recitals Parent LTIP § 7.01(a) Parent Proposals § 7.01(a) Parent Related Party § 5.21 Parent Related Party Transactions § 5.21 Parent Restricted Stock § Section 3.01(b)(i) Parent SEC Reports § 5.07(a) Parent Stockholders’ Meeting § 7.01(a) Per Share Merger Consideration § 3.01(aSection 3.01(b)(i) Permitted Financings § Section 6.01(b)(ii) Plans § 4.10(a) Prior Financial Statements Pro Rata Share § 4.07(a3.02(i) Private Placements Recitals Prospectus § 6.03 Proxy Statement § 7.01(a) Registration Rights and Lock-Up Agreement Recitals Registration Statement Public Stockholders § 7.01(a) Remedies Exceptions § 4.04 Representatives § 7.04(a) SEC § 5.07(a) Securities Act § 5.07(a) Stockholder Support Agreement Recitals Subscription Agreement Recitals Surviving Corporation § 2.01 Tax § 4.14(v) Tax Return § 4.14(v) Terminating BCAC Breach § 9.01(g) Terminating Company Breach § 9.01(f) Top Supplier § 4.22(a) Transfer Agent Cancellation § 3.02(b) Trust Account § 5.13 Trust Agreement § 5.13 Trust Fund § 5.13 Trustee § 5.13 Unaudited Balance Sheets § 4.07(b) WARN Act § 4.11(c) Written Consent § 7.036.03
Appears in 1 contract
Samples: Merger Agreement (Breeze Holdings Acquisition Corp.)
Further Definitions. The following terms have the meaning set forth in the Sections set forth below: 1915 Law Recitals 2020 Balance Sheet § 4.07(b) A&R Holdco Organizational Documents § 2.05(b) Action § 4.09 Additional SEC Reports § 7.04(a) Agreement Preamble Alternative Transaction § 7.05(a) Antitrust Laws § 7.13(a8.12(a) BCAC Preamble BCAC Board Recitals BCAC Closing Statement Audited Financial Statements § 3.06(b)
(a) BCAC Proposals § 7.01(a) BCAC SEC Reports § 5.07(a) BCAC Stockholders’ Meeting § 7.01(a4.07(a) Blue Sky Laws § 4.05(b) Business Combination Proposal § 7.05(b) Certificate of Merger § 2.02(a) Cayman Islands Companies Act Recitals Certificates § 3.02(b3.03(b) Claims § 6.03 7.03 Closing § 2.02(b2.03(b) Closing Date § 2.02(b2.03(b) CMS § 4.25(a) Code § 3.02(b) Companies Act Cap. 386 Recitals Company Preamble Company Board Recitals Company Disclosure Schedule Article IV Company Permits § 4.06 Company Share Awards Plan § 4.03(a4.10(b) Company Stockholder Approval Subsidiary § 4.18 4.01(a) Confidentiality Agreement § 7.04(b8.03(b) Continuing Employees § 7.06(c8.04(a) Contribution D&O Indemnified Party § 4.13(e8.05(a) D&O Tail Policy § 8.05(b) Data Security Requirements § 4.13(g) DGCL Recitals Dissenting Shares § 3.05(a) Effective Time § 2.02(a4.13(h) Environmental Permits § 4.15 Equity Plan § 7.06(a) Equity Purchase Agreement Recitals ERISA § 4.10(a) ERISA Affiliate § 4.10(b4.10(c) Estimated Closing Statement § 3.06(a) Exchange Recitals Exchange Act § 4.21 4.23 Exchange Agent § 3.02(a3.03(a) Exchange Agreements Recitals Exchange Consideration § 3.02(a)(i) Exchange Fund § 3.02(a3.03(a) Exchanged Option Exchange Issuance § 3.01(d2.02(b)(i)(A) Financial Statements First Holdco Auditor Report § 4.07(b9.01(d) GAAP Holdco Preamble Holdco Board Recitals Holdco Redeemable A Shares Redemption § 4.07(a)
(a2.02(b)(i)(D) Initial Post-Closing BCAC Directors Holdco Redeemable B Shares Redemption § 2.05(b2.02(b)(i)(E) Holdco Warrant § 3.05 IFC Redemption Agreement Recitals Insurance Policies § 4.17(a) IRS § 4.10(a) Intended Tax Treatment Recitals Ladenburg § 5.12 2.07 IRS § 4.10(b) Issued Share Capital § 4.03(a) Lease § 4.12(b4.12(a) Lease Documents § 4.12(b4.12(a) Letter of Transmittal § 3.02(b3.03(b) Lincoln Park Recitals Material Contracts § 4.16(a) Merger Recitals Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock § 5.03(b) OIG § 4.25(a) Outside Date § 9.01(b) Outstanding BCAC Transaction Expenses § 3.04(b) Outstanding Company Transaction Expenses § 3.04(a) PCAOB Financial Statements § 7.14 Per Share Merger Consideration § 3.01(a) Plans § 4.10(a) Prior Financial Statements § 4.07(a) Private Placements Recitals Proxy Statement § 7.01(a) Registration Rights and Lock-Up Agreement Recitals Registration Statement § 7.01(a) Remedies Exceptions § 4.04 Representatives § 7.04(a) SEC § 5.07(a) Securities Act § 5.07(a) Stockholder Support Agreement Recitals Subscription Agreement Recitals Surviving Corporation § 2.01 Tax § 4.14(v) Tax Return § 4.14(v) Terminating BCAC Breach § 9.01(g) Terminating Company Breach § 9.01(f) Top Supplier § 4.22(a) Transfer Agent Cancellation § 3.02(b) Trust Account § 5.13 Trust Agreement § 5.13 Trust Fund § 5.13 Trustee § 5.13 Unaudited Balance Sheets § 4.07(b) WARN Act § 4.11(c) Written Consent § 7.03Recitals
Appears in 1 contract
Samples: Business Combination Agreement (Union Acquisition Corp. II)
Further Definitions. The following terms have the meaning set forth in the Sections set forth below: Action § 4.09 Agreement Preamble Alternative Transaction § 7.05(a) 7.06 Antitrust Laws § 7.13(a) BCAC Preamble BCAC Board Recitals BCAC Closing Statement Audited Financial Statements § 3.06(b)
(a) BCAC Proposals § 7.01(a) BCAC SEC Reports § 5.07(a) BCAC Stockholders’ Meeting § 7.01(a) 7.18 Blue Sky Laws § 4.05(b) Business Combination Proposal Certificates § 7.05(b3.02(b)(i) Certificate Certificates of Merger § 2.02(a) Certificates Change in Recommendation § 3.02(b7.02(a) Claims § 6.03 Closing § 2.02(b) Closing Date § 2.02(b) CMS § 4.25(a) Code § 3.02(b) Preliminary Statements Company Preamble Company Board Recitals Preliminary Statements Company Disclosure Schedule Article IV Company Independent Petroleum Engineers § 4.16(a) Company Interested Party Transaction § 4.22 Company Mineral Leases § 4.16(c) Company Mineral Properties § 4.16(a) Company Permits § 4.06 Company Share Awards Reserve Report § 4.03(a4.16(a) Company Stockholder Approval § 4.18 Confidentiality Agreement § 7.04(b7.05(b) Continuing Employees § 7.06(c7.07(c) Contribution Contracting Parties § 4.13(e10.14 D&O Insurance § 7.08(b) Data Security Requirements § 4.13(g4.13(c) DGCL Recitals Dissenting Earnout Shares § 3.05(a3.03(a) Effective Time § 2.02(a) Employment Agreements § 7.07(f) Environmental Permits § 4.15 Equity Plan § 7.06(a) Equity Purchase Agreement Recitals ERISA § 4.10(a4.15(d) ERISA Affiliate § 4.10(b) Estimated Closing Statement § 3.06(a4.10(c) Exchange Act § 4.21 4.05(b) Exchange Agent § 3.02(a4.05(b) Exchange Fund § 3.02(a) Exchanged Option § 3.01(d) Financial Statements § 4.07(bSection 4.07(a) GAAP § Section 4.07(a)
(a) Initial Post-Closing BCAC Directors Governmental Authority § 2.05(b4.05(b) Insurance Policies Health Plan § 4.17(a) IRS § 4.10(a4.10(k) Intended Tax Treatment Recitals Ladenburg Preliminary Statements IRS § 5.12 4.10(b) Lease § 4.12(b4.12(g) Lease Documents § 4.12(b4.12(g) Letter of Transmittal § 3.02(b3.02(b)(i) Lincoln Park Recitals Lock-Up Agreement Preliminary Statements Material Contracts § 4.16(a4.17(a) Maximum Annual Premium § 7.08(b) Merger Recitals Preliminary Statements Merger Sub Preamble Merger Sub Board Recitals Preliminary Statements Merger Sub Common Stock § 5.03(b) OIG Nonparty Affiliates § 4.25(a) Outside Date § 9.01(b) Outstanding BCAC Transaction Expenses § 3.04(b) Outstanding Company Transaction Expenses § 3.04(a) PCAOB Financial Statements § 7.14 Per Share Merger Consideration § 3.01(a) Plans § 4.10(a) Prior Financial Statements § 4.07(a) Private Placements Recitals Proxy Statement § 7.01(a) Registration Rights and Lock-Up Agreement Recitals Registration Statement § 7.01(a) Remedies Exceptions § 4.04 Representatives § 7.04(a) SEC § 5.07(a) Securities Act § 5.07(a) Stockholder Support Agreement Recitals Subscription Agreement Recitals Surviving Corporation § 2.01 Tax § 4.14(v) Tax Return § 4.14(v) Terminating BCAC Breach § 9.01(g) Terminating Company Breach § 9.01(f) Top Supplier § 4.22(a) Transfer Agent Cancellation § 3.02(b) Trust Account § 5.13 Trust Agreement § 5.13 Trust Fund § 5.13 Trustee § 5.13 Unaudited Balance Sheets § 4.07(b) WARN Act § 4.11(c) Written Consent § 7.0310.14
Appears in 1 contract
Samples: Business Combination Agreement (Roth CH Acquisition v Co.)
Further Definitions. The following terms have the meaning set forth in the Sections set forth below: 2020 Financial Statements § 4.07(a) Acquisition Agreements Recitals Action § §4.09 Agreement Preamble Allocation Schedule § 2.01(f) Alternative Transaction §7.04 Amended NewCo Memorandum and Articles of Association § 7.05(a2.05(b) Antitrust Laws § 7.13(a7.10(a) BCAC Preamble BCAC Board Recitals BCAC Closing Statement Assumed Warrant § 3.06(b)
(a3.01(a)(iv) BCAC Proposals Audited Financial Statements § 7.01(a) BCAC SEC Reports § 5.07(a) BCAC Stockholders’ Meeting § 7.01(a4.07(a) Blue Sky Laws § 4.05(b) Business Combination Proposal Book-Entry Shares § 7.05(b3.03(b)(i) Certificate of Merger § 2.02(a2.03(a) Certificates § 3.02(b3.03(b)(i) Claims § §6.03 Closing § 2.02(b2.03(b) Closing Date § 2.02(b2.03(b) CMS Closing Statement § 4.25(a) Code § 3.02(b2.01(d) Company Preamble Company Assumed Warrant § 2.01(b) Company Board Recitals Company Disclosure Schedule Article IV Company Permits § 4.06 Company Share Awards Plan § 4.03(a4.10(a) Company Stockholder Approval § 4.18 Stock Transfer Plan §3.02(b) Confidentiality Agreement § 7.04(b7.03(b) Continuing Employees Contracting Parties § 7.06(c10.11 Contribution Exchange Fund § 3.02(a) Contribution Letter of Transmittal § 4.13(e3.02(b) COVID-19 Relief § 4.25 CTB Conversion Recitals CTB Election § 2.01(a) D&O Insurance § 7.05(b) Data Security Requirements § 4.13(g4.13(h) DGCL § 2.01(c) Dragging Shareholder Recitals Dissenting Shares DTC § 3.05(a3.03(b)(i) Effective Time § 2.02(a2.03(a) Environmental Permits § 4.15 Equity Plan § 7.06(a) Equity Purchase Agreement Recitals ERISA § 4.10(a) ERISA Affiliate § 4.10(b) Estimated Closing Statement § 3.06(a) Exchange Act § 4.21 Exchange Agent § 3.02(a) Equity Incentive Plan Proposal §7.01(a) ERISA Affiliate §4.10(d) Exchange Fund § 3.02(a) Exchanged Option § 3.01(d3.03(a) Financial Statements §4.07(a) FRSG Preamble FRSG Board Recitals FRSG Board Recommendation § 4.07(b7.02(a) GAAP FRSG Board Recommendation Change § 7.02(a) FRSG Merger Recitals FRSG Preferred Stock § 5.03(a) FRSG Proposals § 7.01(a) FRSG SEC Reports § 5.07(a) FRSG Stockholder Approval § 5.04 FRSG Stockholders’ Meeting § 7.01(a) Governmental Authority § 4.05(b) IFRS §4.07(a)
(a) Initial Post-Closing BCAC Directors § 2.05(b) Insurance Policies § 4.17(a) IRS § 4.10(a) Intended Tax Treatment Recitals Ladenburg § 5.12 IRS Recitals Lease § 4.12(b) Lease Documents § 4.12(b) Letter Agreement Recitals Letter of Transmittal § 3.02(b3.03(b)(i) Lincoln Park Recitals Material Contracts § 4.16(a) Merger Recitals Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock NewCo Preamble Nonparty Affiliates § 5.03(b) OIG § 4.25(a) 10.11 Outside Date § 9.01(b) Outstanding BCAC Transaction Expenses § 3.04(b) Outstanding Company Transaction Expenses § 3.04(a) PCAOB Financial Statements § 7.14 Parties Preamble Per Share Merger Consideration § 3.01(a3.01(a)(ii) Plans § 4.10(a) Prior Financial Statements § 4.07(a) Private Placements Recitals Proxy Statement Statement/Prospectus § 7.01(a) Redemption Shares § 3.01(b) Registration Rights and Lock-Up Agreement Recitals Registration Statement § 7.01(a) Remedies Exceptions § 4.04 4.04(a) Representatives § 7.04(a7.03(a) SEC § 5.07(a) Securities Act § 5.07(a4.05(b) Stockholder Share Contribution Recitals Sponsor Support Agreement Recitals Subscription Agreement Supporting Company Shareholders Recitals Surviving Corporation § 2.01 Tax § 4.14(v) Tax Return § 4.14(v) Terminating BCAC Breach § 9.01(g2.01(c) Terminating Company Breach § 9.01(e) Terminating FRSG Breach § 9.01(f) Top Supplier § 4.22(a) Transfer Agent Cancellation § 3.02(b) Trust Account § 5.13 5.12 Trust Agreement § 5.13 Trust Fund § 5.13 5.12 Trustee § 5.13 Unaudited Balance Sheets 5.12 UK GAAP § 4.07(b4.07(a) WARN Act § 4.11(c) Written Consent § 7.03Warrant Holder Agreement Recitals
Appears in 1 contract
Samples: Business Combination Agreement (First Reserve Sustainable Growth Corp.)
Further Definitions. The following terms have the meaning set forth in the Sections set forth below: Action 2022 Budget § 4.09 6.01(b)(viii) 205 End Date § 10.01(e) 205 End Date Extension Right § 7.14 Agreement Preamble Alternative Transaction Basket § 7.05(a) Antitrust Laws § 7.13(a) BCAC Preamble BCAC Board Recitals BCAC Closing Statement § 3.06(b)
(a) BCAC Proposals § 7.01(a) BCAC SEC Reports § 5.07(a) BCAC Stockholders’ Meeting § 7.01(a9.03(c) Blue Sky Laws § 4.05(b) Business Combination Proposal § 7.05(b) Certificate of Merger § 2.02(a) Certificates § 3.02(b) Claims Period § 6.03 9.04 Closing § 2.02(b) Closing Date § 2.02(b) CMS § 4.25(a) Code § 3.02(b) Recitals Company Preamble Company Board Recitals Company Disclosure Schedule Article IV Company Permits § 4.06 Company Share Awards § 4.03(a) Company Stockholder Approval § 4.18 Confidentiality Agreement § 7.04(b) Continuing Employees D&O Tail Policies § 7.06(c) Contribution § 4.13(e) Data Security Requirements § 4.13(g7.06(b) DGCL Recitals Dissenting Shares § 3.05(a3.04(a) Effective Time § 2.02(a) Environmental Permits § 4.15 Equity Plan § 7.06(a) Equity Purchase Agreement Recitals ERISA § 4.10(a) ERISA Affiliate Escrow Agreement Recitals Escrow Fund § 4.10(b3.02(a) Estimated Closing Statement Escrow Period § 3.06(a) 9.04 Exchange Act § 4.21 4.20 Exchange Agent § 3.02(a) Exchange Fund § 3.02(a) Exchanged Option § 3.01(d) Financial Statements § 4.07(b4.07 First Merger Recitals First-Step Surviving Company § 2.01 Forfeited Shares Schedule F Fundamental Claims § 9.03(a)(iii) GAAP Fundamental Claims Period § 4.07(a)
(a9.04 Governmental Authority § 4.05(b) Initial Post-Closing BCAC Directors Holders’ Agent § 2.05(b9.07(a) Insurance Policies Incorporation Date § 4.17(a4.07 Indemnifiable Damages § 9.02(a) Indemnifiable Settlement § 9.08 Indemnified Person(s) § 9.02(a) IRS § 4.10(a4.10(b) Intended Tax Treatment Recitals Ladenburg Law § 5.12 4.05(a) Lease § 4.12(b) Lease Documents § 4.12(b) Letter of Transmittal § 3.02(b) Lincoln Park Recitals Material Contracts § 4.16(a) Merger Recitals Merger Sub I Preamble Merger Sub I Board Recitals Merger Sub I Common Stock § 5.03(b) OIG Merger Sub II Preamble Merger Sub II Common Units § 4.25(a5.03(c) Merger Sub II Manager Recitals Merger Subs Preamble Officer’s Certificate § 9.05 Outside Date § 9.01(b10.01(b) Outstanding BCAC Transaction Expenses Parent Options and Warrants Schedule F Parent Preamble Parent Board Recitals Parent Disclosure Schedule Article 5 Parent IP § 3.04(b5.17(a) Outstanding Company Transaction Expenses Parent Leases § 3.04(a5.16(b) PCAOB Financial Statements Parent-Licensed IP § 7.14 Per Share Merger Consideration 5.17(a) Parent-Owned IP § 5.17(b) Parent Permits § 5.06 Parent Registered IP § 5.17(a) Parent SEC Reports § 5.07(a) Parent Stockholders’ Meeting § 7.01(a) Payment Spreadsheet § 3.01(a) Plans § 4.10(a) Prior Financial Statements § 4.07(a) Private Placements Recitals Proxy Statement § 7.01(a) Registered IP § 4.13(a) Registration Rights and Lock-Up Agreement Recitals Registration Statement § 7.01(a) 7.02 Remedies Exceptions § 4.04 Representatives § 7.04(a) Required Audited Financial Statements § 7.10 Required Consideration Deliverables § 3.01(c) SEC § 5.07(a) Second Merger Recitals Section 205 Order § 8.01(h) Securities Act § 5.07(a) Securities Fund § 3.02(a) Service Agreements § 4.10(a) Stockholder Actions § 7.15 Stockholder Support Agreement Recitals Subscription Stockholders Agreement Recitals Surviving Corporation Company § 2.01 Tax § 4.14(v) Tax Return § 4.14(v) Terminating BCAC Breach § 9.01(g) Terminating Company Breach § 9.01(f10.01(f) Top Supplier Terminating Parent Breach § 4.22(a10.01(g) Transfer Agent Cancellation § 3.02(b) Trust Account § 5.13 Trust Agreement § 5.13 Trust Fund § 5.13 Trustee § 5.13 Unaudited Balance Sheets § 4.07(b) WARN Act § 4.11(c) Unvested Shares Schedule F Vested Shares Schedule F Written Consent § 7.03
Appears in 1 contract
Further Definitions. The following terms have the meaning set forth in the Sections set forth below: 2020 Balance Sheet § 4.09(b) Action § 4.09 4.11 Agreement Preamble Allocation Schedule § 3.06(c) Alternative Transaction § 7.05(a) 7.05 Antitrust Laws § 7.13(a) BCAC Preamble BCAC Board Behavioral Health Services Recitals BCAC Closing Statement § 3.06(b)
(a) BCAC Proposals § 7.01(a) BCAC SEC Reports § 5.07(a) BCAC Stockholders’ Meeting § 7.01(a) Blue Sky Laws § 4.05(b) Business Combination Proposal § 7.05(b) Certificate of Merger § 2.02(a) Certificates § 3.02(b) Claims § 6.03 Closing § 2.02(b) Closing Date § 2.02(b) CMS § 4.25(a) Code § 3.02(b3.02(h) Columbia Capital Recitals Columbia Capital Debt Recitals Common Unit Merger Consideration § 3.01(a)(ii) Company Preamble Company Board Recitals Company Disclosure Schedule Article IV Company Permits § 4.06 Company Share Awards Subsidiary § 4.03(a4.01(a) Company Stockholder Approval Tax Opinion § 4.18 8.03(h) Confidentiality Agreement § 7.04(b) Continuing Employees § 7.06(c7.06(b) Contribution § 4.13(e4.15(e) Contributor § 4.15(e) Data Security Requirements § 4.13(g4.15(i) DGCL DLLCA Recitals Dissenting Shares EarlyBirdCapital § 3.05(a) 5.12 Effect § 1.01 Effective Time § 2.02(a) Environmental Permits § 4.15 Equity Plan § 7.06(a) Equity Purchase Agreement Recitals ERISA § 4.10(a4.12(a) ERISA Affiliate § 4.10(b4.12(c) Estimated Closing Statement § 3.06(a) Escrow Agreement Recitals Exchange Act § 4.21 4.24 Exchange Agent § 3.02(a) Exchange Fund § 3.02(a) Exchanged Option § 3.01(d) Financial Statements § 4.07(b) GAAP § 4.07(a)
(a) Exchanged Option § 3.01(a)(iv) Extension Date § 3.04(e) Financial Statements § 4.09(b) Flow-Through Returns § 7.11(d)
(a) GigCapital2 Preamble GigCapital2 Board Recitals
(a) GigCapital2 Proposals § 7.01(a)
(a) GigCapital2 Stockholders’ Meeting § 7.01(a) Glocal Recitals Governmental Authority § 4.05(b) Health Plan § 4.12(k) Improvements § 1.01 Innovations Group Recitals Initial Post-Closing BCAC UpHealth Directors § 2.05(b)
(b) Insurance Policies Kayne Capital Recitals Kayne Capital Note Recitals Kayne Capital Payoff Letter § 4.17(a3.04(e) IRS Land § 4.10(a1.01 Law § 4.05(a) Intended Tax Treatment Recitals Ladenburg § 5.12 Lease § 4.12(b4.14(b) Lease Documents § 4.12(b4.14(b) Letter of Transmittal § 3.02(b) Lincoln Park Recitals Material Contracts § 4.16(a4.18(a) Member Support Agreement Recitals Merger Recitals Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock Interest § 5.03(b) OIG OFAC § 4.25(a4.19(b) Outside Date § 9.01(b) Outstanding BCAC Transaction Expenses § 3.04(b) Outstanding Company Transaction Expenses § 3.04(a) Outstanding GigCapital2 Transaction Expenses § 3.04(b) PCAOB Financial Statements § 7.14 Per Share Plans § 4.12(a) PPACA § 4.12(k) Preferred Unit Merger Consideration § 3.01(a) Plans § 4.10(a3.01(a)(iii) Prior Financial Statements § 4.07(a4.09(a) Private Placements Recitals Program Requirements § 4.13(i) Proxy Statement § 7.01(a) Registration Rights and Lock-Up Agreement Recitals Registration Statement § 7.01(a) Remedies Exceptions § 4.04 Representatives § 7.04(a) SEC § 5.07(a) Securities Act § 5.07(a) Stockholder Support Agreement Recitals Subscription Agreement Significant UpHealth Stockholders Recitals Surviving Corporation Company § 2.01 Tax § 4.14(v4.16(p) Tax Return § 4.14(v) Terminating BCAC Breach § 9.01(g4.16(p) Terminating Company Breach § 9.01(f) Top Supplier Terminating GigCapital2 Breach § 4.22(a9.01(g) Transfer Agent Cancellation § 3.02(b) Thrasys Recitals Trust Account § 5.13 Trust Agreement § 5.13 Trust Fund § 5.13 Trustee § 5.13 Unaudited Balance Sheets TTC Healthcare Recitals Units Recitals UpHealth Preamble UpHealth BCA Recitals UpHealth Certificate of Incorporation § 4.07(b2.04(c) UpHealth Board § 2.05(b) UpHealth Merger Sub § 5.01(c) UpHealth Subsidiary Recitals UpHealth Subsidiary Acquisition Agreements Recitals WARN Act § 4.11(c4.13(c) Written Consent § 7.03
Appears in 1 contract
Further Definitions. The following terms have the meaning set forth in the Sections set forth below: 2020 Balance Sheet § 4.07(b) Action § 4.09 Additional SEC Reports § 7.04(a) Agreement Preamble Alternative Transaction Anti-Money Laundering Laws § 7.05(a4.22(c) Antitrust Laws § 7.13(a8.13(a) BCAC Preamble BCAC Board Arrangement Consideration § 3.01(a) Arrangement Share Consideration Amount § 3.01(a) Audited Financial Statements § 4.07(a) BCBCA Recitals BCAC Closing Statement § 3.06(b)
(a) BCAC Proposals § 7.01(a) BCAC SEC Reports § 5.07(a) BCAC Stockholders’ Meeting § 7.01(a) Blue Sky Laws § 4.05(b) Business Combination Proposal Cash Exchange Fund § 7.05(b3.03(a) Certificate of Merger § 2.02(a2.10(a) Certificates § 3.02(b3.03(b) Claims § 6.03 7.03 Closing § 2.02(b2.10(b) Closing Date § 2.02(b2.10(b) CMS § 4.25(a) Code § 3.02(b) Colombian Tax Definition of Transfer Tax Company Preamble Company Acquisition Agreement § 8.04(a) Company Board Recitals Company Certificate § 3.01(b) Company Disclosure Schedule Article IV Company Permits § 4.06 4.06(a) Company Preferred Share Conversion § 3.02(b)(i) Company Share Awards Award § 4.03(a4.03(c) Company Stockholder Approval § 4.18 Confidentiality Agreement § 7.04(b8.03(b) Continuing Employees § 7.06(c8.05(a) Contribution Converted Company Warrant § 4.13(e3.04(d) Converted Option Award § 3.04(a) Converted Restricted Share § 3.04(c) Converted RSU Award § 3.04(b) Customers § 4.19 D&O Indemnified Party § 8.06(a) D&O Tail Policy(ies) § 8.06(b) Data Security Requirements § 4.13(g4.13(h) DGCL Recitals Dissenting Shares § 3.05(a) Effective Time § 2.02(a) Environmental Permits § 4.15 Equity Plan § 7.06(a) Equity Purchase Agreement Recitals ERISA § 4.10(a) ERISA Affiliate § 4.10(b4.10(c) Estimated Closing Statement § 3.06(a) Exchange Act § 4.21 Exchange Agent § 3.02(a3.03(a) Exchange Fund § 3.02(a3.03(a) Exchanged Option Extension Proxy Statement § 3.01(d8.18 Fixtures and Equipment § 4.21 Governmental Authority § 4.05(b) Financial Statements Health Plan § 4.07(b4.10(h) GAAP Holdco Preamble Holdco Board Recitals Holdco Common Shares Recitals Holdco D&O Policy § 4.07(a)
(a8.06(c) Initial Post-Closing BCAC Directors Holdco Plan § 2.05(b8.05(b) Insurance Policies Holdco Warrant § 4.17(a) 3.06 Indebtedness Covenants § 8.19 Investors’ Rights Agreement Recitals IRS § 4.10(a4.10(b) Intended Tax Treatment Recitals Ladenburg Law § 5.12 Lease § 4.12(b4.05(a) Lease Documents § 4.12(b) Letter of Transmittal § 3.02(b) Lincoln Park Recitals Material Contracts § 4.16(a) Merger Recitals Merger Effective Time § 2.10(a) Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock § 5.03(b) OIG § 4.25(a3.02(c)(ii) Outside Date § 9.01(b) Outstanding BCAC Transaction Expenses § 3.04(b) Outstanding Company Transaction Expenses § 3.04(a10.01(b) PCAOB Financial Statements Financials § 7.14 Per Share Merger Consideration 8.15 PIPE Documents § 3.01(a) 8.17 Plans § 4.10(a) Prior Financial Statements Post-Closing Equity Pool § 4.07(a8.05(b) Private Placements Recitals Post-Signing Returns § 8.10(b)(i) Post-Signing Schedules § 8.20 PPACA § 4.10(h) Pre-Closing Conference Call § 2.07 Proxy Statement Statement/Prospectus § 7.01(a8.01(a) Registration Rights and Lock-Up Agreement Recitals Registration Statement § 7.01(a8.01(a) Remedies Exceptions § 4.04 Representatives § 7.04(a8.03(a) Securities Exchange Fund § 3.03(a) Shareholder Support Agreement Recitals SPAC Preamble SPAC Board Recitals SPAC Contribution Recitals SPAC Disclosure Schedule Article V SPAC Extension § 8.18 SPAC Information § 2.04(d) SPAC Material Contracts § 5.12(a) SPAC Merger Consideration § 3.02(c)(i) SPAC Permits § 5.06 SPAC Preferred Stock § 5.03(a) SPAC SEC Reports § 5.07(a) Securities Act SPAC Warrant Amendment § 5.07(a3.06 Sponsor Recitals Sponsor Loans § 7.02(b)(vi) Stockholder Support Agreement Recitals Subscription Agreement Recitals Suppliers § 4.19 Surviving Corporation § 2.01 Tax 2.09 Tail Period § 4.14(v) Tax Return § 4.14(v) Terminating BCAC Breach § 9.01(g8.06(b) Terminating Company Breach § 9.01(f10.01(g) Top Supplier Terminating SPAC Breach § 4.22(a10.01(h) Transfer Agent Cancellation § 3.02(b) Transaction Support Agreement Recitals Trust Account § 5.13 5.18 Trust Agreement § 5.13 5.18 Trust Fund § 5.13 5.18 Trustee § 5.13 Unaudited Balance Sheets 5.18 US Subsidiary Recitals US Subsidiary Contribution Recitals Working Capital Warrants § 4.07(b) WARN Act § 4.11(c) Written Consent § 7.037.02(b)(vi)
Appears in 1 contract
Samples: Business Combination Agreement (Schultze Special Purpose Acquisition Corp.)
