Future Reports to the Representatives. During the period of five years hereafter the Company will furnish or make available to Stifel at Xxx Xxxxxxxxxx Xxxxxx, Suite 3700, San Francisco, CA 94104, Attention: Syndicate, to Cowen at 000 Xxxxxxxxx Xxxxxx, Xxx Xxxx, XX 00000, Attention: Capital Markets, and to JMP at 000 Xxxxxxxxxx Xxxxxx, Suite 1100, San Francisco, CA 94111, Attention: Capital Markets: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed generally to holders of its capital stock; provided that the requirements of this subsection (p) shall be satisfied to the extent the reports, communications, financial statements or other documents referenced herein are available on XXXXX.
Appears in 2 contracts
Samples: Underwriting Agreement (Horizon Pharma, Inc.), Underwriting Agreement (Horizon Pharma, Inc.)
Future Reports to the Representatives. During the period of five years hereafter hereafter, the Company will furnish or make available to Stifel at Xxx Xxxxxxxxxx Xxxxxxthe Representatives, Suite 3700c/o Jefferies LLC, San Francisco, CA 94104, Attention: Syndicate, to Cowen at 000 Xxxxxxxxx Xxxxxxx Xxxxxx, Xxx Xxxx, XX Xxx Xxxx 00000, Attention: Capital MarketsGlobal Head of Syndicate, and to JMP at 000 Xxxxxxxxxx c/o Leerink Xxxxx LLC, Xxx Xxxxxxx Xxxxxx, Suite 110000xx Xxxxx, San FranciscoXxxxxx, CA 94111Xxxxxxxxxxxxx 00000, Attention: Capital Markets: General Counsel:
(i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA Commission or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed furnished or made available generally to holders of its capital stock; provided provided, however, that the requirements of this subsection (pSection 3(q) shall be satisfied to the extent the that such reports, statement, communications, financial statements or other documents referenced herein are available on XXXXX.
Appears in 2 contracts
Samples: Underwriting Agreement (Mirati Therapeutics, Inc.), Underwriting Agreement (Mirati Therapeutics, Inc.)
Future Reports to the Representatives. During the period of five years hereafter hereafter, the Company will furnish or make available to Stifel the Representatives, c/o Jefferies LLC, at Xxx Xxxxxxxxxx 000 Xxxxxxx Xxxxxx, Suite 3700Xxx Xxxx, San Francisco, CA 94104Xxx Xxxx 00000, Attention: Global Head of Syndicate, to and c/o Cowen and Company, LLC, at 000 Xxxxxxxxx Xxxxxx, 00xx Xxxxx, Xxx Xxxx, XX Xxx Xxxx 00000, Attention: Capital Markets, and to JMP at 000 Xxxxxxxxxx Xxxxxx, Suite 1100, San Francisco, CA 94111, Attention: Capital Markets: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA Commission or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed furnished or made available generally to holders of its capital stock; provided provided, however, that the requirements of this subsection (pSection 3(p) shall be satisfied to the extent the that such reports, statement, communications, financial statements or other documents referenced herein are available on XXXXX.
Appears in 2 contracts
Samples: Underwriting Agreement (Glycomimetics Inc), Underwriting Agreement (Glycomimetics Inc)
Future Reports to the Representatives. During the period of five years hereafter hereafter, the Company will furnish or make available to Stifel at Xxx Xxxxxxxxxx Xxxxxxthe Representatives, Suite 3700c/o Citigroup Global Markets Inc., San Francisco, CA 94104, Attention: Syndicate, to Cowen at 000 Xxxxxxxxx Xxxxxx, Xxx Xxxx, XX Xxx Xxxx 00000, Attention: Capital MarketsECM-Syndicate Desk and c/x Xxxxxxxxx LLC, and to JMP at 000 Xxxxxxxxxx Xxxxxxx Xxxxxx, Suite 1100Xxx Xxxx, San Francisco, CA 94111Xxx Xxxx 00000, Attention: Capital MarketsGlobal Head of Syndicate: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other public report filed by the Company with the Commission, FINRA Commission or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed furnished or made available generally to holders of its capital stock; provided provided, however, that the requirements of this subsection (pSection 3(p) shall be satisfied to the extent the that such reports, statement, communications, financial statements or other documents referenced herein are available on XXXXX.
Appears in 2 contracts
Samples: Underwriting Agreement (Bellicum Pharmaceuticals, Inc), Underwriting Agreement (Bellicum Pharmaceuticals, Inc)
Future Reports to the Representatives. During the period of five years hereafter hereafter, the Company will furnish or make available to Stifel at Xxx Xxxxxxxxxx Xxxxxxthe Representatives, Suite 3700c/x Xxxxxxxxx, San Francisco, CA 94104, Attention: Syndicate, to Cowen at 000 Xxxxxxxxx Xxxxxxx Xxxxxx, Xxx Xxxx, XX Xxx Xxxx 00000, Attention: Capital MarketsGlobal Head of Syndicate, and to JMP at 000 Xxxxxxxxxx c/o Leerink Partners LLC, Xxx Xxxxxxx Xxxxxx, Suite 110000xx Xxxxx, San FranciscoXxxxxx, CA 94111Xxxxxxxxxxxxx 00000, Attention: Capital Markets: Syndicate Department
(i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA Commission or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed furnished or made available generally to holders of its capital stock; provided provided, however, that the requirements of this subsection (pSection 3(p) shall be satisfied to the extent the that such reports, statement, communications, financial statements or other documents referenced herein are available on XXXXX.
Appears in 2 contracts
Samples: Underwriting Agreement (Aclaris Therapeutics, Inc.), Underwriting Agreement (Aclaris Therapeutics, Inc.)
Future Reports to the Representatives. During the period of five two years hereafter hereafter, the Company will furnish or make available to Stifel at Xxx Xxxxxxxxxx Xxxxxxthe Representatives, Suite 3700c/x Xxxxxxxxx, San Francisco, CA 94104, Attention: Syndicate, to Cowen at 000 Xxxxxxxxx Xxxxxxx Xxxxxx, Xxx Xxxx, XX Xxx Xxxx 00000, Attention: Capital MarketsGlobal Head of Syndicate and Attention: General Counsel; and c/o Xxxxx Xxxxxxx & Co., and to JMP at 000 Xxxxxxxxxx XxxxxxXxxxxxxx Xxxx, Suite 1100Xxxxx 000, San FranciscoXxxxxxxxxxx, CA 94111Xxxxxxxxx 00000, Attention: Capital MarketsPiper Legal: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed furnished or made available generally to holders of its capital stock; provided provided, however, that the requirements of this subsection (pSection 3(p) shall be satisfied to the extent the that such reports, statement, communications, financial statements or other documents referenced herein are available on XXXXX.
Appears in 2 contracts
Samples: Underwriting Agreement (Savara Inc), Underwriting Agreement (Savara Inc)
Future Reports to the Representatives. During the period of five years hereafter hereafter, the Company will furnish or make available to Stifel the Representatives, c/o Xxxxxxxxx, at Xxx Xxxxxxxxxx Xxxxxx, Suite 3700, San Francisco, CA 94104, Attention: Syndicate, to Cowen at 000 Xxxxxxxxx 500 Xxxxxxx Xxxxxx, Xxx Xxxx, XX Xxx Xxxx 00000, Attention: Capital MarketsGlobal Head of Syndicate and c/o Barclays, and to JMP at 000 Xxxxxxxxxx 700 Xxxxxxx Xxxxxx, Suite 1100Xxx Xxxx, San Francisco, CA 94111Xxx Xxxx 00000, Attention: Capital MarketsSyndicate Registration (Fax: (000) 000-0000): (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA Commission or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed furnished or made available generally to holders of its capital stock; provided provided, however, that the requirements of this subsection (pSection 3(p) shall be satisfied to the extent the that such reports, statement, communications, financial statements or other documents referenced herein are available on XXXXXEXXXX.
Appears in 2 contracts
Samples: Placement Agency Agreement (Advaxis, Inc.), Underwriting Agreement (Advaxis, Inc.)
Future Reports to the Representatives. During the period of five years hereafter hereafter, the Company will furnish or make available to Stifel at the Representatives, c/o Cowen and Company, LLC, 000 Xxxxxxxxx Xxx., Xxx Xxxxxxxxxx XxxxxxXxxx, Suite 3700, San Francisco, CA 94104Xxx Xxxx 00000, Attention: SyndicateHead of Equity Capital Markets with a copy to c/o Barclays Capital Inc., to Cowen at 000 Xxxxxxxxx 0xx Xxxxxx, Xxx Xxxx, XX Xxx Xxxx 00000, Attention: Capital Markets, and to JMP at 000 Xxxxxxxxxx Xxxxxx, Suite 1100, San Francisco, CA 94111, Attention: Capital Markets: Syndicate Registration:
(i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA Commission or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed furnished or made available generally to holders of its capital stock; provided provided, however, that the requirements of this subsection (pSection 3(p) shall be satisfied to the extent the that such reports, statement, communications, financial statements or other documents referenced herein are available on XXXXX.
