Future Reports to the Representative. During the period of three years hereafter, the Company will furnish to the Representative, c/o Cantor Fxxxxxxxxx & Co., at 400 Xxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: Equity Capital Markets, with a copy to Cantor Fxxxxxxxxx & Co., at 400 Xxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: General Counsel: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company furnished or made available generally to holders of its capital stock; provided, however, that the requirements of this Section 3(p) shall be satisfied to the extent that such reports, statement, communications, financial statements or other documents are available on EXXXX.
Appears in 2 contracts
Samples: Underwriting Agreement (Polarityte, Inc.), Underwriting Agreement (Polarityte, Inc.)
Future Reports to the Representative. During the period of three five years hereafter, the Company will furnish to the Representative, c/o Cantor Fxxxxxxxxx & Co.x Xxxxxx Xxxxxxxxxxx Xxxxx, LLC, at 400 0000 Xxxx Xxxxxx, Xxx XxxxXxxxxxxxxxxx, Xxx Xxxx XX 00000, Attention: Equity Capital MarketsMarkets Group, with a copy to Cantor Fxxxxxxxxx & Co., at 400 Xxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: General Counsel: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA Commission or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company furnished or made available generally to holders of its capital stock; provided, however, that the requirements of this Section 3(p) shall be satisfied to the extent that such reports, statement, communications, financial statements or other documents are available on EXXXXXXXXX and provided further that the requirements of this Section 3(p)(iii) shall also be satisfied to the extent such reports, statement, communications, financial statements or other documents are accessible from the Company’s website.
Appears in 2 contracts
Samples: Underwriting Agreement (GLADSTONE LAND Corp), Underwriting Agreement (GLADSTONE LAND Corp)
Future Reports to the Representative. During the period of three years hereafter, the Company will furnish to the Representative, c/o Cantor Fxxxxxxxxx & Co., at 400 Xxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: Equity Capital Markets, with a copy copies to Cantor Fxxxxxxxxx & Co., at 400 Xxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: General Counsel: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company furnished or made available generally to holders of its capital stock; provided, however, that the requirements of this Section 3(p) shall be satisfied to the extent that such reports, statement, communications, financial statements or other documents are available on EXXXX.
Appears in 2 contracts
Samples: Underwriting Agreement (Polarityte, Inc.), Underwriting Agreement (Polarityte, Inc.)
Future Reports to the Representative. During the period of three five years hereafter, the Company will furnish to the Representative, c/o Cantor Fxxxxxxxxx Xxxxxxxxxx & Co., at 400 000 Xxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: Equity Capital Markets, with a copy copies to Cantor Fxxxxxxxxx Xxxxxxxxxx & Co., at 400 000 Xxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: General Counsel: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company furnished or made available generally to holders of its capital stock; provided, however, that the requirements of this Section 3(p3(w) shall be satisfied to the extent that such reports, statement, communications, financial statements or other documents are available on EXXXXXXXXX.
Appears in 2 contracts
Samples: www.sec.gov, Taiwan Liposome Company, Ltd.
Future Reports to the Representative. During the period of three five years hereafter, upon the request of the Representative, the Company will furnish to the Representative, c/o Cantor Fxxxxxxxxx Xxxxxxxxxx & Co., at 400 000 Xxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: Equity Capital Markets, with a copy copies to Cantor Fxxxxxxxxx Xxxxxxxxxx & Co., at 400 000 Xxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: General Counsel: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company furnished or made available generally to holders of its capital stock; provided, however, that the requirements of this Section 3(p) shall be satisfied to the extent that such reports, statement, communications, financial statements or other documents are available on EXXXXXXXXX.
Appears in 2 contracts
Samples: Underwriting Agreement (Ur-Energy Inc), Ur-Energy Inc
Future Reports to the Representative. During For so long as any amounts under the period of three years hereafterNotes remain outstanding, the Company will to furnish to the Representative, c/o Cantor Fxxxxxxxxx & Co., at 400 Xxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: Equity Capital Markets, with a copy to Cantor Fxxxxxxxxx & Co., at 400 Xxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: General Counsel: Representative (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, comprehensive income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA Commission or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company furnished or made available generally to holders of its capital stock; and (iv) such additional information concerning the business and financial condition of the Company as the Representative may from time to time reasonably request (such financial statements to be on a consolidated basis to the extent the accounts of the Company and its subsidiaries are consolidated in reports furnished to its shareholders generally or to the Commission); provided, however, that the requirements of this Section 3(p3(i) shall be satisfied to the extent that such reports, statementstatements, communications, financial statements or other documents are available on EXXXX.