Further Definitions. The following terms have the meaning set forth in the Sections set forth below: 2023 Earnout Shares § 3.07(c)(i) 2024 Earnout Shares § 3.07(c)(ii) 2025 Earnout Shares § 3.07(c)(iii) 2023 Form 10-K § 3.07(c)(i) 2024 Form 10-K § 3.07(c)(ii) 2025 Form 10-K § 3.07(c)(ii) Action § 4.09 Agreement Preamble Alternative Transaction § 7.05(a) Antitrust Laws § 7.13(a) BCAC Preamble BCAC Board Recitals BCAC Closing Statement Assumed Warrant § 3.06(b)
(a3.01(c) BCAC Proposals Awards § 7.01(a) BCAC SEC Reports § 5.07(a) BCAC Stockholders’ Meeting § 7.01(a) 7.06 Blue Sky Laws § 4.05(b) Business Combination Proposal § 7.05(b) Certificate of Merger § 2.02(a) Certificates § 3.02(b) Claims § 6.03 Closing § 2.02(b) Closing Date § 2.02(b) CMS § 4.25(a) Code § 3.02(b) Company Preamble Company Board Recitals Company Directors § 2.05(c) Company Disclosure Schedule Article IV Company D&O Tail Insurance § 7.07(b) Company Permits § 4.06 Company Preferred Stock § 4.03(a) Company Share Awards § 4.03(a) Company Stockholder Approval § 4.18 4.19 Company Subsidiary § 4.01(a) Company Transaction Expenses § 3.04(a) Confidentiality Agreement § 7.04(b) Continuing Employees Contingent Worker § 7.06(c4.12(h) Contribution § 4.13(e) Data Security Requirements § 4.13(g4.14(e) DGCL Recitals Dissenting Shares Effect § 3.05(a) 1.01 Effective Time § 2.02(a) Environmental Permits Permit § 4.15 Equity Plan § 7.06(a) Equity Purchase Agreement Recitals 7.06 ERISA § 4.10(a4.11(a) ERISA Affiliate § 4.10(b4.11(c) Estimated Closing Statement § 3.06(a) Exchange Act § 4.21 4.22 Exchange Agent § 3.02(a) Exchange Fund § 3.02(a) Exchanged Option Exchanges § 3.01(d2.05(b) Financial Statements § 4.07(b) GAAP § 4.07(a)
(a) GigCapital5 Preamble GigCapital5 Board Recitals GigCapital5 Closing Statement § 3.06(b) GigCapital5 Preferred Stock § 5.03(a) GigCapital5 Proposals § 7.01(a) GigCapital5 SEC Reports § 5.07(a) GigCapital5 Stockholders’ Meeting § 7.01(a) GigCapital5 Transaction Expenses § 3.04(b) Governmental Authority § 4.05(b) Health Plan § 4.11(k) HITECH § 4.14(i) Improvements § 1.01 Initial PCAOB Financial Statements § 7.14 Initial Post-Closing BCAC QTI Holdings Directors § 2.05(b) Insurance Policies § 4.17(a) IRS § 4.10(a2.05(c) Intended Tax Treatment Recitals Ladenburg Land § 5.12 1.01 Law(s) § 4.05(a) Lease § 4.12(b) Lease Documents § 4.12(b) Letter of Transmittal § 3.02(b) Lincoln Park Recitals Material Contracts § 4.16(a) Merger Recitals Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock § 5.03(b) OIG § 4.25(a) Outside Date § 9.01(b) Outstanding BCAC Transaction Expenses § 3.04(b) Outstanding Company Transaction Expenses § 3.04(a) PCAOB Financial Statements § 7.14 Per Share Merger Consideration § 3.01(a) Plans § 4.10(a) Prior Financial Statements § 4.07(a) Private Placements Recitals Proxy Statement § 7.01(a) Registration Rights and Lock-Up Agreement Recitals Registration Statement § 7.01(a) Remedies Exceptions § 4.04 Representatives § 7.04(a) SEC § 5.07(a) Securities Act § 5.07(a) Stockholder Support Agreement Recitals Subscription Agreement Recitals Surviving Corporation § 2.01 Tax § 4.14(v) Tax Return § 4.14(v) Terminating BCAC Breach § 9.01(g) Terminating Company Breach § 9.01(f) Top Supplier § 4.22(a) Transfer Agent Cancellation § 3.02(b) Trust Account § 5.13 Trust Agreement § 5.13 Trust Fund § 5.13 Trustee § 5.13 Unaudited Balance Sheets § 4.07(b) WARN Act § 4.11(c) Written Consent § 7.03)
Appears in 1 contract
Samples: Business Combination Agreement (Qt Imaging Holdings, Inc.)
Further Definitions. The following terms have the meaning set forth in the Sections set forth below: Action § 4.09 5.09 Agreement Preamble Allocation Schedule § 4.01(a) Alternative Transaction § 7.05(a) 9.04 Antitrust Laws § 7.13(a9.10(a) BCAC Blocker Holders Preamble BCAC Board Recitals BCAC Closing Statement § 3.06(b)
(a) BCAC Proposals § 7.01(a) BCAC SEC Reports Company Balance Sheet § 5.07(a) BCAC Stockholders’ Meeting Company Financial Statements § 7.01(a5.07(a) Blocker Merger Subs Preamble Blocker Restructuring § 2.02(b) Blockers Preamble Blue Sky Laws § 4.05(b) Business Combination Proposal § 7.05(b5.05(b) Certificate of Merger § 2.02(a) Certificates § 3.02(b2.03(b) Claims § 6.03 8.03 Closing § 2.02(b) Closing Date § 2.02(b) CMS Closing Filing § 4.25(a) Code 9.08 Closing Press Release § 3.02(b) 9.08 Company Preamble Company Board Recitals Company Disclosure Schedule Article IV D&O Persons § 9.06(a) Company Permits § 4.06 5.06 Company Share Awards Prepared Returns § 4.03(a9.12(a) Company Stockholder Approval Recapitalization § 4.18 2.02(b) Company UAR Exchange Ratio § 4.01(a) Confidentiality Agreement § 7.04(b9.03(b) Continuing Employees Contracting Parties § 7.06(c12.11 Converted Company Employee Equity Unit § 2.02(b) Contribution Delivered Financial Statements § 4.13(e9.15 Direct Blocker Certificate of Merger § 3.02(b) Data Security Requirements § 4.13(g) DGCL Recitals Dissenting Shares § 3.05(a) Direct Blocker Effective Time § 2.02(a3.02(b) Direct Blocker Mergers Recitals DGCL Recitals DLLCA Recitals Domestication Merger Recitals Effect Definition of Company Material Adverse Effect Effective Time § 2.03(b) Environmental Permits § 4.15 Equity Plan § 7.06(a) Equity Purchase Agreement Recitals ERISA § 4.10(a(a) ERISA Affiliate § 4.10(b) Estimated Closing Statement § 3.06(a5.10(c) Exchange Act § 4.21 5.05(b) Exchange Agent § 3.02(a) Exchange Fund § 3.02(a) Exchanged Option § 3.01(d) Financial Statements § 4.07(b) GAAP § 4.07(a4.02(a)
(a) Initial Post-Closing BCAC Directors § 2.05(b) Insurance Policies § 4.17(a) IRS § 4.10(a) Intended Tax Treatment Forward Purchase Agreements Recitals Ladenburg § 5.12 Lease § 4.12(b) Lease Documents § 4.12(b) Letter of Transmittal § 3.02(b) Lincoln Park Recitals Material Contracts § 4.16(a) Merger Recitals Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock § 5.03(b) OIG § 4.25(a) Outside Date § 9.01(b) Outstanding BCAC Transaction Expenses § 3.04(b) Outstanding Company Transaction Expenses § 3.04(a) PCAOB Financial Statements § 7.14 Per Share Merger Consideration § 3.01(a) Plans § 4.10(a) Prior Financial Statements § 4.07(a) Private Placements Recitals Proxy Statement § 7.01(a) Registration Rights and Lock-Up Agreement Recitals Registration Statement § 7.01(a) Remedies Exceptions § 4.04 Representatives § 7.04(a) SEC GAAP § 5.07(a) Securities Act § 5.07(a) Stockholder Support Agreement Recitals Subscription Agreement Recitals Surviving Corporation § 2.01 Tax § 4.14(v) Tax Return § 4.14(v) Terminating BCAC Breach § 9.01(g) Terminating Company Breach § 9.01(f) Top Supplier § 4.22(a) Transfer Agent Cancellation § 3.02(b) Trust Account § 5.13 Trust Agreement § 5.13 Trust Fund § 5.13 Trustee § 5.13 Unaudited Balance Sheets § 4.07(b) WARN Act § 4.11(c) Written Consent § 7.03)
Appears in 1 contract
Samples: Business Combination Agreement (TPG Pace Solutions Corp.)
Further Definitions. The following terms have the meaning set forth in the Sections set forth below: Action 2019 Audited Financial Statements § 4.09 4.07(a) 2020 Financial Statements § 4.07(a) Agreement Preamble Alternative Transaction § 7.05(a) 8.07 Antitrust Laws § 7.13(a) BCAC Preamble BCAC Board Recitals BCAC Closing Statement § 3.06(b)
(a) BCAC Proposals § 7.01(a) BCAC SEC Reports § 5.07(a) BCAC Stockholders’ Meeting § 7.01(a8.14(a) Blue Sky Laws § 4.05(b) Business Combination Proposal § 7.05(b7.04(a) Cayman Companies Act Recitals Certificate § 3.02(c)(i) Certificate of Merger § 2.02(a2.02(a)(iii) Certificates § 3.02(b) Claims § 6.03 Closing § 2.02(b) Closing Date § 2.02(b) CMS Closing Date Indebtedness § 4.25(a3.04(a) Closing Lock-Up Agreement Recitals Code § 3.02(b) Recitals Company Preamble Company Board Recitals § 3.01(b) Company Board Recommendation § 8.04 Company Disclosure Schedule Article IV Company Officer’s Certificate § 9.02(c) Company Permits § 4.06 Company Share Awards Consideration § 4.03(a3.01(a)(i) Company Stockholder Approval Shareholders Meeting § 4.18 Confidentiality Agreement 8.04 Company Subsidiary § 7.04(b4.01(a) Continuing Employees Company Transaction Expenses § 7.06(c) Contribution § 4.13(e) Data Security Requirements § 4.13(g3.04(a) DGCL Recitals Dissenting Shares § 3.05(a) Effective Time § 2.02(a2.02(a)(iii) Environmental Permits § 4.15 Equity Plan § 7.06(a) Equity Purchase Agreement Recitals ERISA § 4.10(a) ERISA Affiliate § 4.10(b) Estimated Closing Statement § 3.06(a) Exchange Act § 4.21 Exchange Agent § 3.02(a3.02(b)(i) Exchange Fund § 3.02(a3.02(b)(i) Exchanged Option F-Reorg Merger Recitals F-Reorg Merger Documents § 3.01(d2.02(a)(i) F-Reorg Payment Schedule § 3.02(a)(v) F-Reorg Plan of Merger § 2.02(a)(i) F-Reorg Time § 2.02(a)(i) First Merger Recitals First Merger Documents § 2.02(a)(ii) First Merger Plan of Merger § 2.02(a)(ii) First Merger Sub Preamble First Merger Sub Ordinary Shares § 5.03(b) GAAP § 4.07(a) Governmental Authority § 4.05(b) HCIC Preamble HCIC Board § 6.10(a) HCIC Board Recommendation § 8.02 HCIC Disclosure Schedule Article VI HCIC Letter of Transmittal § 3.02(c)(i)
(a) HCIC Proposals § 8.01(a) HCIC Public Warrants § 6.16 HCIC SEC Reports § 6.07(a) HCIC Stockholder § 8.12(e) HCIC Stockholders’ Meeting § 8.01(a) HCIC Transaction Expenses § 3.04(b) HCIC Warrants § 6.03(a) Health Plan § 4.10(k) Intended Tax Treatment Recitals Interim Financial Statements § 4.07(b) GAAP Interim Financial Statements Date § 4.07(a)
(a4.07(b) Initial Post-Closing BCAC Directors IPO § 2.05(b) Insurance Policies § 4.17(a7.04(a) IRS § 4.10(a4.10(b) Intended Tax Treatment Recitals Ladenburg Xxxxxxxx § 5.12 11.12(b) Law § 4.05(a) Lease § 4.12(b) Lease Documents § 4.12(b) Letter of Transmittal Linklaters § 3.02(b11.12(b) Lincoln Park Lock-Up Agreements Recitals Material Contracts § 4.16(a) Maximum Annual Premium § 8.08(b) Merger Documents § 2.02(a)(iii) Merger Payment Schedule § 3.02(b)(vi) Mergers Recitals Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock Nasdaq § 5.03(b6.07(d) OIG Non-Disclosure Agreement § 4.25(a8.06(b) NYSE § 8.13(b) Nonparty Affiliate § 11.11 Ordinary Commercial Agreement § 4.14(b) Outside Date § 9.01(b10.01(b) Outstanding BCAC Transaction Expenses Parties Preamble Party Preamble PCAOB Audited Financials § 3.04(b) Outstanding Company Transaction Expenses 8.15 PCAOB Financials § 3.04(a) PCAOB Financial Statements § 7.14 Per Share Merger Consideration § 3.01(a) 8.15 Plans § 4.10(a) Prior Financial Statements PPACA § 4.07(a4.10(k) Private Placements Prime Merger Sub Recitals Proxy Statement Prime Merger Sub Ordinary Shares § 7.01(a4.03(l) Registration Rights and Lock-Up Agreement Recitals Registration Statement Plus Holdings Preamble Plus Holdings Board § 7.01(a) Remedies Exceptions § 4.04 Representatives § 7.04(a) SEC § 5.07(a) Securities Act § 5.07(a) Stockholder Support Agreement Recitals Subscription Agreement Recitals Surviving Corporation § 2.01 Tax § 4.14(v) Tax Return § 4.14(v) Terminating BCAC Breach § 9.01(g) Terminating Company Breach § 9.01(f) Top Supplier § 4.22(a) Transfer Agent Cancellation § 3.02(b) Trust Account § 5.13 Trust Agreement § 5.13 Trust Fund § 5.13 Trustee § 5.13 Unaudited Balance Sheets § 4.07(b) WARN Act § 4.11(c) Written Consent § 7.033.01(d)
Appears in 1 contract
Samples: Merger Agreement (Hennessy Capital Investment Corp. V)
Further Definitions. The following terms have the meaning set forth in the Sections set forth below: 2020 Balance Sheet § 5.07(b) Acceptance Time § 2.01(d) Action § 4.09 5.09 Agreement Preamble Alternative Transaction § 7.05(a8.01(a) Antitrust Laws § 7.13(a8.12(a) BCAC Preamble BCAC Board Recitals BCAC Closing Statement § 3.06(b)
(a) BCAC Proposals § 7.01(a) BCAC SEC Reports Audited Financial Statements § 5.07(a) BCAC Stockholders’ Meeting § 7.01(a) Blue Sky Laws § 4.05(b5.05(b) Business Combination Proposal Call Notice § 7.05(b2.01(e)(ii) Certificate of Merger § 2.02(a3.02(a) Certificates § 3.02(b4.02(b) Claims § 6.03 7.03 Closing § 2.02(b3.02(b) Closing Date § 2.02(b) CMS § 4.25(a3.02(b) Code § 3.02(b4.02(h) Companies Act Recitals Company Preamble Company Board Recitals Company Change in Recommendation § 8.03(b) Company Closing Statement § 4.04(c) Company Disclosure Schedule Article IV V Company Permits § 4.06 5.06 Company Share Awards Recommendation Recitals Company Warrants § 4.03(a5.03(b) Company Stockholder Approval § 4.18 Confidentiality Agreement § 7.04(b8.05(b) Consent Solicitation Statement § 8.02(a) Continuing Employees § 7.06(c8.06(c) Contribution Contracting Parties § 4.13(e11.11 D&O Insurance § 8.07(c) Data Security Requirements § 4.13(g5.13(j) Dissenting Shareholders § 2.01(e)(ii) DGCL Recitals Dissenting DLLCA Recitals Earnout Shares § 3.05(a4.03(a) Effective Time § 2.02(a3.02(a) Employee Contributions § 5.10(r) Employer Contributions § 5.10(r) Environmental Permits § 4.15 Equity Plan § 7.06(a) Equity Purchase Agreement Recitals ERISA § 4.10(a) 5.15 ERISA Affiliate § 4.10(b5.10(c) Estimated Closing Statement § 3.06(a) Exchange Act § 4.21 Exchange Agent § 3.02(a4.02(a) Exchange Fund § 3.02(a) Exchanged Option § 3.01(d4.02(a) Financial Statements Statement Delivery Date § 4.07(b10.01(b) Forfeited Employee Earnout Shares § 4.03(d) Forfeited Warrant Earnout Shares § 4.03(e) GAAP § 4.07(a)5.07(a) Governmental Authority § 5.05(b) Health Plan § 5.10(k) Interested Party Transaction § 5.21(a) IRS § 5.12(b) Lease § 5.12(b) Lease Documents § 5.12(a) Letter Agreement Recitals Letter of Transmittal § 4.02(b) LOKB Preamble LOKB Alternative Transaction § 8.01(d) LOKB Assumed Warrant § 4.01(d) LOKB Board Recitals LOKB Closing Statement § 4.04(b) LOKB D&O Insurance § 8.07(d) LOKB Disclosure Schedule Article VI LOKB Option § 4.01(b) LOKB Permit § 6.06
(a) Initial Post-Closing BCAC Directors LOKB Proposals § 2.05(b8.04(a) Insurance Policies LOKB Restricted Stock § 4.17(a4.01(c) IRS LOKB Restricted Stock Units § 4.10(a4.01(d) Intended Tax Treatment Recitals Ladenburg LOKB SEC Reports § 5.12 Lease 6.07(a) LOKB Stockholders’ Meeting § 4.12(b8.04(a) Lease Documents LOKB Tail Policy § 4.12(b8.07(d) Letter of Transmittal LTIP § 3.02(b8.06(a) Lincoln Park Recitals Material Contracts § 4.16(a5.16(a) Material Customer Prospects § 5.17 Material Customers § 5.17 Material Suppliers § 5.17 Maximum Annual Premium § 8.07(c) Maximum Merger Earnout Shares § 4.03(b) Maximum Number of Earnout Shares § 4.03(b) Maximum Tender Offer Earnout Shares § 4.03(b) Merger Recitals Merger Materials § 8.02(d) Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock § 6.03(b) Money Laundering Laws § 5.20(b) Navitas Delaware Preamble Navitas Delaware Percentage § 8.18 Navitas Delaware Warrants § 5.03(b) OIG Navitas Ireland Preamble Navitas Ireland Percentage § 4.25(a8.18 Navitas Ireland Warrants § 5.03(b) Navitas Lock-Up Agreements Recitals Nonparty Affiliates § 11.11 Offer Expiration Time § 2.01(c) Offer Conditions § 2.01(b) Outside Date § 9.01(b) Outstanding BCAC Transaction Expenses § 3.04(b) Outstanding Company Transaction Expenses § 3.04(a10.01(b) PCAOB Audited Financial Statements § 7.14 8.16 Per Share Merger Consideration § 3.01(a4.01(a)(i) Per Share Tender Offer Consideration § 2.01(d) Permitted Warrant Amendment § 8.19 Plans § 4.10(a5.10(a) Prior Financial Statements PPACA § 4.07(a5.10(k) Private Placement Investors Recitals Private Placements Recitals Process Agent § 11.06(d) Proxy Statement § 7.01(a8.02(a) PRSA § 5.10(q) Registration Rights and Lock-Up Agreement Recitals Registration Statement § 7.01(a8.02(a) Relief Application § 2.01(e)(iv) Remedies Exceptions § 4.04 5.04 Representatives § 7.04(a8.05(a) Requisite Company Shareholder Approval § 8.03(a) SEC § 5.07(a6.07(a) Securities Act § 5.07(a5.05(b) Stockholder Shareholder Support Agreement Recitals Subscription Agreement Recitals Surviving Corporation Side Letter Agreements § 2.01 Tax 5.21(b) Specified IP § 4.14(v) Tax Return § 4.14(v) Terminating BCAC Breach § 9.01(g) Terminating Company Breach § 9.01(f) Top Supplier § 4.22(a) Transfer Agent Cancellation § 3.02(b) Trust Account § 5.13 Trust Agreement § 5.13 Trust Fund § 5.13 Trustee § 5.13 Unaudited Balance Sheets § 4.07(b) WARN Act § 4.11(c) Written Consent § 7.035.14(y)
Appears in 1 contract
Samples: Business Combination Agreement (Live Oak Acquisition Corp II)
Further Definitions. The following terms have the meaning set forth in the Sections set forth below: 2020 Balance Sheet § 4.07(b) Action § 4.09 Additional SEC Reports § 7.04(a) Agreed PIPE Recitals Agreement Preamble Alternative Transaction Amended and Restated Holdco Articles § 7.05(a2.12(c) Anti-Money Laundering Laws § 4.22(c) Antitrust Laws § 7.13(a8.13(a) BCAC Preamble BCAC Board Arrangement Consideration § 3.01(a) Arrangement Share Consideration Amount § 3.01(a) Audited Financial Statements § 4.07(a) BCBCA Recitals BCAC Closing Statement § 3.06(b)
(a) BCAC Proposals § 7.01(a) BCAC SEC Reports § 5.07(a) BCAC Stockholders’ Meeting § 7.01(a) Blue Sky Laws § 4.05(b) Business Combination Proposal Cash Exchange Fund § 7.05(b3.03(a) Certificate of Merger § 2.02(a2.10(a) Certificates § 3.02(b3.03(b) Claims § 6.03 7.03 Closing § 2.02(b2.10(b) Closing Date § 2.02(b2.10(b) CMS § 4.25(a) Code § 3.02(b) Colombian Tax Definition of Transfer Tax Company Preamble Company Acquisition Agreement § 8.04(a) Company Board Recitals Company Certificate § 3.01(b) Company Disclosure Schedule Article IV Company Permits § 4.06 4.06(a) Company Preferred Share Conversion § 3.02(b)(i) Company Share Awards Award § 4.03(a4.03(c) Company Stockholder Approval § 4.18 Confidentiality Agreement § 7.04(b8.03(b) Continuing Employees § 7.06(c8.05(a) Contribution Converted Company Warrant § 4.13(e3.04(d) Converted Option Award § 3.04(a) Converted Restricted Share § 3.04(c) Converted RSU Award § 3.04(b) Customers § 4.19 D&O Indemnified Party § 8.06(a) D&O Tail Policy(ies) § 8.06(b) Data Security Requirements § 4.13(g4.13(h) DGCL Recitals Dissenting Shares § 3.05(a) Effective Time § 2.02(a) Environmental Permits § 4.15 Equity Plan § 7.06(a) Equity Purchase Agreement Recitals ERISA § 4.10(a) ERISA Affiliate § 4.10(b4.10(c) Estimated Closing Statement § 3.06(a) Exchange Act § 4.21 Exchange Agent § 3.02(a3.03(a) Exchange Fund § 3.02(a3.03(a) Exchanged Option Extension Proxy Statement § 3.01(d8.18 Fixtures and Equipment § 4.21 Governmental Authority § 4.05(b) Financial Statements Health Plan § 4.07(b4.10(h) GAAP Holdco Preamble Holdco Board Recitals Holdco Common Shares Recitals Holdco D&O Policy § 4.07(a)
(a8.06(c) Initial PostHoldco Non-Closing BCAC Directors Voting Common Shares Recitals Holdco Plan § 2.05(b8.05(b) Insurance Policies Holdco Warrant § 4.17(a) 3.06 Indebtedness Covenants § 8.19 Investors’ Rights Agreement Recitals IRS § 4.10(a4.10(b) Intended Tax Treatment Recitals Ladenburg Law § 5.12 Lease § 4.12(b4.05(a) Lease Documents § 4.12(b) Letter of Transmittal § 3.02(b) Lincoln Park Recitals Material Contracts § 4.16(a) Merger Recitals Merger Effective Time § 2.10(a) Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock § 5.03(b3.02(c)(ii) OIG § 4.25(a) Original Agreement Recitals Original Agreement Date Recitals Outside Date § 9.01(b) Outstanding BCAC Transaction Expenses § 3.04(b) Outstanding Company Transaction Expenses § 3.04(a10.01(b) PCAOB Financial Statements Financials § 7.14 Per Share Merger Consideration § 3.01(a) 8.15 Plans § 4.10(a) Prior Financial Statements Post-Closing Equity Pool § 4.07(a8.05(b) Private Placements Recitals Post-Signing Returns § 8.10(b)(i) Post-Signing Schedules § 8.20 PPACA § 4.10(h) Pre-Closing Conference Call § 2.07 Proxy Statement Statement/Prospectus § 7.01(a8.01(a) Registration Rights and Lock-Up Agreement Recitals Registration Statement § 7.01(a8.01(a) Remedies Exceptions § 4.04 Representatives § 7.04(a8.03(a) Securities Exchange Fund § 3.03(a) Shareholder Support Agreements Recitals SPAC Preamble SPAC Board Recitals SPAC Contribution Recitals SPAC Disclosure Schedule Article V SPAC Extension § 8.18 SPAC Information § 2.04(d) SPAC Material Contracts § 5.12(a) SPAC Merger Consideration § 3.02(c)(ii) SPAC Permits § 5.06 SPAC Preferred Stock § 5.03(a) SPAC SEC Reports § 5.07(a) Securities Act SPAC Warrant Amendment § 5.07(a3.06 Sponsor Recitals Sponsor Loans § 7.02(b)(vi) Stockholder Support Agreement Subscription Agreements Recitals Subscription Agreement Recitals Suppliers § 4.19 Surviving Corporation § 2.01 Tax 2.09 Tail Period § 4.14(v) Tax Return § 4.14(v) Terminating BCAC Breach § 9.01(g8.06(b) Terminating Company Breach § 9.01(f10.01(g) Top Supplier Terminating SPAC Breach § 4.22(a10.01(h) Transfer Agent Cancellation § 3.02(b) Transaction Support Agreement Recitals Trust Account § 5.13 5.18 Trust Agreement § 5.13 5.18 Trust Fund § 5.13 5.18 Trustee § 5.13 Unaudited Balance Sheets 5.18 US Subsidiary Recitals US Subsidiary Contribution Recitals Working Capital Warrants § 4.07(b) WARN Act § 4.11(c) Written Consent § 7.037.02(b)(vi)
Appears in 1 contract
Samples: Business Combination Agreement (Schultze Special Purpose Acquisition Corp.)