Appears in 2 contracts
Samples: Underwriting Agreement (Mirati Therapeutics, Inc.), Underwriting Agreement (Mirati Therapeutics, Inc.)
Future Reports to the Representatives. During the period of five years hereafter hereafter, the Company will furnish or make available to Stifel at Xxx Xxxxxxxxxx Xxxxxxthe Representatives, Suite 3700c/x Xxxxxxxxx LLC, San Francisco, CA 94104, Attention: Syndicate, to Cowen at 000 Xxxxxxxxx Xxxxxxx Xxxxxx, Xxx Xxxx, XX Xxx Xxxx 00000, Attention: Capital Markets, Global Head of Syndicate; and to JMP at 000 Xxxxxxxxxx x/x Xxxxxx, Suite 1100Xxxxxxxx & Company, San FranciscoIncorporated, CA 94111000 Xxxxxxx Xxxxxx, 00xx Xxxxx Xxx Xxxx, Xxx Xxxx 00000 Attention: Capital Markets: Syndicate:
(i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed furnished or made available generally to holders of its capital stock; provided provided, however, that the requirements of this subsection (pSection 3(p) shall be satisfied to the extent the that such reports, statement, communications, financial statements or other documents referenced herein are available on XXXXX.
Appears in 1 contract
Future Reports to the Representatives. During the period of five years hereafter hereafter, the Company will furnish or make available to Stifel at Xxx Xxxxxxxxxx Xxxxxxthe Representatives, Suite 3700c/x Xxxxxxxxx, San Francisco, CA 94104, Attention: Syndicate, to Cowen at 000 Xxxxxxxxx Xxxxxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: Global Head of Syndicate; and Leerink Partners LLC at Xxx Xxxxxxx Xxxxxx, 00xx Xxxxx, Xxxxxx, XX 00000, Attention: Capital MarketsXxxx X. Xxxxxxxxxx, and to JMP at 000 Xxxxxxxxxx Xxxxxx, Suite 1100, San Francisco, CA 94111, Attention: Capital Markets: Esq.
(i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA Commission or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed furnished or made available generally to holders of its capital stock; provided provided, however, that the requirements of this subsection Section 3 (p) shall be satisfied to the extent the that such reports, statement, communications, financial statements or other documents referenced herein are available on XXXXX.
Appears in 1 contract
Samples: Underwriting Agreement (Marinus Pharmaceuticals Inc)
Future Reports to the Representatives. During the period of five years hereafter hereafter, the Company will furnish or make available to Stifel the Representatives, c/o Xxxxxxxxx, at Xxx Xxxxxxxxxx Xxxxxx, Suite 3700, San Francisco, CA 94104, Attention: Syndicate, to Cowen at 000 Xxxxxxxxx 500 Xxxxxxx Xxxxxx, Xxx Xxxx, XX Xxx Xxxx 00000, Attention: Capital MarketsGlobal Head of Syndicate and c/o Raymond Jxxxx & Associates, and to JMP at 000 Xxxxxxxxxx XxxxxxInc., Suite 1100800 Xxxxxxxx Xxxxxxx, San FranciscoXx. Xxxxxxxxxx, CA 94111Xxxxxxx 00000, Attention: Capital MarketsGeneral Counsel: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed furnished or made available generally to holders of its capital stock; provided provided, however, that the requirements of this subsection (pSection 3(p) shall be satisfied to the extent the that such reports, statement, communications, financial statements or other documents referenced herein are available on XXXXXEXXXX.
Appears in 1 contract
Future Reports to the Representatives. During the period of five years hereafter hereafter, the Company will furnish or make available to Stifel at Xxx Xxxxxxxxxx Xxxxxxthe Representatives, Suite 3700c/x Xxxxxxxxx, San Francisco, CA 94104, Attention: Syndicate, to Cowen at 000 Xxxxxxxxx Xxxxxxx Xxxxxx, Xxx Xxxx, XX Xxx Xxxx 00000, Attention: Capital MarketsGlobal Head of Syndicate, and to JMP at 000 Xxxxxxxxxx Xxxxxxc/o SVB Leerink LLC 1301 Avenue of the Xxxxxxxx, Suite 110000xx Xxxxx Xxx Xxxx, San Francisco, CA 94111Xxx Xxxx 00000, Attention: Capital MarketsGlobal Head of Syndicate: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed furnished or made available generally to holders of its capital stock; provided provided, however, that the requirements of this subsection (pSection 3(p) shall be satisfied to the extent the that such reports, statement, communications, financial statements or other documents referenced herein are available on XXXXX.
Appears in 1 contract
Samples: Underwriting Agreement (Relmada Therapeutics, Inc.)
Future Reports to the Representatives. During the period of five years hereafter hereafter, the Company will furnish or make available to Stifel the Representatives, c/o Xxxxxxxxx, at Xxx Xxxxxxxxxx Xxxxxx, Suite 3700, San Francisco, CA 94104, Attention: Syndicate, to Cowen at 000 Xxxxxxxxx 500 Xxxxxxx Xxxxxx, Xxx Xxxx, XX Xxx Xxxx 00000, Attention: Capital MarketsGlobal Head of Syndicate and c/o Guggenheim Securities, and to JMP at 000 Xxxxxxxxxx 300 Xxxxxxx Xxxxxx, Suite 1100Xxx Xxxx, San Francisco, CA 94111Xxx Xxxx 00000, Attention: Capital MarketsRxxxxx Xxxxxx and Legal Department: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA Commission or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed furnished or made available generally to holders of its capital stock; provided provided, however, that the requirements of this subsection (pSection 3(p) shall be satisfied to the extent the that such reports, statement, communications, financial statements or other documents referenced herein are available on XXXXXEXXXX.
Appears in 1 contract
Future Reports to the Representatives. During the period of five years hereafter hereafter, the Company will furnish or make available to Stifel the Representatives, c/x Xxxxxxxxx, at Xxx Xxxxxxxxxx 000 Xxxxxxx Xxxxxx, Suite 3700Xxx Xxxx, San Francisco, CA 94104Xxx Xxxx 00000, Attention: SyndicateGlobal Head of Syndicate and c/x Xxxxx, to Cowen at 000 Xxxxxxxxx Xxxxxx, 00xx Xxxxx, Xxx Xxxx, XX Xxx Xxxx 00000, Attention: Capital Markets, and to JMP at 000 Xxxxxxxxxx Xxxxxx, Suite 1100, San Francisco, CA 94111, Attention: Head of Equity Capital Markets: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed furnished or made available generally to holders of its capital stock; provided provided, however, that the requirements of this subsection (pSection 3(q) shall be satisfied to the extent the that such reports, statement, communications, financial statements or other documents referenced herein are available on XXXXX.
Appears in 1 contract
Future Reports to the Representatives. During the period of five years hereafter hereafter, the Company will furnish or make available to Stifel at Xxx Xxxxxxxxxx Xxxxxxthe Representatives, Suite 3700c/x Xxxxxxxxx, San Francisco, CA 94104, Attention: Syndicate, to Cowen at 000 Xxxxxxxxx Xxxxxxx Xxxxxx, Xxx Xxxx, XX Xxx Xxxx 00000, Attention: Capital MarketsGlobal Head of Syndicate, and to JMP c/o Merrill Xxxxx at 000 Xxxxxxxxxx XxxxxxXxx Xxxxxx Xxxx, Suite 1100Xxx Xxxx, San Francisco, CA 94111Xxx Xxxx 00000, Attention: Capital MarketsSyndicate Department, with a copy to ECM Legal: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other public report filed by the Company with the Commission, FINRA Commission or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed furnished or made available generally to holders of its capital stock; provided provided, however, that the requirements of this subsection (pSection 3(p) shall be satisfied to the extent the that such reports, statement, communications, financial statements or other documents referenced herein are available on XXXXX.
Appears in 1 contract
Future Reports to the Representatives. During the period of five three years hereafter hereafter, the Company will furnish or make available to Stifel at Xxx Xxxxxxxxxx Xxxxxxthe Representatives, Suite 3700c/x Xxxxxxxxx, San Francisco, CA 94104, Attention: Syndicate, to Cowen at 000 Xxxxxxxxx Xxxxxxx Xxxxxx, Xxx Xxxx, XX Xxx Xxxx 00000, Attention: Capital MarketsGlobal Head of Syndicate and c/o Piper, and to JMP at 000 00 Xxxxxxxxxx Xxxxxx, Suite 1100Xxxxx 000, San FranciscoXxx Xxxxxxxxx, CA 94111Xxxxxxxxxx 00000, Attention: Capital MarketsGeneral Counsel: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other public report filed by the Company with the Commission, FINRA Commission or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed furnished or made available generally to holders of its capital stock; provided provided, however, that the requirements of this subsection (pSection 3(p) shall be satisfied to the extent the that such reports, statement, communications, financial statements or other documents referenced herein are available on XXXXX.