Appears in 1 contract
Future Reports to the Representative. During the period of three five years hereafter, the Company will furnish to the Representative, c/o Cantor Fxxxxxxxxx Xxxxxxxxxx & Co., at 400 000 Xxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: Equity Capital Markets, with a copy copies to Cantor Fxxxxxxxxx Xxxxxxxxxx & Co., at 400 000 Xxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: General Counsel: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified registered public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company furnished or made available generally to holders of its capital stock; provided, however, that the requirements of this Section 3(p) shall be satisfied to the extent that such reports, statement, communications, financial statements or other documents are available on EXXXXXXXXX in unredacted form.
Appears in 1 contract
Samples: Underwriting Agreement (Veru Inc.)
Future Reports to the Representative. During the period of three five years hereafter, the Company will furnish to the Representative, c/o Cantor Fxxxxxxxxx Xxxxx Xxxxxxx & Co., at 400 Xxxx Xxxxxx, Xxx 000 Xxxxxxxx Xxxx, Xxx Xxxx Xxxxxxxxxxx, Xxxxxxxxx 00000, Attention: Equity Capital Markets, with a copy to Cantor Fxxxxxxxxx & Co., at 400 Xxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, separate notice to: Attention: General Counsel, XxxxxXxxXxxxxxx@xxx.xxx: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company furnished or made available generally to holders of its capital stock; provided, however, that the requirements of this Section 3(p3(v) shall be satisfied to the extent that such reports, statement, communications, financial statements or other documents are available on EXXXXXXXXX.
Appears in 1 contract
Samples: Evofem Biosciences, Inc.
Future Reports to the Representative. During the period of three years hereafter, for so long as the Company is subject to the reporting requirements of the Exchange Act during that time, the Company will furnish to the Representative, c/o Cantor Fxxxxxxxxx & Co.x Xxxxxxxxx, at 400 Xxxx 520 Xxxxxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: Equity Capital Markets, with a copy to Cantor Fxxxxxxxxx & Co., at 400 Xxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: General CounselGlobal Head of Syndicate: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company furnished or made available generally to holders of its capital stock; provided, however, that the requirements of this Section 3(p) shall be satisfied to the extent that such reports, statement, communications, financial statements or other documents are available on EXXXXXXXXX.
Appears in 1 contract
Samples: Underwriting Agreement (Spectrum Pharmaceuticals Inc)
Future Reports to the Representative. During the period of three two years hereafter, the Company will furnish to the Representative, c/o Cantor Fxxxxxxxxx Xxxxxxxxxx & Co., at 400 000 Xxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: Equity Capital Markets, with a copy copies to Cantor Fxxxxxxxxx Xxxxxxxxxx & Co., at 400 000 Xxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: General Counsel: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company furnished or made available generally to holders of its capital stock; provided, however, that the requirements of this Section 3(p) shall be satisfied to the extent that such reports, statement, communications, financial statements or other documents are available on EXXXXXXXXX.
Appears in 1 contract
Samples: Underwriting Agreement (Curis Inc)
Future Reports to the Representative. During the period of three five years hereafterhereafter for so long as the Company is subject to the reporting requirements of the Exchange Act during that time, the Company will furnish to the Representative, c/o Cantor Fxxxxxxxxx & Co.Xxxxxxxxx, at 400 Xxxx 500 Xxxxxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: Equity Capital Markets, with a copy to Cantor Fxxxxxxxxx & Co., at 400 Xxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: General CounselGlobal Head of Syndicate: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholdersshareholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company furnished or made available generally to holders of its capital stockshare capital; provided, however, that the requirements of this Section 3(p3(o) shall be satisfied to the extent that such reports, statement, communications, financial statements or other documents are available on EXXXX.