Further Definitions. The following terms have the meaning set forth in the Sections set forth below: Action 2019 Audited Financial Statements § 4.09 4.07(a) 2020 Financial Statements § 4.07(a) Agreement Preamble Alternative Transaction § 7.05(a) 8.07 Amendment Signing Date Recitals Antitrust Laws § 7.13(a) BCAC Preamble BCAC Board Recitals BCAC Closing Statement § 3.06(b)
(a) BCAC Proposals § 7.01(a) BCAC SEC Reports § 5.07(a) BCAC Stockholders’ Meeting § 7.01(a8.14(a) Blue Sky Laws § 4.05(b) Business Combination Proposal § 7.05(b7.04(a) Cayman Companies Act Recitals Certificate § 3.02(c)(i) Certificate of Merger § 2.02(a2.02(a)(iii) Certificates § 3.02(b) Claims § 6.03 Closing § 2.02(b) Closing Date § 2.02(b) CMS Closing Date Indebtedness § 4.25(a3.04(a) Closing Lock-Up Agreement Recitals Code § 3.02(b) Recitals Company Preamble Company Board Recitals § 3.01(b) Company Board Recommendation § 8.04 Company Disclosure Schedule Article IV Company Officer’s Certificate § 9.02(c) Company Permits § 4.06 Company Share Awards Consideration § 4.03(a3.01(a)(i) Company Stockholder Approval Shareholders Meeting § 4.18 Confidentiality Agreement 8.04 Company Subsidiary § 7.04(b4.01(a) Continuing Employees Company Transaction Expenses § 7.06(c) Contribution § 4.13(e) Data Security Requirements § 4.13(g3.04(a) DGCL Recitals Dissenting Shares § 3.05(a) Effective Time § 2.02(a2.02(a)(iii) Environmental Permits § 4.15 Equity Plan § 7.06(a) Equity Purchase Agreement Recitals ERISA § 4.10(a) ERISA Affiliate § 4.10(b) Estimated Closing Statement § 3.06(a) Exchange Act § 4.21 Exchange Agent § 3.02(a3.02(b)(i) Exchange Fund § 3.02(a3.02(b)(i) Exchanged Option F-Reorg Merger Recitals F-Reorg Merger Documents § 3.01(d2.02(a)(i) F-Reorg Payment Schedule § 3.02(a)(v) F-Reorg Plan of Merger § 2.02(a)(i) F-Reorg Time § 2.02(a)(i) First Merger Recitals First Merger Documents § 2.02(a)(ii) First Merger Plan of Merger § 2.02(a)(ii) First Merger Sub Preamble First Merger Sub Ordinary Shares § 5.03(b) GAAP § 4.07(a) Governmental Authority § 4.05(b) HCIC Preamble HCIC Board § 6.10(a) HCIC Board Recommendation § 8.02 HCIC Disclosure Schedule Article VI HCIC Letter of Transmittal § 3.02(c)(i)
(a) HCIC Proposals § 8.01(a) HCIC Public Warrants § 6.16 HCIC SEC Reports § 6.07(a) HCIC Stockholder § 8.12(e) HCIC Stockholders’ Meeting § 8.01(a) HCIC Transaction Expenses § 3.04(b) HCIC Warrants § 6.03(a) Health Plan § 4.10(k) Intended Tax Treatment Recitals Interim Financial Statements § 4.07(b) GAAP Interim Financial Statements Date § 4.07(a)
(a4.07(b) Initial Post-Closing BCAC Directors IPO § 2.05(b) Insurance Policies § 4.17(a7.04(a) IRS § 4.10(a4.10(b) Intended Tax Treatment Recitals Ladenburg Xxxxxxxx § 5.12 11.12(b) Law § 4.05(a) Lease § 4.12(b) Lease Documents § 4.12(b) Letter of Transmittal Linklaters § 3.02(b11.12(b) Lincoln Park Lock-Up Agreements Recitals Material Contracts § 4.16(a) Maximum Annual Premium § 8.08(b) Merger Documents § 2.02(a)(iii) Merger Payment Schedule § 3.02(b)(vi) Mergers Recitals Merger Sub Preamble Merger Sub Board Nasdaq § 6.07(d) Non-Disclosure Agreement § 8.06(b) NYSE § 8.13(b) Nonparty Affiliate § 11.11 Ordinary Commercial Agreement § 4.14(b) Original Agreement Recitals Merger Sub Common Stock § 5.03(b) OIG § 4.25(a) Original Signing Date Recitals Outside Date § 9.01(b10.01(b) Outstanding BCAC Transaction Expenses Parties Preamble Party Preamble PCAOB Audited Financials § 3.04(b) Outstanding Company Transaction Expenses 8.15 PCAOB Financials § 3.04(a) PCAOB Financial Statements § 7.14 Per Share Merger Consideration § 3.01(a) 8.15 Plans § 4.10(a) Prior Financial Statements PPACA § 4.07(a4.10(k) Private Placements Prime Merger Sub Recitals Proxy Statement Prime Merger Sub Ordinary Shares § 7.01(a4.03(n) Registration Rights and Lock-Up Agreement Recitals Registration Statement Plus Holdings Preamble Plus Holdings Board § 7.01(a) Remedies Exceptions § 4.04 Representatives § 7.04(a) SEC § 5.07(a) Securities Act § 5.07(a) Stockholder Support Agreement Recitals Subscription Agreement Recitals Surviving Corporation § 2.01 Tax § 4.14(v) Tax Return § 4.14(v) Terminating BCAC Breach § 9.01(g) Terminating Company Breach § 9.01(f) Top Supplier § 4.22(a) Transfer Agent Cancellation § 3.02(b) Trust Account § 5.13 Trust Agreement § 5.13 Trust Fund § 5.13 Trustee § 5.13 Unaudited Balance Sheets § 4.07(b) WARN Act § 4.11(c) Written Consent § 7.033.01(d)
Appears in 1 contract
Samples: Merger Agreement (Hennessy Capital Investment Corp. V)
Further Definitions. The following terms have the meaning set forth in the Sections set forth below: Acquisition Closing § 2.02(b) Acquisition Merger Recitals Acquisition Merger Effective Time § 2.02(a) Action § 4.09 Agreement Preamble Alternative Transaction § 7.05(a7.01(a) Antitrust Laws § 7.13(a7.12(a) BCAC Preamble BCAC Board Recitals BCAC Closing Statement Assumed SPAC Warrant § 3.06(b)
(a3.01(a)(iii) BCAC Proposals Audited Annual Financial Statements § 7.01(a) BCAC SEC Reports § 5.07(a) BCAC Stockholders’ Meeting § 7.01(a4.07(a) Blue Sky Laws § 4.05(b) Business Combination Proposal § 7.05(b) Certificate of Merger § 2.02(a) Certificates § 3.02(b) Change in Recommendation § 7.04(b) Claims § 6.03 Closing § 2.02(b) Closing Date § 2.02(b) CMS § 4.25(a) Code § 3.02(b3.02(g) Company Preamble Company Board Recitals Company D&O Insurance § 7.07(c) Company Disclosure Schedule Article IV Company Permits Interested Party Transaction § 4.21(a) Company Permit § 4.06 Company Share Awards § 4.03(a) Company Stockholder Approval § 4.18 Recommendation Recitals Confidentiality Agreement § 7.04(b7.05(b) Continuing Employees Contracting Parties § 7.06(c10.11 Conversion § 3.01(b) Contribution D&O Indemnitees § 4.13(e7.07(a) Data Security Requirements D&O Insurance § 4.13(g) DGCL Recitals Dissenting Shares § 3.05(a) Effective Time § 2.02(a7.07(c) Environmental Permits § 4.15 Equity Plan § 7.06(a) Equity Purchase Agreement Recitals ERISA § 4.10(a) ERISA Affiliate § 4.10(b) Estimated Closing Statement § 3.06(a) Exchange Act § 4.21 Exchange Agent § 3.02(a) Exchange Fund § 3.02(a) Exchanged Option Excluded Shares § 3.01(d) Financial Statements § 4.07(b3.01(c) GAAP § 4.07(a)
(a) Governmental Authority § 4.05(b) Holdings Recitals Holdings Ordinary Shares § 5.03(c) Information Security Reviews § 4.13(p) Initial Post-Closing BCAC Directors § 2.05(b2.02(b) Insurance Policies Initial Merger Recitals Initial Merger Effective Time § 4.17(a2.02(a) IRS § 4.10(a4.14(j) Intended Tax Treatment Recitals Ladenburg § 5.12 Lease § 4.12(b) Lease Documents § 4.12(b) Letter of Transmittal § 3.02(b) Lincoln Park Recitals Material Contracts § 4.16(a) Material Customers § 4.17 Material Suppliers § 4.17 Merger Recitals Materials § 7.02(a) Merger Sub Preamble Recitals Merger Sub Board Recitals Merger Sub Common Stock Ordinary Shares § 5.03(b) OIG Mergers Recitals Nonparty Affiliates § 4.25(a) 10.11 Omnibus Incentive Plan § 7.06 Outside Date § 9.01(b) Outstanding BCAC Transaction Expenses § 3.04(b) Outstanding Company Transaction Expenses § 3.04(a) PCAOB Financial Statements § 7.14 Per Share Merger Consideration 7.18 PRC Subsidiary § 3.01(a4.01(d) Plans PRC Establishment Documents § 4.10(a4.01(d) Prior Financial Statements § 4.07(a) Private Placements Recitals Proxy Statement § 7.01(a7.02(a) Registration Rights and Lock-Up Agreement Recitals Registration Statement § 7.01(a7.02(a) Remedies Exceptions § 4.04 Representatives § 7.04(a7.05(a) Required SPAC Proposals § 7.02(a) SEC § 5.07(a) Securities Act § 5.07(a4.05(b) Stockholder Support Agreement SPAC Preamble SPAC Alternative Transaction § 7.01(d) SPAC Board Recitals Subscription Agreement Recitals Surviving Corporation SPAC D&O Indemnitees § 2.01 Tax 7.07(b) SPAC D&O Insurance § 4.14(v7.07(d) Tax Return SPAC Disclosure Schedule Article V SPAC Intervening Event Notice § 4.14(v7.04(b) Terminating BCAC Breach SPAC Intervening Event Notice Period § 9.01(g7.04(b) Terminating Company Breach WFOEs § 9.01(f4.01(c) Top Supplier VIE Entity § 4.22(a) Transfer Agent Cancellation § 3.02(b) Trust Account § 5.13 Trust Agreement § 5.13 Trust Fund § 5.13 Trustee § 5.13 Unaudited Balance Sheets § 4.07(b) WARN Act § 4.11(c) Written Consent § 7.034.01(c)
Appears in 1 contract
Samples: Business Combination Agreement (Prime Impact Acquisition I)
Further Definitions. The following terms have the meaning set forth in the Sections set forth below: Action 2021 Balance Sheet § 4.09 4.07(b) Agreement Preamble Alternative Transaction § 7.05(a) Antitrust Laws § 7.13(a9.16(a) BCAC Audited Financial Statements § 4.07(a) Blocker Preamble BCAC Board Blocker Member Preamble Blocker Mergers Recitals BCAC Closing Statement Blocker Merger Tax Opinion § 3.06(b)
(a9.01(a) BCAC Proposals Blocker Written Consent § 7.01(a) BCAC SEC Reports § 5.07(a) BCAC Stockholders’ Meeting § 7.01(a5.04(c) Blue Sky Laws § 4.05(b) Business Combination Proposal § 7.05(b9.06(b) Cash Exchange Fund § 3.07(a) Certificate of First Blocker Merger § 2.02(a2.02(b) Certificate of First Company Merger § 2.02(d) Certificate of Second Blocker Merger § 2.02(c) Certificate of Second Company Merger § 2.02(e) Certificates § 3.02(b3.07(b) Claims § 6.03 8.04 Closing § 2.02(b2.02(a) Closing Date § 2.02(b) CMS § 4.25(a2.02(a) Code § 3.02(b3.07(h) Company Preamble Company Board Recitals Company Certificate § 3.08(a) Company Disclosure Schedule Article IV Company Members Recitals Company Merger Tax Opinion § 9.01(a) Company Mergers Recitals Company Parties § 8.04 Company Permits § 4.06 Company Share Awards Subsidiary § 4.03(a4.01(a) Company Stockholder Approval Written Consent § 4.18 Confidentiality Agreement § 7.04(b) 9.04 Continuing Employees § 7.06(c9.07(a) Contribution Copyrights § 4.13(e1.01 D&O Indemnitees § 9.08(a) Data Security Requirements D&O Tail Policies § 4.13(g9.08(b) DGCL § 9.15(b) DLLC Act Recitals Dissenting Shares Earn-Out Consideration § 3.05(a3.06(a) Effective Time Earn-Out Target § 2.02(a3.06(a) Employment Matters § 4.11(c) Environmental Permits § 4.15 Equity Plan § 7.06(a) Equity Purchase Agreement Recitals ERISA § 4.10(a) ERISA Affiliate § 4.10(b4.10(c) Estimated Closing Statement ESPP § 3.06(a) 9.19 Exchange Act § 4.21 4.22 Exchange Agent § 3.02(a3.07(a) Exchange Fund § 3.02(a3.07(a) Exchanged Option Options § 3.01(d3.04(f) Financial Statements Exchanged Units § 4.07(b3.04(g) First Blocker Merger Recitals First Blocker Merger Effective Time § 2.02(b) First Blocker Merger Surviving Company § 2.01(a) First Blocker Merger Surviving Company Interest § 3.02(b) First Company Merger Recitals First Company Merger Effective Time § 2.02(d) First Company Merger Surviving Company § 2.01(c) First Company Merger Surviving Company Interest § 3.04(e) GAAP § 4.07(a)
(a) Initial Post-Closing BCAC Directors Governmental Authority § 2.05(b4.05(b) Insurance Policies Health Plan § 4.17(a4.10(k) IRS § 4.10(a4.10(b) Intended Tax Treatment Recitals Ladenburg Law § 5.12 4.05(a) Lease § 4.12(b) Lease Documents § 4.12(b) Letter of Transmittal § 3.02(b3.07(b) Lincoln Park Lock-Up Agreement Recitals Material Contracts § 4.16(a) Merger Member Support Agreement Recitals Mergers Recitals Merger Sub 1 Preamble Merger Sub Board Recitals 1 Interest § 3.02(b) Merger Sub Common Stock 2 Preamble Merger Sub 2 Interest § 5.03(b3.03(b) OIG Merger Sub 3 Preamble Merger Sub 3 Interest § 4.25(a3.04(e) Merger Sub 4 Preamble Merger Sub 4 Interest § 3.05(b) Monroe Payoff Letter § 3.09(g) Outside Date § 9.01(b11.01(b) Outstanding BCAC Transaction Expenses Parent Preamble Parent Amended and Restated Bylaws § 3.04(b2.04(e) Outstanding Company Transaction Expenses Parent Board Recitals Parent Certificate § 3.04(a3.08(b) Parent Material Contracts § 7.19(a) Parent Preferred Stock § 7.03(a) Parent Proposals § 9.01(a) Parent SEC Reports § 7.07(a) Parent Second Amended and Restated Certificate of Incorporation § 2.04(e) Parent Material Contract § 7.19(a) Parent Stockholders Recitals Parent Stockholders’ Meeting § 9.01(a) Payment Spreadsheet § 3.01 PCAOB Financial Statements Audited Financials § 7.14 Per Share Merger Consideration § 3.01(a) 9.13 Plans § 4.10(a) Prior Financial Statements PPACA § 4.07(a4.10(k) Private Placement Amount Recitals Private Placements Recitals Proxy Statement § 7.01(a9.01(a) Registered IP § 4.13(a) Registration Rights and Lock-Up Agreement Recitals Registration Statement § 7.01(a9.01(a) Remedies Exceptions § 4.04 Representatives § 7.04(a9.05(a) SEC § 5.07(a7.07(a) Second Blocker Merger Recitals Second Blocker Merger Effective Time § 2.02(c) Second Blocker Merger Surviving Company § 2.01(b) Second Company Merger Recitals Second Company Merger Effective Time § 2.02(e) Securities Act § 5.07(a7.07(a) Stockholder Securities Exchange Fund § 3.07(a) Service Agreements § 4.10(a) Sponsor Support Agreement Recitals Subscription Stock Incentive Plan § 9.19 Stockholders Agreement Recitals Subscription Agreements Recitals Surviving Corporation Company § 2.01 Tax 2.01(d) SVB Payoff Letter § 4.14(v) Tax Return § 4.14(v) Terminating BCAC Breach § 9.01(g3.09(g) Terminating Company Breach § 9.01(f11.01(g) Top Supplier Terminating Parent Breach § 4.22(a11.01(h) Transfer Agent Cancellation Trademarks § 3.02(b) 1.01 Trust Account § 5.13 7.13 Trust Agreement § 5.13 7.13 Trust Fund § 5.13 Trustee § 5.13 7.13 Unaudited Balance Sheets Financial Statements § 4.07(b) WARN Act § 4.11(c) Written Consent § 7.03)
Appears in 1 contract
Samples: Business Combination Agreement (McAp Acquisition Corp)
Further Definitions. The following terms have the meaning set forth in the Sections set forth below: 3/31 Balance Sheet § 4.07(b) Action § 4.09 Additional PIPE Investors Recitals Additional Subscription Agreements Recitals Agreement Preamble Alternative Transaction § 7.05(a7.01(a) Amended and Restated Articles of Association § 2.04(a) Antitrust Laws § 7.13(a7.12(a) BCAC Preamble BCAC Board Recitals BCAC Closing Statement Audited Annual Financial Statements § 3.06(b)
(a) BCAC Proposals § 7.01(a) BCAC SEC Reports § 5.07(a) BCAC Stockholders’ Meeting § 7.01(a4.07(a) Blue Sky Laws § 4.05(b) Business Combination Proposal § 7.05(b) Certificate of Merger § 2.02(a) Certificates § 3.02(b) Claims § 6.03 Closing § 2.02(b) Closing Date § 2.02(b) CMS § 4.25(a) Code § 3.02(b3.02(g) Companies Act 2.04(a) Company Preamble Company Awards § 4.03(b) Company Board Recitals Company Closing Statement § 3.04 Company Disclosure Schedule Article IV Company Permits D&O Insurance § 7.07(c) Company Interested Party Transaction § 4.21(a) Company Permit § 4.06 Company Share Awards Recommendation Recitals Company Warrants § 4.03(a4.03(b) Company Stockholder Approval § 4.18 Confidentiality Agreement § 7.04(b7.05(b) Continuing Employees Contracting Parties § 7.06(c10.11 Conversion § 3.01(a) Contribution Convertible Notes Recitals COVID-19 Relief § 4.13(e4.25 D&O Insurance § 7.07(c) Data Security Requirements § 4.13(g4.13(h) DGCL Recitals Dissenting Domestication § 2.05 Earnout Shares § 3.05(a3.03(a) Effective Time § 2.02(a) Environmental Permits § 4.15 Equity Plan § 7.06(a) Equity Purchase Agreement Recitals ERISA § 4.10(a) ERISA Affiliate § 4.10(b) Estimated Closing Statement § 3.06(a) Exchange Act § 4.21 Exchange Agent § 3.02(a) Exchange Fund § 3.02(a) Exchanged Option § 3.01(c) Exchanged Restricted Stock § 3.01(d) Financial Statements Governmental Authority § 4.07(b4.05(b) GAAP IFRS § 4.07(a)
(a) Initial Post-Closing BCAC Directors Incentive Plan § 2.05(b7.06 Incentive Plan Proposal § 7.02(a) Insurance Policies § 4.17(a) Investor Rights Agreement Recitals IRS § 4.10(a4.14(j) Intended Tax Treatment Recitals Ladenburg § 5.12 Lease § 4.12(b) Lease Documents § 4.12(b) Letter of Transmittal § 3.02(b) Lincoln Park Recitals Material Contracts § 4.16(a) Material Suppliers § 4.17 Maximum Annual Premium § 7.07(c) Merger Recitals Merger Materials § 7.02(a) Merger Sub Preamble Recitals Merger Sub Board Recitals Merger Sub Common Stock § 5.03(b) OIG Nonparty Affiliates § 4.25(a) 10.11 Outside Date § 9.01(b) Outstanding BCAC Transaction Expenses § 3.04(b) Outstanding Company Transaction Expenses § 3.04(a) PCAOB Financial Statements § 7.14 Per Overall Share Merger Consideration § 3.01(a) Plans Limit 7.06 PIPE Investors Recitals Plan § 4.10(a) Prior Financial Statements § 4.07(a) Private Placements Recitals Proxy Statement § 7.01(a7.02(a) Registration Rights and Lock-Up Agreement Recitals Public Subsidies § 4.24 Registration Statement § 7.01(a7.02(a) Remedies Exceptions § 4.04 Representatives § 7.04(a7.05(a) Required SPAC Proposals § 7.02(a) SEC § 5.07(a) Securities Act § 4.05(b) Side Letter Agreements § 4.21(b) SPAC Preamble SPAC Alternative Transaction § 7.01(d) SPAC Board Recitals SPAC D&O Insurance § 7.07(d) SPAC Disclosure Schedule Article V SPAC Founder Shareholders Recitals SPAC Founders Stock Letter Recitals SPAC Material Contracts § 5.19(a) SPAC Preference Shares § 5.03(a) SPAC SEC Reports § 5.07(a) Stockholder Support Agreement SPAC Shareholder Approval § 5.04 SPAC Shareholders’ Meeting § 7.02(a) SPAC Tail Policy § 7.07(d) Sponsor Recitals Subscription Agreement Agreements Recitals SPAC Recitals Surviving Subsidiary Corporation § 2.01 Tax § 4.14(v) Tax Return § 4.14(v) Terminating BCAC Breach § 9.01(g) Recitals Terminating Company Breach § 9.01(f) Top Supplier Terminating SPAC Breach § 4.22(a) Transfer Agent Cancellation § 3.02(b9.01(g) Trust Account § 5.13 Trust Agreement § 5.13 Trust Fund § 5.13 Trustee § 5.13 Unaudited Balance Sheets § 4.07(b) WARN Act § 4.11(c) Written Consent § 7.03 Written Consent Failure § 7.03
Appears in 1 contract
Samples: Business Combination Agreement (Galata Acquisition Corp.)