Appears in 1 contract
Future Reports to the Representatives. During the period of five years hereafter one year hereafter, the Company will furnish or make available to Stifel the Representatives, c/o Morgan Xxxxxxx & Co. LLC, at Xxx Xxxxxxxxxx Xxxxxx, Suite 3700, San Francisco, CA 94104, Attention: Syndicate, to Cowen at 000 Xxxxxxxxx Xxxxxx0000 Xxxxxxxx, Xxx Xxxx, XX Xxx Xxxx 00000, Attention: Capital MarketsEquity Syndicate Desk, and to JMP at c/o Citigroup Global Markets Inc., 000 Xxxxxxxxxx XxxxxxXxxxxxxxx Xxxxxx Xxx Xxxx, Suite 1100, San Francisco, CA 94111Xxx Xxxx 00000, Attention: Capital Markets: Xxxx Xxx, (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholdersshareholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA Commission or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed furnished or made available generally to holders of its capital stockshares of beneficial interest; provided provided, however, that the requirements of this subsection (pSection 3(p) shall be satisfied to the extent the that such reports, statement, communications, financial statements or other documents referenced herein are available on XXXXXXXXXX or otherwise publicly disseminated.
Appears in 1 contract
Samples: Underwriting Agreement (National Storage Affiliates Trust)
Future Reports to the Representatives. During the period of five three years hereafter hereafter, the Company will furnish or make available to Stifel at Xxx Xxxxxxxxxx the Representatives, c/o Leerink Partners LLC, 00 Xxxxx Xxxxxx, Suite 370000xx Xxxxx, San FranciscoXxxxxx, CA 94104XX 00000, Attention: SyndicateSyndicate Department and c/x Xxxxx and Company, to Cowen LLC, at 000 Xxxxxxxxx Xxxxxx, Xxx Xxxx, XX Xxx Xxxx 00000, Attention: Capital Markets, and to JMP at 000 Xxxxxxxxxx Xxxxxx, Suite 1100, San Francisco, CA 94111, Attention: Head of Equity Capital Markets: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed furnished or made available generally to holders of its capital stock; provided provided, however, that the requirements of this subsection (pSection 3(p) shall be satisfied to the extent the that such reports, statement, communications, financial statements or other documents referenced herein are available on XXXXX.
Appears in 1 contract
Samples: Underwriting Agreement (Celldex Therapeutics, Inc.)
Future Reports to the Representatives. During the period of five three years hereafter hereafter, the Company will furnish or make available to Stifel the Representatives, c/o Xxxxxxxxx LLC, at Xxx Xxxxxxxxxx Xxxxxx, Suite 3700, San Francisco, CA 94104, Attention: Syndicate, to Cowen at 000 Xxxxxxxxx 520 Mxxxxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Xxxention: Global Head of Syndicate and c/o Leerink Partners LLC, 53 Stxxx Xxxxxx, 00xx Xxxxx, Xxxxxx, XX 00000, AttentionXxxention: Capital Markets, and to JMP at 000 Xxxxxxxxxx Xxxxxx, Suite 1100, San Francisco, CA 94111, Attention: Capital MarketsSyndicate Department: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed furnished or made available generally to holders of its capital stock; provided provided, however, that the requirements of this subsection (pSection 3(p) shall be satisfied to the extent the that such reports, statement, communications, financial statements or other documents referenced herein are available on XXXXXEXXXX.
Appears in 1 contract
Samples: Underwriting Agreement (Celldex Therapeutics, Inc.)
Future Reports to the Representatives. During the period of five three years hereafter hereafter, the Company will furnish or make available to Stifel the Representatives at Xxx Xxxxxxxxxx c/o Ferris, Baker Watts, Incorporated, 1700 Pennsylvania Avenue, N.W., Suite 700, Xxxxxnxxxx, D.C. 20006, Attxxxxxx: Xxxx X. Xxxxxx, Suite 3700, San Francisco, CA 94104, Attention: Syndicate, to Cowen at 000 Xxxxxxxxx Xxxxxx, Xxx Xxxx, XX 00000, Attention: Capital Markets, and to JMP at 000 Xxxxxxxxxx Xxxxxx, Suite 1100, San Francisco, CA 94111, Attention: Capital MarketsXx.: (ix) as soon as practicable after xx xxx xxxx xxxx xx xxxxxxxxxxx to the Companx'x xxxxxxxxxxxx xxter the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ ' equity and cash flows for the year then ended and the opinion thereon of the Company’s 's independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA Commission or any securities exchangethe NYSE; and (iii) at the same time as soon as availablemailed to the Company's stockholders, copies of any report or communication of the Company mailed generally to holders of its capital stock; provided that and (iv) from time to time, such other information concerning the requirements of this subsection (p) shall be satisfied to the extent the reportsCompany as FBW, communicationsMorgan Keegan, financial statements Hilliard Lyons or other documents referenced herein are available on XXXXXAdvest may reasonably request.
Appears in 1 contract
Samples: Underwriting Agreement (Urstadt Biddle Properties Inc)
Future Reports to the Representatives. During the period of five three years hereafter the Company will furnish or make available to Stifel the Stifxx, Xxxxxxxx & Xompany, Incorporated at Xxx 500 Xxxxx Xxxxxxxx, Xxxxx 0000, Xx. Xxxxx, Xxxxxxxx 00000, Attention: Mr. Xxxx X. Xxxxxx, to Montxxxxxx Xxxurities at 600 Xxxxxxxxxx Xxxxxx, Suite 3700, San Francisco, CA 94104, Attention: Syndicate, to Cowen at 000 Xxxxxxxxx Xxxxxx, Xxx Xxxx, XX 00000, Attention: Capital Markets, and to JMP at 000 Xxxxxxxxxx Xxxxxx, Suite 1100, San Francisco, CA California 94111, Attention: Capital MarketsJeff Xxxxxxx xxx to O'Melveny & Myerx XXX at the address set forth in Section 13: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ shareholders' equity and cash flows for the year then ended and the opinion thereon of the Company’s 's independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA the NASD or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed generally to holders of its capital stock; provided that the requirements of this subsection (p) shall be satisfied to the extent the reports, communications, financial statements or other documents referenced herein are available on XXXXX.
Appears in 1 contract
Samples: Underwriting Agreement (Hanover Capital Holdings Inc)
Future Reports to the Representatives. During the period of five years hereafter hereafter, the Company will furnish or make available to Stifel at Xxx Xxxxxxxxxx Xxxxxxthe Representatives, Suite 3700c/x Xxxxxxxxx, San Francisco, CA 94104, Attention: Syndicate, to Cowen at 000 Xxxxxxxxx Xxxxxxx Xxxxxx, Xxx Xxxx, XX Xxx Xxxx 00000, Attention: Capital MarketsGlobal Head of Syndicate, c/o Evercore, at 0000 Xxxx Xxxx Xxxx, Xxxxx 000, Xxxxx Xxxx, Xxxxxxxxxx 00000, and to JMP c/o RBC, at 000 Xxxxxxxxxx Xxxxx Xxxxxx, Suite 11008th Floor, San FranciscoNew York, CA 94111, Attention: Capital MarketsNY 10281: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed furnished or made available generally to holders of its capital stock; provided provided, however, that the requirements of this subsection (pSection 3(q) shall be satisfied to the extent the that such reports, statement, communications, financial statements or other documents referenced herein are available on XXXXX.
Appears in 1 contract
Future Reports to the Representatives. During the period of five years hereafter hereafter, the Company will furnish or make available to Stifel at Xxx Xxxxxxxxxx Xxxxxxthe Representatives, Suite 3700c/o X.X. Xxxxxx Securities LLC, San Francisco, CA 94104, Attention: Syndicate, to Cowen at 000 Xxxxxxxxx Xxxxxxx Xxxxxx, Xxx Xxxx, XX Xxx Xxxx 00000, Attention Equity Syndicate Desk (fax: 000-000-0000), c/x Xxxxxxxxx, at 000 Xxxxxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: Capital MarketsGlobal Head of Syndicate, and to JMP at 000 Xxxxxxxxxx c/o Evercore Group L.L.C., 00 Xxxx 00xx Xxxxxx, Suite 1100Xxx Xxxx, San Francisco, CA 94111Xxx Xxxx 00000, Attention: Capital MarketsXxxxxxx X. Xxxxxxx, Esq. (fax: 000-000-0000): (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity (deficit) and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed furnished or made available generally to holders of its capital stock; provided provided, however, that the requirements of this subsection (pSection 3(p) shall be satisfied to the extent the that such reports, statement, communications, financial statements or other documents referenced herein are available on XXXXX.
Appears in 1 contract
Future Reports to the Representatives. During the period of five years hereafter hereafter, the Company will furnish or make available to Stifel the Representatives, c/o Jefferies LLC, at Xxx Xxxxxxxxxx Xxxxxx, Suite 3700, San Francisco, CA 94104, Attention: Syndicate, to Cowen at 000 Xxxxxxxxx 520 Xxxxxxx Xxxxxx, Xxx Xxxx, XX Xxx Xxxx 00000, Attention: Global Head of Syndicate and Guggenheim Securities, LLC, at 330 Xxxxxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: Capital Markets, and to JMP at 000 Xxxxxxxxxx Xxxxxx, Suite 1100, San Francisco, CA 94111, Attention: Capital MarketsMarkets Syndicate: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholdersshareholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other similar report filed by the Company with the Commission, FINRA Commission or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed furnished or made available generally to holders of its capital stockshare capital; provided provided, however, that the requirements of this subsection (pSection 3(p) shall be satisfied to the extent the that such reports, statement, communications, financial statements or other documents referenced herein are available on XXXXX.