Appears in 1 contract
Samples: Underwriting Agreement (Avadel Pharmaceuticals PLC)
Future Reports to the Representative. During the period of three five years hereafter, the Company will furnish to the Representative, c/o Cantor Fxxxxxxxxx Xxxxxxxxxx & Co., at 400 000 Xxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: Equity Capital Markets, with a copy copies to Cantor Fxxxxxxxxx Xxxxxxxxxx & Co., at 400 000 Xxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: General Counsel: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholdersshareholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-QReport, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company furnished or made available generally to holders of its capital stockshare capital; provided, however, that the requirements of this Section 3(p) shall be satisfied to the extent that such reports, statement, communications, financial statements or other documents are available on EXXXXXXXXX.
Appears in 1 contract
Samples: Underwriting Agreement (Strongbridge Biopharma PLC)
Future Reports to the Representative. During the period of three five years hereafter, the Company will furnish to the Representative, c/o Cantor Fxxxxxxxxx & Co.Wainwright, at 400 000 Xxxx Xxxxxx, 0xx Xxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: Equity Capital MarketsHead of Investment Banking, with a copy copies to Cantor Fxxxxxxxxx X.X. Xxxxxxxxxx & Co., at 400 LLC, 000 Xxxx Xxxxxx, 0xx Xxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: General Counsel: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountantsaccountant; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA or any securities exchange; and (iii) as soon as availablepracticable, copies of any report or communication of the Company furnished or made available generally to holders of its capital stock; provided, however, that the requirements of this Section 3(p) shall be satisfied to the extent that such reports, statement, communications, financial statements or other documents are available on EXXXXXXXXX.
Appears in 1 contract
Samples: Lock Up Agreement (iBio, Inc.)
Future Reports to the Representative. During the period of three five years hereafter, the Company will furnish to the Representative, c/o Cantor Fxxxxxxxxx Xxxxxxxxxx & Co., at 400 000 Xxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: Equity Capital Markets, with a copy copies to Cantor Fxxxxxxxxx Xxxxxxxxxx & Co., at 400 000 Xxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: General Counsel: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other public report filed by the Company with the Commission, FINRA or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company furnished or made available generally to holders of its capital stock; provided, however, that the requirements of this Section 3(p3(q) shall be satisfied to the extent that such reports, statement, communications, financial statements or other documents are available on EXXXXXXXXX.
Appears in 1 contract
Samples: Underwriting Agreement (Sorrento Therapeutics, Inc.)
Future Reports to the Representative. During the period of three years hereafter, hereafter the Company will furnish to the RepresentativeRepresentative care of Stifxx, c/o Cantor Fxxxxxxxxx Xxxxxxxx & Co.Xompany, at 400 Incorporated, 500 Xxxxx Xxxxxxxx, Xxxxx 0000 Xx. Xxxxx, Xxxxxxxx 00000, Xxtention: Mr. Xxxx X. Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: Equity Capital Markets, with a copy and to Cantor Fxxxxxxxxx O'Melveny & Co., Myerx XXX at 400 Xxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: General Counselthe address set forth in Section 13: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ shareholders' equity and cash flows for the year then ended and the opinion thereon of the Company’s 's independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA the NASD or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company furnished or made available mailed generally to holders of its capital stock; provided, however, that the requirements of this Section 3(p) shall be satisfied to the extent that such reports, statement, communications, financial statements or other documents are available on EXXXX.
Appears in 1 contract
Samples: Realtrust Asset Corp
Future Reports to the Representative. During the period of three five years hereafter, the Company will furnish to the Representative, c/o Cantor Fxxxxxxxxx & Co.BofA Securities, at 400 Xxxx XxxxxxInc., Xxx XxxxOne Bryant Park, Xxx Xxxx 00000New York, New York 10036, Attention: Equity Capital MarketsSyndicate Department (email: dx.xxx_xxxxxxxxx_xxxxxxxx@xxxx.xxx), with a copy to Cantor Fxxxxxxxxx & Co., at 400 Xxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, AttentionECM Legal (email: General Counsel: dx.xxx_xxxxx@xxxx.xxx): (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing or furnishing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed or furnished by the Company with the Commission, FINRA Commission or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company furnished or made available generally to holders of its capital stock; provided, however, that the requirements of this Section 3(p3(q) shall be satisfied to the extent that such reports, statement, communications, financial statements or other documents are available on EXXXX.