Further Definitions. The following terms have the meaning set forth in the Sections set forth below: Action § 4.09 Agreement Preamble Alternative Transaction § 7.05(a) Antitrust Laws § 7.13(a7.11(a) BCAC Preamble BCAC Board Recitals BCAC Closing Statement Assumed PC3 Warrant § 3.06(b)
(a) BCAC Proposals § 7.01(a) BCAC SEC Reports § 5.07(a) BCAC Stockholders’ Meeting § 7.01(a2.07(c) Blue Sky Laws § 4.05(b) Business Combination Proposal § 7.05(b) Certificate of Merger § 2.02(a) Certificates § 3.02(b) 7.13 Cayman Companies Act Recitals Claims § 6.03 Closing § 2.02(b) 2.08 Closing Date § 2.02(b) CMS § 4.25(a) 2.08 Code § 3.02(b) 3.02 Commercial/Supply Agreement Recitals Company Preamble Company Board Recitals Company Certificate § 3.03(a) Company Disclosure Schedule Article IV Company Exchange Consideration § 2.01(a) Company Financing Agreements §7.18(b) Company Permits § 4.06 Company Share Awards § 4.03(aPotential Financing §7.18(b) Company Stockholder Approval Preamble Company Stockholder Written Consent Recitals Company Unaudited Financials § 4.18 7.12 Company Waiving Parties § 10.11(b) Confidentiality Agreement § 7.04(b7.03(b) Continuing Employees Dissenting PC3 Shareholder § 7.06(c3.04(a) Contribution § 4.13(e) Data Security Requirements § 4.13(g) DGCL Recitals Dissenting PC3 Shares § 3.05(a3.04(a) Effective Time D&O Tail § 2.02(a7.05(b) Environmental Permits § 4.15 4.15(c) Equity Incentive Plan § 7.06(a) Equity Purchase Agreement Recitals ERISA § 4.10(a) ERISA Affiliate § 4.10(b) Estimated Closing Statement § 3.06(a) Exchange Act § 4.21 7.15 Exchange Agent § 3.02(a3.01(a) Exchange Agreement § 2.01 Exchange Fund § 3.02(a3.01(b) Exchanged Option Governmental Authority § 3.01(d) Financial Statements § 4.07(b) GAAP § 4.07(a)
(a) Initial Post-Closing BCAC Directors § 2.05(b) Insurance Policies § 4.17(a) IRS § 4.10(a4.05(b) Intended Tax Treatment Recitals Ladenburg Interim Period § 5.12 Lease 6.01(a) Law § 4.12(b4.05(a) Lease Documents § 4.12(b) Letter of Transmittal § 3.02(b) Lincoln Park Recitals Material Contracts § 4.16(a) Merger Recitals Merger Effective Time § 2.03 Merger Sub Preamble Merger Sub Ordinary Shares § 5.03(c) Nasdaq § 5.07(d) NewPubco Preamble NewPubco Board Recitals Merger Sub NewPubco Common Stock § 5.03(b) OIG OFAC § 4.25(a) 1.01 Outside Date § 9.01(b) Outstanding BCAC Transaction Expenses Payment Spreadsheet § 3.04(b3.03(d) Outstanding Company Transaction Expenses PC3 Preamble PC3 Board Recitals PC3 Disclosure Schedule Article V PC3 Financing Agreements § 3.04(a7.18(a) PCAOB Financial Statements § 7.14 Per Share PC3 Merger Consideration § 3.01(a2.07(b)(ii) Plans PC3 Potential Financing § 4.10(a7.18(a) Prior Financial Statements PC3 Preference Shares § 4.07(a5.03(a) Private Placements PC3 Proposals § 7.01(a) PC3 Required Shareholders Approval § 5.10(b) PC3 SEC Reports § 5.07(a) PC3 Shareholders Recitals PC3 Shareholders’ Meeting § 7.01(a) PC3 Waiving Parties § 10.11(a) PCAOB Audited Financials § 7.12 Plan of Merger § 2.03 Potential Financing § 7.18(b) Pro Forma Cap Table § 2.01(a) Proxy Statement § 7.01(a) Registered IP § 4.13(a) Registration Rights and Lock-Up Agreement Recitals Registration Statement § 7.01(a) Remedies Exceptions § 4.04 Representatives § 7.04(a7.03(a) SEC Required Financials § 5.07(a) 7.12 Securities Act § 5.07(a) Stockholder 4.23 Share Exchange § 2.01 Sponsor Recitals Sponsor Support Agreement Recitals Subscription Agreement Recitals Surviving Corporation § 2.01 2.02 Tax § 4.14(v4.14(o) Tax Return § 4.14(v) Terminating BCAC Breach § 9.01(g4.14(o) Terminating Company Breach § 9.01(e) Terminating PC3 Breach § 9.01(f) Top Supplier § 4.22(a) Transfer Agent Cancellation § 3.02(b) Trust Account § 5.13 Trust Agreement § 5.13 Trust Fund § 5.13 Trustee § 5.13 Unaudited Balance Sheets Unit Separation § 4.07(b2.07(a) Unpaid Company Transaction Expenses § 3.03(a) Unpaid PC3 Transaction Expenses § 3.03(b) WARN Act § 4.11(c) Written Consent § 7.036.01(a)(viii)
Appears in 1 contract
Samples: Business Combination Agreement (Perception Capital Corp. III)
Further Definitions. The following terms have the meaning set forth in the Sections set forth below: 2020 Balance Sheet § 4.07(a) Acquisition Closing § 2.02(b) Acquisition Closing Date § 2.02(b) Acquisition Merger Recitals Acquisition Merger Effective Time § 2.02(a) Action § 4.09 Agreement Preamble Alternative Transaction § 7.05(a7.01(a) Antitrust Laws § 7.13(a7.12(a) BCAC Preamble BCAC Board Recitals BCAC Closing Statement Assumed SPAC Warrant § 3.06(b)
(a3.01(a)(iv) BCAC Proposals Assumed Warrant § 7.01(a3.01(d) BCAC SEC Reports Audited Annual Financial Statements § 5.07(a) BCAC Stockholders’ Meeting § 7.01(a4.07(a) Blue Sky Laws § 4.05(b) Business Combination Proposal § 7.05(b) Certificate of Merger § 2.02(a) Certificates § 3.02(b) Claims § 6.03 Closing COBRA § 2.02(b) Closing Date § 2.02(b) CMS § 4.25(a4.10(e) Code § 3.02(b3.02(h) Company Preamble Company Board Recitals Company Closing Statement § 3.04 Company Disclosure Schedule Article IV Company Permits D&O Insurance § 7.07(c) Company Interested Party Transaction § 4.21(a) Company Permit § 4.06 Company Share Awards Recommendation Recitals Company Warrants § 4.03(a4.03(b) Company Stockholder Approval § 4.18 Confidentiality Agreement § 7.04(b7.05(b) Continuing Employees Contracting Parties § 7.06(c10.11 Conversion § 3.01(b) Contribution D&O Insurance § 4.13(e7.07(c) Domestication Closing § 2.02(b) Domestication Closing Date § 2.02(b) Domestication Merger Recitals Domestication Merger Effective Time § 2.02(a) Data Security Requirements § 4.13(g4.13(h) DGCL Recitals Dissenting Earnout Shares § 3.05(a) Effective Time § 2.02(a3.03(a) Environmental Permits § 4.15 Equity Plan § 7.06(a) Equity Purchase Agreement Recitals ERISA § 4.10(a) ERISA Affiliate § 4.10(b4.10(c) Estimated Closing Statement ESPP § 3.06(a7.06 ESPP Proposal § 7.02(a) Exchange Act § 4.21 Exchange Agent § 3.02(a) Exchange Fund § 3.02(a) Exchanged Option § 3.01(d3.01(e) Financial Statements Exchanged Restricted Stock § 4.07(b3.01(f) GAAP § 4.07(a)
(a) Initial Post-Closing BCAC Directors Governmental Authority § 2.05(b4.05(b) Insurance Policies Health Plan § 4.17(a4.10(j) Holdings Recitals IRS § 4.10(a4.10(b) Intended Tax Treatment Recitals Ladenburg § 5.12 Lease § 4.12(b) Lease Documents § 4.12(b) Letter of Transmittal § 3.02(b) Lincoln Park Recitals Material Contracts § 4.16(a) Merger Material Suppliers § 4.17 Maximum Annual Premium § 7.07(c) Mergers Recitals Merger Materials § 7.02(a) Merger Sub Preamble Recitals Merger Sub Board Recitals Merger Sub Common Stock § 5.03(b) OIG Nonparty Affiliates § 4.25(a10.11 Omnibus Incentive Plan § 7.06 Omnibus Incentive Plan Proposal § 7.02(a) Outside Date § 9.01(b) Outstanding BCAC Transaction Expenses § 3.04(b) Outstanding Company Transaction Expenses § 3.04(a) PCAOB Financial Statements § 7.14 Per Share Merger Consideration § 3.01(a3.01(c)(i) PIPE Investors Recitals Plans § 4.10(a) Prior Financial Statements PPACA § 4.07(a4.10(j) Private Placements Recitals Proxy Statement § 7.01(a7.02(a) Registration Rights and Lock-Up Agreement Recitals Registration Statement § 7.01(a7.02(a) Remedies Exceptions § 4.04 Representatives § 7.04(a7.05(a) Required SPAC Proposals § 7.02(a) SEC § 5.07(a) Second Effective Time § 3.01(b) Securities Act § 4.05(b) Side Letter Agreements § 4.21(b) SPAC Preamble SPAC Alternative Transaction § 7.01(d) SPAC Board Recitals SPAC Bylaws Recitals SPAC Certificate of Incorporation Recitals SPAC D&O Insurance § 7.07(d) SPAC Disclosure Schedule Article V SPAC Founder Shareholders Recitals SPAC Founders Stock Letter Recitals SPAC Material Contracts § 5.19(a) SPAC Preferred Stock § 5.03(a) SPAC SEC Reports § 5.07(a) Stockholder Support Agreement SPAC Shareholders’ Meeting § 7.02(a) SPAC Tail Policy § 7.07(d) Sponsor Recitals Subscription Agreement Agreements Recitals Surviving Corporation Recitals Surviving Corporation Organizational Documents § 2.01 Tax § 4.14(v2.04(b) Tax Return § 4.14(v) Terminating BCAC Breach § 9.01(g) Surviving Subsidiary Corporation Recitals Terminating Company Breach § 9.01(f) Top Supplier Terminating SPAC Breach § 4.22(a) Transfer Agent Cancellation § 3.02(b9.01(g) Trust Account § 5.13 Trust Agreement § 5.13 Trust Fund § 5.13 Trustee § 5.13 Unaudited Balance Sheets § 4.07(b) WARN Act § 4.11(c) Written Consent § 7.03 Written Consent Failure § 7.03
Appears in 1 contract
Samples: Business Combination Agreement (Switchback II Corp)
Further Definitions. The following terms have the meaning set forth in the Sections set forth below: Action 2020 PCAOB Audited Financials § 4.09 7.15 Acquisition Proposal § 7.05(b) Agreement Preamble Alternative Transaction Annual Financial Statements § 7.05(a4.07(a) Annual PCAOB Audited Financials § 7.15 Antitrust Laws § 7.13(a) BCAC Preamble BCAC Board Recitals BCAC Closing Statement § 3.06(b)
(a) BCAC Proposals § 7.01(a) BCAC SEC Reports § 5.07(a) BCAC Stockholders’ Meeting § 7.01(a7.14(a) Blue Sky Laws § 4.05(b) Business Combination § 6.03 Business Combination Proposal § 7.05(b7.06(a) Certificate of Merger Caricord § 2.02(a7.22(a) Certificates Caricord Agreement § 3.02(b7.22(a) Claims Celgene § 6.03 7.22(b) Celgene CVR Agreement § 7.22(b) Celgene CVR Amendment § 7.22(b) Celgene Investment Rights Agreement § 7.22(b) Closing § 2.02(b) Closing Date § 2.02(b) CMS § 4.25(a) Code § 3.02(b3.02(g) Company Preamble Company Board Recitals Company Board Recommendation § 7.03 Company Disclosure Schedule Article IV Company Officer’s Certificate § 8.02(c) Company Permits § 4.06 4.06(a) Company Share Awards Service Provider § 4.03(a6.01(b)(vii) Company Stockholder Approval § 4.18 Confidentiality Agreement Company Stockholders Meeting § 7.04(b7.03 Company Subsidiary § 4.01(a) Consent Solicitation Statement § 7.01(e) Continuing Employees § 7.06(c7.07(a) Contribution Converted Option § 4.13(e3.01(b)(v) Converted Warrant § 3.01(b)(iv) Data Security Requirements § 4.13(g4.13(l) DGCL Recitals Dissenting Shares § 3.05(a) DLLCA Recitals Effective Time § 2.02(a) Environmental Permits § 4.15 Equity Plan § 7.06(a) Equity Purchase Agreement Recitals ERISA § 4.10(a) ERISA Affiliate § 4.10(b4.10(c) Estimated Closing Statement § 3.06(a) Exchange Act § 4.21 Exchange Agent § 3.02(a) Exchange Fund § 3.02(a) Exchanged Option Extension § 3.01(d6.02(b) Extension Date § 6.02(b) FDA § 4.06(a) FDA Application Integrity Policy § 4.06(d) First Certificate of Merger § 2.02(a) First Merger Recitals First Merger Sub Preamble First Merger Sub Board Recitals First Merger Sub Common Stock § 5.03(b) GAAP § 4.07(a) Governmental Authority § 4.05(b) GX Preamble GX Board Recitals
(a) GX Class A Common Stock § 5.03(a) GX Class B Common Stock § 5.03(a) GX Common Stock § 5.03(a) GX Disclosure Schedule Article V GX Equity Plan § 7.01(a) GX ESPP § 7.01(a)
(a) GX Proposals § 7.01(a) GX Public Warrants § 5.16 GX SEC Reports § 5.07(a) GX Stockholder Approval § 8.01(b) GX Stockholders’ Meeting § 7.01(a) GX Warrants § 5.03(a) Initial Outside Date § 9.01(b) Intended Tax Treatment Recitals Interim Financial Statements § 4.07(b) GAAP Interim Financial Statements Date § 4.07(a)
(a4.07(b) Initial Post-Closing BCAC Directors IPO § 2.05(b) Insurance Policies § 4.17(a) 6.03 IRS § 4.10(a4.10(b) Intended Tax Treatment Key Employee Recitals Ladenburg Law § 5.12 4.05(a) Lease § 4.12(b) Lease Documents § 4.12(b)
(b) Letter of Transmittal § 3.02(b) Lincoln Park Lock-up Agreements Recitals Material Contracts § 4.16(a) Maximum Annual Premium § 7.08(b) Merger Recitals Merger Sub Preamble Merger Sub Board Payment Schedule § 3.02(i) New Employment Agreements Recitals Merger Sub Common Stock Non-Disclosure Agreement § 5.03(b7.04(b) OIG Nonparty Affiliate § 4.25(a10.11 Ordinary Commercial Agreement § 4.14(b) Outside Date § 9.01(b) Outstanding BCAC Transaction Expenses § 3.04(b) Outstanding Company Transaction Expenses § 3.04(a) Outstanding GX Transaction Expenses § 3.04(b) Outstanding Transaction Expenses § 3.04(b) PCAOB Financial Statements Audited Financials § 7.14 7.15 Per Share Merger Consideration § 3.01(a3.01(b)(i) Plans § 4.10(a) Prior Financial Statements Pre-Closing Charter Amendment § 4.07(a) 7.23 Private Placement Investors Recitals Private Placements Recitals Prospectus § 6.03 Proxy Statement § 7.01(a) Public Stockholders § 6.03 Q1 Unaudited Interim Financial Statements § 7.15 Q3 Unaudited Interim Financial Statements § 7.15 Registration Rights and Lock-Up Agreement Recitals Registration Statement § 7.01(a) Related Party § 7.21 Released Claims § 6.03 Remedies Exceptions § 4.04 Representatives § 7.04(a) Xxxxxxxx-Xxxxx Act § 5.07(a) SEC § 5.07(a) Securities Act Second Certificate of Merger § 5.07(a2.02(a)
(a) Stockholder Second Merger Recitals Second Merger Sub Preamble Second Merger Sub Board Recitals Sponsor Recitals Sponsor Support Agreement Recitals Stockholder Support Agreements Recitals Subscription Agreement Agreements Recitals Subscription Amount Recitals Surviving Corporation Recitals Surviving Entity Recitals Surviving Provisions § 2.01 Tax § 4.14(v) Tax Return § 4.14(v) 9.02 Terminating BCAC Company Breach § 9.01(g) Terminating Company GX Breach § 9.01(f) Top Supplier § 4.22(a) Transfer Agent Cancellation § 3.02(b9.01(h) Trust Account § 5.13 Trust Agreement § 5.13 Trust Fund § 5.13 Trustee § 5.13 Unaudited Balance Sheets Interim Financials § 4.07(b) WARN Act § 4.11(c) 7.15 Written Consent § 7.03
Appears in 1 contract
Further Definitions. The following terms have the meaning set forth in the Sections set forth below: 2023 Balance Sheet § 4.07(b) Action § 4.09 Agreement Preamble Alternative Transaction § 7.05(a) Antitrust Laws § 7.13(a) BCAC Preamble BCAC Board Recitals BCAC Closing Statement § 3.06(b)
(a) BCAC Proposals § 7.01(a) BCAC SEC Reports § 5.07(a) BCAC Stockholders’ Meeting § 7.01(a7.12(a) Blue Sky Laws § 4.05(b) Bridge Financing Agreement Recitals Bridge Financing Amount Recitals Business Combination Proposal § 7.05(b) 7.14 Certificate of Merger § 2.02(a) Certificates § 3.02(b) Claims § 6.03 Closing § 2.02(b) Closing Date § 2.02(b) CMS § 4.25(a) Code § 3.02(b3.02(h) Company Preamble Company Board Recitals Company Disclosure Schedule Article IV Company D&O Tail Policy § 7.06(b) Company Permits § 4.06 Company Share Awards § 4.03(a) Company Stockholder Approval § 4.18 4.19 Company Subsidiary § 4.01(a) Company Unaudited Financials § 7.13 Company Waiving Parties § 10.11(b) Confidentiality Agreement § 7.04(b7.03(b)
(a) Continuing Employees Converted Warrant § 7.06(c3.01(d)(i) Contribution Conversion Effective Time § 4.13(e3.01(b) Data Data/Privacy Security Requirements § 4.13(g4.14(a) DGCL Recitals Dissenting Shares § 3.05(a) Effective Time § 2.02(a) Equity Incentive Plan § 7.16 Environmental Permits § 4.15 Equity Plan 4.16(e) ESPP § 7.06(a) Equity Purchase Agreement Recitals ERISA § 4.10(a) ERISA Affiliate § 4.10(b) Estimated Closing Statement § 3.06(a) 7.17 Exchange Act § 4.21 4.23 Exchange Agent § 3.02(a) Exchange Fund § 3.02(a) Exchanged Option § 3.01(d) Financial Statements § 4.07(b4.07(a) GAAP GAMC Preamble GAMC Amended Bylaws § 4.07(a)
(a5.07(a) Initial Post-Closing BCAC Directors GAMC Board Recitals GAMC Business Combination Deadline § 2.05(b7.21(a) Insurance Policies GAMC D&O Tail Policy § 4.17(a7.06(b) GAMC Disclosure Schedule § 6.02 GAMC Extension Proxy Statement § 7.21(a) GAMC Preferred Stock § 5.03(a) GAMC Proposals § 7.01(a) GAMC SEC Reports § 5.07(a) GAMC Second Amended and Restated Certificate of Incorporation § 5.07(a) GAMC Stockholders’ Meeting § 7.01(a) GAMC Waiving Parties § 10.11(a) Ginkgo § 4.07(g) Governmental Authority § 4.05(b) IRS § 4.10(a4.10(b) Intended Tax Treatment Recitals Ladenburg Law § 5.12 4.05(a) Lease § 4.12(b) Lease Documents § 4.12(b) Letter of Transmittal § 3.02(b) Lincoln Park Recitals Material Contracts § 4.16(a4.17(a) Merger Recitals Merger Intended Tax Treatment Preamble Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock § 5.03(b) OIG Nasdaq § 4.25(a5.07(d) Outside Date § 9.01(b) Outstanding BCAC Transaction Expenses § 3.04(b) Outstanding Company Transaction Expenses § 3.04(a) PCAOB Financial Statements § 7.14 Per Share Merger Consideration Payment Spreadsheet § 3.01(a) Plans PCAOB Audited Financials § 4.10(a7.13 PIPE Financing Recitals PIPE Financing Amount Recitals PIPE Investors Recitals PIPE Subscription Agreements Recitals PPACA § 4.10(k) Prior Financial Statements Privacy Policies § 4.07(a4.14(a) Private Placements Recitals Proxy Statement § 7.01(a) Registered IP § 4.13(a) Registration Rights and Lock-Up Agreement Recitals Registration Statement § 7.01(a) Remedies Exceptions § 4.04 Representatives § 7.04(a7.03(a) Required Financials § 7.13 Rollover Options § 3.01(d)(i) Rollover RSU § 3.01(d)(ii) SEC § 5.07(a) Securities Act § 5.07(a) Stockholder Sponsor Support Agreement Recitals Subscription Stockholder Support Agreement Recitals Surviving Corporation § 2.01 Tax § 4.14(v4.15(o) Tax Return § 4.14(v) Terminating BCAC Breach § 9.01(g4.15(o) Terminating Company Breach § 9.01(f9.01(e) Top Supplier Terminating GAMC Breach § 4.22(a9.01(h) Transfer Agent Cancellation Taxes § 3.02(b7.10(b) Trust Account § 5.13 Trust Agreement § 5.13 Trust Fund § 5.13 Trustee § 5.13 Unaudited Balance Sheets Unpaid Company Transaction Expenses § 4.07(b3.04(a) WARN Act Unpaid GAMC Transaction Expenses § 4.11(c3.04(b) Written Consent § 7.03Recitals
Appears in 1 contract
Samples: Business Combination Agreement (Golden Arrow Merger Corp.)
Further Definitions. The following terms have the meaning set forth in the Sections set forth below: Action § 4.09 5.09 Agreement Preamble Aggregate Consideration § 4.01(a) Allocation Schedule § 4.01(b) Alternative Transaction § 7.05(a) 9.04 Antitrust Laws § 7.13(a) BCAC Preamble BCAC Board Recitals BCAC Closing Statement § 3.06(b9.11(a)
(a) BCAC Proposals § 7.01(a) BCAC SEC Reports Balance Sheet Date Blocker Holders § 5.07(a) BCAC Stockholders’ Meeting Preamble Blocker Merger Sub I Preamble Blocker Merger Sub II Preamble Blocker Merger Subs Preamble Blocker Restructuring § 7.01(a2.02(a) Blocker Surviving Corporation § 3.02(a) Blockers Preamble Blue Sky Laws § 4.05(b) Business Combination Proposal § 7.05(b5.05(b) Certificate of Merger § 2.02(a) Certificates § 3.02(b2.03(b) Claims § 6.03 8.03 Closing § 2.02(b2.02(d) Closing Date § 2.02(b2.02(d) CMS Closing Filing § 4.25(a9.09 Closing Payoff § 9.17(a) Code Closing Press Release § 3.02(b) 9.09 Company Preamble Company Board Recitals Company Disclosure Schedule Article IV D&O Persons § 9.06(a) Company LLC Conversion Recitals Company Merger Sub Preamble Company Permits Company Prepared Returns § 4.06 Company Share Awards 5.06 § 4.03(a9.13(a) Company Stockholder Approval Recapitalization § 4.18 2.02(b) Company UAR Exchange Ratio § 4.01(b) Company UAR Number § 4.01(b) Confidentiality Agreement § 7.04(b9.03(b) Continuing Employees § 7.06(c9.05(b) Contribution Contracting Parties § 4.13(e12.11 Converted Company Profit Unit § 2.02(b) Data Security Requirements § 4.13(g5.13(j) Delivered Financial Statements § 9.16 Direct Blocker Certificate of Merger § 3.02(b)
(b) Direct Blocker Mergers Recitals DGCL Recitals Dissenting Shares DLLCA Recitals Domestication Recitals Earnout Consideration § 3.05(a4.03(a) Effect Definition of Company Material Adverse Effect Effective Time § 2.02(a2.03(b) Environmental Permits § 4.15 Equity Plan § 7.06(a) Equity Purchase Agreement Recitals ERISA § 4.10(a) 5.15 ERISA Affiliate § 4.10(b) Estimated Closing Statement § 3.06(a5.10(c) Exchange Act § 4.21 5.05(b) Exchange Agent § 3.02(a4.02(a) Exchange Fund § 3.02(a4.02(a) Exchanged Option § 3.01(d) Financial Statements § 4.07(b) Forfeited Pace Warrants Recitals Forward Purchase Agreements Recitals GAAP § 4.07(a)
(a5.07(a) Initial Post-Closing BCAC Directors Governmental Authority § 2.05(b5.05(b) Insurance Policies § 4.17(a) IRS § 4.10(a5.17(a) Intended Tax Treatment Recitals Ladenburg § 5.12 9.13(c)(v) IRS § 5.10(b) Learn Blocker Preamble Lease § 4.12(b5.12(b) Lease Documents § 4.12(b5.12(b) Letter Agreement Recitals Letter of Transmittal § 3.02(b4.02(b)(i) Lincoln Park Recitals Material Contracts § 4.16(a5.16(a) Maximum Premium § 9.06(b) Merger Recitals Merger Sub Subs Preamble Merger Sub Board Recitals Merger Sub Common Stock Modified Withholding Statement § 5.03(b4.04(c) OIG Nonparty Affiliates § 4.25(a) 12.11 Outside Date § 9.01(b11.01(b) Outstanding BCAC Transaction Expenses Pace Preamble Pace Board Recitals Pace Bylaws Recitals Pace Certificate of Incorporation Recitals
(c) Pace Preferred Shares Pace Prepared Returns § 3.04(b7.03(a) Outstanding Company Transaction Expenses § 3.04(a9.13(a) PCAOB Financial Statements Pace Proposals § 7.14 Per Share Merger Consideration 9.02(a) Pace SAR § 3.01(a4.01(d)(iv) Pace SEC Reports § 7.07(a) Pace Shareholders’ Meeting § 9.02(a) Pace Tail Policy § 9.06(c) Parties Preamble Payoff Letters § 9.17(a) Plans § 4.10(a5.10(a) Prior Financial Statements PPACA § 4.07(a5.10(f) Private Placements Recitals Proxy Statement § 7.01(a) Registration Rights and Lock-Up Agreement Recitals Registration Statement / Proxy Statement § 7.01(a9.01(a) Release Documentation § 9.17(a) Remedies Exceptions § 4.04 Representatives 5.04 Reverse Blocker Certificate of Merger § 7.04(a3.01(b) SEC Reverse Blocker Effective Time § 5.07(a3.01(b) Reverse Blocker Merger Recitals Reverse Blocker Surviving Corporation § 3.01(a) Securities Act § 5.07(a5.05(b) Stockholder Support Signing Filing § 9.09 Signing Press Release § 9.09 Special Resolution Proposals § 9.02(a) Stockholders Agreement Recitals Special Resolution Proposals § 9.02(a) Subscription Agreement Agreements Recitals Surviving Corporation § 2.01 Tax § 4.14(v) Tax Return § 4.14(v) Terminating BCAC Breach § 9.01(g) Terminating Company Breach § 9.01(f) Top Supplier § 4.22(a) Transfer Agent Cancellation § 3.02(b) Trust Account § 5.13 Trust Agreement § 5.13 Trust Fund § 5.13 Trustee § 5.13 Unaudited Balance Sheets § 4.07(b) WARN Act § 4.11(c) Written Consent § 7.03Supporting Equity Holders Recitals
Appears in 1 contract
Samples: Business Combination Agreement (TPG Pace Tech Opportunities Corp.)
Further Definitions. The following terms have the meaning set forth in the Sections set forth below: Action Acquisition Proposal § 4.09 Section 7.07(b) Agreement Preamble Alternative Transaction Annual Financial Statement § 7.05(aSection 4.07(a) Antitrust Laws § 7.13(a7.15(a) BCAC Preamble BCAC Board Recitals BCAC Closing Statement Articles of Merger § 3.06(b)
(a) BCAC Proposals § 7.01(a) BCAC SEC Reports § 5.07(a) BCAC Stockholders’ Meeting § 7.01(aSection 2.02(a) Blue Sky Laws § 4.05(b) Business Combination § 6.03 Business Combination Proposal § 7.05(b) Certificate of Merger § 2.02(aSection 7.07(a) Certificates § 3.02(b3.03(a) Claims § 6.03 Closing § 2.02(b) Closing Date § 2.02(b) CMS § 4.25(a) Code § 3.02(b) Company Preamble Company Board Recitals Company Disclosure Schedule Article IV Company Initial Stockholders Recitals Company Material Adverse Effect § Section 8.02(a) Company Officer’s Certificate § 8.02(c) Company Permits § 4.06 Section 4.06(a) Company Share Awards SEC Reports § 4.03(aSection 4.22(a) Company Service Provider § 6.01(b)(vii) Company Stockholder Approval § 4.18 Confidentiality Agreement Company Stockholder Approval Matters § 7.04(b7.01(a) Continuing Employees Company Stockholders’ Meeting § 7.06(c7.01(a) Contribution Converted Option § 4.13(e3.02(a)(iv) Data Security Requirements § 4.13(gSection 4.13(l) DGCL Recitals Dissenting Shares § 3.05(a) Section 1.01 Effective Time § 2.02(a) Environmental Permits § 4.15 Equity Plan § 7.06(a) Equity Purchase Agreement Recitals ERISA § 4.10(a) ERISA Affiliate § 4.10(b) Estimated Closing Statement § 3.06(a) Exchange Act Section 3.06 Estimated Working Capital § 4.21 Section 3.06 Exchange Agent § 3.02(a3.03(a) Exchange Agent Agreement § 3.03(a) Exchange Fund § 3.02(aSection 3.03(b)(i) Exchanged Option Extension § 3.01(dSection 6.02(b) Extension Date § Section 6.02(b) FTC § 8.01(d) GAAP § 4.07(a) Governmental Authority § 4.05(b) Intended Tax Treatment Recitals Interim Financial Statements § 4.07(b) GAAP Interim Financial Statements Date § 4.07(a)
(a4.07(b) Initial Post-Closing BCAC Directors Interim Period § 2.05(bSection 6.01(a) Insurance Policies IPO § 4.17(a6.03 Key Employee Recitals Law § 4.05(a) IRS § 4.10(a) Intended Tax Treatment Recitals Ladenburg § 5.12 Lease § 4.12(b) Lease Documents § 4.12(b) Letter of Transmittal § 3.02(b) Lincoln Park Lock-Up Agreements Recitals Material Contracts § 4.16(a) Maximum Annual Premium § Section 7.09(b) Merger Recitals Merger Payment Schedule § 3.03(i) Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock § 5.03(b) OIG New Employment Agreements Recitals Non-Disclosure Agreement § 4.25(a7.04(b) Nonparty Affiliate § 10.11 NRS Recitals Ordinary Commercial Agreement § Section 4.14(b) Outside Date § 9.01(b) Outstanding BCAC Transaction Expenses § 3.04(b) Outstanding Company Transaction Expenses § 3.04(a3.05(a) PCAOB Financial Statements Outstanding Parent Transaction Expenses § 7.14 3.05(b) Outstanding Transaction Expenses § 3.05(b) Parent Preamble Parent Assumed Warrant § Section 3.02(a)(vi) Parent Board Recitals Parent Board Recommendation § Section 7.02(a) Parent Common Conversion Recitals Parent Common Stock § 5.03(a) Parent Disclosure Schedule Article V Parent Equity Incentive Plan § 7.01(a) Parent Initial Stockholders Recitals Parent Material Adverse Effect § Section 8.03(a) Parent Preferred Stock § 5.03(a) Parent Proposals § 7.01(a) Parent Public Warrants § 5.16 Parent Restricted Stock § Section 3.02(a)(i) Parent SEC Reports § 5.07(a) Parent Stockholders’ Meeting § 7.01(a) Parent Warrants § 5.03(a) Per Share Merger Consideration § 3.01(a3.02(a)(i) Plans Permitted Financings § 4.10(aSection 6.01(b)(ii) Prior Financial Statements Prospectus § 4.07(a) Private Placements Recitals 6.03 Proxy Statement § 7.01(a) Public Stockholders § 6.03 Registration Rights and Lock-Up Agreement Recitals Registration Statement § 7.01(a) Related Party § Section 7.19 Released Claims § 6.03 Remedies Exceptions § 4.04 Representatives § 7.04(a) Sxxxxxxx-Xxxxx Act § Section 4.22(a) SEC § 5.07(aSection 4.22(a) Securities Act § 5.07(a) Stockholder Sponsor Recitals Sponsor Support Agreement Recitals Subscription Agreement Stockholder Support Agreements Recitals Surviving Corporation Recitals Surviving Provisions § 2.01 Tax § 4.14(vSection 9.02(a) Tax Return Claim § 4.14(v) Terminating BCAC Breach § 9.01(gSection 4.14(a) Terminating Company Breach § 9.01(e) Terminating Parent Breach § Section 9.01(f) Top Supplier § 4.22(a) Transfer Agent Cancellation § 3.02(b) Trust Account § 5.13 Trust Agreement § 5.13 Trust Fund § 5.13 Trustee § 5.13 Unaudited Balance Sheets § 4.07(b) WARN Act § 4.11(c) Written Consent § 7.035.13
Appears in 1 contract
Samples: Merger Agreement (FG Merger Corp.)
