Common use of GOVERNING LAW AND APPLICABLE REGULATIONS Clause in Contracts

GOVERNING LAW AND APPLICABLE REGULATIONS. This agreement, including the arbitration provisions contained herein, shall be governed by the laws of the State of New York without giving effect to the choice of law or conflict of laws provisions thereof. All transactions for my accounts shall be subject to the regulation of all applicable federal, state and self-regulatory agencies including but not limited to the Securities and Exchange Commission, the various securities and commodity exchanges, the Municipal Securities Rulemaking Board, the NASD, the Board of Governors of the Federal Reserve System and the constitution, rules and customs of the exchange or market (and its clearing house, if any) where executed. I understand that information may be transmitted to such entities as you deem necessary in order to comply with applicable rules and regulations. Actual deliveries are intended on all transactions. I agree not to exceed the exercise limits and/or position limits set by the option exchanges, for my own account, acting alone or in concert with others.

Appears in 5 contracts

Samples: Client Agreement (Pioneer Venture Fund), Lehman Brothers (Pioneer Venture Fund), Lehman Brothers (Pioneer Venture Fund)

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GOVERNING LAW AND APPLICABLE REGULATIONS. This agreement, including the arbitration provisions contained herein, shall be governed by the laws of the State of New York without giving effect to the choice of law or conflict of laws provisions thereof. All transactions for my accounts shall be subject to the regulation regulations of all applicable federal, state and self-regulatory agencies including but not limited to the Securities and Exchange Commission, the various securities and commodity exchanges, the Municipal Securities Rulemaking Board, the NASD, the Board of Governors of the Federal Reserve System and the constitution, rules and customs of the exchange or market (and its clearing house, if any) where executed. I understand that information may be transmitted to such entities as you deem necessary in order to comply with applicable rules and regulations. Actual deliveries are intended on all transactions. I agree not to exceed the exercise limits and/or position limits set by the option exchanges, for my own account, acting alone or in concert with others.

Appears in 2 contracts

Samples: Client Agreement (Vannini Jonathan), Client Agreement (Championship Auto Racing Teams Inc)

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GOVERNING LAW AND APPLICABLE REGULATIONS. This agreement, including the arbitration provisions contained herein, shall be governed by the laws of the State of New York without giving effect to the choice of law or conflict of laws provisions thereof. All transactions for my accounts shall be subject to the regulation regulations of all applicable federal, state and self-regulatory agencies including but not limited to the Securities and Exchange Commission, the various securities and commodity exchanges, the Municipal Securities Rulemaking Board, the NASD, the Board of Governors of the Federal Reserve System and the constitution, rules and customs of the exchange or market (and its clearing house, if any) where executed. I understand that information may be transmitted to such entities as you deem necessary in order to comply with applicable rules and regulations. Actual deliveries are intended on all transactions. I agree not to exceed the exercise limits and/or position limits set by the option exchanges, for my own account, acting alone or in concert with others. 25.

Appears in 1 contract

Samples: Please (Icahn Carl C Et Al)

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