Appears in 1 contract
Future Reports to the Representative. During the period of three five years hereafter, the Company will furnish to the Representative, c/o Cantor Fxxxxxxxxx Xxxxxxxxxx & Co., at 400 000 Xxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: Equity Capital Markets, with a copy copies to Cantor Fxxxxxxxxx Xxxxxxxxxx & Co., at 400 000 Xxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: General Counsel: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholdersshareholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 1020-K, Quarterly Report on Form 10-QF, Current Report on Form 86-K or other report filed by the Company with the Commission, FINRA or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company furnished or made available generally to holders of its capital stockshare capital; provided, however, that the requirements of this Section 3(p) shall be satisfied to the extent that such reports, statement, communications, financial statements or other documents are available on EXXXXXXXXX.
Appears in 1 contract
Samples: Underwriting Agreement (Strongbridge Biopharma PLC)
Future Reports to the Representative. During the For a period of three five years hereafterfollowing the date of the prospectus, the Company will furnish to the RepresentativeRepresentatives Feltl & Company, c/o Cantor Fxxxxxxxxx 200 Xxxxx Xxxxx Xxxxxx, Xxxxx 0000, Xxxxxxxxxxx, XX 00000, Attention: Jxxx X. Xxxxx and Lxxxxxxxx Txxxxxxx & Co.Co. Inc., at 400 Xxxx 500 Xxxxxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx XX 00000, Attention: Equity Capital Markets, with a copy to Cantor Fxxxxxxxxx & Co., at 400 Xxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: General Counsel: Rxxxxx Xxxxx (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholdersshareholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA the NASD or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company furnished or made available mailed generally to holders of its capital stock; provided, however, that the requirements of this Section 3(p) shall be satisfied to the extent that such reports, statement, communications, financial statements or other documents are available on EXXXX.
Appears in 1 contract
Future Reports to the Representative. During the period of three five years hereafter, the Company will furnish to the Representative, c/o Cantor Fxxxxxxxxx & Co.Lake Street Capital Markets, LLC at 400 Xxxx Xxxxxx900 Xxxxxx Xxxxxx Xxxxx, Xxx XxxxXxxxx 000, Xxx Xxxx Xxxxxxxxxxx, Xxxxxxxxx 00000, Attention: Equity Capital MarketsMxxxxxx Xxxxxxx, with a copy to Cantor Fxxxxxxxxx & Co., at 400 Xxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: General Counsel: Head of Investment Banking (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company furnished or made available generally to holders of its capital stock; provided, however, that the requirements of this Section 3(p) shall be satisfied to the extent that such reports, statementstatements, communications, financial statements or other documents are available on EXXXX.
Appears in 1 contract
Future Reports to the Representative. During the period of three five years hereafter, the Company will furnish to the Representative, c/o Cantor Fxxxxxxxxx & Co., Underwriters at 400 000 Xxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: Equity Capital Markets/Xxxxxxx Xxxxx, with a copy copies to Cantor Fxxxxxxxxx Xxxxxxxxxx & Co., at 400 000 Xxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: General Counsel: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA Commission or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company furnished or made available generally to holders of its capital stock; provided, however, that the requirements of this Section 3(p) shall be satisfied to the extent that such reports, statement, communications, financial statements or other documents are available on EXXXXXXXXX.
Appears in 1 contract
Samples: Underwriting Agreement (Corium International, Inc.)
Future Reports to the Representative. During the period of three years hereafterhereafter for so long as the Company is subject to the reporting requirements of the Exchange Act during that time, the Company will furnish to the Representative, c/o Cantor Fxxxxxxxxx & Co.Xxxxxxxxx, at 400 Xxxx 500 Xxxxxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: Equity Capital Markets, with a copy to Cantor Fxxxxxxxxx & Co., at 400 Xxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: General CounselGlobal Head of Syndicate: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company furnished or made available generally to holders of its capital stock; provided, however, that the requirements of this Section 3(p3(n) shall be satisfied to the extent that such reports, statement, communications, financial statements or other documents are available on EXXXX.