Further Definitions. The following terms have the meaning set forth in the Sections set forth below: 2019 Balance Sheet § 4.07(b) Action § 4.09 Agreement Preamble Alternative Transaction § 7.05(a) Antitrust Laws § 7.13(a) BCAC Preamble BCAC Board Recitals BCAC Closing Statement Audited Financial Statements § 3.06(b)
(a) BCAC Proposals § 7.01(a) BCAC SEC Reports § 5.07(a) BCAC Stockholders’ Meeting § 7.01(a4.07(a) Blue Sky Laws § 4.05(b) Business Combination Proposal § 7.05(b7.15 Carta Cancellation § 3.02(b) Certificate of Merger § 2.02(a) Certificates § 3.02(b) Claims § 6.03 Closing § 2.02(b) Closing Date § 2.02(b) CMS § 4.25(a) Code § 3.02(b3.02(h) Company Preamble Company Acquisition Agreement § 7.05(a) Company Adverse Recommendation Change § 7.05(d) Company Board Recitals Company Disclosure Schedule Article IV Company Notice Period § 7.05(d) Company Permits § 4.06 Company Share Awards § 4.03(a) Company Stockholder Approval § 4.18 Company Subsidiary § 4.01(a) Confidentiality Agreement § 7.04(b) Continuing Employees § 7.06(c7.06(b) Contribution Conversion § 4.13(e4.03(i) Data Security Requirements § 4.13(g4.13(i) DGCL Recitals Dissenting Shares § 3.05(a) 3.05 Effective Time § 2.02(a) Environmental Permits § 4.15 Equity Plan § 7.06(a) Equity Purchase Agreement Recitals ERISA § 4.10(a) ERISA Affiliate § 4.10(b) Estimated Closing Statement § 3.06(a4.10(c) Exchange Act § 4.21 Exchange Agent § 3.02(a) Exchange Fund § 3.02(a) Exchanged Option § 3.01(d3.01(b)(iv) Financial Statements Extension § 4.07(b) 7.17 First Expiration Date § 7.17 GAAP § 4.07(a)
(a) Initial Post-Closing BCAC Directors Governmental Authority § 2.05(b4.05(b) Insurance Policies Health Plan § 4.17(a4.10(k) Intervening Event Notice Period § 7.05(e) IRS § 4.10(a4.10(b) Intended Tax Treatment Recitals Ladenburg Law § 5.12 4.05(a) Lease § 4.12(b) Lease Documents § 4.12(b) Letter of Transmittal § 3.02(b) Lincoln Park Recitals Material Contracts § 4.16(a) Merger Recitals Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock § 5.03(b) OIG § 4.25(a) Outside Date § 9.01(b) Outstanding BCAC Transaction Expenses § 3.04(b) Outstanding Company Transaction Expenses § 3.04(a) Outstanding VectoIQ Transaction Expenses § 3.04(b) PCAOB Financial Statements Audited Financials § 7.14 Per Share Merger Consideration § 3.01(a3.01(b)(i) Plans § 4.10(a) Prior Financial Statements PPACA § 4.07(a4.10(k) Private Placements Recitals Proxy Statement § 7.01(a) Registration Rights and Lock-Up Agreement Recitals Registration Statement § 7.01(a) Remedies Exceptions § 4.04 Representatives § 7.04(a) SEC § 5.07(a) Securities Act § 5.07(a) Stockholder Support Agreement Recitals Subscription Agreement Agreements Recitals Surviving Corporation § 2.01 Tax § 4.14(v4.14(n) Tax Return § 4.14(v4.14(n) Terminating BCAC Company Breach § 9.01(g) Terminating Company VectoIQ Breach § 9.01(f9.01(h) Top Supplier Termination Fee § 4.22(a) Transfer Agent Cancellation § 3.02(b9.03(a) Trust Account § 5.13 Trust Agreement § 5.13 Trust Fund § 5.13 Trustee § 5.13 Unaudited Balance Sheets VectoIQ Preamble VectoIQ Board Recitals VectoIQ Preferred Stock § 4.07(b5.03(a) WARN Act VectoIQ Proposals § 4.11(c7.01(a) VectoIQ SEC Reports § 5.07(a) VectoIQ Stockholders’ Meeting § 7.01(a) Written Consent § 7.03
Appears in 1 contract
Samples: Business Combination Agreement (VectoIQ Acquisition Corp.)
Further Definitions. The following terms have the meaning set forth in the Sections set forth below: Defined Term Location of Definition 280G Approval § 7.17 Accounting Firm § 3.06(e) Action § 4.09 4.10 Agreement Preamble Alternative Transaction § 7.05(a) Antitrust Laws Amended and Restated SPAC Certificate of Incorporation § 7.13(a2.02(c) BCAC Preamble BCAC Board Recitals BCAC Anticipated Closing Statement Date § 3.06(b)
(a3.06(a) BCAC Proposals Audited Financial Statements § 7.01(a) BCAC SEC Reports § 5.07(a) BCAC Stockholders’ Meeting § 7.01(a4.08(a) Blue Sky Laws § 4.05(b) Business Combination Proposal § 7.05(b7.05(c) Certificate Certificates § 3.02(b) Certificates of Merger § 2.02(a) Certificates § 3.02(b) Claims § 6.03 Closing § 2.02(b) Closing Date § 2.02(b) CMS § 4.25(a) Code § 3.02(b) Company Preamble Defined Term Location of Definition Company Board Recitals Company Bridge Financing Recitals Company Closing Certificate § 8.02(c) Company Directors § 7.14(a) Company Disclosure Schedule Article IV Company Permits § 4.06 Company Proposals § 7.03 Company Share Awards § 4.03(a) Company Stockholder Shareholder Approval § 4.18 4.20 Company Shareholder Meeting § 7.03 Company Shareholder Vote § 7.03 Company Subsidiary § 4.01(a) Company Transaction Expenses § 3.04(a) Confidentiality Agreement § 7.04(b) Continuing Employees Contingent Worker § 7.06(c4.12(h) Contribution § 4.13(e4.14(e) Data Security Requirements Delaware Certificate of Merger § 4.13(g2.02(a) Determination Date § 3.06(a) DGCL Recitals Dispute Notice § 3.06(b) Dissenting Shares § 3.05(a) Effective Time Effect § 2.02(a1.01
(a) Envoy Medical Recitals Environmental Permits Permit § 4.15 Equity Plan § 7.06(a) Equity Purchase Agreement Recitals 4.16 ERISA § 4.10(a4.11(a) ERISA Affiliate § 4.10(b) Estimated Closing Statement § 3.06(a4.11(c) Exchange Act § 4.21 4.23 Exchange Agent § 3.02(a) Exchange Fund § 3.02(a) Exchanged Option § 3.01(d) Financial Statements § 4.07(b) GAAP § 4.07(a)
(a) Initial Post-Closing BCAC Directors Exchange Ratio Calculation § 2.05(b3.06(a) Insurance Policies Exchange Ratio Components § 4.17(a3.06(a) IRS Financial Statements § 4.10(a4.08(b) Foreign Plans § 4.11(n) GAAP § 4.08(a) Governmental Authority § 4.05(b) Health Plan § 4.11(k) HIPAA § 1.01 HITECH § 4.14(h) Improvements § 1.01 Information Statement § 7.03 Intended Tax Treatment Recitals Ladenburg Labor Agreement § 5.12 4.12(b) Land § 1.01 Law(s) § 4.05(a) Lease § 4.12(b4.13(b) Lease Documents § 4.12(b4.13(b) Letter of Transmittal § 3.02(b) Lincoln Park Recitals Material Contracts § 4.16(a4.17(a) Merger Recitals Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock § 5.03(b) OIG Minnesota Certificate of Merger § 4.25(a2.02(a) Minnesota Statutes Recitals Defined Term Location of Definition OFAC § 4.18(b) Outside Date § 9.01(b) Outstanding BCAC Transaction Expenses § 3.04(b) Outstanding Paid Company Transaction Expenses § 3.04(a) Paid SPAC Transaction Expenses § 3.04(b) PCAOB Financial Statements § 7.14 7.12 Per Share Merger Consideration § 3.01(a) PIPE Investment Recitals Plans § 4.10(a4.11(a) Prior Financial Statements PPACA § 4.07(a4.11(k) Private Placements Recitals Privacy Laws § 4.14(h) Privacy Requirements § 4.14(h) Property § 4.14(j) Proxy Statement § 7.01(a) Referral Recipient § 4.24(e) Referral Source § 4.24(e) Registration Rights and Lock-Up Agreement Recitals Registration Statement § 7.01(a) Remedies Exceptions § 4.04 Representatives § 7.04(a) Response Date § 3.06(b) SEC § 5.07(a) Securities Act § 5.07(a) Securities Exchange § 7.11 Security Incident § 4.14(l) SPAC Preamble SPAC Board Recitals SPAC D&O Tail Policy § 7.06(b) SPAC Disclosure Schedule Article V SPAC Equity Incentive Plan § 7.01(a) SPAC ESPP § 7.01(a) SPAC Exchange Offer § 3.07 SPAC Preferred Stock § 5.03(a) SPAC Proposals § 7.01(a) SPAC SEC Reports § 5.07(a) SPAC Stockholder Support Agreement Approval § 5.14(b) SPAC Stockholder Redemption § 7.01(a) SPAC Stockholders’ Meeting § 7.01(a) SPAC Transaction Expenses § 3.04(b) Sponsor Recitals Subscription Agreement Recitals Sponsor Director § 7.14(a) Standards Organizations § 4.14(w) Surviving Corporation § 2.01 Tax § 4.14(v) Tax Return § 4.14(v) Terminating BCAC Company Breach § 9.01(g) Terminating Company SPAC Breach § 9.01(f) Top Supplier § 4.22(a9.01(h) Transfer Agent Cancellation § 3.02(b) Trust Account § 5.13 5.17 Trust Agreement § 5.13 5.17 Trust Fund § 5.13 5.17 Trustee § 5.13 5.17 Unaudited Balance Sheets Sheet § 4.07(b4.08(b) Unaudited Financial Statements § 4.08(b) Unpaid Company Transaction Expenses § 3.04(a) Unpaid SPAC Transaction Expenses § 3.04(b) Waived 280G Benefits § 7.17 Defined Term Location of Definition WARN Act § 4.11(c) Written Consent § 7.034.12(c)
Appears in 1 contract
Samples: Business Combination Agreement (Anzu Special Acquisition Corp I)
Further Definitions. The following terms have the meaning set forth in the Sections set forth below: 2019 Balance Sheet §4.07(b) Accountant §3.03(c)(i) Action § §4.09 Agreement Preamble Alternative Transaction § 7.05(a) Antitrust Laws § 7.13(a) BCAC Preamble BCAC Board Recitals BCAC Closing Statement § 3.06(b)
(a) BCAC Proposals § 7.01(a) BCAC SEC Reports § 5.07(a) BCAC Stockholders’ Meeting § 7.01(aAudited Financial Statements §4.07(a) Blue Sky Laws § §4.05(b) Business Combination Proposal § 7.05(b§6.03(a) Cash Consideration §3.02(a) Certificate of Merger § §2.02(a) Certificates § 3.02(b) Claims § 6.03 §7.03 Closing § §2.02(b) Closing Date § §2.02(b) CMS § 4.25(a) Code § 3.02(bClosing Statement §3.03(a) Company Preamble Company Acquisition Agreement §8.04 Company Board Recitals Company Certificate §3.02(e) Company Disclosure Schedule Article IV §4.01(b) Company Permits § §4.06 Company Share Awards § 4.03(aSubsidiary §4.01(a) Company Stockholder Approval § 4.18 Confidentiality Agreement § 7.04(b§8.03(b) Continuing Employees § 7.06(c§8.05(a) Contribution § 4.13(e) Customers §4.19 Data Security Requirements § 4.13(g§4.13(i) DGCL Recitals Dissenting Shares § 3.05(aD&O Indemnified Liabilities §8.06(c) D&O Indemnified Parties §8.06(c) D&O Tail §8.06(b) Dispute Notice §3.03(c)(i) Effective Time § §2.02(a) Effectiveness Deadline §8.12 Environmental Permits § §4.15 Equity Plan § 7.06(a§8.05(a) Equity Purchase Agreement Recitals ERISA § §4.10(a) ERISA Affiliate § 4.10(b§4.10(c) Estimated Closing Statement § 3.06(aCompany Net Debt §3.02(e) Exchange Act § 4.21 Exchange Agent § 3.02(a) Exchange Fund § 3.02(a) Exchanged Option § 3.01(d) Financial Statements § 4.07(b) §4.25 Expenses §10.03 Extension §8.17 First Expiration Date §8.17 GAAP § 4.07(a)
(a) Initial Post-Closing BCAC Directors Guarantees § 2.05(b8.19 Governmental Authority §4.05(b) Insurance Policies § 4.17(aH&B §11.11 Health Plan §4.10(k) Holdings Preamble Holdings Board Recitals IRS § 4.10(a§4.10(b) Intended Tax Treatment Recitals Ladenburg § 5.12 Lease § 4.12(bLaw §4.05(a) Lease Documents § §4.12(b) Letter of Transmittal § 3.02(b) Lincoln Park Recitals Management Team §8.16 Material Contracts § §4.16(a) Merger Recitals Merger Consideration §3.02(a) Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock § 5.03(b) OIG § 4.25(a) Outside Date § 9.01(b) Outstanding BCAC Transaction Expenses § 3.04(b) Outstanding Company Transaction Expenses § 3.04(a§6.03(c) PCAOB Financial Statements § 7.14 Per Share Merger Consideration § 3.01(aAudited Financials §8.14 Pensare Preamble Pensare Board Recitals Pensare Closing Cash Certificate §3.02(d) Pensare Material Contracts §6.12(a) Pensare Preferred Stock §6.03(a) Pensare Proposals §8.01(a) Pensare Recommendation Recitals Pensare Rights §6.03(a) Pensare SEC Reports §6.07(a) Pensare Stockholders’ Meeting §8.01(a) Plans § §4.10(a) Prior Financial Statements § 4.07(aPPACA §4.10(k) Private Placements Recitals Proxy Statement § 7.01(a§8.01(a) Registration Rights and Lock-Up Agreement Recitals Registrable Securities §8.12 Registration Statement § 7.01(a) §8.12 Remedies Exceptions § §4.04 Representatives § 7.04(a§8.03(a) Resolution Period §3.04(c)(i) Review Period §3.04(c)(i) SEC § 5.07(a§6.07(a) Securities Act § 5.07(a§6.07(a) Stock Consideration §3.02(a) Stockholder Support Agreement Recitals Released Parties §8.18 Subscription Agreement Recitals Suppliers §4.19 Surviving Corporation § §2.01 Tax § 4.14(v§4.14(p) Tax Return § 4.14(v) Terminating BCAC Breach § 9.01(g§4.14(p) Terminating Company Breach § 9.01(f§10.01(e) Top Supplier § 4.22(aTerminating Pensare Breach §10.01(f) Transfer Agent Cancellation § 3.02(bTransactions §4.01(a) Trust Account § 5.13 §6.17 Trust Agreement § 5.13 §6.17 Trust Fund § 5.13 §6.17 Trustee § 5.13 Unaudited Balance Sheets § 4.07(b) WARN Act § 4.11(c) Written Consent § 7.03§6.17
Appears in 1 contract
Samples: Business Combination Agreement (PENSARE ACQUISITION Corp)
Further Definitions. The following terms have the meaning set forth in the Sections set forth below: Defined Term Location of Definition 2023 Balance Sheet §4.07(b) Action § §4.09 Agreement Preamble Alternative Transaction § 7.05(a) Antitrust Laws § §7.13(a) BCAC Preamble BCAC Board Recitals BCAC Closing Statement § 3.06(b)
(a) BCAC Proposals § 7.01(a) BCAC SEC Reports § 5.07(a) BCAC Stockholders’ Meeting § 7.01(a) Blue Sky Laws § §4.05(b) Business Combination Proposal § §7.05(b) Certificate of Merger § §2.02(a) Certificates § §3.02(b) Claims § §6.03 Closing § §2.02(b) Closing Date § §2.02(b) CMS § 4.25(a) Code § 3.02(b§3.02(h) Company Preamble Company Board Recitals Company Disclosure Schedule Article IV ArticleIV Company Permits § §4.06 Company Share Awards § 4.03(a) Company Stockholder Approval § 4.18 Confidentiality Agreement § §7.04(b) Continuing Employees § 7.06(c) Contribution § 4.13(e§7.06(a) Data Security Requirements § 4.13(g§4.13(h) DGCL Recitals Dissenting Shares § §3.05(a) D&O Tail §7.07(b) Effective Time § §2.02(a) Environmental Permits § §4.15 Equity Plan § 7.06(a) Equity Purchase Agreement Recitals ERISA § §4.10(a) ERISA Affiliate § 4.10(b) Estimated Closing Statement § 3.06(a§4.10(c) Exchange Act § 4.21 Exchange Agent § §3.02(a) Exchange Fund § §3.02(a) Exchanged Option § 3.01(dOptions §3.01(b)(iv) Financial Statements § 4.07(b§4.07(a) GAAP § 4.07(a)
(aGovernmental Authority §4.05(b) Initial Post-Closing BCAC Directors § 2.05(b) Insurance Policies § 4.17(a) IRS § 4.10(aHealth Plan §4.10(j) Intended Tax Treatment Recitals Ladenburg § 5.12 Interim Period §6.01(a) Defined Term Location of Definition IRS §4.10(b) Law §4.05(a) Lease § 4.12(b§4.12(a) Lease Documents § 4.12(b§4.12(a) Letter of Transmittal § §3.02(b) Lincoln Park Recitals Material Contracts § §4.16(a) Merger Recitals Merger Consideration §3.01(b)(i) Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock § §5.03(b) OIG § 4.25(a) Outside Date § §9.01(b) Outstanding BCAC Transaction Expenses § 3.04(b) Outstanding Company Transaction Expenses § §3.04(a) PCAOB Financial Statements § 7.14 Per Share Merger Consideration § Outstanding SPAC Transaction Expenses §3.04(b) Party; Parties Preamble Payment Spreadsheet §3.01(a) Plans § §4.10(a) Prior Financial Statements § 4.07(aPPACA §4.10(j) Private Placements Recitals Proxy Statement § §7.01(a) Registered IP §4.13(a) Registration Rights and Lock-Up Agreement Recitals Registration Statement § §7.01(a) Remedies Exceptions § §4.04 Representatives § §7.04(a) SEC § §5.07(a) Securities Act § §5.07(a) Service Agreements §4.10(a) SPAC Preamble SPAC Amended and Restated Bylaws §2.04(c) SPAC Board Recitals SPAC Business Combination Deadline §7.16(a) SPAC Extension §7.16 SPAC Extension Proxy Statement §7.16(a) SPAC Preferred Stock §5.03(a) SPAC Proposals §7.01(a) SPAC SEC Reports §5.07(a) SPAC Second Amended and Restated Certificate of Incorporation §2.04(c) SPAC Stockholders’ Meeting §7.01(a) Stand Alone Option §4.03(a) Stock Incentive Plan §7.15 Stockholder Support Agreement Recitals Subscription Agreement Recitals Surviving Corporation § §2.01 Tax § 4.14(v§4.14(m) Tax Return § 4.14(v) Terminating BCAC Breach § 9.01(g§4.14(m) Terminating Company Breach § §9.01(f) Top Supplier § 4.22(a) Transfer Agent Cancellation § 3.02(bTerminating SPAC Breach §9.01(g) Trust Account § §5.13 Trust Agreement § §5.13 Trust Fund § §5.13 Trustee § §5.13 Unaudited Balance Sheets § 4.07(b) WARN Act § 4.11(c) Written Consent § §7.03
Appears in 1 contract
Samples: Business Combination Agreement (Maquia Capital Acquisition Corp)
Further Definitions. The following terms have the meaning set forth in the Sections set forth below: Action § 4.09 Agreement Preamble Alternative Transaction § 7.05(a) 7.06 2020 Financial Statements § Section 7.17 Antitrust Laws § 7.13(a) BCAC Preamble BCAC Board Recitals BCAC Closing Statement Assumed Warrant § 3.06(b)
(a) BCAC Proposals § 7.01(a) BCAC SEC Reports § 5.07(a) BCAC Stockholders’ Meeting § 7.01(a3.01(c)(iv) Blue Sky Laws § 4.05(b) Business Combination Proposal § 7.05(b) Certificate of Merger § 2.02(a) Certificates § 3.02(b3.02(b)(i) Change in Recommendation § 7.02(a) Claims § 6.03 Closing § 2.02(b) Closing Date § 2.02(b) CMS § 4.25(a) Code § 3.02(b3.02(h) Company Preamble Company Board Recitals Company Disclosure Schedule Company Interested Party Transaction Article IV § 4.20 Company Permits § 4.06 Company Share Awards § 4.03(a) Company Stockholder Approval § 4.18 Confidentiality Agreement § 7.04(b7.05(b) Continuing Employees § 7.06(c7.07(c) Contribution Contracting Parties § 4.13(e10.11 DCRB Preamble DCRB Board Recitals DCRB Closing Statement § 3.04 DCRB Preferred Stock § 5.03(a) DCRB Proposals § 7.01(a) DCRB SEC Reports § 5.07(a) DCRB Stockholders’ Meeting § 7.01(a) D&O Insurance § 7.08(b) Data Security Requirements § 4.13(g4.13(i) DGCL Recitals Dissenting Earnout Shares § 3.05(a3.03(a) Effective Time § 2.02(a) Employment Agreements § 7.07(f) Environmental Permits § 4.15 Equity Plan § 7.06(a) Equity Purchase Agreement Recitals ERISA § 4.10(a4.15(d) ERISA Affiliate § 4.10(b) Estimated Closing Statement § 3.06(a4.10(c) Exchange Act § 4.21 3.01(c)(v) Exchange Agent § 3.02(a) Exchange Fund § 3.02(a) Exchanged Option § 3.01(d3.01(c)(v) Financial Statements Exchanged RSU § 4.07(b3.01(c)(vi) Founder Warrant Agreement Recitals GAAP § 4.07(a)
(a) Initial Post-Closing BCAC Directors Governmental Authority § 2.05(b4.05(b) Insurance Policies Health Plan § 4.17(a) IRS § 4.10(a4.10(k) Intended Tax Treatment Recitals Ladenburg IRS § 5.12 4.10(b) Lease § 4.12(bSection 4.12(g) Lease Documents § 4.12(bSection 4.12(g) Letter of Transmittal § 3.02(b3.02(b)(i) Lincoln Park Lock-Up Agreement Recitals Material Contracts § 4.16(a) Maximum Annual Premium § 7.08(b) Merger Recitals Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock § 5.03(b) OIG Nonparty Affiliates § 4.25(a) 10.11 Outside Date § 9.01(b) Outstanding BCAC Transaction Expenses Owned Real Property § 3.04(bSection 4.12(a) Outstanding Company Transaction Expenses Payment Schedule § 3.04(a) PCAOB Financial Statements § 7.14 3.05 Per Share Merger Consideration § 3.01(a3.01(c)(i) Plans § 4.10(a) Prior Financial Statements PPACA § 4.07(a4.10(k) Private Placements Recitals Proxy Statement § 7.01(a) Real Property § Section 4.12(a) Registration Rights and Lock-Up Agreement Recitals Registration Statement § 7.01(a) Remedies Exceptions § 4.04 Representatives § 7.04(a7.05(a) SEC § 5.07(a) Securities Act § 5.07(a4.05(b) Stockholder Support Agreement Recitals Subscription Agreement Agreements Recitals Surviving Corporation § 2.01 Tax § 4.14(v) Tax Return § 4.14(v) Terminating BCAC Breach § 9.01(g) Terminating Company Breach § 9.01(f) Top Supplier Terminating DCRB Breach § 4.22(a) Transfer Agent Cancellation § 3.02(b9.01(g) Trust Account § 5.13 Trust Agreement § 5.13 Trust Fund § 5.13 Trustee Unaudited Financial Statements § 5.13 Unaudited Balance Sheets § 4.07(b) WARN Act § 4.11(c4.07(a) Written Consent § 7.03
Appears in 1 contract
Samples: Business Combination Agreement (Decarbonization Plus Acquisition Corp)
Further Definitions. The following terms have the meaning set forth in the Sections set forth below: 2023 Balance Sheet § 4.07(b) Acquired Company Financials § 7.13 Action § 4.09 Agreement Preamble Alternative Transaction § 7.05(a) Antitrust Laws § 7.13(a7.12(a) BCAC BAC Preamble BCAC BAC Amended Bylaws § 5.07(a) BAC Board Recitals BCAC Closing Statement BAC Disclosure Schedule Article V BAC Preferred Stock § 3.06(b5.03(a) BAC Proposals § 7.01(a)