Appears in 1 contract
Future Reports to the Representatives. During the period of five years hereafter hereafter, the Company will furnish or make available to Stifel at Xxx Xxxxxxxxxx Xxxxxxthe Representatives, Suite 3700c/x Xxxxxxxxx, San Francisco, CA 94104, Attention: Syndicate, to Cowen at 000 Xxxxxxxxx Xxxxxxx Xxxxxx, Xxx Xxxx, XX Xxx Xxxx 00000, Attention: Capital MarketsGlobal Head of Syndicate and c/o Xxxxx Xxxxxxx & Co., and to JMP at U.S. Bancorp Center, 000 Xxxxxxxxxx XxxxxxXxxxxxxx Xxxx, Suite 1100Xxxxxxxxxxx, San Francisco, CA 94111Xxxxxxxxx 00000, Attention: Capital MarketsGeneral Counsel: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholdersshareholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 1020-KF, Quarterly Report on Form 10-Q, Current Report on Form 86-K or other public report filed by the Company with the Commission, FINRA or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed furnished or made available generally to holders of its capital stockshare capital; provided provided, however, that the requirements of this subsection (pSection 3(p) shall be satisfied to the extent the that such reports, statement, communications, financial statements or other documents referenced herein are available on XXXXX.
Appears in 1 contract
Future Reports to the Representatives. During the period of five years hereafter hereafter, the Company will furnish or make available to Stifel at Xxx Xxxxxxxxxx Xxxxxxthe Representatives, Suite 3700c/x Xxxxxxxxx, San Francisco, CA 94104, Attention: Syndicate, to Cowen at 000 Xxxxxxxxx Xxxxxxx Xxxxxx, Xxx Xxxx, XX Xxx Xxxx 00000, Attention: Global Head of Syndicate; and RBC Capital Markets, and to JMP LLC, at 000 Xxxxxxxxxx Xxxxx Xxxxxx, Suite 1100New York, San Francisco, CA 94111New York 10281, Attention: Capital Markets: Xxxxxxx Xxxxxxxx, Syndicate Director (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA Commission or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed furnished or made available generally to holders of its capital stock; provided provided, however, that the requirements of this subsection Section 3 (p) shall be satisfied to the extent the that such reports, statement, communications, financial statements or other documents referenced herein are available on XXXXX.
Appears in 1 contract
Samples: Underwriting Agreement (Marinus Pharmaceuticals Inc)
Future Reports to the Representatives. During the period of five years hereafter hereafter, the Company will furnish or make available to Stifel at Xxx Xxxxxxxxxx Xxxxxxthe Representatives, Suite 3700c/x Xxxxxxxxx, San Francisco, CA 94104, Attention: Syndicate, to Cowen at 000 Xxxxxxxxx Xxxxxxx Xxxxxx, Xxx Xxxx, XX Xxx Xxxx 00000, Attention: Capital MarketsGlobal Head of Syndicate; and c/o Stifel, and to JMP at 000 Xxxxxxxxxx 0xx Xxxxxx, Suite 110000xx Xxxxx, San FranciscoXxx Xxxx, CA 94111Xxx Xxxx 00000, Attention: Equity Capital Markets: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholdersshareholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed furnished or made available generally to holders of its capital stockshare capital; provided provided, however, that the requirements of this subsection (pSection 3(p) shall be satisfied to the extent the that such reports, statement, communications, financial statements or other documents referenced herein are available on XXXXX.
Appears in 1 contract
Samples: Underwriting Agreement (Strongbridge Biopharma PLC)
Future Reports to the Representatives. During the period of five years hereafter the Company will furnish or make available to Stifel Xxxxxxx Xxxxx at Xxx Xxxxxxxxxx XxxxxxXxxxxx Xxxx, Suite 3700Xxx Xxxx, San FranciscoXxx Xxxx 00000, CA 94104attention of Syndicate Department, Attention: Syndicatewith a copy to ECM Legal, and to Cowen Jefferies at 000 Xxxxxxxxx Xxxxxxx Xxxxxx, Xxx Xxxx, XX 00000, Attention: Capital Markets, and to JMP at 000 Xxxxxxxxxx Xxxxxx, Suite 1100, San Francisco, CA 94111, Xxx Xxxx Attention: Capital Markets: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed furnished or made available generally to holders of its capital stock; provided that the requirements of this subsection (p) shall be satisfied to the extent the reports, communications, financial statements or other documents referenced herein are available on XXXXX.
Appears in 1 contract
Samples: Underwriting Agreement (Ardea Biosciences, Inc./De)
Future Reports to the Representatives. During the period of five years hereafter hereafter, the Company will furnish or make available to Stifel the Representatives, c/o Xxxxxxxxx, at Xxx Xxxxxxxxxx Xxxxxx, Suite 3700, San Francisco, CA 94104, Attention: Syndicate, to Cowen at 000 Xxxxxxxxx 500 Xxxxxxx Xxxxxx, Xxx Xxxx, XX Xxx Xxxx 00000, Attention: Capital MarketsGlobal Head of Syndicate, and to JMP c/o Pxxxx Xxxxxxx, at 000 Xxxxxxxxxx Xxxxxx300 Xxxx Xxx, Suite 1100Xxxxx 0000, San FranciscoXxx Xxxx, CA 94111Xxx Xxxx 00000, Attention: Equity Capital Markets: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed furnished or made available generally to holders of its capital stock; provided provided, however, that the requirements of this subsection (pSection 3(p) shall be satisfied to the extent the that such reports, statements, communications, financial statements or other documents referenced herein are available on XXXXXEXXXX.
Appears in 1 contract
Future Reports to the Representatives. During the period of five years hereafter hereafter, the Company will furnish or make available to Stifel at Xxx Xxxxxxxxxx Xxxxxxthe Representatives c/x Xxxxxxxxx LLC, Suite 3700, San Francisco, CA 94104, Attention: Syndicate, to Cowen at 000 Xxxxxxxxx Xxxxxxx Xxxxxx, Xxx Xxxx, XX Xxx Xxxx 00000, Attention: Capital MarketsGlobal Head of Equity Syndicate and c/o Leerink Partners LLC, and to JMP at 000 Xxxxxxxxxx Xxx Xxxxxxx Xxxxxx, Suite 110000xx Xxxxx, San FranciscoXxxxxx, CA 94111Xxxxxxxxxxxxx 00000, Attention: Capital MarketsSyndicate Department: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholdersshareholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other similar report filed by the Company with the Commission, FINRA Commission or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed furnished or made available generally to holders of its capital stockshares; provided provided, however, that the requirements of this subsection (pSection 3(p) shall be satisfied to the extent the that such reports, statement, communications, financial statements or other documents referenced herein are available on XXXXX.
Appears in 1 contract
Samples: Underwriting Agreement (Wave Life Sciences Pte LTD)
Future Reports to the Representatives. During the period of five years hereafter hereafter, the Company will furnish or make available to Stifel at Xxx Xxxxxxxxxx Xxxxxxthe Representatives, Suite 3700c/x Xxxxxxxxx, San Francisco, CA 94104, Attention: Syndicate, to Cowen at 000 Xxxxxxxxx Xxxxxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: Global Head of Syndicate, c/o Xxxxx Xxxxxxx, at 000 Xxxxxxxx Xxxx, Xxxxx 0000, Xxxxxxxxxxx, XX 00000, Attention: Capital Markets, and to JMP at 000 Xxxxxxxxxx Xxxxxx, Suite 1100, San Francisco, CA 94111, Attention: Capital MarketsGeneral Counsel: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA Commission or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed furnished or made available generally to holders of its capital stock; provided provided, however, that the requirements of this subsection (pSection 3(p) shall be satisfied to the extent the that such reports, statement, communications, financial statements or other documents referenced herein are available on XXXXX.
Appears in 1 contract
Future Reports to the Representatives. During the period of five years hereafter hereafter, the Company will furnish or make available to Stifel the Representatives, at Xxx Xxxxxxxxxx Xxxxxxc/x Xxxxxxxxx, Suite 3700, San Francisco, CA 94104, Attention: Syndicate, to Cowen at 000 Xxxxxxxxx Xxxxxxx Xxxxxx, Xxx Xxxx, XX Xxx Xxxx 00000, Attention: Capital MarketsGlobal Head of Syndicate and c/o Xxxxx Xxxxxxx & Co., and to JMP at 000 Xxxxxxxxxx Xxxxxx0000 Xxxxxx xx xxx Xxxxxxxx, Suite 11000xx Xxxxx, San FranciscoXxx Xxxx, CA 94111Xxx Xxxx 00000, Attention: Capital Markets: General Counsel:
(i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed furnished or made available generally to holders of its capital stock; provided provided, however, that the requirements of this subsection (pSection 3(r) shall be satisfied to the extent the that such reports, statement, communications, financial statements or other documents referenced herein are available on XXXXXEDGAR.