Appears in 1 contract
Samples: Underwriting Agreement (Bellerophon Therapeutics, Inc.)
Future Reports to the Representative. During the period of three five years hereafter, the Company will furnish to the Representative, c/o Cantor Fxxxxxxxxx Xxxxxxxxxx & Co., at 400 000 Xxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: Equity Capital Markets, with a copy copies to Cantor Fxxxxxxxxx Xxxxxxxxxx & Co., at 400 000 Xxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: General Counsel: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ ' equity and cash flows for the year then ended and the opinion thereon of the Company’s 's independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company furnished or made available generally to holders of its capital stock; provided, however, that the requirements of this Section 3(p) shall be satisfied to the extent that such reports, statement, communications, financial statements or other documents are available on EXXXXXXXXX.
Appears in 1 contract
Samples: Lock Up Agreement (Vaxart, Inc.)
Future Reports to the Representative. During the period of three five years hereafter, the Company will furnish to the Representative, c/o Cantor Fxxxxxxxxx & Co.Janney Xxxxxxxxxx Xxxxx LLC, at 400 0000 Xxxx Xxxxxx, Xxx XxxxXxxxxxxxxxxx, Xxx Xxxx XX 00000, Attention: Equity Capital MarketsTaxable Fixed Income Department, with a copy to Cantor Fxxxxxxxxx & Co., at 400 Xxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: General Counsel: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA Commission or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company furnished or made available generally to holders of its capital stock; provided, however, that the requirements of this Section 3(p) shall be satisfied to the extent that such reports, statement, communications, financial statements or other documents are available on EXXXXXXXXX and provided further that the requirements of this Section 3(p)(iii) shall also be satisfied to the extent such reports, statement, communications, financial statements or other documents are accessible from the Company’s website.
Appears in 1 contract
Future Reports to the Representative. During the period of three five years hereafter, the Company will furnish to the Representative, c/o Cantor Fxxxxxxxxx & Co.Wainwright, at 400 430 Xxxx Xxxxxx, 0xx Xxxxx, Xxx Xxxx, Xxx Xxxx 00000, AttentionXttention: Equity Capital MarketsHead of Investment Banking, with a copy copies to Cantor Fxxxxxxxxx H.X. Xxxxxxxxxx & Co., at 400 LLC, 430 Xxxx Xxxxxx, 0xx Xxxxx, Xxx Xxxx, Xxx Xxxx 00000, AttentionXttention: General Counsel: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company furnished or made available generally to holders of its capital stock; provided, however, that the requirements of this Section 3(p) shall be satisfied to the extent that such reports, statement, communications, financial statements or other documents are available on EXXXX.
Appears in 1 contract
Future Reports to the Representative. During the period of three five years hereafter, the Company will furnish to the Representative, c/o Cantor Fxxxxxxxxx Xxxxxxxxxx & Co., at 400 000 Xxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: Equity Capital Markets, with a copy copies to Cantor Fxxxxxxxxx Xxxxxxxxxx & Co., at 400 000 Xxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: General Counsel: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ ' equity and cash flows for the year then ended and the opinion thereon of the Company’s 's independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 1020-KF, Quarterly Report on Form 106-QK, Current Quarterly Report on Form 8-K or other report filed by the Company with the Commission, FINRA or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company furnished or made available generally to holders of its capital stock; provided, however, that the requirements of this Section 3(p) shall be satisfied to the extent that such reports, statement, communications, financial statements or other documents are available on EXXXXXXXXX.
Appears in 1 contract
Samples: Portage Biotech Inc.
Future Reports to the Representative. During the period of three five years hereafter, the Company will furnish furnish, for so long as the Company is required to file reports under Section 13 or 15(d) of the Exchange Act, to the Representative, c/o Cantor Fxxxxxxxxx & Co.x Xxxxxxxxx, at 400 Xxxx 000 Xxxxxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: Equity Capital Markets, with a copy to Cantor Fxxxxxxxxx & Co., at 400 Xxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: General CounselGlobal Head of Syndicate: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA Commission or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company furnished or made available generally to holders of its capital stock; provided, however, that the requirements of this Section 3(p) shall be satisfied to the extent that such reports, statement, communications, financial statements or other documents are available on EXXXXXXXXX.