(a) BCAC Proposals § 7.01(a) BCAC SEC Reports BAC Second Amended and Restated Certificate of Incorporation § 5.07(a) BCAC BAC Stockholders’ Meeting § 7.01(a) BAC Waiving Parties § 10.11(a) Blue Sky Laws § 4.05(b) Business Combination Proposal § 7.05(b7.04(b) Certificate of Merger § 2.02(a) Certificates § 3.02(b3.03(b) Claims § 6.03 Closing § 2.02(b) Closing Date § 2.02(b) CMS § 4.25(a) Code § 3.02(b3.03(h) Company Preamble Company Board Recitals Company Disclosure Schedule Article IV Company Dissenting Shares § 3.06(a) Company Permits § 4.06 Company Share Awards Subsidiary § 4.03(a4.01(a) Company Stockholder Approval Unaudited Financials § 4.18 7.13 Company Waiving Parties § 10.11(b) Confidentiality Agreement § 7.04(b7.03(b) Continuing Employees § 7.06(c) Contribution § 4.13(e) Data Security Requirements § 4.13(g7.05(a) DGCL Recitals Dissenting D&O Tail § 7.06(b) Earn-Out Period § 3.02(d)(i)
(a) Earn-Out Shares § 3.05(a3.02(a) Earn-Out Targets § 3.02(d)(ii) Effective Time § 2.02(a) Environmental Permits § 4.15 Equity Plan § 7.06(a) Equity Purchase Agreement Recitals ERISA § 4.10(a) ERISA Affiliate § 4.10(b) Estimated Closing Statement § 3.06(a4.16(e) Exchange Act § 4.21 4.23 Equity Incentive Plan § 7.15 Exchange Agent § 3.02(a3.03(a) Exchange Fund § 3.02(a3.03(a) Exchanged Option FDA § 3.01(d4.11(a)(ii) Financial Statements § 4.07(b) GAAP First Earn-Out Target § 4.07(a)
(a3.02(d)(i) Initial Post-Closing BCAC Directors Governmental Authority § 2.05(b4.05(b) Insurance Policies Health Plan § 4.17(a4.10(j) HHS § 4.11(a)(ii) Information Statement § 7.01(a) IRS § 4.10(a4.10(b) Intended Tax Treatment Recitals Ladenburg Key Employee Agreements § 5.12 7.19 Law § 4.05(a) Lease § 4.12(b4.13(b) Lease Documents § 4.12(b4.13(b) Letter of Transmittal § 3.02(b3.03(b) Lincoln Park Recitals Material Contracts § 4.16(a4.17(a) Merger Recitals Intended Tax Treatment Preamble Interim Period § 6.01(a) Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock § 5.03(b) OIG § 4.25(a) Outside Date § 9.01(b) Outstanding BCAC Transaction Expenses § 3.04(b) Outstanding Company Transaction Expenses § 3.04(a) PCAOB Financial Statements § 7.14 Per Share Merger Consideration Payment Spreadsheet § 3.01(a) PCAOB Audited Financials § 7.13 PIPE Financing Recitals PIPE Financing Amount Recitals PIPE Investors Recitals PIPE Subscription Agreements Recitals Plans § 4.10(a) Prior Financial Statements PPACA § 4.07(a4.10(j) Private Placements Recitals Privacy Policies § 4.14(i) Pro Forma Financials § 7.13 Proxy Statement § 7.01(a) Registered IP § 4.14(a) Registration Rights and Lock-Up Agreement Recitals Registration Statement § 7.01(a) Remedies Exceptions § 4.04 Representatives § 7.04(a7.03(a) Required Financials § 7.13 Rollover Options § 3.01(c)(i) Rollover Warrant § 3.01(c)(ii) SEC § 5.07(a) Second Earn-Out Target § 3.02(d)(ii) Securities Act § 5.07(a) Stockholder Service Agreements § 4.10(a) Sponsor Support Agreement Recitals Subscription Stockholder Support Agreement Recitals Surviving Corporation § 2.01 Tax § 4.14(v4.15(q) Tax Return § 4.14(v) Terminating BCAC Breach § 9.01(g4.15(q) Terminating Company Breach § 9.01(e) Terminating BAC Breach § 9.01(f) Top Supplier Transfer Taxes § 4.22(a) Transfer Agent Cancellation § 3.02(b7.10(b) Trust Account § 5.13 Trust Agreement § 5.13 Trust Fund § 5.13 Trustee § 5.13 Unaudited Balance Sheets Unpaid Company Transaction Expenses § 4.07(b3.05(a) WARN Act Unpaid BAC Transaction Expenses § 4.11(c3.05(b) Written Consent § 7.037.18
Appears in 1 contract
Samples: Business Combination Agreement (Berenson Acquisition Corp. I)
Further Definitions. The following terms have the meaning set forth in the Sections set forth below: Action § 4.09 Agreement Preamble Alternative Transaction § 7.05(a) 8.05 Antitrust Laws § 7.13(a8.12(a) BCAC Preamble BCAC Board Recitals BCAC Closing Statement Assumed Warrant § 3.06(b)
(a3.01(a)(iii)(E) BCAC Proposals Audited Financial Statements § 7.01(a) BCAC SEC Reports § 5.07(a) BCAC Stockholders’ Meeting § 7.01(a) 8.16 Blue Sky Laws § 4.05(b) Business Combination Proposal CARES Act § 7.05(b4.14(a) Certificate of Merger § 2.02(a) Certificates Change in Recommendation § 3.02(b) 8.02 Claims § 6.03 7.04 Closing § 2.02(b) Closing Date § 2.02(b) CMS § 4.25(a) Code § 3.02(b) Commitment Agreement Recitals Company Preamble Company Board Recitals Company Disclosure Schedule Article IV Company Interested Party Transaction § 4.19 Company Permits § 4.06 Company Share Awards § 4.03(a) Company Stockholder Approval § 4.18 Confidentiality Agreement § 7.04(b8.04(b) Continuing Employees § 7.06(c8.06(a) Contribution Contracting Parties § 4.13(e11.11 D&O Insurance § 8.07(b) Data Security Requirements § 4.13(g) DGCL Recitals Dissenting Shares § 3.05(a4.13(j) Effective Time § 2.02(a) Environmental Permits § 4.15 Equity Plan § 7.06(a) Equity Purchase Agreement Recitals ERISA § 4.10(a) ERISA Affiliate § 4.10(b) Estimated Closing Statement § 3.06(a4.10(c) Exchange Act § 4.21 4.05(b) Exchange Agent § 3.02(a) Exchange Fund § 3.02(a) Exchanged Option Exit Notice Recitals Exit Notice Failure § 3.01(d8.04(a) Financial Statements § 4.07(b4.07(a) GAAP Fortive Waiver § 4.07(a)
(a8.14(c) Initial Post-Closing BCAC Directors Governmental Authority § 2.05(b4.05(b) Incentive Payments § 8.06(c) Insurance Policies § 4.17(a) IRS § 4.10(a) Intended Tax Treatment Recitals Ladenburg Intervening Event § 5.12 8.02 Lease § 4.12(b) Lease Documents § 4.12(b) Letter of Transmittal § 3.02(b) Lincoln Park Lock-Up Agreements Recitals Material Contracts § 4.16(a) Maximum Annual Premium § 8.07(b) Merger Recitals Merger Sub Preamble Merger Sub Stockholder Approval § 6.06(b) NewCo Preamble NewCo Board Recitals Merger Sub Common Stock Non-U.S. Benefit Plan § 5.03(b4.10(a) OIG Nonparty Affiliates § 4.25(a) 11.11 Outside Date § 9.01(b10.01(b) Outstanding BCAC Transaction Expenses § 3.04(b) Outstanding Company Transaction Expenses § 3.04(a) PCAOB Financial Statements § 7.14 Parties Preamble Per Share Merger Consideration § 3.01(a3.01(a)(iii)(B) Plans § 4.10(a) Prior Financial Statements Redemption Shares § 4.07(a) Private Placements Recitals Proxy Statement § 7.01(a3.01(b) Registration Rights and Lock-Up Agreement Recitals Registration Statement / Proxy Statement § 7.01(a8.01(a) Remedies Exceptions § 4.04 Representatives § 7.04(a8.04(a) Reviewed Financial Statements § 8.16 SEC § 5.07(a) Securities Act § 4.05(b) Share Transfer Recitals Share Transfer Agreement Recitals SPAC Preamble SPAC Board Recitals SPAC Board Recommendation § 8.02 SPAC Certificate of Incorporation Recitals SPAC Founders Shares Recitals SPAC Merger Approval § 5.10(b) SPAC Preferred Stock § 5.03(a) SPAC SEC Reports § 5.07(a) Stockholder Support Agreement Recitals Subscription Agreement SPAC Stockholders’ Meeting § 8.02 SPAC Tail Policy § 8.07(c) Sponsor Letter Recitals Surviving Corporation § 2.01 Tax § 4.14(v) Tax Return § 4.14(v) Terminating BCAC Breach § 9.01(g) Terminating Company Breach § 9.01(f10.01(g) Top Supplier Terminating SPAC Breach § 4.22(a10.01(h) Transfer Agent Cancellation Transaction Proposals § 3.02(b) 8.02 Trust Account § 5.13 5.12 Trust Agreement § 5.13 5.12 Trust Fund § 5.13 5.12 Trustee § 5.13 Unaudited Balance Sheets 5.12 Updated Financial Statements § 4.07(b) WARN Act § 4.11(c) Written Consent § 7.038.16
Appears in 1 contract
Samples: Business Combination Agreement (Decarbonization Plus Acquisition Corp II)
Further Definitions. The following terms have the meaning set forth in the Sections set forth below: 2023 Balance Sheet § 4.07(b) Action § 4.09 4.07 Agreement Preamble Alternative Transaction § 7.05(a) Antitrust Laws § 7.13(a) BCAC Preamble BCAC Board Recitals BCAC Closing Statement § 3.06(b)
(a) BCAC Proposals § 7.01(a) BCAC SEC Reports § 5.07(a) BCAC Stockholders’ Meeting § 7.01(a) Blue Sky Laws § 4.05(b) Business Combination Proposal § 7.05(b) Certificate of Merger § 2.02(a) Certificates § 3.02(b) Claims § 6.03 Closing § 2.02(b) Closing Date § 2.02(b) CMS § 4.25(a) Code § 3.02(b3.02(h) Company Preamble Company Board Recitals Company Disclosure Schedule Article IV Company Permits § 4.06 Company Share Awards § 4.03(a) Company Stockholder Approval § 4.18 Confidentiality Agreement § 7.04(b) Continuing Employees § 7.06(c) Contribution § 4.13(e7.06(a) Data Security Requirements § 4.13(g4.11(h) DGCL Recitals Dissenting Shares § 3.05(a) D&O Tail § 7.07(b) XX Xxxxxx § 5.12 Effective Time § 2.02(a) Environmental Permits § 4.15 Equity Plan § 7.06(a) Equity Purchase Agreement Recitals 4.13 ERISA § 4.10(a4.08(a) ERISA Affiliate § 4.10(b4.08(c) Estimated Closing Statement § 3.06(a) Exchange Act § 4.21 Exchange Agent § 3.02(a) Exchange Fund § 3.02(a) Exchanged Option Options § 3.01(d3.01(b)(iv) Financial Statements § 4.07(b4.07(a) GAAP Governmental Authority § 4.07(a4.05(b) Health Plan § 4.08(j) Intended Tax Treatment Recitals Interim Period § 6.01(a) IRS § 4.08(b)
(a) Initial Post-Closing BCAC Directors § 2.05(b) Insurance Policies § 4.17(a) IRS Lease § 4.10(a) Intended Tax Treatment Recitals Ladenburg § 5.12 Lease § 4.12(b) Lease Documents § 4.12(b4.10(a) Letter of Transmittal § 3.02(b) Lincoln Park Recitals Material Contracts § 4.16(a4.14(a) Merger Recitals Merger Consideration § 3.01(b)(i) Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock § 5.03(b) OIG § 4.25(a) Outside Date § 9.01(b) Outstanding BCAC Transaction Expenses § 3.04(b) Outstanding Company Transaction Expenses § 3.04(a) PCAOB Financial Statements Outstanding SPAC Transaction Expenses § 7.14 Per Share Merger Consideration 3.04(b) Party; Parties Preamble Payment Spreadsheet § 3.01(a) Plans § 4.10(a4.08(a) Prior Financial Statements PPACA § 4.07(a4.08(j) Private Placements Recitals Proxy Statement § 7.01(a) Registered IP § 4.11(a) Registration Rights and Lock-Up Agreement Recitals Registration Statement § 7.01(a) Remedies Exceptions § 4.04 Representatives § 7.04(a) SEC § 5.07(a) Securities Act § 5.07(a) Service Agreements § 4.08(a) SPAC Preamble SPAC Amended and Restated Bylaws § 2.04(c) SPAC Board Recitals SPAC Business Combination Deadline § 7.16(a) SPAC Extension § 7.16 SPAC Extension Proxy Statement § 7.16(a) SPAC Preferred Stock § 5.03(a) SPAC Proposals § 7.01(a) SPAC SEC Reports § 5.07(a) SPAC Second Amended and Restated Certificate of Incorporation § 2.04(c) SPAC Stockholders’ Meeting § 7.01(a) Stand Alone Option § 4.03(a) Stock Incentive Plan § 7.15 Stockholder Support Agreement Recitals Subscription Agreement Recitals Surviving Corporation § 2.01 Tax § 4.14(v4.12(m) Tax Return § 4.14(v) Terminating BCAC Breach § 9.01(g4.12(m) Terminating Company Breach § 9.01(f) Top Supplier Terminating SPAC Breach § 4.22(a) Transfer Agent Cancellation § 3.02(b9.01(g) Trust Account § 5.13 Trust Agreement § 5.13 Trust Fund § 5.13 Trustee § 5.13 Unaudited Balance Sheets Underwriting Agreement § 4.07(b) WARN Act 5.13 Underwriting Agreement Amendment § 4.11(c) 7.18 Underwriting Agreement Waiver § 7.18 Written Consent § 7.03
Appears in 1 contract
Samples: Business Combination Agreement (Maquia Capital Acquisition Corp)
Further Definitions. The following terms have the meaning set forth in the Sections set forth below: Action Acquisition Proposal § 4.09 7.05 (b) Additional Financings § 7.20 (b) Agreement Preamble Alternative Transaction Annual PCAOB Financial Statements § 7.05(a) 7.15 Antitrust Laws § 7.13(a) BCAC Preamble BCAC Board Recitals BCAC Closing Statement § 3.06(b)
7.14 (a) BCAC Proposals § 7.01(a) BCAC SEC Reports § 5.07(a) BCAC Stockholders’ Meeting § 7.01(a) Blue Sky Laws § 4.05(b4.05 (b) Business Combination Proposal § 7.05(b) Certificate of Merger § 2.02(a) Certificates § 3.02(b) Claims § 6.03 Certificate § 3.02 (a) Closing § 2.02(b2.02 (b) Closing Date § 2.02(b) CMS § 4.25(a) Code § 3.02(b2.02 (b) Company Preamble Company Board Recitals Company Board Recommendation § 7.03 Company Disclosure Schedule Article IV Company Officer’s Certificate § 8.02 (c) Company Permits § 4.06 Company Share Awards § 4.03(a(a) Company Stockholder Approval § 4.18 Confidentiality Agreement Company Stockholders Meeting § 7.04(b7.03 Company Subsidiary § 4.01 (a) Continuing Employees § 7.06(c7.07 (a) Contribution Converted RSUs § 4.13(e3.01 (b)(iv) Data Security Requirements § 4.13(g4.13 (l) DGCL Recitals Dissenting Shares Earnout Pro Rata Share § 3.05(a3.02 (i) Earnout RSUs § 3.05 (e) Effective Time § 2.02(a2.02 (a) Environmental Permits § 4.15 Equity Plan § 7.06(a) Equity Purchase Agreement Recitals ERISA § 4.10(a) ERISA Affiliate § 4.10(b4.10 (c) Estimated Closing Statement § 3.06(a) Exchange Act § 4.21 Exchange Agent § 3.02(a3.02 (a) Exchange Agent Agreement § 3.02 (a) Exchange Fund § 3.02(a3.02 (a) Exchanged Option First Certificate of Merger § 3.01(d2.02 (a) Financial Statements First Merger Sub Preamble First Merger Sub Board Recitals First Merger Sub Common Stock § 4.07(b5.03 (b) Forfeited Sponsor Shares § 7.20 (c) GAAP § 4.07(a)
4.07 (a) Initial Post-Closing BCAC Directors Governmental Authority § 2.05(b) Insurance Policies § 4.17(a) IRS § 4.10(a4.05 (b) Intended Tax Treatment Recitals Ladenburg Interim Financial Statements § 5.12 4.07 (b) Interim Financial Statements Date § 4.07 (b) Interim Period § 6.01 (a) IPO § 6.03 Key Company Service Provider § 6.01 (b)(vii) Key Employee § 7.21 Law § 4.05 (a) Lease § 4.12(b4.12 (b) Lease Documents § 4.12(b4.12 (b) Letter of Transmittal § 3.02(b) Lincoln Park Recitals Material Contracts § 4.16(a4.16 (a) Maximum Annual Premium § 7.08 (b) Merger Recitals Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock Payment Schedule § 5.03(b3.02 (i) OIG New Employee Agreements § 4.25(a7.21 Non-Disclosure Agreement § 7.04 (b) Nonparty Affiliate § 10.11 Ordinary Commercial Agreement § 4.14 (b) Outside Date § 9.01(b) Outstanding BCAC Transaction Expenses § 3.04(b9.01 (b) Outstanding Company Transaction Expenses § 3.04(a3.04 (a) PCAOB Financial Statements Outstanding Parent Transaction Expenses § 7.14 3.04 (b) Outstanding Transaction Expenses § 3.04 (b) Parent Preamble Parent Assumed Warrant § 3.01 (b)(vii) Parent Board Recitals Parent Board Recommendation § 7.02 (a) Parent Cash on Hand Calculation § 7.20 (a) Parent Common Stock § 5.03 (a) Parent Disclosure Schedule Article V Parent Equity Incentive Plan § 7.01 (a) Parent ESPP § 7.01 (a) Parent Preferred Stock § 5.03 (a) Parent Proposals § 7.01 (a) Parent Public Warrants § 5.16 Parent Restricted Stock § 3.01 (b)(i) Parent SEC Reports § 5.07 (a) Parent Stockholders’ Meeting § 7.01 (a) Parent Warrants § 5.03 (a) Per Share Forfeited Value § 7.20 (c) Per Share Merger Consideration § 3.01(a3.01 (b)(i) Permitted Compensation Arrangements § 6.01 (b)(vii) Permitted Financings § 6.01 (b)(ii) Plans § 4.10(a4.10 (a) Prior Private Placement Investors Recitals Private Placements Recitals Pro Rata Share § 3.02 (i) Prospectus § 6.03 Proxy Statement § 7.01 (a) Public Stockholders § 6.03 Q1 Unaudited Interim Financial Statements § 4.07(a) Private Placements Recitals Proxy Statement 7.15 Q2 Unaudited Interim Financial Statements § 7.01(a) 7.15 Registration Rights and Lock-Up Agreement Recitals § 7.22 Registration Statement § 7.01(a7.01 (a) Related Party § 7.19 Released Claims § 6.03 Remedies Exceptions § 4.04 Representatives § 7.04(a7.04 (a) Xxxxxxxx-Xxxxx Act § 5.07 (a) SEC § 5.07(a5.07 (a) Securities Act Second Certificate of Merger § 5.07(a2.02 (a) Stockholder Second Effective Time § 2.02 (a) Second Merger Sub Preamble Second Merger Sub Board Recitals Sponsor Recitals Sponsor Support Agreement Recitals Stockholder Support Agreements Recitals Subscription Agreement Agreements Recitals Subscription Amount Recitals Surviving Corporation Recitals Surviving Entity Recitals Surviving Provisions § 2.01 9.02 Tax Claim § 4.14(v) Tax Return § 4.14(v) Terminating BCAC Breach § 9.01(g4.14 (a) Terminating Company Breach § 9.01(f9.01 (g) Top Supplier Terminating Parent Breach § 4.22(a) Transfer Agent Cancellation § 3.02(b9.01 (h) Trust Account § 5.13 Trust Agreement § 5.13 Trust Fund § 5.13 Trustee § 5.13 Unaudited Balance Sheets Annual Financial Statements § 4.07(b4.07 (a) WARN Act Unaudited Interim Financials § 4.11(c7.15 Unvested Converted RSUs § 3.05 (e) Written Consent § 7.03
Appears in 1 contract
Samples: Merger Agreement (Isleworth Healthcare Acquisition Corp.)
Further Definitions. The following terms have the meaning set forth in the Sections set forth below: 2020 Balance Sheet §4.07(b) Action § §4.09 Agreement Preamble Alternative Transaction § 7.05(a) Antitrust Laws § §7.13(a) BCAC Preamble BCAC Board Recitals BCAC Closing Statement § 3.06(b)
(a) BCAC Proposals § 7.01(a) BCAC SEC Reports § 5.07(a) BCAC Stockholders’ Meeting § 7.01(aAudited Financial Statements §4.07(a) Blue Sky Laws § §4.05(b) Business Combination Proposal § 7.05(b) §7.17 Certificate of Merger § §2.02(a) Certificates § §3.02(b) CFIUS §7.14(a) Claims § §6.03 Closing § §2.02(b) Closing Date § §2.02(b) CMS § 4.25(aCode §3.02(h) Code § 3.02(b) Commerce §4.21 Company Preamble Company Acquisition Agreement §7.05(a) Company Adverse Recommendation Change §7.05(c) Company Board Recitals Company Board Recommendation §4.19 Company Disclosure Schedule Article IV Company Equity Plan Unallocated Pool §3.01(a) Company Notice Period §7.05(c) Company Permits § §4.06 Company Related Parties § 9.03(c) Company Share Awards Award § 4.03(a4.03(c) Company Stockholder Approval § 4.18 §4.19 Company Subsidiary §4.01(a) Confidentiality Agreement § §7.04(b) Continuing Employees § 7.06(c§7.06(a) Contribution § 4.13(eConversion §3.01(b) Data Security Requirements § 4.13(g§4.13(h) D&O Tail Policies §7.07(b) DGCL Recitals Dissenting Shares § §3.05(a) EarlyBird §5.12 Effective Time § §2.02(a) Employment Matters §4.11(c) Environmental Permits § 4.15 Equity Plan § 7.06(a) Equity Purchase Agreement Recitals §4.16 ERISA § §4.10(a) ERISA Affiliate § 4.10(b) Estimated Closing Statement § 3.06(a§4.10(c) Exchange Act § 4.21 §4.23 Exchange Agent § 3.02(a) Exchange Fund § §3.02(a) Exchanged Option § 3.01(dOptions §3.01(c)(iv) Exchanged Restricted Stock §3.01(c)(iv) FCC Transfer of Control Applications §7.15 Financial Statements § 4.07(b§4.07(a) Funded International Employee Plan §4.10(m) GAAP § §4.07(a)
(a) Initial Post-Closing BCAC Directors § 2.05(bGovernmental Authority §4.05(b) Insurance Policies § 4.17(aHealth Plan §4.10(k) Israeli Employees §4.11(g) IRS § 4.10(a§4.10(b) Intended Tax Treatment Recitals Ladenburg § 5.12 Lxxxxxxxx §0.00 Law §4.05(a) Lease § §4.12(b) Lease Documents § §4.12(b) Letter of Transmittal § §3.02(b) Lincoln Park Recitals Material Contracts § 4.16(a§4.17(a) Merger Recitals Merger Consideration §3.01(c)(i) Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock § §5.03(b) OIG § 4.25(aNet Exercise §3.01(d) NYSE American §5.07(d) Outside Date § §9.01(b) Outstanding BCAC Transaction Expenses § 3.04(b) Outstanding Company Transaction Expenses § §3.04(a) PCAOB Financial Statements § 7.14 Per Share Merger Consideration § Outstanding Parent Transaction Expenses §3.04(b) Parent Preamble Parent Board Recitals Parent Preferred Stock §5.03(a) Parent Proposals §7.01(a) Parent SEC Reports §5.07(a) Parent Stockholders’ Meeting §7.01(a) Payment Spreadsheet §3.01(a) PCAOB Audited Financials §7.16 Plans § §4.10(a) Prior Financial Statements § 4.07(aPPACA §4.10(k) Private Placements Recitals Proxy Statement § §7.01(a) Recall §4.14(b) Registered IP §4.13(a) Registration Rights and Lock-Up Agreement Recitals Registration Statement § §7.01(a) Remedies Exceptions § §4.04 Representatives § §7.04(a) SEC § §5.07(a) Securities Act § §5.07(a) Securities Exchange Fund §3.02(a) Section 14 Arrangement §4.11(g) Service Agreements §4.10(a) Sponsor Support Agreement Recitals Stock Incentive Plan §7.19 Stockholder Support Agreement Recitals Stockholders Agreement Recitals Subscription Agreement Agreements Recitals Surviving Corporation § §2.01 Tax § 4.14(v) Tax Return § 4.14(v) Terminating BCAC Breach § 9.01(g) Terminating Company Breach § §9.01(f) Top Supplier § 4.22(a) Transfer Agent Cancellation § 3.02(bTerminating Parent Breach §9.01(h) Trust Account § §5.13 Trust Agreement § §5.13 Trust Fund § §5.13 Trustee § §5.13 Unaudited Balance Sheets § 4.07(b) WARN Act § 4.11(c) Written Consent § §7.03
Appears in 1 contract
Samples: Business Combination Agreement (New Beginnings Acquisition Corp.)