Appears in 1 contract
Future Reports to the Representatives. During the period of five years hereafter hereafter, the Company will furnish or make available to Stifel the Representatives, c/x Xxxxxxxxx, at Xxx Xxxxxxxxxx 000 Xxxxxxx Xxxxxx, Suite 3700Xxx Xxxx, San Francisco, CA 94104Xxx Xxxx 00000, Attention: Global Head of Syndicate, to Cowen and c/x Xxxxx, at 000 Xxxxxxxxx Xxxxxx, 00xx Xxxxx, Xxx Xxxx, XX Xxx Xxxx 00000, Attention: Capital Markets, and to JMP at 000 Xxxxxxxxxx Xxxxxx, Suite 1100, San Francisco, CA 94111, Attention: Head of Equity Capital Markets: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report on Form 10-K of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed furnished or made available generally to holders of its capital stock; provided provided, however, that the requirements of this subsection (pSection 3(p) shall be satisfied to the extent the that such reports, statement, communications, financial statements or other documents referenced herein are available on XXXXX.
Appears in 1 contract
Future Reports to the Representatives. During the period of five years hereafter hereafter, the Company will furnish or make available to Stifel the Representatives, c/o Xxxxxxxxx, at Xxx Xxxxxxxxxx Xxxxxx, Suite 3700, San Francisco, CA 94104, Attention: Syndicate, to Cowen at 000 Xxxxxxxxx 500 Xxxxxxx Xxxxxx, Xxx Xxxx, XX Xxx Xxxx 00000, Attention: Capital MarketsGlobal Head of Syndicate and c/o Pxxxx Xxxxxxx & Co., and to JMP at 000 Xxxxxxxxxx Xxxxxx800 Xxxxxxxx Xxxx, Suite 1100Xxxxxxxxxxx, San Francisco, CA 94111Xxxxxxxxx 00000, Attention: Equity Capital Markets: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholdersshareholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed furnished or made available generally to holders of its capital stockshare capital; provided provided, however, that the requirements of this subsection (pSection 3(p) shall be satisfied to the extent the that such reports, statement, communications, financial statements or other documents referenced herein are available on XXXXXEXXXX.
Appears in 1 contract
Samples: Underwriting Agreement (Milestone Pharmaceuticals Inc.)
Future Reports to the Representatives. During the period of five years hereafter hereafter, the Company will furnish or make available to Stifel the Representatives, c/o Brean, at Xxx Xxxxxxxxxx Xxxxxx1345 Avenue of the Xxxxxxxx, Suite 3700, San Francisco, CA 94104, Attention: Syndicate, to Cowen at 000 Xxxxxxxxx Xxxxxx00xx Xxxxx, Xxx Xxxx, XX Xxx Xxxx 00000, Attention: Capital MarketsChief Executive Officer, and to JMP c/o Imperial at 000 2000 Ave of the Stars, 0xx Xxxxx Xxxxx, Xxx Xxxxxxx, Xxxxxxxxxx Xxxxxx, Suite 1100, San Francisco, CA 9411100000, Attention: Capital Markets: Xxxx Xxxxxx, Chief Operating Officer (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA Commission or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed furnished or made available generally to holders of its capital stock; provided provided, however, that the requirements of this subsection (pSection 3(A)(q) shall be satisfied to the extent the that such reports, statements, communications, financial statements or other documents referenced herein are available on XXXXX.
Appears in 1 contract
Future Reports to the Representatives. During the period of five years hereafter hereafter, the Company will furnish or make available to Stifel the Representatives, c/o Piper, at 1000 Xxxxxx xx xxx Xxxxxxxx, Xxxxx 0 Xxx Xxxxxxxxxx XxxxxxXxxx, Suite 3700, San Francisco, CA 94104Xxx Xxxx 00000, Attention: SyndicateEquity Capital Markets and c/o Truist Securities, to Cowen at 000 Inc. 3000 Xxxxxxxxx XxxxxxXxxx XX, Xxx Xxxx0xx xxxxx, Xxxxxxx, XX 00000, Attention: Capital Markets, and to JMP at 000 Xxxxxxxxxx Xxxxxx, Suite 1100, San Francisco, CA 94111, Attention: Equity Capital Markets: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed furnished or made available generally to holders of its capital stock; provided provided, however, that the requirements of this subsection Section 3 (p) shall be satisfied to the extent the that such reports, statement, communications, financial statements or other documents referenced herein are available on XXXXXEXXXX.
Appears in 1 contract
Samples: Underwriting Agreement (Praxis Precision Medicines, Inc.)
Future Reports to the Representatives. During the period of five years hereafter hereafter, the Company will furnish or make available to Stifel at Xxx Xxxxxxxxxx Xxxxxx, Suite 3700, San Francisco, CA 94104, Attention: Syndicate, to Cowen Citi at 000 Xxxxxxxxx Xxxxxx, Xxx Xxxx, XX Xxx Xxxx 00000, to Xxxxxxx Xxxxx at Xxx Xxxxxx Xxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: Capital Markets, Syndicate Department and to JMP Jefferies at 000 Xxxxxxxxxx Xxxxxxx Xxxxxx, Suite 1100Xxx Xxxx, San Francisco, CA 94111Xxx Xxxx 00000, Attention: Capital Markets: Global Head of Syndicate (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA Commission or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed furnished or made available generally to holders of its capital stock; provided provided, however, that the requirements of this subsection (pSection 3(p) shall be satisfied to the extent the that such reports, statement, communications, financial statements or other documents referenced herein are available on XXXXX.
Appears in 1 contract
Samples: Underwriting Agreement (Acadia Healthcare Company, Inc.)
Future Reports to the Representatives. During So long as the Company remains subject to the reporting requirements of the Exchange Act, during the period of five years hereafter from the date of this Agreement, the Company will furnish or make available to Stifel the Representatives, c/x Xxxxxxxxx, at Xxx Xxxxxxxxxx 000 Xxxxxxx Xxxxxx, Suite 3700Xxx Xxxx, San Francisco, CA 94104Xxx Xxxx 00000, Attention: SyndicateGlobal Head of Syndicate and Cowen, to Cowen at 000 Xxxxxxxxx Xxxxxx, 00xx Xxxxx, Xxx Xxxx, XX Xxx Xxxx 00000, Attention: Capital Markets, and to JMP at 000 Xxxxxxxxxx Xxxxxx, Suite 1100, San Francisco, CA 94111, Attention: Capital Markets: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each definitive proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA Commission or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed furnished or made available generally to holders of its capital stock; provided provided, however, that the requirements of this subsection (pSection 3(p) shall be satisfied to the extent the that such reports, statement, communications, financial statements or other documents referenced herein are available on XXXXX.
Appears in 1 contract
Samples: Underwriting Agreement (Synta Pharmaceuticals Corp)
Future Reports to the Representatives. During the period of five years hereafter hereafter, the Company will furnish or make available to Stifel at Xxx Xxxxxxxxxx Xxxxxxthe Representatives, Suite 3700c/x Xxxxxxxxx, San Francisco, CA 94104, Attention: Syndicate, to Cowen at 000 Xxxxxxxxx Xxxxxxx Xxxxxx, Xxx Xxxx, XX Xxx Xxxx 00000, Attention: Capital MarketsGlobal Head of Syndicate and c/o RBCCM, and to JMP at 000 Xxxxxxxxxx Xxxxx Xxxxxx, Suite 11009th Floor, San FranciscoNew York, CA 94111New York 10281, Attention: Capital Markets[●]: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing or furnishing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed or furnished by the Company with the Commission, FINRA or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed furnished or made available generally to holders of its capital stock; provided provided, however, that the requirements of this subsection (pSection 3(A)(p) shall be satisfied to the extent the that such reports, statement, communications, financial statements or other documents referenced herein are available on XXXXX.
Appears in 1 contract
Future Reports to the Representatives. During the period of five years hereafter hereafter, the Company will furnish or make available to Stifel the Representatives, c/o Xxxxxxxxx, at Xxx Xxxxxxxxxx Xxxxxx, Suite 3700, San Francisco, CA 94104, Attention: Syndicate, to Cowen at 000 Xxxxxxxxx 500 Xxxxxxx Xxxxxx, Xxx Xxxx, XX Xxx Xxxx 00000, Attention: Capital MarketsGlobal Head of Syndicate, and to JMP c/o SVB Leerink, at 000 Xxxxxxxxxx 1000 0xx Xxxxxx, Suite 110000xx Xxxxx, San FranciscoXxx Xxxx, CA 94111Xxx Xxxx 00000, Attention: Capital Markets: General Counsel:
(i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed furnished or made available generally to holders of its capital stock; provided provided, however, that the requirements of this subsection (pSection 3(p) shall be satisfied to the extent the that such reports, statement, communications, financial statements or other documents referenced herein are available on XXXXXEXXXX.