Appears in 1 contract
Samples: Underwriting Agreement (Omega Healthcare Investors Inc)
Future Reports to the Representative. During the period of three five years hereafter, the Company will furnish to the Representative, c/o Cantor Fxxxxxxxxx Xxxxxxxxxx & Co., at 400 000 Xxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: Equity Capital Markets/Xxxxxxx Xxxxx, with a copy copies to Cantor Fxxxxxxxxx Xxxxxxxxxx & Co., at 400 000 Xxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: General Counsel: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other public report filed by the Company with the Commission, FINRA Commission or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company furnished or made available generally to holders of its capital stock; provided, however, that the requirements of this Section 3(p) shall be satisfied to the extent that such reports, statement, communications, financial statements or other documents are available on EXXXXXXXXX.
Appears in 1 contract
Future Reports to the Representative. During the period of three five years hereafter, the Company will furnish to the Representative, c/o Cantor Fxxxxxxxxx & Co.BofA Securities, at 400 Xxxx XxxxxxInc., Oxx Xxxxxx Xxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: Equity Capital MarketsSyndicate Department (email: dx.xxx_xxxxxxxxx_xxxxxxxx@xxxx.xxx), with a copy to Cantor Fxxxxxxxxx & Co., at 400 Xxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, AttentionECM Legal (email: General Counsel: dx.xxx_xxxxx@xxxx.xxx): (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing or furnishing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed or furnished by the Company with the Commission, FINRA Commission or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company furnished or made available generally to holders of its capital stock; provided, however, that the requirements of this Section 3(p3(q) shall be satisfied to the extent that such reports, statement, communications, financial statements or other documents are available on EXXXX.
Appears in 1 contract
Future Reports to the Representative. During the period of three five years hereafter, the Company will furnish to the Representative, c/o Cantor Fxxxxxxxxx & Co.x Xxxxxxxxx, at 400 Xxxx 000 Xxxxxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: Equity Capital Markets, with a copy to Cantor Fxxxxxxxxx & Co., at 400 Xxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: General CounselGlobal Head of Syndicate: (i) as soon as practicable after the end of each fiscal year, copies of the Company’s Annual Report of on Form 10-K for the Company year ended December 31, 2019 (the “Annual Report”) containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company furnished or made available generally to holders of its capital stock; provided, however, that the requirements of this Section 3(p) shall be satisfied to the extent that such reports, statement, communications, financial statements or other documents are available on EXXXXXXXXX.
Appears in 1 contract
Future Reports to the Representative. During the period of three years hereafter, so long as the Company is subject to the reporting requirements of either Section 13 or Section 15(d) of the Exchange Act, the Company will furnish to the Representative, c/o Cantor Fxxxxxxxxx Oppenheimer & Co.Co. Inc., at 400 Xxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: Equity Capital Markets, with a copy to Cantor Fxxxxxxxxx & Co., at 400 Xxxx 80 Xxxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: General Counsel: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report on Form 10-K of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other public report filed by the Company with the Commission, FINRA or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company furnished or made available generally to holders of its capital stock; provided, however, that the requirements of this Section 3(p3(q) shall be satisfied to the extent that such reports, statement, communications, financial statements or other documents are or will be available on EXXXX.
Appears in 1 contract
Samples: Underwriting Agreement (CASI Pharmaceuticals, Inc.)
Future Reports to the Representative. During the period of three five years hereafter, the Company will furnish to the Representative, c/o Cantor Fxxxxxxxxx Xxxxxxxxxx & Co., at 400 000 Xxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: Equity Capital Markets, with a copy copies to Cantor Fxxxxxxxxx Xxxxxxxxxx & Co., at 400 000 Xxxx 00xx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: General Counsel: Counsel (xxxxx-XXX@xxxxxx.xxx): (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 1040-KF, Quarterly Report on Form 106-QK, Current Report on Form 86-K or other report filed by the Company with the Commission, FINRA or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company furnished or made available generally to holders of its capital stock; provided, however, that the requirements of this Section 3(p3(o) shall be satisfied to the extent that such reports, statement, communications, financial statements or other documents are available on EXXXXXXXXX.