Further Definitions. The following terms have the meaning set forth in the Sections set forth below: 2022 Balance Sheet § 4.07(c) Action § 4.09 Acquired Company Financials § 7.13 Agreement Preamble Alternative Transaction Amalco Recitals Anti-Bribery Laws § 7.05(a4.14(a) Anti-Money Laundering Laws § 4.14(f) Antitrust Laws § 7.13(a7.12(a) BCAC Preamble BCAC Board Recitals BCAC Closing Statement Authorized Representatives § 3.06(b)
(a) BCAC Proposals § 7.01(a) BCAC SEC Reports § 5.07(a) BCAC Stockholders’ Meeting § 7.01(a) Blue Sky Laws § 4.05(b4.14(a) Business Combination Proposal Competing Transaction § 7.05(b7.04(b) Certificate of Merger Canadian Sanctions § 2.02(a4.14(g) Cayman Act Recitals Certificates § 3.02(b3.03(a) Claims § 6.03 Closing § 2.02(b) 2.08 Closing Date § 2.02(b) CMS § 4.25(a) 2.08 Code § 3.02(b3.03(e) Company Preamble Company Amalgamation Recitals Company Board Recitals Company Closing Indebtedness §1.01 Company Disclosure Schedule Article IV Company Group § 10.12(a) Company Permits § 4.06 Company Share Awards § 4.03(a4.06(a) Company Stockholder Approval Shareholders Recitals Company Subsidiary(ies) § 4.18 4.01(a) Company Unaudited Financials § 7.13 Confidentiality Agreement § 7.04(b7.03(b) Continuing Employees Continuance Recitals Continuance Effective Time § 7.06(c) Contribution § 4.13(e2.01(b) Data Security Requirements § 4.13(g) DGCL D&O Persons § 7.06(a) D&O Tail Policies § 7.06(b) EBC § 5.12 Employment Agreement Recitals Dissenting Shares § 3.05(a) Effective Time § 2.02(a) Environmental Permits § 4.15 Equity Plan § 7.06(a) Equity Purchase Agreement Recitals ERISA § 4.10(a) ERISA Affiliate § 4.10(b) Estimated Closing Statement § 3.06(a) 4.16 Exchange Act § 4.21 4.23 Exchange Agent § 3.02(a3.03(a) Exchange Fund § 3.03(c) Exchange Spreadsheet § 3.02(a) Exchanged Option Expenses § 3.01(d9.03(b)(i) Financial Statements § 4.07(b4.07(a) GAAP § 4.07(a)
(a) Initial Post-Closing BCAC Directors § 2.05(b) Insurance Policies § 4.17(a) IRS § 4.10(aHealth Plan §4.10(j) Intended Tax Treatment Recitals Ladenburg Interim Order § 5.12 2.03 Key Employee Recitals Labor Union § 4.11(b) Law § 4.05(a) Lease § 4.12(b) Lease Documents § 4.12(b) Letter of Transmittal § 3.02(b3.03(b) Lincoln Park Lock-Up Agreement Recitals Material Contracts § 4.16(a4.17(a) Merger Material Customers § 4.21 Material Suppliers § 4.21 Minimum Cash Condition § 8.01(i) Nasdaq § 4.05(b) Newco Preamble Newco Director Recitals Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock Newco Shares § 5.03(b) OIG New Investor Convertible Note Financing § 4.25(a7.17 New Investor Note Purchase Agreement § 7.17 New Investors § 7.17 New SPAC Amalgamation Recitals New SPAC Board § 2.09 New SPAC Bylaws § 2.01(c) New SPAC Articles of Continuance § 2.01(b) New SPAC Equity Plan § 7.18 Non-U.S. Subsidiaries § 7.10(b) OBCA Recitals Outside Date § 9.01(b) Outstanding BCAC Transaction Expenses § 3.04(b) Outstanding Company Transaction Expenses § 3.04(a) Outstanding SPAC Transaction Expenses § 3.04(b) Party(ies) Preamble Permitted Company Financing § 7.17(b) PCAOB Financial Statements Audited Financials § 7.14 Per Share Merger Consideration 7.13 PFIC § 3.01(a7.10(b) Plans Plan(s) § 4.10(a) Prior Financial Statements PPACA §4.10(j) Pro Forma Financials § 4.07(a) Private Placements Recitals 7.13 Proxy Statement § 7.01(a) Registration Rights and Lock-Up Agreement Recitals Registration Statement § 7.01(a) Remedies Exceptions § 4.04 Representatives § 7.04(a7.03(a) Required Financials § 7.13 SEC § 5.07(a) Securities Act § 5.07(a) Stockholder Service Agreements § 4.10(a) Shareholder Support Agreement Recitals Subscription Xxxx Capital § 5.12 SPAC Preamble SPAC Board Recitals SPAC Disclosure Schedule Article V SPAC Group § 10.12(a) SPAC Information § 2.05(d) SPAC Proposals § 7.01(a) SPAC SEC Reports § 5.07(a) SPAC Shareholders Recitals SPAC Shareholders’ Meeting § 7.01(a) Sponsor Recitals Sponsor Support Agreement Recitals Surviving Corporation Subsequent Unaudited Company Financial Statements § 2.01 Tax § 4.14(v) Tax Return § 4.14(v) Terminating BCAC Breach § 9.01(g) 7.14 Terminating Company Breach § 9.01(f) Top Supplier Terminating SPAC Breach § 4.22(a9.01(g) Transfer Agent Cancellation Termination Fee § 3.02(b9.03(d)(i) Transactions Recitals Trust Account § 5.13 Trust Agreement § 5.13 Trust Fund § 5.13 Trustee § 5.13 Unaudited Balance Sheets § 4.07(b) WARN Act § 4.11(c) Written Consent § 7.035.13
Appears in 1 contract
Samples: Business Combination Agreement (Oxus Acquisition Corp.)
Further Definitions. The following terms have the meaning set forth in the Sections set forth below: 2020 Balance Sheet § 4.07b) Action § 4.09 Agreement Preamble Alternative Transaction Annual Financial Statements § 7.05(a4.07a) Antitrust Laws § 7.13(a7.13a) BCAC Preamble BCAC Board Recitals BCAC Closing Statement Audited Financial Statements § 3.06(b)
(a) BCAC Proposals § 7.01(a) BCAC SEC Reports § 5.07(a) BCAC Stockholders’ Meeting § 7.01(a) 7.17 Blue Sky Laws § 4.05(b) Business Combination Proposal § 7.05(b4.05b) Certificate of Merger § 2.02(a2.02a) Certificates § 3.02(b3.02b) Claims § 6.03 Closing § 2.02(b2.02b) Closing Date § 2.02(b) CMS § 4.25(a2.02b) Code § 3.02(b3.02g) Company Preamble Company Board Recitals Company Disclosure Schedule Article IV § 4.03c) Company Permits § 4.06 Company Share Awards § 4.03(a4.03a) Company Stockholder Approval § 4.18 Company Stockholder Meeting § 7.03 Confidentiality Agreement § 7.04(b7.04b) Continuing Employees § 7.06(c7.06a) Contribution Contracting Parties § 4.13(e10.11 Conversion § 4.03h) Data Security Requirements § 4.13(g4.13k) DGCL Recitals Dissenting Shares § 3.05(a) Effective Time § 2.02(a2.02a) Environmental Permits § 4.15 Equity Plan § 7.06(a) Equity Purchase Agreement Recitals ERISA § 4.10(a) ERISA Affiliate § 4.10(b) Estimated Closing Statement § 3.06(a4.10c) Exchange Act § 4.21 3.01b)iv) Exchange Agent § 3.02(a3.02a) Exchange Fund § 3.02(a3.02a) Exchanged Option § 3.01(d3.01b)iv) Existing Security Agreements § 4.16a)viii) Food Law GAAP § 4.19 § 4.07a) Health Plan § 4.10k) Intended Tax-Free Treatment Recitals Interim Financial Statements § 4.07(b) GAAP § 4.07(a)
(a) Initial Post-Closing BCAC Directors § 2.05(b) Insurance Policies § 4.17(a4.07b) IRS § 4.10(a4.10b) Intended Tax Treatment Recitals Ladenburg IT Systems § 5.12 4.13 Lease § 4.12(b4.12b) Lease Documents § 4.12(b4.12b) Letter of Transmittal § 3.02(b) Lincoln Park Lock-Up Agreement Recitals Material Contracts § 4.16(a4.16a) Merger Recitals Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock § 5.03(b5.03b) OIG Minimum PIPE Commitments Recitals Nonparty Affiliates § 4.25(a10.11 Novus Preamble Novus Board Recitals Novus Preferred Stock § 5.03a) Novus Proposals § 7.01a) Novus SEC Reports § 5.07a) Novus Stockholders’ Meeting § 7.01a) Outside Date § 9.01(b9.01b) Outstanding BCAC Transaction Expenses § 3.04(b) Outstanding Company Transaction Expenses § 3.04(a) PCAOB Financial Statements § 7.14 Per Share Merger Consideration § 3.01(a3.01b)i) Plans § 4.10(a4.10a) Prior Financial Statements PPACA § 4.07(a4.10k) Private Placements Recitals Proxy Statement § 7.01(a7.01a) Registration Rights and Lock-Up Agreement Recitals Registration Statement § 7.01(a) Remedies Exceptions § 4.04 Representatives § 7.04(a7.04a) SEC § 5.07(a5.07a) Securities Act § 5.07(a5.07a) Sponsor Support Agreement Recitals Stockholder Support Agreement Recitals Subscription Agreement Agreements Recitals Surviving Corporation § 2.01 Tax § 4.14(v) Tax Return § 4.14(v) Terminating BCAC Breach § 9.01(g) Terminating Company Breach § 9.01(f9.01f) Top Supplier Terminating Novus Breach § 4.22(a) Transfer Agent Cancellation § 3.02(b9.01g) Trust Account § 5.13 Trust Agreement § 5.13 Trust Fund § 5.13 Trustee § 5.13 Unaudited Balance Sheets § 4.07(b) WARN Act § 4.11(c) Written Consent § 7.03
Appears in 1 contract
Samples: Business Combination Agreement (Novus Capital Corp)
Further Definitions. The following terms have the meaning set forth in the Sections set forth below: Action § 4.09 Additional Proposal 7.01(b) Adjournment Proposal 7.01(b) Aggregate Consideration 3.01(c) Agreement Preamble Alternative Transaction § 7.05(a) Business Combination 7.06 Antitrust Laws § 7.13(a7.14(a) BCAC Audited Financial Statements 4.07(a) Blue Sky Laws 4.05(b) Book-Entry Shares 3.02(b) Business Combination 6.04 Certificate of Merger 2.03(a) Charter Proposal 7.01(b) Classified Contracts 4.23(u) Closing 2.03(b) Closing Date 2.03(b) Company Preamble BCAC Company Affiliate Agreement 4.24 Company Board Recitals BCAC Closing Statement § 3.06(bCompany Board Approval 4.19 Company Board Recommendation 7.03 Company Disclosure Schedule IV Company Equity Financing Limitation 6.03(a) Company Permits 4.06(a) Confidentiality Agreement 7.04(b) Consideration Schedule 3.02(h) DCSA 4.23(w) Deemed Liquidation Event Provisions 3.01(a)(i) Defending Party 7.20 DGCL Recitals Dissenting Shares 3.05(a) Domestication Recitals Domestication Proposal 7.01(b) DPA 4.22 DTC 3.02(b) Effective Time 2.03(a) Environmental Permits 4.16(e) Equity Plan 7.07(a) Equity Plans Proposal 7.01(b) ERISA 4.10(a) ERISA Affiliate 4.10(c) ESPP 7.07(b) Exchange Act 4.25 Exchange Agent 3.02(a) Exchange Agreements 8.03(c)
(a) BCAC Proposals § 7.01(aExtended Outside Date 9.01(b) BCAC SEC Reports § 5.07(aFacility Security Clearances 4.23(w) BCAC Stockholders’ Meeting § 7.01(aFormer Government Employee 4.23(s) Blue Sky Laws § 4.05(b) Business Combination Proposal § 7.05(b) Certificate of Merger § 2.02(a) Certificates § 3.02(b) Claims § 6.03 Closing § 2.02(b) Closing Date § 2.02(b) CMS § 4.25(a) Code § 3.02(b) Company Preamble Company Board Recitals Company Disclosure Schedule Article IV Company Permits § 4.06 Company Share Awards § 4.03(a) Company Stockholder Approval § 4.18 Confidentiality Agreement § 7.04(b) Continuing Employees § 7.06(c) Contribution § 4.13(e) Data Security Requirements § 4.13(g) DGCL Recitals Dissenting Shares § 3.05(a) Effective Time § 2.02(a) Environmental Permits § 4.15 Equity Plan § 7.06(a) Equity Purchase Agreement Recitals ERISA § 4.10(a) ERISA Affiliate § 4.10(b) Estimated Closing Statement § 3.06(a) Exchange Act § 4.21 Exchange Agent § 3.02(a) Exchange Fund § 3.02(a) Exchanged Option § 3.01(d) Full Year Unaudited Financial Statements § 4.07(b) GAAP § 4.07(a)
(a) Initial Post-Closing BCAC Directors § 2.05(bGovernmental Authority 4.05(b) Insurance Policies § 4.17(a) IRS § 4.10(aHoldco Option 3.01(a)(iv) Intended Tax Treatment Recitals Ladenburg § 5.12 Lease § 4.12(bInterim Unaudited Financial Statements 4.07(c) Lease Documents § 4.12(bInternational Employee Plans 4.10(l) Letter of Transmittal § 3.02(bIP Licenses 4.13(c) Lincoln Park IPO 6.04 IRS 4.10(h) Law 4.05(a)
(b) Lock-Up Agreements Recitals March Balance Sheet 4.07(c) Material Contracts § 4.16(a4.17(a) Merger Recitals Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock § 5.03(b) OIG § 4.25(a) New Parent Common Stock Recitals Outside Date § 9.01(b) Outstanding BCAC Transaction Expenses § 3.04(b) Outstanding Company Transaction Expenses § 3.04(a) Outstanding Parent Transaction Expenses 3.04(b) Parent Preamble Parent Affiliate Agreement 5.18 Parent Board Recitals Parent Board Recommendation 7.02(a) Parent Disclosure Schedule V Parent Plan 5.14 Parent SEC Reports 5.07(a) Parent Shareholder Approval 5.10(b) Parent Stock Proposal 7.01(b) PCAOB Financial Statements § 7.14 Per Share Merger Consideration § 3.01(a) Plans § Financials 7.15 Plan 4.10(a) Prior Financial Statements § 4.07(aPost-Closing Parent Bylaws Recitals Post-Closing Parent Certificate of Incorporation Recitals Post-Closing Transaction Discussions 7.05 Preferred Bidder Status 4.23(h) Private Placements Recitals Proxy Statement § 7.01(aPrivacy and Data Security Requirements 4.14(a) Registration Rights and Lock-Up Agreement Recitals Registration Statement § 7.01(aProposals 7.01(b) Remedies Exceptions § 4.04 Representatives § 7.04(a) SEC § 5.07(a) Securities Act § 5.07(a) Stockholder Support Agreement Recitals Subscription Agreement Recitals Surviving Corporation § 2.01 Tax § 4.14(v) Tax Return § 4.14(v) Terminating BCAC Breach § 9.01(g) Terminating Company Breach § 9.01(f) Top Supplier § 4.22(a) Transfer Agent Cancellation § 3.02(b) Trust Account § 5.13 Trust Agreement § 5.13 Trust Fund § 5.13 Trustee § 5.13 Unaudited Balance Sheets § 4.07(b) WARN Act § 4.11(c) Written Consent § 7.03Prospectus 6.04 Public Stockholders 6.04
Appears in 1 contract
Samples: Business Combination Agreement (Andretti Acquisition Corp.)
Further Definitions. The following terms have the meaning set forth in the Sections set forth below: 2020 Balance Sheet § 4.09(b) Action § 4.09 4.11 Agreement Preamble Alternative Transaction § 7.05(a) Antitrust Laws § 7.13(a) BCAC Preamble BCAC Board Behavioral Health Services Recitals BCAC Closing Statement § 3.06(b)
(a) BCAC Proposals § 7.01(a) BCAC SEC Reports § 5.07(a) BCAC Stockholders’ Meeting § 7.01(a) Blue Sky Laws § 4.05(b) Business Combination Proposal § 7.05(b) Certificate of Merger § 2.02(a) Certificates § 3.02(b) Claims § 6.03 Closing § 2.02(b) Closing Date § 2.02(b) CMS Cloudbreak Health Recitals Cloudbreak Health BCA Recitals Cloudbreak Health Merger Recitals Cloudbreak Merger Sub § 4.25(a5.01(b) Code § 3.02(b) Recitals Company Preamble Company Board Recitals Company Disclosure Schedule Article IV Company Permits § 4.06 Company Share Awards § 4.03(a) Company Stockholder Approval § 4.18 4.21 Company Subsidiary Recitals Company Subsidiary Acquisition Agreements Recitals Confidentiality Agreement § 7.04(b) Continuing Employees § 7.06(c7.06(b) Contribution § 4.13(e4.15(e) Contributor § 4.15(e) Data Security Requirements § 4.13(g4.15(i) DGCL Recitals Dissenting Shares § 3.05(a) EarlyBirdCapital § 5.12 Effect § 1.01 Effective Time § 2.02(a) Environmental Permits § 4.15 Equity Plan § 7.06(a) Equity Purchase Agreement Recitals ERISA § 4.10(a4.12(a) ERISA Affiliate § 4.10(b4.12(c) Estimated Closing Statement § 3.06(a) Exchange Act § 4.21 4.24 Exchange Agent § 3.02(a) Exchange Fund § 3.02(a) Exchanged Option § 3.01(d) Financial Statements § 4.07(b4.09(b) GAAP § 4.07(a4.09(a) GigCapital2 Preamble GigCapital2 Board Recitals GigCapital2 Closing Statement § 3.06(b)
(a) GigCapital2 Proposals § 7.01(a)
(a) GigCapital2 Stockholders’ Meeting § 7.01(a) Glocal Recitals Governmental Authority § 4.05(b) Health Plan § 4.12(k) Improvements § 1.01 Innovations Group Recitals Initial Post-Closing BCAC UpHealth Directors § 2.05(b) Insurance Policies § 4.17(a) IRS § 4.10(a) Intended Tax Treatment Recitals Ladenburg IRS § 5.12 4.12(b) Land § 1.01 Law § 4.05(a) Lease § 4.12(b4.14(b) Lease Documents § 4.12(b4.14(b) Letter of Transmittal § 3.02(b) Lincoln Park Recitals Material Contracts § 4.16(a4.18(a) Merger Recitals Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock § 5.03(b) OIG Non-PCAOB Financial Statements § 4.25(a7.14 OFAC § 4.19(b) Outside Date § 9.01(b) Outstanding BCAC Transaction Expenses § 3.04(b) Outstanding Company Transaction Expenses § 3.04(a) Outstanding GigCapital2 Transaction Expenses § 3.04(b) PCAOB Financial Statements § 7.14 Per Share Merger Consideration § 3.01(a) Plans § 4.10(a4.12(a) PPACA § 4.12(k) Prior Financial Statements § 4.07(a4.09(a) Private Placements Recitals Program Requirements § 4.13(i) Proxy Statement § 7.01(a) Registration Rights and Lock-Up Agreement Recitals Registration Statement § 7.01(a) Remedies Exceptions § 4.04 Representatives § 7.04(a) SEC § 5.07(a) Securities Act § 5.07(a) Stockholder Support Agreement Recitals Subscription Agreement Recitals Surviving Corporation § 2.01 Tax § 4.14(v4.16(q) Tax Return § 4.14(v) Terminating BCAC Breach § 9.01(g4.16(p) Terminating Company Breach § 9.01(f) Top Supplier Terminating GigCapital2 Breach § 4.22(a9.01(g) Thrasys Recitals Thrasys Incentive Amount § 7.06(c) Transfer Agent Cancellation § 3.02(b) Trust Account § 5.13 Trust Agreement § 5.13 Trust Fund § 5.13 Trustee § 5.13 Unaudited Balance Sheets TTC Healthcare Recitals UpHealth Certificate of Incorporation § 4.07(b2.04(c) UpHealth Board § 2.05(b) WARN Act § 4.11(c4.13(c) Written Consent § 7.03
Appears in 1 contract
Further Definitions. The following terms have the meaning set forth in the Sections set forth below: Action 2021 Balance Sheet § 4.09 4.07(b) Additional Parent SEC Reports § 5.07(a) Agreement Preamble Alternative Transaction § 7.05(a) Antitrust Laws § 7.13(a) BCAC Preamble BCAC Board Recitals BCAC Closing Statement Audited Financial Statements § 3.06(b)
(a) BCAC Proposals § 7.01(a) BCAC SEC Reports § 5.07(a) BCAC Stockholders’ Meeting § 7.01(a4.07(a) Blue Sky Laws § 4.05(b) 4.05(b) Business Combination Proposal § 7.05(b7.14 Cash Merger Consideration § 3.01(b)(iii) Certificate of Merger § 2.02(a) Certificates § 3.02(b) Claims § 6.03 Closing § 2.02(b) Closing Date § 2.02(b) CMS Closing Form 8-K § 4.25(a7.01(g) Closing Press Release § 7.01(g) Code § 3.02(b3.02(h) Commerce § 4.21 Company Preamble Affiliate Transaction § 4.22 Company Board Recitals Certificate § 3.04(a) Company Disclosure Schedule Article IV Company Permits § 4.06 Company Share Awards Award § 4.03(a) Company Stockholder Approval Waiving Parties § 4.18 10.11(b) Confidentiality Agreement § 7.04(b) Continuing Employees § 7.06(c7.06(a) Contribution Customs & International Trade Laws § 4.13(e) Data Security Requirements 4.21 D&O Tail Policies § 4.13(g7.07(b) DGCL Recitals Dissenting Shares § 3.05(a3.06(a) Effective Time § 2.02(a) Employment Matters § 4.11(c) Environmental Permits § 4.15 4.16 Equity Incentive Plan § 7.06(a) Equity Purchase Agreement Recitals 7.16 ERISA § 4.10(a) ERISA Affiliate § 4.10(b4.10(c) Estimated Closing Statement § 3.06(a) Exchange Act § 4.21 Exchange Agent § 3.02(a3.05(d) Exchange Fund § 3.02(a3.05(d) Exchanged Option Options § 3.01(d3.01(b)(iv) Financial Statements Excluded PIPE Shares § 4.07(b) 1.01 GAAP § 4.07(a)
(a) Initial Post-Closing BCAC Directors Governmental Authority § 2.05(b4.05(b) Insurance Policies Health Plan § 4.17(a) IRS § 4.10(a4.10(k) Intended Tax Treatment § 7.11 IRS § 4.10(b) JC Preamble JC Board Recitals Ladenburg Law § 5.12 4.05(a) Lease § 4.12(b) Lease Documents § 4.12(b) Letter of Transmittal § 3.02(b) Lincoln Park Recitals Ludia Audited Financial Statements § 4.07(a) Ludia Unaudited Financial Statements § 4.07(b) Material Contracts § 4.16(a4.17(a) Merger Recitals Merger Consideration § 3.01(b)(iii) Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock § 5.03(b) OIG § 4.25(a) New JC Recitals New JC LLC Preamble Offer Recitals Outside Date § 9.01(b) Outstanding BCAC Transaction Expenses Parent Preamble Parent Affiliate Agreement § 5.20 Parent Amended and Restated Bylaws § 2.04(c) Parent Board Recitals Parent Board Recommendation § 5.10(a) Parent Class A Common Stock Merger Consideration § 3.01(b)(i) Parent Class B Common Stock Merger Consideration § 3.01(b)(ii) Parent Common Stock Merger Consideration § 3.01(b)(ii) Parent Disclosure Schedule Article V Parent Financing Certificate § 3.04(b) Outstanding Company Transaction Expenses Parent Group § 3.04(a10.11(b) PCAOB Financial Statements Parent Material Contracts § 7.14 Per Share Merger Consideration 5.08(d) Parent Organizational Documents Recitals Parent Preferred Stock § 5.03(a) Parent Privileged Communications § 10.11(b) Parent Proposals § 7.01(a) Parent SEC Reports § 5.07(a) Parent Second Amended and Restated Certificate of Incorporation § 2.04(c) Parent Stockholders’ Meeting § 7.01(a) Parent Waiving Parties § 10.11(a) Payment Spreadsheet § 3.01(a) PIPE Financing Amount Recitals PIPE Investors Recitals Plans § 4.10(a) Prior Financial Statements PPACA § 4.07(a4.10(k) Private Placements Recitals Proxy Clearance Date § 7.01(b) Proxy Statement § 7.01(a) Raine § 4.24 Recall § 4.14(b) Registered IP § 4.13(a) Registration Effective Date § 7.01(a) Registration Rights and Lock-Up Agreement Recitals Registration Statement § 7.01(a) Remedies Exceptions § 4.04 Representatives § 7.04(a) Restructuring Plan Recitals SEC § 5.07(a) Securities Act § 5.07(a) Service Agreements § 4.10(a) Sponsor Support Agreement Recitals Stockholder Group § 10.11(a) Stockholder Privileged Communications § 10.11(a) Stockholder Support Agreement Recitals Stockholders Agreement Recitals Subscription Agreement Agreements Recitals Surviving Corporation § 2.01 Tax § 4.14(v) Tax Return § 4.14(v) Terminating BCAC Breach § 9.01(g) Terminating Company Breach § 9.01(f) Top Supplier Terminating Parent Breach § 4.22(a) Transfer Agent Cancellation § 3.02(b9.01(g) Trust Account § 5.13 Trust Agreement § 5.13 Trust Fund § 5.13 Trustee UBS § 5.13 5.12 Unaudited Balance Sheets Financial Statements § 4.07(b) WARN Act Voting Agreement Recitals Warrant Accounting Matter § 4.11(c5.07(c) Written Consent § 7.03
Appears in 1 contract
Samples: Business Combination Agreement (DPCM Capital, Inc.)