Appears in 1 contract
Future Reports to the Representatives. During the period of five years hereafter hereafter, the Company will furnish or make available to Stifel at Xxx Xxxxxxxxxx Xxxxxxthe Representatives c/o X.X. Xxxxxx Securities LLC, Suite 3700, San Francisco, CA 94104, Attention: Syndicate, to Cowen at 000 Xxxxxxxxx Xxxxxx, Xxxxxxx Xxxxxx Xxx Xxxx, XX Xxx Xxxx 00000, Attention: Capital MarketsEquity Syndicate Desk, and to JMP at 000 Xxxxxxxxxx c/o Leerink Partners LLC, 00 Xxxxx Xxxxxx, Suite 110000xx Xxxxx, San FranciscoXxxxxx, CA 94111Xxxxxxxxxxxxx 00000, Attention: Capital MarketsSyndicate Department: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholdersshareholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other similar report filed by the Company with the Commission, FINRA Commission or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed furnished or made available generally to holders of its capital stockshares; provided provided, however, that the requirements of this subsection (pSection 3(q) shall be satisfied to the extent the that such reports, statement, communications, financial statements or other documents referenced herein are available on XXXXX.
Appears in 1 contract
Future Reports to the Representatives. During the period of five years hereafter hereafter, the Company will furnish or make available to Stifel Xxxxxxx Xxxxx at Xxx Xxxxxxxxxx XxxxxxXxxxxx Xxxx, Suite 3700Xxx Xxxx, San Francisco, CA 94104Xxx Xxxx 00000, Attention: SyndicateSyndicate Department, to Cowen Citi at 000 Xxxxxxxxx Xxxxxx, Xxx Xxxx, XX Xxx Xxxx 00000, and to Jefferies at 000 Xxxxxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: Capital Markets, and to JMP at 000 Xxxxxxxxxx Xxxxxx, Suite 1100, San Francisco, CA 94111, Attention: Capital Markets: Global Head of Syndicate (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA Commission or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed furnished or made available generally to holders of its capital stock; provided provided, however, that the requirements of this subsection (pSection 4(p) shall be satisfied to the extent the that such reports, statement, communications, financial statements or other documents referenced herein are available on XXXXX.
Appears in 1 contract
Samples: Underwriting Agreement (Acadia Healthcare Company, Inc.)
Future Reports to the Representatives. During the period of five years hereafter hereafter, the Company will furnish or make available to Stifel at Xxx Xxxxxxxxxx Xxxxxxthe Representatives, Suite 3700c/o Jefferies LLC, San Francisco, CA 94104, Attention: Syndicate, to Cowen at 000 Xxxxxxxxx Xxxxxxx Xxxxxx, Xxx Xxxx, XX Xxx Xxxx 00000, Attention: Capital MarketsGlobal Head of Syndicate, and to JMP c/o Barclays Capital Inc., at 000 Xxxxxxxxxx Xxxxxxx Xxxxxx, Suite 1100Xxx Xxxx, San Francisco, CA 94111Xxx Xxxx 00000, Attention: Capital Markets: Syndicate Registration:
(i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA Commission or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed furnished or made available generally to holders of its capital stock; provided provided, however, that the requirements of this subsection (pSection 3(q) shall be satisfied to the extent the that such reports, statement, communications, financial statements or other documents referenced herein are available on XXXXX.
Appears in 1 contract
Future Reports to the Representatives. During the period of five years hereafter the Company will furnish or make available to Stifel at Xxx Xxxxxxxxxx Xxxxxx, Suite 3700, San Francisco, CA 94104, Attention: Syndicate, to Cowen Jefferies at 000 Xxxxxxxxx Xxxxxxx Xxxxxx, Xxx Xxxx, XX Xxx Xxxx 00000 Attention: Capital Markets and to Deutsche Bank at 00 Xxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: Equity Capital Markets, and to JMP at 000 Xxxxxxxxxx Xxxxxx, Suite 1100, San Francisco, CA 94111, Attention: Capital MarketsMarkets Syndicate: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed furnished or made available generally to holders of its capital stock; provided that the requirements of this subsection (p) shall be satisfied to the extent the reports, communications, financial statements or other documents referenced herein are available on XXXXX.
Appears in 1 contract
Samples: Underwriting Agreement (Neurocrine Biosciences Inc)
Future Reports to the Representatives. During the period of five years hereafter hereafter, the Company will furnish or make available to Stifel at the Representatives, c/o Leerink Partners LLC, Xxx Xxxxxxxxxx Xxxxxxx Xxxxxx, Suite 370000xx Xxxxx, San Francisco, CA 94104, Attention: Syndicate, to Cowen at 000 Xxxxxxxxx Xxxxxx, Xxx Xxxx, XX Xxxxxxxxxxxxx 00000, Attention: Capital MarketsSyndicate Department, and to JMP at 000 Xxxxxxxxxx Xxxxxxc/o Evercore Group L.L.C., Suite 110000 Xxxx 00xx Xxxxxx Xxx Xxxx, San Francisco, CA 94111Xxx Xxxx 00000, Attention: Equity Capital Markets: Markets (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA Commission or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed furnished or made available generally to holders of its capital stock; provided provided, however, that the requirements of this subsection (pSection 3(p) shall be satisfied to the extent the that such reports, statement, communications, financial statements or other documents referenced herein are available on XXXXX.
Appears in 1 contract
Samples: Underwriting Agreement (Aclaris Therapeutics, Inc.)
Future Reports to the Representatives. During the period of five years hereafter hereafter, the Company will furnish or make available to Stifel at Xxx Xxxxxxxxxx Xxxxxxthe Representatives, Suite 3700c/x Xxxxxxxxx, San Francisco, CA 94104, Attention: Syndicate, to Cowen at 000 Xxxxxxxxx Xxxxxxx Xxxxxx, Xxx Xxxx, XX Xxx Xxxx 00000, Attention: Capital MarketsGlobal Head of Syndicate and Credit Suisse Securities (USA) LLC, and to JMP at 000 Xxxxxxxxxx Eleven Xxxxxxx Xxxxxx, Suite 1100Xxx Xxxx, San Francisco, CA 94111Xxx Xxxx 00000, Attention: Capital MarketsIBCM-Legal: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA Commission or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed furnished or made available generally to holders of its capital stock; provided provided, however, that the requirements of this subsection (pSection 3(p) shall be satisfied to the extent the that such reports, statement, communications, financial statements or other documents referenced herein are available on XXXXX.
Appears in 1 contract
Samples: Underwriting Agreement (Progenics Pharmaceuticals Inc)
Future Reports to the Representatives. During the period of five three years hereafter hereafter, the Company will furnish or make available to Stifel at Xxx Xxxxxxxxxx Xxxxxxthe Representatives, Suite 3700c/x Xxxxxxxxx, San Francisco, CA 94104, Attention: Syndicate, to Cowen at 000 Xxxxxxxxx Xxxxxxx Xxxxxx, Xxx Xxxx, XX Xxx Xxxx 00000, Attention: Capital MarketsGlobal Head of Syndicate and c/o Xxxxx Xxxxxxx & Co., and to JMP at 000 Xxxxxxxxxx Xxxx Xxxxxx, Suite 1100Xxxxx 0000, San FranciscoXxx Xxxx, CA 94111Xxx Xxxx 00000, Attention: Equity Capital Markets: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other public report filed by the Company with the Commission, FINRA Commission or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed furnished or made available generally to holders of its capital stock; provided provided, however, that the requirements of this subsection (pSection 3(p) shall be satisfied to the extent the that such reports, statement, communications, financial statements or other documents referenced herein are available on XXXXX.
Appears in 1 contract
Future Reports to the Representatives. During the period of five years hereafter the Company will furnish or make available to Stifel BofAS at Xxx Xxxxxxxxxx XxxxxxXxxxxx Xxxx, Suite 3700Xxx Xxxx, San FranciscoXxx Xxxx 00000, CA 94104attention of Syndicate Department (facsimile: (000) 000-0000), Attentionwith a copy to ECM Legal (facsimile: Syndicate, (000) 000-0000) and to Cowen X.X. Xxxxxx at 000 Xxxxxxxxx Xxxxxxx Xxxxxx, Xxx Xxxx, XX Xxx Xxxx 00000, Attention: Capital Markets, and to JMP at 000 Xxxxxxxxxx Xxxxxx, Suite 1100, San Francisco, CA 94111, Attention: Capital MarketsEquity Syndicate Department: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA Commission or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed furnished or made available generally to holders of its capital stock; provided provided, however, that the requirements of this subsection (pSection 3(q) shall be satisfied to the extent the that such reports, statement, communications, financial statements or other documents referenced herein are available on XXXXX.