Appears in 1 contract
Samples: Theratechnologies Inc.
Future Reports to the Representative. During the period of three five years hereafter, the Company will furnish to the Representative, c/o Cantor Fxxxxxxxxx Xxxxxxxxxx & Co., at 400 000 Xxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: Equity Capital Markets, with a copy copies to Cantor Fxxxxxxxxx Xxxxxxxxxx & Co., at 400 000 Xxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: General Counsel: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ ' equity and cash flows for the year then ended and the opinion thereon of the Company’s 's independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company furnished or made available generally to holders of its capital stock; provided, however, that the requirements of this Section 3(p4(p) shall be satisfied to the extent that such reports, statement, communications, financial statements or other documents are available on EXXXXXXXXX.
Appears in 1 contract
Future Reports to the Representative. During the period of three five years hereafter, the Company will furnish to the Representative, c/o Cantor Fxxxxxxxxx Oppenheimer & Co.Co. Inc., at 400 Xxxx 00 Xxxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx XX 00000, Attention: Equity Capital Markets, with a copy copies to Cantor Fxxxxxxxxx Xxxxxxxxxxx & Co.Co. Inc., at 400 Xxxx 00 Xxxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, XX 00000 Attention: General CounselInternal Legal and Compliance: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 1020-KF, Quarterly Report of Foreign Private Issuer on Form 10-Q, Current Report on Form 86-K or other report filed by the Company with the Commission, FINRA or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company furnished or made publicly available generally to holders of its capital stock; provided, however, that the requirements of this Section 3(p) shall be satisfied to the extent that such reports, statement, communications, financial statements or other documents are available on EXXXXXXXXX.
Appears in 1 contract
Future Reports to the Representative. During the period of three years hereafterhereafter for so long as the Company is subject to the reporting requirements of the Exchange Act during that time, the Company will furnish or make available to the Representative, c/o Cantor Fxxxxxxxxx & Co.x Xxxxxxxxx, at 400 Xxxx 000 Xxxxxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: Equity Capital Markets, with a copy to Cantor Fxxxxxxxxx & Co., at 400 Xxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: General CounselGlobal Head of Syndicate: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed or furnished by the Company with the Commission, FINRA or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company furnished or made available generally to holders of its capital stock; provided, however, that the requirements of this Section 3(p) shall be satisfied to the extent that such reports, statement, communications, financial statements or other documents are available on EXXXXXXXXX.
Appears in 1 contract
Future Reports to the Representative. During the period of three five years hereafter, the Company will furnish to the Representative, c/o Cantor Fxxxxxxxxx Xxxxxxxxxx & Co., at 400 000 Xxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: Equity Capital Markets, with a copy copies to Cantor Fxxxxxxxxx Xxxxxxxxxx & Co., at 400 000 Xxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: General Counsel: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company furnished or made available generally to holders of its capital stock; provided, however, that the requirements of this Section 3(p3A(q) shall be satisfied to the extent that such reports, statement, communications, financial statements or other documents are available on EXXXXXXXXX.
Appears in 1 contract
Future Reports to the Representative. During the period of three years hereafter, the Company will furnish to the Representative, c/o Cantor Fxxxxxxxxx Xxxxxxxxxx & Co., at 400 000 Xxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: Equity Capital Markets, with a copy copies to Cantor Fxxxxxxxxx Xxxxxxxxxx & Co., at 400 000 Xxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: General Counsel: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 1020-KF, Quarterly Report of Foreign Private Issuer on Form 10-Q, Current Report on Form 86-K or other report filed by the Company with the Commission, FINRA or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company furnished or made publicly available generally to holders of its capital stock; provided, however, that the requirements of this Section 3(p) shall be satisfied to the extent that such reports, statement, communications, financial statements or other documents are available on EXXXXXXXXX.
Appears in 1 contract