Common use of Future Reports to the Underwriters Clause in Contracts

Future Reports to the Underwriters. During the period of five (5) years hereafter, upon request of the Underwriters, the Company will furnish to the Underwriters at JMP Securities LLC, Xxx Xxxxxxxxxxx Xxxxxx, Xxxxx 0000, Xxx Xxxxxxxxx, Xxxxxxxxxx 00000, Attention: Xx. Xxxxxx X. Jolson: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity, and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants, (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K, or other report filed by the Company with the Commission, the NASD, or any securities exchange, and (iii) as soon as available, copies of any report or communication of the Company mailed generally to holders of its capital stock.

Appears in 2 contracts

Samples: Underwriting Agreement (Novastar Financial Inc), Underwriting Agreement (Novastar Financial Inc)

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Future Reports to the Underwriters. During the period of five (5) years hereafter, upon request of the Underwriters, hereafter the Company will furnish to the Underwriters Jefferies at JMP Securities LLC000 Xxxxxxx Xxxxxx, Xxx Xxxxxxxxxxx Xxxxxx, Xxxxx 0000Xxxx, Xxx Xxxxxxxxx, Xxxxxxxxxx 00000, Xxxx Attention: Xx. Xxxxxx X. Jolson: Capital Markets (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity, equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants, ; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K, K or other report filed by the Company with the Commission, the NASD, FINRA or any securities exchange, ; and (iii) as soon as available, copies of any report or communication of the Company mailed generally to holders of its capital stock. It is understood and agreed that the public filing of the information and documents referred to in this Section 3(p) on the Commission’s XXXXX database (or any successor database) will satisfy the Company’s obligations hereunder.

Appears in 1 contract

Samples: Underwriting Agreement (NPS Pharmaceuticals Inc)

Future Reports to the Underwriters. During For one year after the period date of five (5) years hereafter, upon request of the Underwritersthis Agreement, the Company will furnish furnish, if not otherwise available on XXXXX, to the Underwriters Representatives at JMP Securities LLC(y) Univest Securities, LLC , 00 Xxxxxxxxxxx Xxxxx, Xxxxx 00X, Xxx Xxxxxxxxxxx XxxxxxXxxx, Xxxxx 0000, Xxx Xxxxxxxxx, Xxxxxxxxxx XX 00000, Attention: Xx. Xxxxxx X. JolsonXxxxx Xxx, CEO, and (z) Webull Financial LLC, 00 Xxxx Xxxxxx, Xxx Xxxx, XX 00000, Attention Xxxxxxx Xxxxxxxxx: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity, equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants, ; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report quarterly financial statements on Form 10-Q, Current Report on Form 8-K, Q or other report filed by the Company with the Commission, the NASD, or any securities exchange, ; and (iii) as soon as available, copies of any report or communication of the Company mailed generally to holders of its capital stockshares.

Appears in 1 contract

Samples: Lock Up Agreement (Elevai Labs Inc.)

Future Reports to the Underwriters. During For one (1) year after the period date of five (5) years hereafter, upon request of the Underwritersthis Agreement, the Company will furnish furnish, if not otherwise available on XXXXX, to the Underwriters WestPark Capital, Inc. at JMP Securities LLC0000 Xxxxxxx Xxxx Xxxx, Xxxxx 000, Xxx Xxxxxxxxxxx XxxxxxXxxxxxx, Xxxxx 0000, Xxx Xxxxxxxxx, Xxxxxxxxxx XX 00000, Attention: Investment Banking, and Orientiert XYZ Securities Limited, Room 3301, Tower One Lippo Centre, Xx. Xxxxxx X. Jolson00 Xxxxxxxxx, Xxxxxxxxx, Xxxx Xxxx, Attention: Investment Banking Department, (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholdersshareholdersequity, equity and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified public accountants, ; (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 1020-KF, Quarterly Report on quarterly financial statements using a Form 106-Q, Current Report on Form 8-K, K or other report filed by the Company with the Commission, the NASD, or any securities exchange, ; and (iii) as soon as available, copies of any report or communication of the Company mailed generally to holders of its capital stockshares.

Appears in 1 contract

Samples: Underwriting Agreement (Xuhang Holdings LTD)

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Future Reports to the Underwriters. During the period of five (5) years hereafter, upon request of the Underwriters, the Company will furnish to the Underwriters at JMP Securities LLC, Xxx Xxxxxxxxxxx 000 Xxxxxxxxxx Xxxxxx, Xxxxx 0000Suite 1100, Xxx XxxxxxxxxSan Francisco, Xxxxxxxxxx 00000California 94111, Attention: Xx. Xxxxxx X. JolsonXxxx: (i) as soon as practicable after the end of each fiscal year, copies of the Annual Report of the Company containing the balance sheet of the Company as of the close of such fiscal year and statements of income, stockholders’ equity, and cash flows for the year then ended and the opinion thereon of the Company’s independent public or certified registered public accountants, (ii) as soon as practicable after the filing thereof, copies of each proxy statement, Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K, or other report filed by the Company with the Commission, the NASD, or any securities exchange, and (iii) as soon as available, copies of any report or communication of the Company mailed generally to holders of its capital stock.

Appears in 1 contract

Samples: Underwriting Agreement (Novastar Financial Inc)

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