Appears in 1 contract
Samples: Underwriting Agreement (Acadia Pharmaceuticals Inc)
Future Reports to the Representatives. During the period of five years hereafter hereafter, the Company will furnish or make available to Stifel at Xxx Xxxxxxxxxx Xxxxxxthe Representatives c/o X.X. Xxxxxx Securities LLC, Suite 3700, San Francisco, CA 94104, Attention: Syndicate, to Cowen at 000 Xxxxxxxxx XxxxxxXxxxxxx XxxxxxXxx Xxxx, Xxx Xxxx, XX Xxxx 00000, Attention: Capital MarketsEquity Syndicate Desk, and to JMP at 000 Xxxxxxxxxx c/o Leerink Partners LLC, 00 Xxxxx Xxxxxx, Suite 110000xx Xxxxx, San FranciscoXxxxxx, CA 94111Xxxxxxxxxxxxx 00000, Attention: Capital MarketsSyndicate Department: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholdersshareholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other similar report filed by the Company with the Commission, FINRA Commission or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed furnished or made available generally to holders of its capital stockshares; provided provided, however, that the requirements of this subsection (pSection 3(q) shall be satisfied to the extent the that such reports, statement, communications, financial statements or other documents referenced herein are available on XXXXX.
Appears in 1 contract
Future Reports to the Representatives. During the period of five years hereafter hereafter, the Company will furnish or make available to Stifel at Xxx Xxxxxxxxxx Xxxxxxthe Representatives, Suite 3700c/x Xxxxxxxxx, San Francisco, CA 94104, Attention: Syndicate, to Cowen at 000 Xxxxxxxxx Xxxxxxx Xxxxxx, Xxx Xxxx, XX Xxx Xxxx 00000, Attention: Capital MarketsGlobal Head of Syndicate, and to JMP c/o Xxxxx Xxxxxxx, at 000 Xxxxxxxxxx XxxxxxXxxx Xxx, Suite 1100Xxxxx 0000, San FranciscoXxx Xxxx, CA 94111Xxx Xxxx 00000, Attention: Equity Capital Markets: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed furnished or made available generally to holders of its capital stock; provided provided, however, that the requirements of this subsection (pSection 3(p) shall be satisfied to the extent the that such reports, statement, communications, financial statements or other documents referenced herein are available on XXXXX.
Appears in 1 contract
Future Reports to the Representatives. During the period of five three years hereafter hereafter, the Company will furnish or make available to Stifel at Xxx Xxxxxxxxxx Xxxxxxthe Representatives, Suite 3700c/x Xxxxxxxxx, San Francisco, CA 94104, Attention: Syndicate, to Cowen at 000 Xxxxxxxxx Xxxxxxx Xxxxxx, Xxx Xxxx, XX Xxx Xxxx 00000, Attention: Capital MarketsGlobal Head of Syndicate and c/o Xxxxx Xxxxxxx & Co., and to JMP at 000 Xxxxxxxxxx Xxxx Xxxxxx, Suite 1100Xxxxx 0000, San FranciscoXxx Xxxx, CA 94111Xxx Xxxx 00000, Attention: Equity Capital Markets: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA Commission or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed furnished or made available generally to holders of its capital stock; provided provided, however, that the requirements of this subsection (pSection 3(p) shall be satisfied to the extent the that such reports, statement, communications, financial statements or other documents referenced herein are available on XXXXX.
Appears in 1 contract
Future Reports to the Representatives. During the period of five years hereafter hereafter, the Company will furnish or make available to Stifel the Representatives c/o Cowen and Company, LLC, at Xxx Xxxxxxxxxx Xxxxxx, Suite 3700, San Francisco, CA 94104, Attention: Syndicate, to Cowen at 000 500 Xxxxxxxxx Xxxxxx, Xxx Xxxx, XX Xxx Xxxx 00000, Attention: General Counsel; and Cantor Fxxxxxxxxx & Co. at 400 Xxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: Capital Markets, and with a copy to JMP at 000 Xxxxxxxxxx Xxxxxx, Suite 1100, San Francisco, CA 94111, Attention: Capital Markets: General Counsel (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other public report filed by the Company with the Commission, FINRA Commission or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed furnished or made available generally to holders of its capital stock; provided provided, however, that the requirements of this subsection (pSection 3(p) shall be satisfied to the extent the that such reports, statement, communications, financial statements or other documents referenced herein are available on XXXXXEXXXX.
Appears in 1 contract
Samples: Underwriting Agreement (Marinus Pharmaceuticals Inc)
Future Reports to the Representatives. During the period of five three years hereafter the Company will furnish or make available to Stifel at Xxx Xxxxxxxxxx Xxxxxxthe Representatives c/o Morgan Stanley & Co. Incorporated, Suite 37001585 Broadway, San FranciscoNew York, CA 94104NY 10036, Attenxxxx: Xquity Capital Markets Xxxxxxxxx Xxxx, xxx Xxxx xx Xxxxica Securities LLC, 9 West 57th Street, New York, NY 10022, Attention: Syndicate, to Cowen at 000 Xxxxxxxxx Xxxxxx, Xxx Xxxx, XX 00000, Attention: Capital Markets, and to JMP at 000 Xxxxxxxxxx Xxxxxx, Suite 1100, San Francisco, CA 94111, Attention: Capital Markets: Thomas M. Morrisox (ix) as soon as practicable after the xx xxxx xx xxxxxxxxxxx xxxxx xxx end of each fiscal yearxxxxxx xxxx, copies xxxxxs of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ ' equity and cash flows for the year then ended and the opinion thereon of the Company’s 's independent public or certified public accountants; (ii) to the extent not otherwise available on EDGAR, as soon as practicable after the filing thereof, copies of each proxy eaxx xxoxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA the NASD or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed generally to holders of its capital stock; provided that the requirements of this subsection (p) shall be satisfied to the extent the reports, communications, financial statements or other documents referenced herein are available on XXXXX.
Appears in 1 contract
Future Reports to the Representatives. During the period of five years hereafter hereafter, the Company will furnish or make available to Stifel at Xxx Xxxxxxxxxx Xxxxxxthe Representatives, Suite 3700c/x Xxxxxxxxx, San Francisco, CA 94104, Attention: Syndicate, to Cowen at 000 Xxxxxxxxx Xxxxxxx Xxxxxx, Xxx Xxxx, XX Xxx Xxxx 00000, Attention: Capital MarketsGlobal Head of Syndicate, and to JMP c/o Xxxxx Xxxxxxx, at 000 Xxxxxxxxxx XxxxxxXxxxxxxx Xxxx, Suite 1100Xxxxx 000, San FranciscoXxxxxxxxxxx, CA 94111Xxxxxxxxx 00000, Attention: Capital Markets[Prospectus Delivery Department]: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other public report filed by the Company with the Commission, FINRA or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed furnished or made available generally to holders of its capital stock; provided provided, however, that the requirements of this subsection (pSection 3(p) shall be satisfied to the extent the that such reports, statement, communications, financial statements or other documents referenced herein are available on XXXXX.
Appears in 1 contract
Future Reports to the Representatives. During the period of five three years hereafter the Company will furnish or make available to Stifel at the Representatives c/o Morgan Xxxxxxx & Co. Incorporated, 0000 Xxxxxxxx, Xxx Xxxxxxxxxx XxxxxxXxxx, Suite 3700, San Francisco, CA 94104XX 00000, Attention: SyndicateEquity Capital Markets Syndicate Desk, to Cowen at 000 Xxxxxxxxx and Banc of America Securities LLC, 0 Xxxx 00xx Xxxxxx, Xxx Xxxx, XX 00000, Attention: Capital Markets, and to JMP at 000 Xxxxxxxxxx Xxxxxx, Suite 1100, San Francisco, CA 94111, Attention: Capital Markets: Xxxxxx X. Xxxxxxxx (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ ' equity and cash flows for the year then ended and the opinion thereon of the Company’s 's independent public or certified public accountants; (ii) to the extent not otherwise available on XXXXX, as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA the NASD or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed generally to holders of its capital stock; provided that the requirements of this subsection (p) shall be satisfied to the extent the reports, communications, financial statements or other documents referenced herein are available on XXXXX.
Appears in 1 contract
Future Reports to the Representatives. During the period of five years hereafter hereafter, the Company will furnish or make available to Stifel the Representatives, c/o Cantor Fxxxxxxxxx & Co., at Xxx Xxxxxxxxxx Xxxxxx, Suite 3700, San Francisco, CA 94104, Attention: Syndicate, to Cowen at 000 Xxxxxxxxx 400 Xxxx Xxxxxx, Xxx Xxxx, XX Xxx Xxxx 00000, Attention: Equity Capital Markets, and with copies to JMP at 000 Xxxxxxxxxx Cantor Fxxxxxxxxx & Co., 400 Xxxx Xxxxxx, Suite 1100Xxx Xxxx, San Francisco, CA 94111Xxx Xxxx 00000, Attention: Capital Markets: General Counsel:
(i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed furnished or made available generally to holders of its capital stock; provided provided, however, that the requirements of this subsection (pSection 3(p) shall be satisfied to the extent the that such reports, statement, communications, financial statements or other documents referenced herein are available on XXXXXEXXXX.