Further Definitions. The following terms have the meaning set forth in the Sections set forth below: 2020 Balance Sheet § 4.07(a) ABP § 8.02(c) Action § 4.09 Agreement Preamble Alternative Transaction § 7.05(a7.04 Amended NewCo Articles of Association § 2.03(c)(v) Antitrust Laws § 7.13(a7.11(a) BCAC Preamble BCAC Board Recitals BCAC Closing Statement Assumed Warrant § 3.06(b)
(a) BCAC Proposals § 7.01(a) BCAC SEC Reports § 5.07(a) BCAC Stockholders’ Meeting § 7.01(a3.01(a)(iv) Blue Sky Laws § 4.05(b) Business Combination Proposal Book-Entry Shares § 7.05(b3.02(b) Certificate of Merger § 2.02(a2.03(a) Certificates § 3.02(b3.02(b)(i) Claims § 6.03 Closing § 2.02(b2.03(b) Closing Date § 2.02(b2.03(b) CMS Closing Statement § 4.25(a) Code § 3.02(b) 2.04 Company Preamble Company Board Recitals Company Disclosure Schedule Article IV Company Permits § 4.06 Company Share Awards § 4.03(a) Company Stockholder Approval § 4.18 Confidentiality Agreement § 7.04(b) Continuing Employees 7.04 Contracting Parties § 7.06(c) Contribution 10.11 COVID-19 Relief § 4.13(e4.25 D&O Insurance § 7.06(b) Data Security Requirements § 4.13(g4.13(i) DGCL § 2.02 DTC § 3.01(b) E8 Investor Preamble E8 Part A Share Issuance Recitals Dissenting Shares § 3.05(a) E8 Part B Election Recitals E8 Part B Max Recitals E8 Part B Share Issuance Recitals E8 Share Issuance Recitals Effective Time § 2.02(a2.03(a) Environmental Permits § 4.15 Equity Plan EU GDPR § 7.06(a) Equity Purchase Agreement Recitals ERISA § 4.10(a) ERISA Affiliate § 4.10(b) Estimated Closing Statement § 3.06(a) Exchange Act § 4.21 1.01 Exchange Agent § 3.02(a) Exchange Fund § 3.02(a) Exchanged Option Financial Statement Delivery Date § 3.01(d9.01(b) Founders Stock Agreement Recitals Governmental Authority § 4.05(b) IFRS § 4.07(a) Interim Financial Statements § 4.07(b) GAAP § 4.07(a)
(a) Initial Post-Closing BCAC Directors § 2.05(b) Insurance Policies § 4.17(a) IRS § 4.10(a) 4.07 Intended Tax Treatment Recitals Ladenburg § 5.12 Lease § 4.12(b4.12(g) Lease Documents § 4.12(b4.12(g) Letter Agreement Recitals Letter Agreement Amendment Recitals Letter of Transmittal § 3.02(b3.02(b)(i) Lincoln Park Xxxxxxxxx Board Recitals Xxxxxxxxx Charging Preamble Material Contracts § 4.16(a) Merger Recitals Maximum Annual Premium § 7.06(b) Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock § 5.03(b4.03(c) OIG NewCo Preamble Nominal Company Share Purchase Price § 4.25(a2.01(a) Nonparty Affiliates § 10.11 Outside Date § 9.01(b)
(a) Outstanding BCAC Transaction Expenses Parties Preamble Part A Redemption Threshold Recitals Payoff Documents § 3.04(b) Outstanding Company Transaction Expenses § 3.04(a) 7.15 PCAOB Audited Financial Statements § 7.14 7.16 Per Share Merger Consideration § 3.01(a3.01(a)(ii) Plans § 4.10(a) Prior Financial Statements § 4.07(a) Private Placements Placement Recitals Proxy Statement Statement/Prospectus § 7.01(a) Real Property § 4.12(a) Redemption Shares § 3.01(b) Registration Rights and Lock-Up Agreement Recitals Registration Statement § 7.01(a) Remedies Exceptions § 4.04 Representatives § 7.04(a7.03(a) Required Spartan Proposals § 7.01 SEC § 5.07(a) Securities Act § 4.05(b) Share Contribution Recitals Spartan Preamble Spartan Board Recitals Spartan Board Recommendation § 7.02(a)
(a) Spartan Merger Recitals Spartan Preferred Stock § 5.03(a) Spartan Proposals § 7.01(a) Spartan SEC Reports § 5.07(a) Spartan Stockholder Support Agreement Recitals Approval § 5.04 Spartan Stockholders’ Meeting § 7.01(a) Subscription Agreement Agreements Recitals Surviving Corporation § 2.01 Tax 2.02 Surviving Corporation Stock § 4.14(v) Tax Return § 4.14(v) Terminating BCAC Breach § 9.01(g3.01(a)(iii) Terminating Company Breach § 9.01(f9.01(e) Top Supplier Terminating Spartan Breach § 4.22(a) Transfer Agent Cancellation § 3.02(b9.01(g) Trust Account § 5.13 5.12 Trust Agreement § 5.13 5.12 Trust Fund § 5.13 5.12 Trustee § 5.13 5.12 Unaudited Balance Sheets Financial Statements § 4.07(b) WARN Act § 4.11(c) Written Consent § 7.034.07(a)
Appears in 1 contract
Samples: Business Combination Agreement (Spartan Acquisition Corp. III)
Further Definitions. The following terms have the meaning set forth in the Sections set forth below: 2024 Earn-Out § 3.04(a)(i) 2024 Earn-Out Period § 3.04(a)(i) 2024 Earn-Out Maximum § 3.04(a)(i) 2025 Earn-Out § 3.04(a)(ii) 2025 Earn-Out Period § 3.04(a)(ii) 2025 Earn-Out Maximum § 3.04(a)(ii) 2024 Revenue Floor § 3.04(a)(i) 2025 Revenue Floor § 3.04(a)(ii) 2024 Revenue Milestone § 3.04(a)(i) 2025 Revenue Milestone § 3.04(a)(ii) AAA § 10.06 Action § 4.09 Agreement Preamble Alternative Transaction § 7.05(a) Antitrust Laws § 7.13(a) BCAC Preamble BCAC Board Recitals BCAC Closing Statement § 3.06(b)
(a) BCAC Proposals § 7.01(a) BCAC SEC Reports § 5.07(a) BCAC Stockholders’ Meeting § 7.01(a3.04(b) Blue Sky Laws § 4.05(b) Business Combination Proposal § 7.05(b) Certificate of Merger § 2.02(a) Certificates § 3.02(b3.02(a) Claims § 6.03 Closing § 2.02(b) Closing Date § 2.02(b) CMS Closing Date VWAP § 4.25(a) 1.01 Code § 3.02(b3.02(e) Company Preamble Company Board Recitals Company Disclosure Schedule Article IV Company Permits § 4.06 Company Share Awards § 4.03(a) Company Stockholder Approval § 4.18 Confidentiality Agreement Company Waiving Parties § 7.04(b10.11(b) Continuing Employees § 7.06(c) Contribution § 4.13(e7.01(a) Data Security Requirements § 4.13(g) DGCL Recitals Dissenting Shares DLLCA Recitals D&O Tail § 3.05(a7.02(b) Earn-Out § 3.04(a) Effective Time § 2.02(a) Environmental Permits § 4.15 Equity Plan § 7.06(a) Equity Purchase Agreement Recitals 4.14 ERISA § 4.10(a) ERISA Affiliate § 4.10(b) Estimated Closing Statement § 3.06(a4.10(c) Exchange Act § 4.21 Exchange Agent § 3.02(a) Exchange Fund § 3.02(a) Exchanged Option § 3.01(d5.07(a) Financial Statements § 4.07(b4.07(a) GAAP Governmental Authority § 4.07(a)
(a) Initial Post-Closing BCAC Directors § 2.05(b) Insurance Policies § 4.17(a4.05(b) IRS § 4.10(a4.10(b) Intended Tax Treatment Recitals Ladenburg Law § 5.12 4.05(a) Lease § 4.12(b) Lease Documents § 4.12(b) Letter of Transmittal § 3.02(b3.02(a) Lincoln Park Recitals Material Contracts § 4.16(a) Merger Recitals Merger Intended Tax Treatment Recitals Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock § 5.03(b) OIG Minimum Number of Securities § 4.25(a7.06(b) Outside Date Mobix Preamble Mobix Board Recitals Mobix Material Contracts § 9.01(b5.12 Mobix SEC Reports § 5.07(a) Outstanding BCAC Transaction Expenses Mobix Stockholders Recitals Mobix Waiving Parties § 3.04(b10.11(a) Outstanding Company Transaction Expenses Nasdaq § 3.04(a5.07(d) PCAOB Financial Statements PEO § 7.14 Per Share Merger Consideration 4.10(a) PEO Employee § 3.01(a4.10(a) PEO Sponsored Plan § 4.10(a) Piggyback Registration § 7.06(a) Plans § 4.10(a) Prior Financial Statements Registered IP § 4.07(a) Private Placements Recitals Proxy Statement § 7.01(a) Registration Rights and Lock-Up Agreement Recitals Registration Statement § 7.01(a4.13(a) Remedies Exceptions § 4.04 Representatives § 7.04(a1.03 Revenue § 3.04(a) Rule 144 § 7.06(a) SEC § 5.07(a) Securities Act § 5.07(a) Stockholder Support Agreement Recitals Subscription Agreement Recitals Service Agreements § 4.10(a) Surviving Corporation Company § 2.01 2.02(a) Tax § 4.14(v4.14(n) Tax Return § 4.14(v) Terminating BCAC Breach § 9.01(g4.14(n) Terminating Company Breach § 9.01(f9.01(c) Top Supplier Terminating Mobix Breach § 4.22(a) Transfer Agent Cancellation § 3.02(b) Trust Account § 5.13 Trust Agreement § 5.13 Trust Fund § 5.13 Trustee § 5.13 Unaudited Balance Sheets § 4.07(b9.01(d) WARN Act § 4.11(c4.11(b) Written Consent § 7.03Recitals
Appears in 1 contract
Further Definitions. The following terms have the meaning set forth in the Sections Section s set forth below: 2020 Balance Sheet § 4.07(a) Action § 4.09 Agreement Preamble Alternative Transaction § 7.05(a7.01(a) Antitrust Laws § 7.13(a7.12(a) BCAC Preamble BCAC Board Recitals BCAC Closing Statement Assumed Warrant § 3.06(b)
(a3.01(c) BCAC Proposals Audited Financial Statements § 7.01(a) BCAC SEC Reports § 5.07(a) BCAC Stockholders’ Meeting § 7.01(a) 7.18 Blue Sky Laws § 4.05(b) Business Combination Proposal § 7.05(b) Certificate of Merger § 2.02(a) Certificates § 3.02(b) Claims § 6.03 Closing § 2.02(b) Closing Date § 2.02(b) CMS § 4.25(a) Code § 3.02(b3.02(h) Company Preamble Company Board Recitals Company Change in Recommendation § 7.03(b) Company Closing Statement § 3.04(c) Company Disclosure Schedule Article IV Company D&O Insurance § 7.07(c) Company Interested Party Transaction § 4.21(a) Company Permits § 4.06 Company Share Awards Recommendation Recitals Company Warrants § 4.03(a4.03(b) Company Stockholder Approval § 4.18 Confidentiality Agreement § 7.04(b7.05(b) Continuing Employees Consent Solicitation Statement § 7.06(c7.02(b) Contribution Contracting Parties § 4.13(e10.11 Conversion § 3.01(a) D&O Insurance § 7.07(b) Data Security Requirements § 4.13(g4.13(j) DGCL Recitals Dissenting Earnout Shares § 3.05(a3.03(a) Effective Time § 2.02(a) Environmental Permits § 4.15 Equity Plan § 7.06(a) Equity Purchase Agreement Recitals ERISA § 4.10(a) ERISA Affiliate § 4.10(b4.10(c) Estimated Closing Statement ESPP § 3.06(a7.02(b) Exchange Act ESPP Proposal § 4.21 7.02(b) Exchange Agent § 3.02(a) Exchange Fund § 3.02(a) Exchanged Option § 3.01(d) Exchanged Restricted Stock § 3.01(e) Financial Statement Delivery Date § 9.01(b) Founder Stockholders Recitals Founders Stock Letter Recitals GAAP § 4.07(a) Go-forward D&O Insurance § 7.07(e) Governmental Authority § 4.05(b) Health Plan § 4.10(k) Interim Financial Statements § 4.07(b) GAAP § 4.07(a)
(a) Initial Post-Closing BCAC Directors § 2.05(b) Insurance Policies § 4.17(a) IRS § 4.10(a4.10(b) Intended Tax Treatment Recitals Ladenburg § 5.12 Lease § 4.12(b) Lease Documents § 4.12(b) Letter Agreement Recitals Letter of Transmittal § 3.02(b) Lincoln Park Recitals Material Contracts § 4.16(a) Material Customers § 4.17 Material Suppliers § 4.17 Maximum Annual Premium § 7.07(c) Merger Recitals Merger Materials § 7.02(b) Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock § 5.03(b) OIG Nonparty Affiliates § 4.25(a10.11 Omnibus Incentive Plan § 7.02(b) Omnibus Incentive Plan Proposal § 7.02(b) Outside Date § 9.01(b) Outstanding BCAC Transaction Expenses § 3.04(b) Outstanding Company Transaction Expenses § 3.04(a) PCAOB Financial Statements § 7.14 Per Share Merger Consideration § 3.01(a3.01(b)(i) PIPE Investors Recitals Plans § 4.10(a) Prior Financial Statements PPACA § 4.07(a4.10(k) Private Placements Recitals Proxy Statement § 7.01(a7.02(b) Registration Rights and Lock-Up Agreement Recitals Registration Statement § 7.01(a7.02(b) Remedies Exceptions § 4.04 Representatives § 7.04(a7.05(a) Required Switchback Proposals § 7.02(b) Requisite Company Stockholder Approval § 7.02(b) SEC § 5.07(a) Securities Act § 5.07(a4.05(b) Stockholder Side Letter Agreements § 4.21(b) Sponsor Recitals Subscription Agreements Recitals Support Agreement Recitals Subscription Agreement Recitals Failure § 7.02(a) Surviving Corporation § 2.01 Tax Switchback Preamble Switchback Alternative Transaction § 4.14(v7.01(d) Tax Return Switchback Board Recitals Switchback Change in Recommendation § 4.14(v7.04(a) Terminating BCAC Breach Switchback Closing Statement § 9.01(g3.04(b) Switchback D&O Insurance § 7.07(d) Switchback Disclosure Schedule Article V Switchback Interested Party Transaction § 5.17 Switchback Preferred Stock § 5.03(a) Switchback Proposals § 7.02(b) Switchback SEC Reports § 5.07(a) Switchback Stockholders’ Meeting § 7.02(b) Switchback Tail Policy § 7.07(d) Terminating Company Breach § 9.01(f) Top Supplier Terminating Switchback Breach § 4.22(a) Transfer Agent Cancellation § 3.02(b9.01(g) Trust Account § 5.13 Trust Agreement § 5.13 Trust Fund § 5.13 Trustee § 5.13 Unaudited Balance Sheets Financial Statements § 4.07(b) WARN Act § 4.11(c4.07(a) Written Consent § 7.037.03(a) Written Consent Failure § 7.03(a)
Appears in 1 contract
Samples: Business Combination Agreement (Switchback Energy Acquisition Corp)
Further Definitions. The following terms have the meaning set forth in the Sections set forth below: 2020 Balance Sheet §4.07(b) Action § §4.09 Agreement Preamble Alternative Transaction § 7.05(a) Antitrust Laws § §7.13(a) BCAC Preamble BCAC Board Recitals BCAC Closing Statement § 3.06(b)
(a) BCAC Proposals § 7.01(a) BCAC SEC Reports § 5.07(a) BCAC Stockholders’ Meeting § 7.01(a) Blue Sky Laws § §4.05(b) Business Combination Proposal § 7.05(b) §7.15 Certificate of Merger § §2.02(a) Certificates § §3.02(b) Claims § §6.03 Closing § §2.02(b) Closing Date § §2.02(b) CMS § 4.25(a) Code § 3.02(b§3.02(h) Company Preamble Company Acquisition Agreement §7.05(a) Company Adverse Recommendation Change §7.05(d) Company Board Recitals Company Disclosure Schedule Article IV Company Notice Period §7.05(d) Company Permits § §4.06 Company Share Awards § 4.03(aAward §4.03(c) Company Stockholder Approval § §4.18 Confidentiality Agreement § §7.04(b) Continuing Employees § 7.06(c§7.06(a) Contribution § 4.13(eConversion §3.01(b) Data Security Requirements § §4.13(g) DGCL Recitals Dissenting Shares § §3.05(a) D&O Tail §7.07(b) Effective Time § §2.02(a) Environmental Permits § §4.15 Equity Plan § 7.06(a) Equity Purchase Agreement Recitals ERISA § §4.10(a) ERISA Affiliate § 4.10(b) Estimated Closing Statement § 3.06(a§4.10(c) Exchange Act § §4.21 Exchange Agent § §3.02(a) Exchange Fund § §3.02(a) Exchanged Option § 3.01(dOptions §3.01(c)(iv) Exchanged RSUs §3.01(c)(v) Financial Statements § 4.07(b§4.07(a) GAAP § §4.07(a)
(a) Initial Post-Closing BCAC Directors § 2.05(bGovernmental Authority §4.05(b) Insurance Policies § 4.17(aHealth Plan §4.10(k) InterPrivate Preamble InterPrivate Board Recitals InterPrivate Preferred Stock §5.03(a) InterPrivate Proposals §7.01(a) InterPrivate SEC Reports §5.07(a) InterPrivate Stockholders’ Meeting §7.01(a) Intervening Event Notice Period §7.05(e) IRS § 4.10(a§4.10(b) Intended Tax Treatment Recitals Ladenburg § 5.12 Law §4.05(a) Lease § §4.12(b) Lease Documents § §4.12(b) Letter of Transmittal § §3.02(b) Lincoln Park Recitals Material Contracts § §4.16(a) Merger Recitals Merger Consideration §3.01(c)(i) Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock § §5.03(b) OIG § 4.25(a) Outside Date § §9.01(b) Outstanding BCAC Transaction Expenses § 3.04(b) Outstanding Company Transaction Expenses § §3.04(a) PCAOB Financial Statements § 7.14 Per Share Merger Consideration § Outstanding InterPrivate Transaction Expenses §3.04(b) Payment Spreadsheet §3.01(a) PCAOB Audited Financials §7.14 Plans § §4.10(a) Prior Financial Statements § 4.07(aPPACA §4.10(k) Private Placements Recitals Proxy Statement § §7.01(a) Registered IP §4.13(a) Registration Rights and Lock-Up Agreement Recitals Registration Statement § §7.01(a) Remedies Exceptions § §4.04 Representatives § §7.04(a) SEC § §5.07(a) Securities Act § §5.07(a) Service Agreements §4.10(a) Stock Incentive Plan §7.17 Stockholder Support Agreement Recitals Stockholders Agreement Recitals Subscription Agreement Agreements Recitals Surviving Corporation § §2.01 Tax § 4.14(v§4.14(m) Tax Return § 4.14(v) Terminating BCAC Breach § 9.01(g§4.14(m) Terminating Company Breach § §9.01(f) Top Supplier § 4.22(a) Transfer Agent Cancellation § 3.02(bTerminating InterPrivate Breach §9.01(h) Trust Account § §5.13 Trust Agreement § §5.13 Trust Fund § §5.13 Trustee § §5.13 Unaudited Balance Sheets § 4.07(b) WARN Act § 4.11(c) Written Consent § §7.03
Appears in 1 contract
Samples: Business Combination Agreement (InterPrivate Acquisition Corp.)
Further Definitions. The following terms have the meaning set forth in the Sections set forth below: 2023 Interim Financial Statements § 4.07(b) Acquired Company Financials § 7.15 Action § 4.09 Agreement Preamble Alternative Transaction Assumed Company Option § 7.05(a3.01(c)(i) Antitrust Laws Assumed Company RSU § 7.13(a3.01(c)(ii) BCAC Preamble BCAC Board Recitals BCAC Closing Statement Assumed Company Warrant § 3.06(b)
(a) BCAC Proposals § 7.01(a) BCAC SEC Reports § 5.07(a) BCAC Stockholders’ Meeting § 7.01(a3.01(c)(iii) Blue Sky Laws § 4.05(b) Business Combination Proposal § 7.05(b7.04(b) Certificate of Merger § 2.02(a) Certificates § 3.02(b) Claims § 6.03 Closing § 2.02(b) Closing Date § 2.02(b) CMS § 4.25(a) Code § 3.02(b3.02(i) Company Preamble Company Board Recitals Company CVT Convertible Notes Recitals Company Disclosure Schedule Article IV Company Earnout Period § 3.06(a) Company Earnout Recipients § 3.06(a)(i) Company Earnout Shares § 3.06(a)(ii) Company Earnout Targets § 3.06(a)(ii) Company Permits § 4.06 Company Share Awards Stockholder Written Consent Recitals Company Subsidiary § 4.03(a4.01(a) Company Stockholder Approval Unaudited Financials § 4.18 7.15 Company Waiving Parties § 10.11(b) Concurrent Financings Recitals Confidentiality Agreement § 7.04(b7.03(b) Continuing Employees CVT Financing Recitals CVT Investors Recitals Data/Privacy Security Requirements § 7.06(c) Contribution § 4.13(e4.13(h) Data Security Requirements § 4.13(g) DGCL Recitals Dissenting Shares § 3.05(a) D&O Tail § 7.06(b) Effective Time § 2.02(a) Environmental Permits § 4.15 4.15(e) Equity Incentive Plan § 7.06(a) Equity Purchase Agreement Recitals ERISA 7.17 ESPP § 4.10(a) ERISA Affiliate § 4.10(b) Estimated Closing Statement § 3.06(a) 7.17 Exchange Act § 4.21 4.22 Exchange Agent § 3.02(a) Exchange Fund § 3.02(a) Exchanged Option § 3.01(d) Financial Statements § 4.07(b4.07(a) GAAP First Level Company Earnout Shares § 4.07(a)
(a3.06(a)(i) Initial Post-Closing BCAC Directors First Level Company Earnout Target § 2.05(b3.06(a)(i) Insurance Policies Governmental Authority § 4.17(a4.05(b) Health Plan § 4.10(h) Interim Period § 6.01(a) IRS § 4.10(a4.10(b) Intended Tax Treatment Recitals Ladenburg Law § 5.12 Lease § 4.12(b4.05(a) Lease Documents § 4.12(b) Letter of Transmittal § 3.02(b) Lincoln Park Lock-Up Agreement Recitals Material Contracts § 4.16(a) Merger Recitals Merger Intended Tax Treatment Preamble Merger Sub Preamble Merger Sub Board Recitals Merger Sub Common Stock § 5.03(b) OIG § 4.25(a) Outside Date § 9.01(b) Outstanding BCAC Transaction Expenses § 3.04(b) Outstanding Company Transaction Expenses § 3.04(a) PCAOB Financial Statements § 7.14 Per Share Merger Consideration Payment Spreadsheet § 3.01(a) PCAOB Audited Financials § 7.15 PIPE Financing Recitals PIPE Investors Recitals PIPE Subscription Agreements Recitals Plans § 4.10(a) Prior Financial Statements PPACA § 4.07(a4.10(h) Private Placements Recitals Privacy Policies § 4.13(h) Pro Forma Financials § 7.15 Proxy Statement § 7.01(a) Registered IP § 4.13(a) Registration Rights and Lock-Up Agreement Recitals Registration Statement § 7.01(a) Remedies Exceptions § 4.04 Representatives § 7.04(a7.03(a) Required Financials § 7.15 SEC § 5.07(a) Second Level Company Earnout Shares § 3.06(a)(ii) Second Level Company Earnout Target § 3.06(a)(ii) Securities Act § 5.07(a) Stockholder Service Agreements § 4.10(a) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation § 7.02(a) SPAC Disclosure Schedule Article V SPAC Extension Expense Monthly Cap § 9.03(d) SPAC Preferred Stock § 5.03(a) SPAC Proposals § 7.01(a) SPAC SEC Reports § 5.07(a) SPAC Second Amended and Restated Certificate of Incorporation § 2.04(c) SPAC Stockholders’ Meeting § 7.01(a) SPAC Waiving Parties § 10.11(a) Sponsor Support Agreement Recitals Subscription Stockholder Support Agreement Recitals Surviving Corporation § 2.01 Tax § 4.14(v4.14(q) Tax Return § 4.14(v) Terminating BCAC Breach § 9.01(g4.14(q) Terminating Company Breach § 9.01(e) Terminating SPAC Breach § 9.01(f) Top Supplier Third Level Company Earnout Shares § 4.22(a3.06(a)(ii) Third Level Company Earnout Target § 3.06(a)(ii) Transfer Agent Cancellation Taxes § 3.02(b7.10(b) Trust Account § 5.13 Trust Agreement § 5.13 Trust Fund § 5.13 Trustee § 5.13 Unaudited Balance Sheets Unpaid Company Transaction Expenses § 4.07(b3.04(a) WARN Act Unpaid SPAC Transaction Expenses § 4.11(c) Written Consent § 7.033.04(b)
Appears in 1 contract
Samples: Business Combination Agreement (Concord Acquisition Corp III)
Further Definitions. The following terms have the meaning set forth in the Sections set forth below: 2024 Balance Sheet §4.8(b) Action § 4.09 §4.10 Acquisition Transaction §7.5 Agreement Preamble Alternative Transaction § 7.05(aAllocation Schedule §3.7(a) Allocation Schedule Principles §3.7(a) Antitrust Laws § §7.13(a) BCAC Preamble BCAC Board Recitals BCAC Closing Statement § 3.06(b)
(a) BCAC Proposals § 7.01(a) BCAC SEC Reports § 5.07(a) BCAC Stockholders’ Meeting § 7.01(a) Blue Sky Laws § 4.05(b§4.5(b) Business Combination Proposal § 7.05(b) Board Submission §4.20 Certificate of Merger § 2.02(a§2.2(a) Certificates § 3.02(b§3.3(b) Claims § 6.03 Closing § 2.02(b§2.2(b) Closing Date § 2.02(b) CMS § 4.25(a§2.2(b) Code § 3.02(b§3.3(h) Company Preamble Company Board Recitals Certificate of Merger §2.2(a) Company Consents §8.1(e) Company Convertible Instruments §3.1(a) Company Convertible Instruments Conversion §3.1(a) Company Disclosure Schedule Article IV Company Financial Statements §4.8(b) Company Merger Recitals Company Permits § 4.06 Company Share Awards § 4.03(a§4.6(a) Company Stockholder Approval § 4.18 §4.20 Company Surviving Corporation §2.1(b) Confidentiality Agreement § 7.04(b§7.4(b) Continuing Employees § 7.06(c§7.6(b) Contribution § 4.13(e§4.14(e) Contributor §4.14(e) Data Security Requirements § 4.13(g§4.14(i) DGCL Recitals Dissenter’s Rights Notice §3.3(b) Dissenting Shares § 3.05(a§3.6(a) Effect §1.1 Effective Time § 2.02(a§2.2(a) Environmental Permits § 4.15 §4.16 Equity Plan § 7.06(a§7.6(a) Equity Purchase Agreement Recitals ERISA § 4.10(a§4.11(a) ERISA Affiliate § 4.10(b§4.11(c) Estimated Closing Statement § 3.06(a§3.7(b) Exchange Act § 4.21 §4.24 Exchange Agent § 3.02(a§3.3(a) Exchange Fund § 3.02(a§3.3(a) Exchanged Option § 3.01(d) Financial Statements § 4.07(bExclusivity Period §7.5 FAR §4.23(h) GAAP § 4.07(a)
(a§1.1 Health Plan §4.11(k) Holdings Preamble Holdings Amended and Restated Certificate of Incorporation §2.4(c) Improvements §1.1 Initial Post-Closing BCAC PUBCO Directors § 2.05(b§2.5(b) Insurance Policies § 4.17(aInterim Monthly Balance Sheet §7.14(b) Interim Monthly Financial Statements §7.14(b) IRS § 4.10(a§4.11(b) Intended Tax Treatment Recitals Ladenburg § 5.12 Land §1.1 Law §4.5(a) Law Firm §10.11 Lease § 4.12(b§4.13(b) Lease Documents § 4.12(b§4.13(b) Letter of Transmittal § 3.02(b§3.3(b) Lincoln Park Recitals Material Contracts § 4.16(a§4.17(a) Merger Recitals Merger Sub Preamble Certificates §2.2(a) Merger Sub Board Recitals Merger Sub Common Stock § 5.03(bSubs Preamble Mergers Recitals Minimum Proceeds §8.3(f) OIG § 4.25(aNevada Act Recitals NV Articles of Merger §2.2(a) OFAC §4.18(b) Outside Date § 9.01(b) Outstanding BCAC Transaction Expenses § 3.04(b§9.1(b) Outstanding Company Transaction Expenses § 3.04(a§3.5(a) Outstanding ShoulderUp Transaction Expenses §3.5(b) PCAOB Financial Statements § 7.14 §7.14(a) Per Share Merger Consideration § 3.01(a§3.2(a) PIPE Financing Recitals Plans § 4.10(a§4.11(a) PPACA §4.11(k) Prior Financial Statements § 4.07(a§4.8(a) Private Placements Recitals Program Requirements §4.14(i) Proxy Statement § 7.01(a§7.1(a) PUBCO Board §2.5(b) Purchaser Organizational Documents §5.3(a) Registration Rights and Lock-Up Agreement Recitals Registration Statement § 7.01(a§7.1(a) Released Claims §6.3 Remedies Exceptions § 4.04 §4.4 Representatives § 7.04(a§7.4(a) Retained Claims §6.3 Rollover Option §3.8(a) SEC § 5.07(a§5.10(a) Securities Act § 5.07(a§5.10(a) SEI Merger Sub Preamble SEI Merger Sub Common Stock §5.3(d) ShoulderUp Preamble ShoulderUp Board Recitals ShoulderUp Equity Securities §5.3(a) ShoulderUp Disclosure Schedule Article V ShoulderUp Financial Statements §5.6(c) ShoulderUp Liabilities §5.10(c) ShoulderUp Merger Sub Preamble ShoulderUp Merger Sub Common Stock §5.3(c)5.3(b) ShoulderUp Permits §5.9(a) ShoulderUp Preferred Stock §5.3(a) ShoulderUp Proposals §7.2(a) ShoulderUp SEC Reports §5.10(a) ShoulderUp Stockholders’ Meeting §7.1(a) SPAC Certificate of Merger §2.2(a) SPAC Merger Recitals SPAC Surviving Corporation §2.1(a) Sponsor Letter Agreement Recitals Sponsor Support Agreement Recitals Stockholder Support Agreement Recitals Subscription Agreement Recitals Surviving Corporation § 2.01 Tax § 4.14(vSubsequent Financial Statements §4.8(b) Tax Return § 4.14(v) Terminating BCAC Breach § 9.01(gSuper 8-K §7.14(a) Terminating Company Breach § 9.01(f§9.1(f) Top Supplier § 4.22(a) Transfer Agent Cancellation § 3.02(bTerminating ShoulderUp Breach §9.1(g) Trust Account § 5.13 §5.18 Trust Agreement § 5.13 §5.18 Trust Fund § 5.13 §5.18 Trustee § 5.13 Unaudited Balance Sheets § 4.07(b) §5.18 WARN Act § 4.11(c§4.12(c) Written Consent § 7.03§7.3
Appears in 1 contract
Samples: Business Combination Agreement (ShoulderUP Technology Acquisition Corp.)
