Common use of Go to xxx Clause in Contracts

Go to xxx. xxx.xxx LPL Financial, a registered investment advisor, member FINRA/SIPC Who We Are Who is providing this notice? LPL Financial LLC and its affiliates (collectively, LPL). Our affiliates include the following:  Fortigent LLC ▪ PTC Holdings, Inc. ▪ The Private Trust Company, N.A  LPL Insurance Associates, Inc. ▪ Xxxxx & Company of Florida, LLC, DBA Xxxxx & Company What We Do How does LPL protect my personal information? To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings. Our online environment uses security technologies, including layered security and access controls over personal information. For further information, please visit the page How LPL Financial Secures Your Information. How does LPL collect my personal information? We collect your personal information, for example, when you:  Open an account ▪ Enter into an investment advisory account  Apply for insurance ▪ Tell us about your investment or retirement portfolio  Seek advice about your investments We also collect your personal information from others such as credit bureaus, affiliates or other companies. Why can’t I limit all sharing? Federal law gives you the right to limit only:  Sharing for affiliates’ everyday business purposes—information about your creditworthiness  Affiliates from using your information to market to you  Sharing for non-affiliates to market to you State laws and individual companies may give you additional rights to limit sharing. See below for more on your rights under state law. What happens when I limit sharing for an account I hold jointly with someone else? Your choices will apply to everyone on your account.

Go to xxx. xxx.xxx LPL Financial, a registered investment advisor, member FINRA/SIPC Who We Are Who is providing this notice? LPL Financial LLC and its affiliates (collectively, LPL). Our affiliates include the following:  ▪ Fortigent LLC ▪ PTC Holdings, Inc. ▪ The Private Trust Company, N.A  ▪ LPL Insurance Associates, Inc. ▪ Xxxxx & Company of Florida, LLC, DBA Xxxxx & Company What We Do How does LPL protect my personal information? To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings. Our online environment uses security technologies, including layered security and access controls over personal information. For further information, please visit the page How LPL Financial Secures Your Information. How does LPL collect my personal information? We collect your personal information, for example, when you:  ▪ Open an account ▪ Enter into an investment advisory account  ▪ Apply for insurance ▪ Tell us about your investment or retirement portfolio  ▪ Seek advice about your investments We also collect your personal information from others such as credit bureaus, affiliates or other companies. Why can’t I limit all sharing? Federal law gives you the right to limit only:  ▪ Sharing for affiliates’ everyday business purposes—information about your creditworthiness  ▪ Affiliates from using your information to market to you  ▪ Sharing for non-affiliates to market to you State laws and individual companies may give you additional rights to limit sharing. See below for more on your rights under state law. What happens when I limit sharing for an account I hold jointly with someone else? Your choices will apply to everyone on your account.