Appears in 1 contract
Future Reports to the Representatives. During the period of five three years hereafter hereafter, the Company will furnish or make available to Stifel Leerink Partners LLC, at Xxx Xxxxxxxxxx Xxxxxxx Xxxxxx, Suite 370000xx Xxxxx, San FranciscoXxxxxx, CA 94104Xxxxxxxxxxxxx 00000, Attention: SyndicateXxxxx and Company, to Cowen LLC at 000 Xxxxxxxxx Xxxxxx, Xxx Xxxx, XX 00000, Attention: Xxx Xxxx 00000 and RBC Capital Markets, and to JMP LLC at 000 Xxxxxxxxxx Xxxxx Xxxxxx, Suite 110010th Floor, San FranciscoNew York, CA 94111, Attention: Capital MarketsNew York 10281: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed furnished or made available generally to holders of its capital stock; provided provided, however, that the requirements of this subsection (pSection 3(p) shall be satisfied to the extent the that such reports, statement, communications, financial statements or other documents referenced herein are available on XXXXX.
Appears in 1 contract
Future Reports to the Representatives. During the period of five years hereafter hereafter, the Company will furnish or make available to Stifel at Xxx Xxxxxxxxxx Xxxxxxeach of the Representatives, Suite 3700c/x Xxxxxxxxx, San Francisco, CA 94104, Attention: Syndicate, to Cowen at 000 Xxxxxxxxx Xxxxxxx Xxxxxx, Xxx Xxxx, XX Xxx Xxxx 00000, Attention: Capital MarketsGlobal Head of Syndicate; and c/o SVB Securities at 0000 Xxxxxx xx xxx Xxxxxxxx, and to JMP at 000 Xxxxxxxxxx Xxxxxx00xx Xxxxx, Suite 1100Xxx Xxxx, San Francisco, CA 94111Xxx Xxxx 00000, Attention: Capital Markets: Syndicate Department; (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet statement of financial position of the Company as of the close of such fiscal year and statements of profit or loss and comprehensive income, stockholders’ changes in equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 1020-KF, Quarterly Report on Form 10-Q, Current Report on Form 86-K or other report filed by the Company with the Commission, FINRA or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed furnished or made available generally to holders of its capital stockshare capital; provided provided, however, that the requirements of this subsection (pSection 3(A)(l) shall be satisfied to the extent the that such reports, statement, communications, financial statements or other documents referenced herein are available on XXXXX.
Appears in 1 contract
Samples: Underwriting Agreement (NewAmsterdam Pharma Co N.V.)
Future Reports to the Representatives. During the period of five years hereafter hereafter, the Company will furnish or make available to Stifel at the Representatives, c/o Jefferies LLC, 000 Xxxxxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: Global Head of Syndicate and x/x Xxxxxx, Xxxxxxxx & Company, Incorporated, Xxx Xxxxxxxxxx Xxxxxx, Suite 3700, San Francisco, CA California 94104, Attention: Syndicate, to Cowen at 000 Xxxxxxxxx Xxxxxx, Xxx Xxxx, XX 00000, Attention: Capital Markets, and to JMP at 000 Xxxxxxxxxx Xxxxxx, Suite 1100, San Francisco, CA 94111, Attention: Capital MarketsSyndicate Department: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA Commission or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed furnished or made available generally to holders of its capital stock; provided provided, however, that the requirements of this subsection (pSection 3(A)(p) shall be satisfied to the extent the that such reports, statement, communications, financial statements or other documents referenced herein are available on XXXXX.
Appears in 1 contract
Future Reports to the Representatives. During the period of five (5) years hereafter the Company will furnish or make available to Stifel NationsBanc Montxxxxxx Xxxurities, Inc., at Xxx 600 Xxxxxxxxxx Xxxxxx, Suite 3700, San Francisco, CA 94104, 94111 Attention: SyndicateClarx Xxxxxxxx xxx to Cowex & Xompany, to Cowen at 000 Xxxxxxxxx 4 Emxxxxxxxxx Xxxxxx, Xxxxx 0000, Xxx XxxxXxxxxxxxx, XX 00000, Attention00000 Xxxention: Capital Markets, and to JMP at 000 Xxxxxxxxxx Jeffxxx Xxxxxx, Suite 1100, San Francisco, CA 94111, Attention: Capital Markets: :
(ix) as soon as reasonably practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ ' equity and cash flows for the year then ended and the opinion thereon of the Company’s 's independent public or certified public accountants; (ii) as soon as reasonably practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA the NASD or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed generally to holders of its capital stock; provided that the requirements of this subsection (p) shall be satisfied to the extent the reports, communications, financial statements or other documents referenced herein are available on XXXXX.
Appears in 1 contract
Samples: Underwriting Agreement (Spectra Physics Lasers Inc)
Future Reports to the Representatives. During the period of five three years hereafter hereafter, the Company will furnish or make available to Stifel at Xxx Xxxxxxxxxx Xxxxxxthe Representatives, Suite 3700c/x Xxxxxxxxx, San Francisco, CA 94104, Attention: Syndicate, to Cowen at 000 Xxxxxxxxx Xxxxxxx Xxxxxx, Xxx Xxxx, XX Xxx Xxxx 00000, Attention: Global Head of Syndicate and c/o BMO Capital MarketsMarkets Corp., and to JMP at 000 Xxxxxxxxxx 0 Xxxxx Xxxxxx, Suite 110000xx Xxxxx, San FranciscoXxx Xxxx, CA 94111Xxx Xxxx 00000, Attention: Capital MarketsEquity Syndicate Desk: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other public report filed by the Company with the Commission, FINRA Commission or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed furnished or made available generally to holders of its capital stock; provided provided, however, that the requirements of this subsection (pSection 3(p) shall be satisfied to the extent the that such reports, statement, communications, financial statements or other documents referenced herein are available on XXXXX.
Appears in 1 contract
Future Reports to the Representatives. During the period of five years hereafter hereafter, the Company will furnish or make available to Stifel at Xxx Xxxxxxxxxx Xxxxxxthe Representatives, Suite 3700c/x Xxxxxxxxx, San Francisco, CA 94104, Attention: Syndicate, to Cowen at 000 Xxxxxxxxx Xxxxxxx Xxxxxx, Xxx Xxxx, XX Xxx Xxxx 00000, Attention: Capital MarketsGlobal Head of Syndicate, and to JMP c/o Xxxxx Xxxxxxx, at 000 Xxxxxxxxxx XxxxxxXxxxxxxx Xxxx, Suite 1100Xxxxx 000, San FranciscoXxxxxxxxxxx, CA 94111Xxxxxxxxx 00000, Attention: Capital MarketsProspectus Delivery Department: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other public report filed by the Company with the Commission, FINRA or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed furnished or made available generally to holders of its capital stock; provided provided, however, that the requirements of this subsection (pSection 3(p) shall be satisfied to the extent the that such reports, statement, communications, financial statements or other documents referenced herein are available on XXXXX.
Appears in 1 contract
Future Reports to the Representatives. During the period of five years hereafter one year hereafter, the Company will furnish or make available to Stifel the Representatives, c/o Wells Fargo, at Xxx Xxxxxxxxxx 000 X. Xxxxxxx Xxxxxx, Suite 3700Xxxxxxxxx, San Francisco, CA 94104Xxxxx Xxxxxxxx 00000, Attention: SyndicateEquity Syndicate and c/o Morgan Xxxxxxx, to Cowen at 000 Xxxxxxxxx Xxxxxx0000 Xxxxxxxx, Xxx Xxxx, XX Xxx Xxxx 00000, Attention: Capital MarketsEquity Syndicate Desk, and to JMP at 000 Xxxxxxxxxx Xxxxxx, Suite 1100, San Francisco, CA 94111, Attention: Capital Markets: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholdersshareholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA Commission or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed furnished or made available generally to holders of its capital stockshares of beneficial interest; provided provided, however, that the requirements of this subsection (pSection 3(p) shall be satisfied to the extent the that such reports, statement, communications, financial statements or other documents referenced herein are available on XXXXXXXXXX or otherwise publicly disseminated.
Appears in 1 contract
Samples: Underwriting Agreement (National Storage Affiliates Trust)
Future Reports to the Representatives. During the period of five years hereafter hereafter, the Company will furnish or make available to Stifel at Xxx Xxxxxxxxxx Xxxxxxthe Representatives, Suite 3700c/x Xxxxxxxxx LLC, San Francisco, CA 94104, Attention: Syndicate, to Cowen at 000 Xxxxxxxxx Xxxxxxx Xxxxxx, Xxx Xxxx, XX Xxx Xxxx 00000 (fax: (000) 000-0000), Attention: General Counsel; c/o Leerink Partners LLC, 0000 Xxxxxx xx xxx Xxxxxxxx, 00xx Xxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: Capital Markets, and to JMP at 000 Xxxxxxxxxx Xxxxxx X. Xxxxxx, Suite 1100, San Francisco, CA 94111, Attention: Capital Markets: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other report filed by the Company with the Commission, FINRA or any securities exchange; and (iii) as soon as available, copies of any report or communication of the Company mailed furnished or made available generally to holders of its capital stock; provided provided, however, that the requirements of this subsection (pSection 3(q) shall be satisfied to the extent the that such reports, statement, communications, financial statements or other documents referenced herein are available on XXXXX.
Appears in 1 contract
Samples: Underwriting Agreement (Viridian Therapeutics, Inc.\DE)