General Risk Disclosure. 1. In the event that a derivative product issuer becomes insolvent and defaults on their listed securities, investors will be considered as unsecured creditors and will have no preferential claims to any assets held by the issuer. Investors should therefore pay close attention to the financial strength and credit worthiness of derivative product issuers.
Appears in 5 contracts
Samples: Securities Trading Margin Client Agreement, Securities Trading Margin Client Agreement, Trading Cash Client Agreement